,~o ~0

Rev. t/2010

I
[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. Court of Appeals, 4th Circuit 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] A .... I ,,, 5b, [] Amended Report [] Final

Report Required by the Ethics

in Government Act of 1978

(s u.s.c, app. lO1-111)

3. Date of Report 04/08f2010 6. Reporting Period 01/01/2009 to 12/31/2009

1. Person Reporting (last name, first, middle initial) Keenan, Barbara 4. Title (Article llI judges indicate active or senior status; magistrate judges indicate flail- or part-time) Judge-Active

7. Chambers or OfficeAddress I 10 N. Royal Street Suite 305 Alexandria, VA 22314

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box.~br each part where you have no reportable information. Sign on last page.

I. POSITIONS. <Rcpo,~g +d+vla:aJ o,+y; ,,pp. 9-13 of Jiling instructions.)

[~ NONE (No reportable positions..)

POSITIQN
1. 2. 3. 4. Trustee Trustee Co-Trustee Co-Trustee Trust #1 Tta~st #2 Tta~st #3 Trust #4

~I~ME OF ORGANIZATION/ENTITY

.~ "-:

AGREEMENTS. Reporting individual onb,; seepp. 14-16 of filing instructions.3

[~ NONE (No reportable agreements.) DATE PARTIES AND TE~S

Keenan, Barbara

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Perso. Reporting

Date of Report

~:eena,,, Barbara

04/08~010

III. NON-INVESTMENT INCOME. (Reporting individual andsp ....

A. Filers Non-Investment Income NONE (~ reportable non-investment income.) ~
I. 2009 2. 3. 4.

; seepp, 17-24 of fling l~uctio~.)

SOURCE AND TYPE

Supreme Court of Virginia-Salad (through 12-31~9)

~
(yours, not spouses) $183,839.04

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

[-~

NONE (No reportable non-investment income.)

DATE
1o 2009 2.

SOURCI~ AND TYPE

Virginia Retirement System-Monthly Payment

3.

IV. REIMBURSEMENTS --,ro,-,por,~,~o,. to~gl,g, Sooa. entertai .... L

(Includes those to spouse trod dependent chffdren," see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) ~

1, 2. 3. 4. 5,

D_.~ATES

_LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 1 1

~ ....f e .....~po~ K~..., Barbara

~,~ o~po~ 04/08/2010

V. GIFTS. a.cl.de.~,ho.~e ,o Wou~e..d ~pe.aen, ch~.e.; see ~,. 2S-~ ~ of filing instructions.)
NONE (No reportable gifts.) SOURCE
1,

DESCRIPTION

VALUE

2. 3.
4. 5.

1. l~L,~l~ll,~l I I r~k.~o (Includes those of spouse and dependent children; ~ee pp. ~2-3~ of filing instrucgon,~.)

NONE (No reportable liabilities.) CREDITOR

I. 2. 3. 4. 5.

DESCRIPTION

V,SLUE CODE

Narae of Person Reporting

Date of Report

PageFINANCIAL4 of 1 1 DISCLOSURE REPORT VII. INVESTMENTS and TRUSTS - ~,,o,,,, .n/,,., ......
[~

Keenan, Barbara

04/08/2010
d dependent children; see pp. 34-60 of )qling instructions.)

,o,,, (Includes those of sp ......

NONE (A,o reportable income, assets, or transactions.) A. Description of Assets (including trust a.~sets) Place"(X)" after each asset exempt from prior disclosure B. Income during reporting period ~.mount Type (e.g., Code I div., rent, (A-H~ or int.) i i E A farmland, farm .~ A B Interest Interest Rent Rent C. Gross value at end of reporting period Value Code 2 (J-P) Value Method Code3 . (Q-W) T T Q Q I D. Transactions during reporting period

Type (e.g., . Date Value I Gain [ buy, sell. mm/dd/yy Code 2 [ Code I [ redemption), I (J-P) i (A-H) , . i [ J

Identity of buyer/seller (ifprivate transaction)

I_ 2. i 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. t6. 17.

