Académique Documents
Professionnel Documents
Culture Documents
Rev. 1/~0t0
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I. person Reporting (last name, first, middle initial) OMalley, Kathleen M. 4. Title (Arficlc I|I judges indicate active or senior status; magistrate judges indicate full- or pan-time) U.S. District Judge, Active
2. Court or Organization U.S. District Court, N.D. Ohio 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final
5b. [] Amended Report 7. Chambers or Office Address 801 W. Superior Avenue Rm I6A Cleveland, OH 44113-1840 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NO TES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
8. 9.
OMalley, Kathleen M.
| OMalley, Kathleen
...... Reporting
DateofReport
5/13/20~0
II1. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
NONE (No reportable non-investment income.) DATE I. SOURCE AND TYPE INCOME (yours, not spouses)
B. Spolise~s Non-Investment Income - If you were married during any portion of the reportlng year, complete this section. (Dollar amount not required except for honororia.) [---] NONE (No reportable non-investment income.) DATE 1. 2009 SOURCE AND TYPE Covington & Buffing, LLP
NONE (No reportabIe reimbursements.) SOURCE DATES April 16-April 22, 2009 June 18-21, 2009 LOCATION Washington, DC PLFRPOSE Educational/Faculty ITEMS PAID OR PROVIDED registration, transportalion, meals
1.
Intellectual Properly Owners Education Foundation Federal Circuit Bar Association American College of Trial Lawyers American Intellectual Property Law Association
2.
Charleston, SC
Annual Conference
3.
Boston, MA
Annual Meeting
4.
Washington, DC
Annual Meetin,wSpeaker
I. 2.
3.
4, 5,
~]
DESCRIPTION
VALUE CODE
I. 2. 3. 4, 5.
N ....
f P~rson Reporting
] OMalley, Kathleen M.
~a3,,~0~o
VII. INVESTMENTS an d TRUSTS - i,,.o,~e. ~.~.., tr ..... tions a,,ctoaes ,~ose of sr ...... a depe.den, chUdren; see pp. 34~0 of filing instr,ctio~v.)
NONE (No reportable income, assets, or transactions.)
Descriprion ~f Asse~s (including trust assets) Place "{X)" after each assl exempt from prior disclosure ~ Income during re~ing ~riod T~e {e.g., div., rent, orint.) Gross ~alue at end of repoging period Value Code 2 (J-P) Value Mcth~ Code3 T~e (e.g, ~ buy, sell, : redemption) D. Transactions during reposing
~ Date i m~d~
....................................................................... 1.
(~W)
2.
11.
12. 13.
t4.
FINANCIAL DISCLOSURE REPORT JUDGE I(ATHLEEN OMALLEY FOR THE PERIOD 1/1/09 - 12/31/09
A. Description of Assets (Includinp~ trust assets) Place an (X) after each asset exempt from prior disclosure
B. C. Income during (3 ross Value at end of reposing period reporting period !(I) i(2) (i) (2} Amount 1"ype (e.g. iValue Calue Code 1 div., int., Code 2 Method [A-H) rent) (J-P) Code 3 (Q-W)
D Transactions during reporting period (1) (2) Type (e.g. buy, sell, (3) (4) (S) Date Value Month- Code 2 (J-P)
redemption) Day
I CITIBANK 2 CASTLE HARLAN AFFILIATES IV-A ,LLP 3 CASTLE HARLAND AFFILIATES V, LLP 4 MID-ATLANTIC FUND OF 5 FUNDS II LP
D D A
O K I(
T U W
A A B E
K K K K
W W U U
6 THE DINNER CLUB I, LLC 7i DINNER CLUB I, LLC 8i MID-ATLANTIC FUND OF FUNDS 9: Brokerage Account #1
10 ONE BEACON INS 11 WHITE MTN INS 12 WHITE MTN INS 13 :WHITE MTN INS 14 BROWN & BROWN 15 LEGG MASON STOCK 16 MDC HOLDINGS (Y) 17 MARTIN MARIE~I-A MTLS 18 MOODYS CORP (Y) 19 ODYSSEY RE HOLDGS 20 ODYSSEY RE HOLDGS 21 ODYSSEY RE HOLDGS 22 ODYSSEY RE HOLDGS 23 MOHAWK INDUSTRIES 24 MOHAWK INDUSTRIES 25 MOHAWK INDUSTRIES
A A A A A A
T !SEEL 2/13
DIV
A A A A
Page 1
FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN OMALLEY FOR THE PERIOD 1/1/09 - 12/31/09 VII A. Description of Assets (Including trust assets) Place an (X) after each asset exempt from prior disclosure B.
Income during reporUn~ period
C.
Gross Value at end of repo~tin~ period
D
Transactions during reporting period
(1) (2)
Code I div., int., [A-H) rent)
(:I) (2)
Code 2 Method (J-P) Code 3 (Q-W)
(1)
buy, sell,
(2)
Type (e.g.
