Académique Documents
Professionnel Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~.~ 101-111)
[] Initial
Martin Luther King, Jr. Federal Courthouse 50 Walnut Street, 5th Floor, Courtroom 5C Newark, New Jersey 07010
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPOR TANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
II. A G REEMENTS. (Reporting individual only; *ee pp. I4-16 of filing instructions.)
D
I. 11/1997 2.4/2000
Wi.qenton, Susan D.
III. NON-INVESTMENT INCOME. Cneponing individual andspouse; seepp. 17-24 offillng instructions.)
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment lncome - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
1.2010 2. 3. 4.
t.
~-~
DATES March 26
PURPOSE
3.
4~
5.
V. GIFTS. anctude~ ,ho~e ,o spouse and dependent children; see p~ 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION
VALU~
VI. LIABILITIES. anel, aes tho~e oI ~,o,~e a,d aepenaent ehUdre.; ~e~ t,~ S 2- 3 S of.filing instructions.)
~] NONE (No reportable liabilities.) CREDITOR I. 2. 3. 4. 5. PNC Mortgage (formerly National City Mortgage) TD Bank Third Federal Savings & Loan Sun National Bank DESCRIPTION Mortgage on Office Building # 4, Red Bank, NJ (Part VII - lines 4)
VALUECODE M
L M M
Mortgage on Rental Property # 2, Eatontown, N J, (Part Vll - line 2) 2nd mortgage on Office Building #4, Red Bank, NJ ( Part VII- line 4) Mortgage on Rental Properly #1, Red Bank, NJ (Part VII ~ line 1)
VI I. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Income during reporting period (I} (2) Amount Type (e.g., Code I div., rent, (A-II) or int.)
Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
(2) (3) (4) Date Value Gain mrn/dd~ Code 2 Code 1 (J-P) (A-tl)
Renlal Property #1, Red Bank, NJ (1995$63,000) Rental Property #2, Eatontown, NJ (1989$137,000) Rental Property #3, Red Bank, NJ (1999 inherited) Office Building, Red Bank, NJ (2000 $255,000) Oppenheimer Main Street Income & Growth Fund A Fidelity Destiny II: Cap Gain - IRA Citigroup Inc., Common Stock Rbb/Bedford Money Market Fund State Street Research Aurora Fund; Class A Fortis Masters Variable Annuity Microsoft Common Stock Cisco Corp. Common Stock Chesapeake Utilities Common Stock Kellogg Company Common Stock Dow Chemical Company Common Stock Comcast Corporation Common Stock Daimler/Chrysler Corp.,Common Stock
E D E
N N N N J K J J K M J K J J J J J
W W W W T T T T T T T T T T T T T
A A A A A C A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
I. Income Gain Codes: (Sc Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes 1Sc Colmnn C2)
A =$1.00~ or less F =$50,001 - $100,000 J =$15.000 or less N =$250,001 - $500.000 P3 $25,000.001-$50.000.000 Q =Appraisal U Book Value
B =$1,001 - $2.500 G =$100.001 - $1,000,000 K =$15.~3QI - $50.000 O =$500.001 - $1,000.000 R =cost [Real Estate Onlyt V -Oth~r
C $2,501 - $5,000 I I I :$ 1.000.0~ll - $5.00~.000 L =$50.0~1 - $100,000 PI $1.0(KI.0~I - $5.000,000 p4 =More t hart $50.000.000 S =Assessment W =Eslimatcd
D-$5,001 - $15,000 112 :More than $5.000.000 M =$100,001 - $250.000 P2 =$5.000.001 - $25,00~.000 T =Cash b.larkcl
E =$15.001 - $50,0Q0
V I I. I N V E S T M E N T S a n d T R U S T S - i.co,.e, ,,atu., ~u.~oaio,~ a.l~ae$ thos, o/spo~e ~nd aep..a..t chitdr..~ ,~, ~,~. 34-60 offillng in$truetions.)
D NONE (No reportable income, assets, or transaclions.) A. Description of Assets
(including trust assets)
B. Income during
reporting period
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32.
A B Volvo Common Stock Exxon Mobil Corporation Common Stock Synovus Financial Common Stock Diebold lncorporatedCommon Stock Deere and Company Common Stock Motorola Inc.,Common Stock Newell Rubbermaid Corp. Common Stock Wells Fargo Corp. Common Stock PMC Capital Inc., Common Stock Peoples Energy Corp., Common Stock Wendys InternationalCommon Stock Powershares (f/k/aNASDAQ 100), Common Stock American International Group Common Stock Colgate-PalmoliveCommon Stock Lincoln National Corporation Common Stock
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J K J J J J J J K J J J J J J J J
33. Oneok Incorporated Common Stock 34. Xcel Energy, Inc.,Common Stock
I. Income Gain Codes: (Sce Columns BI and D4) 2. Value Codes (Scc Columns CI and D3) 3. Value Mclhod Codes (See Colnmn C2)
A $1.000 or less F =$50.001 - $100.000 J = $15.000 or less N =$250.001 - $500.000 P3 =$25.000.0OI - $50.000.000 Q -Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$ I 5.001 o I;50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V :Other
C =$2,501 - $5,000 Itl =$1.000.001 . $5.000.000 L =$ 50,001 - $ 100.000 PI =$1,000.001 - $5.000.000 P4 =/,lore than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 112 =More than $5.000.000 M -$ I 00.001 - $ 250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15.091 - $50.000
VII. INVESTMENTS and TRUSTS -into .... "atue, transactiom (lncludes those ofspouse and dependent childrem see pp. 34-60 of filing instructions.) NONE (No reportable income, assets, or transactions.)