Bank of Amedga-Bank Accounts BB&T -Bank Accounts Jefferson Count), WV 25% interest Jefferson County, WV, structures-25% int

O J M O

Bank of America Brokerage Account #l : BB&T Bank Corp. common stock Cisco Systems-common stock Coca Cola Corp.-common stock Dell Inc.-common stock Freeport McMoran-common stock Glaxo SmithKline-common stock Medco Health Solutions-common stock Meek & Co.-common stock Pfizer Inc.-common stock Time Warner Cable-common stock Time Warner Inc.-commonst0ck Wells Fargo & Coo.-common stock B A B C A A E Dividend None Dividend None None Dividend None Dividend Dividend None Dividend Dividend N L J J L J J K L J K J T T T T T T T q" T T T T

I. lncome Gain Codes: (See Colmrms B l a~d D4) 2. Value Code~ (See Coltum~s C 1 and I)3) 3. Value Method Codes (See Colut~m C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisa! O =Book Value

B =$1,001. $.2,500 G =$100,001 . $1,000,000 K =$15,001 - $50,000 O =$500,001 * $1,000,000 g =(2,st (Real Estate Only) V =Other

C =$2,501 - $5.000 HI =$1,000,001 - $5,000,000 L ~$50,001 - $100,000 PI =$1,000,0OI o $5,0~),000 P4 =More tt~m~ S =Assessment W =Estimated

D =$5.001 - $15,000 H2 :More than $5,000,000 M =$i00,001 - $250,000 1"2 =$5,000,001 - $ 25,000,000 T =C~tl Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT

~ .... f Pe .... Reporting

Date of Report

Page 5 of 1 1

Keenan, Barbara

04/08/2010

VII. INVESTMENTS and TRUSTS - i.co,~., ~.iu,, , ...... ,~ns a.ct.aes ,+o,e os,ro~, ~d ~.,.~a,~, e~u~,,.; ~e~pp. ~4-6o oS~t~.s ~.s.~eao.,.)
NONE (No reportable income, assets, or transactions.) A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure ii 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Columbia Tax-Exempt Reserves CL Bank of America Brokerage Acct. #2 (IRA) Pfizer, Inc.-common stock MFS Growth Fund Port Class A Columbia Cash Reserves Class A Bank ofAmerica Brokerage Acct. #3 Coca Cola Co.-common stock General Electric-common stock h~tel Corp.-commonstock IBM-common stock Microsoft Corp.-common stock Pfizer Inc.-common stock Columbia Mttrfi Reserves Money Market Merrill Lunch Brokerage Acct (IR? AIM htternationa! Allianz NFJ Divident Blackrock Global Growth Fund A A Interest Interest None J J T T I A C A B B C A Dividend Dividend Dividend Dividend Dividend Dividend Interest J K K K K L J T T T T T T T A C Dividend None Interest J J T T B. ]ncome during I reporting period ~.mour~t Code 1 (AH) Type (e.g., div., rent, C, Gross value at end of reporting period Value Code 2 Vahte Method ~ Cde 3 i T ] I D. Transactions during reporting period

Type (e.g., buy, sell, redemptin)

[ Date mm/dd!yy

tint)(J-P)

Value Gain Code 2 [ Code I . i (JP) j(AH) (Q-W)

Identity of buyer/seller transaction)

(if private

Interest

[2 Value Codes

J =$15.0~0 o~ less P3 ~$25,000,001 . $50,000.000 Q =Appraisal

K =$/5.091 - $50,000

L ~$50,00| - $100.000 P4 =More tha~a $50,000,~0 S =Asses~menl

M =$11~1,001 - $250.000

3. Value Method Codes

R =Cast (Real E~mte Only)

T =Cash Market

Name of Person Reporting

Date of Report

,FINANCIALpage 6 of 1 ! DISCLOSURE REPORT [

Keenan, Barbara

04/08/2010

VII. INVESTMENTS and TRUSTS - ;~o~,~. ,.,~. t,~,~o,~o~.~ a,~ t~o,~ o~. ,, ...... ~ dependent children; seepp. 34-60 Of fillng instructions.)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place"(X)"aflereaehasset exempt from prior disclosure T, B. lncom~ during [ reporting period (I) 1 (2) Amount[ Type(e.g., Code div., rent. (A-H) orint.) I 1 None None A A Interest Interest None None C. [ Gross value at end of reporting period (!) (2) [ (l) Value Value Type(e.g., buy, sell, Code 2 ! Method (J-P) Code3 redemption) (Q-W) ] J J J 3" J J T T T T T T D. Transac:iions dudng reporting period (2) (3) I (4) Date Value ! G~in mm/dd]yy Co.de 2 i Cede 1 (J-P) [ (A-H) [ (5) ldentityof buyer/seller (if private transaction)

I .i

35. 36, 37, 38. 39. 40. 41. 42. 43. 44. 45. ,)6. 47. 48. 49. 50. 51.