redemption) Day
26 MOHAWK INDUSTRIES 27 MOHAWK INDUSTRIES 28 RESERVE FUND INTERSTATE TAX EX (Y) 29 VANGUARD PRIME MONEY MKT 30 BURLINGTON NORTHERN SANTA FE 31 FAIRFAX FINANCIAL 32 FASTENAL CO 33 LEUCADIA NATIONAL CORP 34 U.S, BANCORP DELCOM NEW 3S VULCAN MATERIALS CO 36 AMERICCREDIT CORP 37 38 39 40 41 42 43 BERKSHIRE HATHAWAY INC CL B 44 JPMORGAN CHASE & CO 45 YUM BRANDS INC 46 ARCH CAPITAL GROUP LTD 47 48 Brokerage Account #2 A A A A A A A A A A
NONE NONE
SELL SELL
3/4 3/10
J J
A A
J J J J J J J J
T T T T T T T T BUY BUY BUY BUY BUY BUY BUY 10/27 10/28! 12/3 12/4 12/8 12/17 12/18 6/22 J J J J J J J J BUY 9/11 J
J J J J
T T T T
BUY
J J J
INT INT
J J Page 2
T T
SELL SELL
5/15 7/17
FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN OMALLEY FOR THE PERIOD 1/1/09 - 12/32/09 VII A, Description of Assets (Including trust assets) Place an (X) after each asset exempt from prior disclosure B. C. Income during Gross Value at end of reporting period reporting period (1) !(2) (I) (2) Amount Type (e.g. Value Value Code I div., int., (A-H) rent) Code 2 Method (J-P) Code 3 (Q-W) D Transactions durin8 reportin8 period (1) (2) Type (e.g. (3) (4) (5) Date Value buy, sell, Month- Code 2 redemption) Day (J-P)
51 RESERVE FUND INTERSTATE TAX EX (Y) 52 VANGUARD PRIME MONEY MKT 53 J.P. MORGAN CHASE & CO 54 55 FAIRFAX FINANCIAL HLDGS LTD 56 57 58 IRA #1 A A DIV DIV J T SELL SELL SELL SELL SELL 2/9 2/10 2/12 2/12 2/13 J J J J J A A A A A A INT K T BUY SELL BUY BUY SELL 4/14 7/17 9/11 10/29 10/29 J J J J J A A
.59 BROWN & BROWN 60 LEGG MASON STOCK 62 62 63 64 65 MDC HOLDINGS (Y) 66 MARTIN MARIETTA MATLS 67 MOHAWK INDUSTRIES 68 69 70 71 72 MOODYS CORP 73 ODYSSEY RE HLDGS 74 ONE BEACON INS (Y) 75 WHITE MTN INS GROUP
DIV NONE
T SELL SELL ~SELL SELL SELL 1/27 1/28 2/26 3/4 3/10 J J J J J A A A A A
A A
DIV DIV
T SELL 10/27 K E
DIV Page 3
SELL
10/6
FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN OMALLEY FOR THE PERIOD 1/1/09- 12/31/09 VII A. Description of Assets (Including trust assets) Place an (X) after each asset !exempt from prior disclosure B. Income during reporting period (1) (2) C, Gross Value at end of reporting period (1) Type (e.8D Transactions during reporting period (2) (3) (4) (5) Date Value Code 2 (J-P) Gain Identity of Code 1 buyer/seller (A-H) (if private transaction)
(1) (2) Amount ]-ype (e.8. ~Value Value Code I div., int., (A-H) rent) Code 2 Method (J-P) Code 3 (Q-W)
76 YUM! BRANDS IND 77 NVR INC 78 BERKSHIRE HATHAWAY 79 BURLINGTON NORTHERN 80 81 82 FAIRFAX FINANCIAL HLDGS 83 84 85 FASTENAL CO 86 LEUCADIA NATL CORP 87 US BANCORP DEL 88 89 90 91 VULCAN MATERIALS CO 92 AMERICCREDIT CORP 93 JPMORGAN CHASE & CO 94 MARKEL CORP HOLDING CO 95 MCDONALDS CORP 96 SYSCO CORP 97 ARCH CAPITAL GROUP LTD 98 US GOVT MONEY MARKET (X) 99 VANGUARD PRIME MONEY MKT (X) 100 Charles Schwab 401k #1
A A
K J J J
T T T T BUY BUY BUY 1/14 1/22 1/23 5/20 5/21 9/8 8/27 J J J J J K
DIV
DIV
DIV NONE
J J J
T T T
BUY
DIV
J J J J
DIV NONE
J J J J J J J J K
DIV NONE
A A
A A
INT INT
101 VANGUARD INST INEX 102 RAINIER SMALL/MIDCAP EQUITY 103 SCHWAB MNG RET TRUST-2010
C A
M K M
T T T
Page4
FINANCIAL DISCLOSURE REPORT JUDGE KATHLEEN OMALLEY FOR THE PERIOD 1/I/09 - 12/31/09 Vll A, Description of Assets (Including trust assets) Place an (X) after each asset exempt from prior disclosure B.
Income during reporting period
C.
Gross Value at end of reporting period
D
Transactions during reporting period
(1) !(2)
Amount IType (e.g. Code 1 div., int., (A-H) rent)
1(1) !(2)
(I)
buy, sell,
(2)
Month-
lva)ue ~Value
Code 2 Method (J-P) Code 3 (Q-W)
redemption) Day
104 SCHWAB MNG. I~ET TRUST-2020 ~.05 SCHWAB MNG RET TRUST- 2030 106 VANGUARD WELLINGTON ADM 107 COVINGTON PENSION PLAN CASH :~08 BALANCE ACCT 109 COVINGTON & BURLING PTNRSHP LLP E D C
K K L
T T T
INT INT
O O
T W
Page 5
Date of Report
oM~ney. Kathleen M.
5/13/2010
O~,ofR~po~t
Page 7 of 7
IX. CERTIFICATION.
5/t3/2010
1 certify that all information given above (including information pertaining to my spouse and minor or dependent childreu, if any) is accurate, true, ana complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitti~g non-dlsclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C, app, 56! et, seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULL~" FALS1FII AND CRIMINAL SANCTIONS (5 U~.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544