Académique Documents
Professionnel Documents
Culture Documents
p2olo
,40/0
C5 u.s.c, app.
1. Person Reporting (last l~amc, first, middic initial) P~wne, P,_oberl E. 4. Title (Article I11 judges indicale active or senior status; mngislrale judges indicatc fid]- or p~rt-time) Senior Article III Judge
[] initial
5b. [] An;ended Report 7. Chambers or Office Address Untied States District Cottrt 701 E. Broad Street, Suite 73!0 Richmond, Virgirda 23219 8. On the b~sis of the information contained in this Report and modifications pertaining thereto, il is, in my opinion, in compliance with applicable laws and regul:lt|ons. Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying thisJorm must be followed. Complete all parts,
checking the NO.NE box for each purr ~,here you have ~:o reportable it~formulion. Sign on last page.
2,
Payne, Robert E.
07/30/2010
"tiom.)
DATE
I. 2. 3 4.
INCOME
(yours. not spouses)
B. Spouses Non-lnvestment |lleome - If you were murried during any porlion #j rhe reporting.,ear, compfete #~is section.
~
I. 2. 3.
SOURC~E
I. Washington and l.ee University School of Law
DATES
LOCATION
Teach
PURPOSE
2. 3. 4. 5,
DESCRIPTION
VALUE
D~SCRIPTION
K
Page 4 of 22
p,,y.~, Roberl E.
0713012010
VII. INVESTMENTS and TRUSTS -- i ............ ~,,~, t ...... tim,s (lnchtdes those ~(st, ......... d a.,pe.a ..... mtd~,,: s,e pp. 34-60 ,,:ylti,,g instructio,s.)
NONE (No reportable income, assets, or transactions.)
A. Dcscriplion of.Assets (including Irusl assets) Il~ce "(X)" afler each asset excmp~ Imm prior disclosure ~ B. Income during reperlin~ peri~ D. Gross value of reporting period Va~ue Codc 2 (.I-P) Value Mclhod Code 3 Type (e.g., buy. redemption) D~le ~, Vnk~c Gain (J-P) ~. (A-H) Identity of (if private
1.
K N
"1 T
2.
3.
4
B
C
5.
6,
SEE ATqACHN:~NT VI I ,D
IRA does
not
heading "B" entrie re lecti:ag di,iden{ts and ]nteri~st pa5.c within the I~.
15.
16.
ATTACHMENT VII A This is a Smith Barney Rollover IRA account (48). The assets in it are purchased and sold, along with the assets of many others who hold similar accounts, in the discretion of the account managers at the brokerage firm. However, I have the authority to veto a particular purchase if it would create a conflict of interest in a pending action over which I am presiding at the time of purchase. This IP~ account has been reported every year since 1992 (the initial report) in a method authorized by the Committees staff (e._=_g_= letter to Judge Magill dated October 8, 1997). That authorized method reported no details on individual stocks in the IRA account. I continue to believe that the approved format used since 1992 is appropriate. However, by letter dated October 29, 1997, Judge Magill advised that ~it would be helpful if you provided transaction information (the date and value code) for each purchase or sale of each asset in the account." Although that information is not, I think, required, it is being provided to be helpful. Hence, the format for reporting on this IRA account differs from that used in the years from 1992 through 1997. As reported in 2006, all stocks in a similar account (49) were sold or transferred into this account. See 2005 Report, Attachment VII B. Account No. 49 is now a self-directed IRA and is the subject of Attachment VII B hereto.
r~ ......fPerson Reporting
Date ,ffReport
p,,yne, Robert E.
07/30/2010
\111.1N VESTMENTS and TRUSTS -- , ....... ~, value, ,ransattitms (b, ch, des tl osv of ~T .......... d del, eml ...... hiUren; seepl,. 34.60 o~f!ling ittstructions.)
~ NONE (No reportable income, assets, or transactions.)
...............................................A. Description of Assets (including trust assets) Place "(X)" after each i~sscl cxemp~ from prior disclost~rc ~ .................... 13. Income during [ ~ reposing period ~ ...... C. ; Gross value at end I of reporting period Value Met ~o~ ~ Code 3 , i D. Tamsaelions durin~ rcp~rting period I Type (e.g., buy, sell, redemption) Gain ~ D~lc ~ k aiuc ~ mm/ddiyy ~ Code 2 Code I " (J-P] ~ (A-H) ~ Identity of buyerlscllc~ 0fpriwte trans~,cfton)
~ Amount [ Type (e.g., ~ Value ~ Code 1 ~ div., ret~t, Code 2 ~ (A-II) :. or int.~ ~ (J-P)
~ I
18.