Davis Financial FD Jennison 20/20 Focus 2P Morgan Equity Income Fund MFS IntemationalNew Discovery Fund Thoraburg Large Cap Growth Fund Touchstone Large Cap Growth Fund Commonwealth of VA Defined Contributior Plan Treasury Bill-r~louey Mkt Fnd S&P 500 l-ndex Active Inflation Pro Bond Fund International Equity Index Fund Active GIobalEquity Fund 401(a) Cash Match-S&P 500 Index Fund Commonwealth of VA Defined Contribution Treasury BillMoney Market Fund S&P 500 Indef,,Fund Active Inflation Pro Bond Fund

None None None None None None

M K L K K J

T T T T T T

None None None

M K L

T T T

1. h)come Gsin Codes: {See COIIIIlUIS B I and D4) 2. Value Codes (S,~e Columns C I and D3) 3, Value Method Codes (See Coluah-3 C2)

A -.$1,000 or less F =$50.1)01 - $100.000 J =$15,000 or tess N =$250,001. $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U ~Bovk Value

B =$I.00I - $2.500 G ~$100,001 * $1,000.000 K =$|5,001 - $50,000 O ~$500.001 - $1,000,000 R =Cost (R~al Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1.000,001 - $5,000,000 L =$50,~301 - $100,000 Pl =$1,000,001 - $5,000,000 P4 =More than $50,000)000 S =Assessment W =Estimatgd

D =$5,001 - $15,000 H2 =More gaan $5,000,000 M =$i00,0Ol - $250,0~0 P2 =$5.000,001 - $25.000.000 T ~-Cash Market

E =$15,001 - $50,000

~PageFINANCIAL7 of 11 DISCLOSURE REPORT [ Keenan, Barbara VII. INVESTMENTS and TRUSTS - ~ ....

Name of Person Reporting

Date of Reporl

04/08/2010

e, ~lue, t .....efforts (Includes those of s~ .... d dependent children; $ee pp. 34-60 of f!ling instructiong)

NONE (No reportable income, assets, or tramactions.)

Description of Asse~ (including trust a~e~) Pl~"(X~"after each asset exempt from prior disclosure

Incom~ during repo~ing period Amount Code I (A-H)

Gross value at end of reporting period ~ Value ~ Me~od Code 3

[ Type (e.g., bay, se]l, . redemption)

Transactions during reporting period

Type (e.g, Value div.,renL [ Code 2 or lot.) ~ (J-P)

Date { Value { Gain ,.mm!d~yy ] Code2 ~ Code l (A H)

Identity of buyer/seller (if private trans~ction)

52.

International ~ui~ Index Fund

No~lc

53.

Active Global Equi~Fund

None

54. 55. 56. 571

58.

401(a) CashMatch S&P Index TRUST#l: BB&T Corp. Accounts TRUST#2:

BB&T Corp. Bank Account~ C

None

Interest

Interest

59.

SunTmst Bank Account

Interest

60.

Pfizer Corp. common stock

Dividend

61.
62.

TRUST #3:
BB&T Corp, ,~..ccount A lfiterest J T

63.

Wells Fargo Brokerage Account

64. 65. 66. 67, 68.

3M Co.-common stock Altria Group Inc.-common stock Boeing-common stock CiscoSystems-common stock Freeport McMoran-Class B Stock

B C B

Dividend Dividend Dividend None

K K K J M

T T T T T

Dividend

I. Income Gain Codes: (See Colmm~s BI and D$) 2. Value Codes (See Colurons CI Bad D3) 3, Value Method Codes (See Coturan C2)

A =$I,000 or less F =550,001 - 1100,000 J =$15,000 or les~ N =$250,001 - 5500,000 P3 =$25.000,001 - $50,000,000 Q =Appraismt O =Book Vahae

B =$1,001 - $2,500 G =$1~0,001 - $1,000,000 K =$15,001 - $50,000 0 =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Otker

C =$2,501 - $5,000 HI =$1,000,001 - 55,000,000 L =$50,001 - 5100,000 P1 =51.000,001 - $5,000.000 P4 =More than $50,000,000 S ~Assessment W =Estimated

D =55,00t - $15,000 H2 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5,000.001 - 525,000,000 7" ---Cssh Market

E =$15,001 - $50,000

,FINANCIAL DISCLOSURE REPORT Page 8 of 1 1

N ....f Per,an r, eporting

Keenan, Barbara

D~to o Repot, 04/08/2010

NONE (No reportable income, assets, or transactions.) A. Description of Asse~ (including trust ~se~) Place "(X)" a~er ~ch as~t exemp% from prior di~losure [ B, Income during r~oaing period Type (e.g., div., renl, or int.) " C. Gross value at end of r~o~ing period Value Code 2 Value Method Code 3 (Q-W) T T T T T T T T T ..... T T T [ 81. 82. 83. 84. 85. MFS Moni Inc. Fd-Class A Stock Tn,st 04: Pfizer, Inc.-~mmon stock BB&T Co~. Accoonts USAA Accounts E E D Dividend Interest Interest O O ~ T T T E Dividend M T [ D. Transactions during reporting period

Amount Code 1 (A-H)

(J-Pt

Type (e.g., buy, sell, ~demption)

Date ~ Value mmMd/yy Code 2 ] (J-P)

Gain Code I (A-H)

Identity of buyer/seller (if private uansaetion)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80.

