AO 10" Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District Court, E.D. Va. 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~ 101-111)

!. Person Reporting (last name, first, middle initial) Ellis, 111, Thomas S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 08/10/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Senior U.S. District Judge

5b. [] Amended Report

7. Chambers or Office Address 401 Courlhouse Square 9th Floor Alexandria, VA 22314-5799

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Review|rig Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

~ NONE (No reportable positions.)

POSITION
I. Advisory Board Member

NAME OF ORGANIZATION/ENTITY
Deans Intellectual Property Law Advisiory Board, George Washington University Judicial Advisory Council on International Family Abduction

2. 3. 4. 5.

Member

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructionx)

~ NONE (No reportable agreements.)
DATE

PARTIES AND TERMS

Ellis, III, Thomas S.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting Ellis, I11, Thomas S.

Date of Report 08/10/201 I

Ill. NON-INVESTMENT INCOME. tRepo.ing individualandspouse; seepp. 17-24 of filing instructions.)

A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE

I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting Ellis, Ill, Thomas S.

Date of Report 08/10/2011

V. GIFTS. ancludes those to spous, and dependen, children; see pp. 28-31 of filing instructions.)

~]
I. 2.

NONE (No reportable g~s.)

SOURCE DESCRIPTION

VALUE

3.
4. 5.

VI. LIABILITIES. a,,ct,,des those of spouse and dependent children; see pp. 32-33 of:ling instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporting Ellis, III, Thomas S.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - inco,.e, ,,al.., transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J
K T

Transactions during reporting period O) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code2 (J-P) (4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

I. Sensor
2. Wachovia Bank Accts A

None
Interest

3. 1RA#1 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17. Cambiar Opp Fd Cambiar Opp Fd Goldman Sachs Tr Finl Sq Mmkt I Goldman Sachs Tr Finl Sq Mmkt I Goldman Sachs Tr Finl Sq Mmkt 1 Goldman Sachs Tr Finl Sq Mmkt I Hotchkiss & Wiley Mid Cap Value I Hotchkiss & Wiley Mid Cap Value 1 Legg Mason Value Trust Legg Mason Value Trust Blackrock Lg Cap Core Fd Blackrock Lg Cap Core Fd DWS Dreman Sm Cap Value CLS DWS Dreman Sm Cap Value CLS A A A A A A A A None None Dividend Dividend Dividend Dividend Dividend Dividend None None None None Dividend Dividend J J T T J J J
J

J J J J J

T T T T T T T T T T T

(part)
Sold (part) Sold (part) Buy (addl) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold Buy (addl) Sold (part)

Sold

08/24/10 11/02/10 07/09/10 08/24/10 10/08/10 I 1102/I 0 08/24/I 0 I 1/02/10 08/24/10 11/02/10 08/24/10 08126/10 08/24/I 0 11/02/10

J J J J J J J J J J J J

A A A

A A A A A A A A

J J A

I. Income Gain Codes: {See Columns BI and 2. Value Codcs ISce Columns CI and 3. Value Method ISce Column C2)

A =$1,000 or less F =$50.001 - $100.000 J $15,000 or less N =$250.001 - $500.CO0 P3 =$25.000.0OI - $50.000.000 Q =Appraisal U =Book Value

B =$ 1.001 - $2,500 G =$100.04)1 - $1,0OO.000 K =$15.0OI - $50,0OO 0 = $500.001 - $1.000,000 R =Cost {Real Estate Only) V Othcr

C =$2.501 - $5,000 H 1 =$1.000.001 - $5.0~0,000 L =$50.001 - $100,000 P I -$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5.0~0.000 M =$100,001 - $250,000 P2 =$5,000,00| - $25,000.000 T -Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 12

VII. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting Ellis, Ill, Thomas S.