Description of Assets (including m~t assets) Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm!dd/yy Code 2 (J-P)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
IntelCorpomtionCommon Stock Whirlpool (Maytag) Corporation Common Stock GTE Corporation Common Stock Fifth Third Bancorp Common Stock Wachovia(First Union) Bank Common Stock Federal Realty Investment Common Stock Sky Financial Group Common Stock CFS Direct Inc.,Common Stock Sovereign Bancorp, Common Stock National lnvestorCommon Stock Lucent Technologies (401K) IBM Common Stock Home Depot Common Stock Time Warner Common Stock American Express Common Stock Altria Group Common Stock General Electric Commom Stock
A A A A A A A A A D B A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J J J L J K J K K K
T T T T T T T T T T T T T T T T T
1. Income Gain Codes: (See Columns BI and D4) 2. Vahlc COdc~ (S~ Columns CI and D3) 3. Value Method Codes (See Cohmm C2)
A =$1,000 or less F =$50,001 - $100,009 J =$15,000 or less N =$250.001 - $500.000 P3 =$25.0~0,001 - $50.000.000 Q =Appraisal U -Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50.0~) O $500,001-$1.000.000 R -Cost (Real Eslate Only) V =Olh~.~"
C =$2.501 - $5,000 Ill =$1.000,001 - $5,000,000 L =$50.001 - $100.00~ p I = $1,000.001 - $5.000,000 P4 =More than $50,000.000 S =Assessment W Estimated
D -$5,001 - $15,000 112 =More than $5,000.000 M -$100.001 - $250.000 P2 =$5.000.001 - $25.0~0.00~ T =Cash Market
E $15.091 - $50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions ~tncludes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE
(No reportable
income, assets, or transactions.) Income during reporling period i (1) (2) ! Amount Type (e.g., i Code I div., rent, I (A-H) or int.) Gross value at end of reporling period (I) (2)
Value Value
Description of Assets (including trust assels) Place "(X)" after each asset exempt from prior disclosure
Code 2
(J-P)
Method
Code 3
(Q-W) 52. 53. 54. 55. 56. 157. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Walt Disney Common Stock Sirius/XM Satellite Radio Common Stock Jet Blue Airlines Common Stock Ford Motor Co., Common Stock AMR Common Stock Taro Pharmaceutical Corp., Common Stock Hudson City Bancorp Common Stock Harken Energy Corp.,Common Stock Toyota Motor Company Common Stock US Bancorp Common Stock Investors Savings Bank, Common Stock Merck & Co., Common Stock Proctor & Gamble Common Stock Yum[ Corporation Common Stock Verizon Corp. Common Stock Oracle Corporation Common Stock Pepsico Inc., Common Stock A A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K K J K K J J J J K J J J J J J J T T T T T T T T T T T T T T T T T
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N-$250.0OI - $500.000 P3 =$25.000.001 - $50.00~.0~0 Q =Appraisal U =Book Value
B-S1.001 * $2.500 G =$ 100.0O I - $1.000.000 K =$15,0~1 - $50.000 O =$500.001 - $1.000.0OO R =Cosl (Real Estate Only) V =Olhr
C =$2.501 - $5.000 111 =$1.000.001 - $5.000.000 L =$50.001 - $109.0~) p! -$1.000.~)1 -$5.000.000 p4 ~More Ihan $50.0~0.000 S =Asscssm,mt W -Estimated
D $5.001 - $15.0~0 112 More than $5.000.000 M =$100.001 - $250.000 P2 $5.003.001 - $25.0~O.000 T =C~h Markct
E =$15.001 - $50,000
e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
(I) (2) ! Amount Type (e.g., Code I div., rent, (A-H) or int.)
(I)
Value Code 2 (J-P)
(2)
Value Method Code 3
(2) (3) (4) Date Value Gain mm!ddiyy Code 2 Code I (J-P) (A-H)
(o-w)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. AT & T Corp., Common Stock Blackaock Global Resources Investment Fund United Parcel Service Corp. Ameriprise Financial Corp BBTCorp. Common Stock Centu~Tel Common Stock American Greetings Common Stock Energen Common Stock Integrys Common Stock Walmart Corp.,Common Stock American Capital, LTD Common Stock CostcoCommon Stock NXTNutritional Holdings, Inc. Common Stock A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J
L
T
T
J
J
T
T
J J
K
T T
T
J
J
T
T
I. Income Gain Codes: (See Columns BI and D4} 2. Value Codc~ (See Columns CI and D3) 3. Value Method Codes (SceColumnC2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 ~ less N -$250.001 - $500.000 P3 =$25.000.001 - $50.00~.0~0 Q =Appraisal U BookValue
B -$1,001 - $2,509 G =$100.001 - $1.000.000 K $15.0~1 - $50.0~O O $500.001-$1,000.000 R =Cost (Real ~slale Only1 V (~her
C =$2,501 - $5,000 111 =$1,000.001 - $5,000.090 L =$50,001 - $100.0~) P I = $1.000.0~ I - $5,000.00~ P4 =More than $50.000,000 S =Assessment W=Eslimatcd
D =$5,001 - $15.000 112 =More than $5.000.000 M =$10~.001 - $250,000 P2 =$5,000.001 - $25,000,000 ~" =~h Markcl
E =$15.001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~vas ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts svhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544