General Electric-common stock Hewlett Packard-common stock IBM-commonstock KrafiFo~s-Cl~sA stock Ma~iott Intl.-common stock Medco Health Solutions-common stock Merk& Co.-commonstock Mylan, Inc.-~mmonstock Philip Mobs-common stock Reynolds American-common stock TimeWamer Cable-common stock Time Warner Inc. New Corn

D A A B B

I Dividend [ Dividend I Dividend I Dividend ] Dividend

K ~ K K L J 3 K K J J J

Nooe

] Dividend Nooe

C A A A

] Dividend ] Dividend ] Dividend Dividend

I. Income Gain Codes: (See Columns B ! snd D4) 2. ValucCodes (gee Columns CI and D3) 3, Value Me,hod Codes (See Cohltma C2)

A =$1,000 or Icss F =$50.001 - $100,000 J=$[5.000orless N =$250,001 - $500.000 P3 =$21000,001 - $50,000.000 Q =Appraisal U =Bo~k Value

15 =$|,001 o $2,500 G =$ ]00,001 - $1,000,000 K=$!5,0D] -$50,00~ O =$500.001 - $1,000,000 I~ =Cost (Real Estate Only) V =Other

C =$2,501 - 15.000 H I ~,1,000,001 * $5,000,000 L=$50,0~1-$100,000 PI =$1,000,001 - $5~000.000 P4 =Mere than S =Assessment W =Estimated

D =$5.001 - $15.000 H2 M=$100,~01 -$250,000 P2 =$5,000.001 - $25,000,000 T =Cash Market

E ~$ | 5.(K~I - $50,099

,FINANCIAL DISCLOSURE REPORT Page 9 of 1 1

NameofPerson Reporting

DateofRepnrt

K~nan, Barbara

04/08n010

NONE (No reportable income, assets, or transactions.)

~ A. Description of Assets (including trast assets) Place"(X)"aflercachasset exempt from prior disclosure [ B. i C. Gross value at end of reporting period Value Code 2 Value Method (Q-W) Type(e.g, buy, sell, D. Transactions during reporting period

--Incme during I reporting period

[A~m,om?tI Type(e.g., [ Code I div., rent, !

Date [Value [Gain | mm,"dd/yy i Code 2 [ Code I !

ldentilyof buyer/seller transaction)

86. 87. 88. 89. 90. 91o 92. 93.

Wells Fargo Brokcrage Account: Pfizer Inc.-common stock Eaton Vance Sr. Floating Rate Bond Federated Premier Mtmi Bond Fund Henrico Cnty, VA Economic Dev. Auth. West Canterbur~ CFN Peninsula Parts Auth VA-Coal Term. Res. Re[, Roanoke Cnty, VA Ind. Develop. Auth, Res, Care FC Winchester VA Indl. Develop. Auth. Res. Care Fac. Rew Serv. E C C D C B B Dividend Dividend Dividend Interest Interest Interest Interest N K K M K J J T T T T T T T

1. Income Gain Codes: (see Columns BI and D4) 2. Value Codes (See Columns Cl ~nd 13,3) 3. X,~tue Method Codes (See Cotunm C2)

A =$1,0~0 or less F =$50,001 - $100,000 J =$15,000 or les s N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 " G =$160.00 ! - $I,000,000 K = $15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V --Other

C =$2,50i - $~ J~00 Hi =$1,000,00l - $5,000,000 L =$50,001 - $100,0~0 PI -~$1,000,001 - $5,0~),000 P4 =More than $50,000,000 S =Assesstr~rtt W =Estimated

D =$5,001 - $15,000 H2 =Mo~ than $5,000,900 M =$100,001 - $250,000 P2 =$5,000,901 - $25,090,0~)0 T ~Cash Market

E =$t5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 1 0 of 11 I

Name of Person Reporting

Date of Report

Keenan, B~rbara
]

04/08/2010

Vlll. ADDITIONAL INFORMATION OR EXPLANATIONS.

Appraisal of Jefferson County, WV property completed in August, 2009.

FINANCIAL DISCLOSURE REPORT

Page 1 1 of 1 1

N~me of P .... n Reporting

Da,e of Report

~:eeuan, Barbara

04/0~/2010

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and eomplete to the best of my knowledge and belief, and that any information not reported was withheld because il met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT I~IAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544