Date of Report 08/10/201 I

t e, value,, ......ions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure Income during reposing period 0) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (l) (,) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period

(2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-H)

Type (e.g., buy, sell, redemption)

(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Quantitative Grp Fds Foreign Value Fd Ord. SHS Quantitative Grp Fds Foreign Value Fd Ord. SHS Artio Intl Equity Fd CL I Artio Intl Equity Fd CL I Security EQ Fd Mid Cap Value Ser CLA Security EQ Fd Mid Cap Value Ser CLA T Rowe Price Mid Cap Growth Fd T Rowe Price Mid Cap Growth Fd Touchstone Large Cap Growth Fd CL I Touchstone Large Cap Growth Fd CL I Wells Fargo Fds Tr Small Cap Growth Fd Admin CL Delaware Grp Advisor Fds Inc US Growth Port Instl CL Delaware Grp Advisor Fds lnc US Growth Port Instl CL John Hancock Classic Value Fd CL I John Hancock Classic Value Fd CL I Harbor Intl Instl CL Harbor lntl Instl CL A A A A A A A A A A A A A None None None None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J
J

(5) Identity of buyerlseller (if private transaction)

Sold (part) Sold

08/24/I 0 08126110 08/24110 I 1/02110 08124/I 0 11/02/10 08/24/10 11/02/10 08/24/10 11/02/10 I 1/02/10 08/24/10 I 1/02/10 08/24/101 I 1/02/lO 08/24/I 0 11/02/10;

J J J J J J J J J J J J J J J J J

A A

T T T T T T T T T T T T T T T

Buy (addl) Sold (part) Buy (addl) Sold (part) Sold (part) Sold (part) Sold (part) Sold

A A A A A A A A A A

.I J J J J J J J J J J

(part)
Sold

(part)
Sold (par0 Sold

(part)
Sold Sold

(pan) (pan)
Buy (addl) Sold (part)

1. Income Gain Codes: tSce Columns BI and D4) 2. Value Codes tS,zc Columns CI and D3) 3. Value Method Codes [See Column C2)

A =$1,000 or less F =$50.0~1 - $10~.00~ J -$15,000 or less N =$250,001 - $500.000 p3 = $25,000,001 . $50.000.000 Q =Apprai~l U =Book Value

B =$ 1,001 - $2,500 G =$100,001 - $|.0~).00~ K =$15.001 - $50.000 O =$500,001 - $1.000,0~0 R =Cost (Real E,,.tate Only) V =Other

C =$2,501 - $5,000 HI -$t.O0(I.OOI - $5,0~O.0OO L =$50.1)01 - $100.0O0 PI -$1,000.001 - $5,0OO.0OO P4 More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15.000 H2 =More than $5,0~L00~ M -$100,001 - $250,000 P2 =$5,000,001 - $25.000,000 T =Cash Market

E =$15,001 - 550,0~1

FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting Ellis, Ill, Thomas S.

Date of Report 08/10/2011

NONE (No reportable income, assets, or transactions.)

Description of Assets Income during

(including wast assets) Place "(X)" after each asset exempt from prior disclosure

reporting period O) Amount Code I

(A-H)

(2) Typo (e.g., div., rent,

or int.)

Gross value at end of reporting period O) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)

Transactions during reporling period

(1) Typ~ (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35.
36.

Oppenheimer Intl Growth Fd CL Y Oppenheimer Intl Growth Fd CL Y

A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None J J J J J J J T T T T T T

Sold (part) Sold Buy Sold (part) Sold

08/24/10 08/26/10

J J

A A

37. 38. 39. 40. 41. 42. 43.

Oppenheimer Dev Mkts CL Y Oppenheimer Dev Mkts CL Y Morgan Stanley Instl Fd Tr Mid Cap Growth Port I

08124110 J 11/02/10 08/24/10 I 1/02/10 08/24/10 11102/10 11/02110 07/09110 08/24/10 11/02/10 08124110 08/27/10 11/02/10 07/09/10 08/24/10 J J J J J J J J J J J J J A A A A A A A

(part)
Sold

Morgan Stanley Instl Fd Tr Mid Cap Growth A Port I Pimco Fds PAC Int Mgmt Set Comm Real Ret Strdt Fd Instl CL Pimco Fds PAC Int Mgmt Ser Comm Real Ret Strdt Fd [nstl CL AIM Global Rea Est Fd CL Y A A A

(part) (pan)
Sold (part) Sold (part) Sold J J J J J J J T T
T T T

Sold

44. Park Ave Portfolio RS Emerg Mkts Fd CLA 45. 46. Blair William FDS Intl Growth Fd CL I Blair William FDS lntl Growth Fd CL 1 A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Buy Sold (part) Buy Buy (addl) Sold (part) Buy Sold (part)

47. Dreyfus Appreciation FD lnc 48. 49. 50. 51. DreyfusAppreciationFDlnc Dreyfus Appreciation FD lnc RS Invt TR Emerging Mkts FD CL Y RS Invt TR Emerging Mkts FD CL Y

I. Income Gain Codes: {S~c Columns B I and D.4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 J -$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $ 1.000,000 K $15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,0~0,001 - $ 5.000.000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Eslimatcd

D =$5,001 - $15,090 H2 =More than $5,000.000 M =$100,001 - $250,0~ P2 =$5,000.001 - $25,000.000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Person Reporting Ellis, III, Thomas S.

Date of Report 08/10/2011

VII. INVESTMENTS and TRUSTS - ;nco,,,e, ,al,,e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiomO
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) J J T T T

Transactions during reporting period (1)

Type (e.g., buy, sell,

(2) Date mm/dd/yy

redemption)

(3) (4) Value Gain Code2 Code I (J-P) (A-H)

Identity of buyer/seller

(if private transaction)

52.

RS Invt TR Emerging Mkts FD CL Y

A A

Dividend Dividend Dividend

Sold (part) Buy Sold

11/02/I 0 O8/24/IO

J J

53. Sentinel Mut. Fds Small Co CL I 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Sentinel Mut. Fds Small Co CL I IRA #2 Diamond Hill Sm Cap Fd A Wells Fargo Adv End SL-I Wells Fargo Adv End SL-I GS Finl Sq Mmkt Instl GS Finl Sq Mmkt Instl GS Finl Sq Mmkt Instl Touchstone Large Cap Grwth Fd CL 1 Managers Times Sq M/C GRW-PR American Centy Mut Fds Amer Centy Vista P Blackrock Fds lntl Opp Instl CL B Blackrock Fds Intl Opp Instl CL B Cambiar Opp Fd John Hancock Classic Value Fd CL I

(part)

111021101 J

A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend T J J J J J T T T T T T

Sold Sold (part) Sold Sold (part) Buy (addl) Sold (part) Sold

09/21/10 09/17/10 09/21/10 07/09/10 09/17/10 10/08/10 09/17/10 09/17/10 07/09/10 09/17/10 09/21/10 09/17/10 09/17/10

J J J J J J J J J J J J J

A A A A

A A A A A A A A

(part)
Sold (part) Sold Sold

(part)
Sold Sold Sold (part)

1. Income Gain Codes: (see Columns BI and I)4) 2. Value Codes (See Columns C I and D31 3. Value Method Codes (See Column C2)

A ~$1,000 or less F =$50.1)01 - $100,000 J =$15,000 or less N =$250,0OI - $500,000 P3 $25,000,0~ I - $50.000,00~ Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,0~0,000 K =$15,001 - $50,0OO O ~$500,001 - $1,000,00~ R :Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$I,000,001 - $5.000,000 L =$50,001 - $10~.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,0~O.00~ S =Assessment W =Estimated

D =$5,001 - $15.000 H2 ~More than M =$100,0~1 - $250.000 P2 =$5,0~0.001 - $25,000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting Ellis, !11, Thomas S.

Date of Report 08/10/2011

NONE (No reportable income, assets, or transactions.)

Description of Assets {including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period 0) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period 0) (2) Value Value Code 2 Method (J-P) Code 3
(Q-W)

Transactions during reporting period

(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 i Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Harbor Intl Instl CL Hotchkiss & Wiley Fds Mid Cap Value Fd CL I Legg Mason Value Tr Inc Nay Value Trust Security Equity Fd Mid Cap Value Ser CLA Wells Fargo FDS TR Small Cap Growth Fd Adm AIM Global Real Estate FD CL Y Blair Williams Fds Intl Growth Fd CL l Blackrock Large Cap Set Fds Core Fd Blackrock Large Cap Set Fds Core Fd Park Ave Portfolio RS Emerging Mkts Fd CLA Artio Global Invt Fds Intl Equity Fd II CL I PIMCO Fds PAC Invt Mgmt Ser-Comm Brandywine Blue Fd lnc Dreyfus Appreciation Fd Inc Dreyfus Appreciation Fd Inc

A A A A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J J J

T T T T T T T T

Buy (addl) Sold (part) Sold (part) Buy (addl) Sold (part) Sold (part) Buy (addl) Sold (part) Sold

09117/10 09/17/10 09/17/10 09/17/10 09/17/10 09/17/10 09/17/I0 09/17/10 09/21/10

09/17/I 0 09117/I0 09/17/10 09/I 71~ 0

J J J J J J J J J J J J J J
J J J A

A A

A A
A

J J J J J
J J J

T T T T

Sold (part) Buy (addl) Sold (part) Buy

Buy T T T Buy (addl) Buy Buy

09/17/10 09/22/10 09/I 7/I 0 07/09/10

DWS Value Ser Inc Small Cap Value Fd CL A S Morgan Stanley Instl Fd Trust Mid Cap Grwth Port CL 1 A

I. Iacomc Gain Codes: (see Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes ISce Column C2)

A = $ 1,0OO or less F =$50,001 - $ 100,000 J -$15,000 or less N =$250.001 - $500,000 P3 -$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B -$ 1,001 - $2,500 (3 =$ 100.001 - $ 1.0~0,0OO K =$15.001 - $50.000 O -$500,001 - $1,000,000 R =Cosl (Real Eslale Only) V -Other

C =$ 2,501 - $5,000 H I =$ 1.000,001 - $5,0OO.0OO L =$50.001 - $ 100,000 P 1 -$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessrncnl W =Estimated

D = $ 5,001 - $15,000 H2 = More than $5,000.000 M -$ 100.001 - $250,000 P2 =$ 5.000.001 - $25.000.000 T =Cash Market

E =$15,001 -

FINANCIAL DISCLOSURE REPORT Page 9 of ! 2

Name of Person Reporting Ellis, III, Thomas S.

Dale of Report 08/10/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of.spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including tmsl assets) Place "(X)" after each asset exempt from prior disclosure B. Income during r~porting period (2) (i) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
Transactions during reporting period

(l)
Type (e.g., buy, sell, redemption)

(2) Date mmldd/yy

(3) (4) Value Gain Code2 Code I (J-P) (A-H)

Identi~y of buyer/seller (if private transaction)

86.

Morgan Stanley Instl Fd Trust Mid Cap Grwth Port CL I

Oppenheimer Dev Mkts CL Y

A A A

Dividend Dividend Dividend

J J J

T T

Sold (part) Buy Buy

09/17/10 091171|0 09/17/10

J J J

88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. 101.
102.

Sentinel Mut Fds Small Co CL I

I. Income Ga[ta Codes: (See Colunms B I and D4 ) 2. Value Codc~ (SeeColurrmsCI and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less F = $ 50.001 - $ I J =$15,000 or less N =$250.0OI - $500,000 P3 $25,000.001 - $50.000.000 Q Appraisal U =Book Value

B -$1,001 - $2,500 K =$15,001 - $50.0~0 O $500.001 - $1,000,000 R -Cosl I Real E,~tale Only} V =Other

C =$2,501 - $5,000 L =$50.0OI - $100.000 PI -$1,000,001 - $5,000,0~0 P4 -More than $50,000.000 \V =Estimated

D =$5.001 - $15,000 H2 =More than $5,000.000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Markcl

E =$15.001 - $50,0~O

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Name of Person Reporting Ellis, Ill, Thomas S.

Date of Report 08/10/2011

VII. INVESTM ENTS and TRUSTS - income, ,ol.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
[~] . NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 i CodI (JP)]i (A-H) i

(5) Identity of buyer/seller (if private transaction)

103.
104.

105.

I. Income Gain Codes: lsee Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes [See Column C2)

A -$ 1,000 or less F -$50.001 - $100.000 J $15.000 or less N =$250.001 - $500,000 P3 =$25.000.091 - $50.000.000 Q Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50.000 O ~$500.001 - $1.000.0~) R =Cost (Real Estale Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,0~0 L =$50.001 - $100,0~0 PI =$1,000.001 - $5,~00,000 P4 =More than $50,00~.00~ S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 -$5.0~0.001 - $25,000,000 T-Cash Market

E =$15,091 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 12

Name of Person Reporting Ellis, III, Thomas S.

Date of Report 08/10/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)

FINANCIAL DISCLOSURE REPORT Page 12 of 12

Name of Person Reporting Ellis, Ill, Thomas S.

Date of Report 08/10/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported svas withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Thomas S. Ellis, III

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544