Coviden Ptc
A I
Dividend
T T
19.
Seagatc Tech
I
J J A ~ Dividend Dividend J T T Buy 04/0 ]/09 J
20. : 2 I. 22.
A A A
J .I J
J
T T T
T T "f
Buy
05/05/09
Dividend
.r j
A A
Dividend Dividend
Buy Buy
08/31/09
A A
Alco~ SA Air P~od & Chetn Akamai Tech Akamai rech Akamai Tech
J J
T T
0/01/09
Dividend
T T T
Buy
07/I 0/09
A A
Buy Buy
07/14/09 07/30/09
J J
34
Akamai Tech
I
~ concOa Code " " ~: A = 0~orcs $,
~ .....
fPerson Repar,ing
Da,eofReport
Pavne Rober! E,
07/30/2010
VII. INVESTMENTS and TRUSTS --i.~ ......... ~.,,,, ........ ,io,,.,. (Inch, des those ~f sp .......... I depellde.t children; see l,p 34-601~fi
NONE ~0 reportable income, assets, or transactions.) Descriplion of Assets (includin~ In,st assets) Placc"(XFaftcr each asset exempt trom prior d~sclosorc ]ucome during reporting pcrmd Amount Type (e.g., t.~dc I i dtv.. rent. Value ~ Code 2 [ Value [ Mcfl~od
buy, sell,
buyer/seller
35. 36. 37. 38. 39. 40. 41. 42. 43. 44, 45. 46. 47. i"~ g. 49. 50. 51.
Akzo Nobd Akzo Nobel At~ria Gp Amazon.corn Am Exp Co Amgen Inc. Anadarko Petro Axa SA BNP Paribas Bk of Am Corp Bk of Am Corp Bk of Am Coq~ Bk NY Mellon Bayer AG Bed Bath & Beytmd Berkshire ttathaway Biogen ]del
A A A
J J J J
T T
Buy Buy
01/I2/09 02.;I9/09
J J
A A
Dividend
J J
A A A A A A A A A
J 3 2 J 2 J .~ J .! J J
Pay,c, Rohert E. ~
07/30/2010
NONE (No reportable btcome, asseLr, or transactions.) Description of.Assets (includiag Itust assets) Place "(X)" after each asset exempt from prior disclosure Income during ~po~ing period ~Amount [ T~c (e.g., C~e 1 div.. rent, (A-H) ~: or int.)
of reporting period [ Value [ Value ,. Type (e.g., Code 2 (J-P) [ Code3 ~ redemption) Date ~ Value ! Gain ~ (J-P) {A-H) ~ /deutityof (i~pffvatc
~ 52. ~ 5~. 54. 55. 56. ~}7. 58. 59. 60. 61. 62. 63, 64.
BIackrock lnc Blackrock Inc Br Am Tobacco Broadcom Co~ CVS Carcmark CVS Caremark CVS Caremark CVS Caremark Cablevision Sys Capital One Finl Celegene Corp Celgene Corp Celgene Corp CentuD, Tel lnc Chubb Corp Cisco Sys Coca Cohl
A A A
J J J J
T T T T T T T T T T T T T T T T T
J J J
A A A
A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend l)ividend Dividend Dividend Dividend
J J J J J J J J J J J J
J J J J
A A A A
J J J J
A A A A
i65
66. 67. 68.
Dividend
Payne, Robert E.
07/30/20 l0
NONE (No reportab!e income, assets, or transctctions.) Dcscriptior~ of Asscts (including truest nssets) Place "(X)" after each asset exempt from prior disel~x.lurc I Inct me during ~ Grc~ss value a! el~d [ reporting period "lransaclio~,s duling rel~r~ing period
..... ~ii ............. .....i~T- ......... iiT ......!-~;- i% i-~,,i ......... i.~i ......... ]?F -~-_ i,T
Code I Type (c.g., Method i buy sell. div., rent, Cede 2 (AI) eriot.)(JP)Code3[redemption)i; (Q-,,v) i A A A A A A A A A A A A Divideod Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J ] ] J J .r ] J J 2 J J J J ] J T T T T T T T T T T T T T T T T T Buy Buy 01/09/09 0li14109 .1 J A A Buy ~?,uy Buy Buy Buy Buy 02/05/09 ! 03/06/09 04/30/09 05/05/09 05/08/09 05/21/09 J J 2 J ] J A A A A A A Buy Buy Buy 01,12109 01/23/09 J ] A A Immidd/),y i Code 2 i Code l buycriselle, (ffprivatc g(l-P) [ (A-I,) trartsaclion) i
/09
[
[
D.,e,,rRepor,
07/30/2010
Page 9 of 22
VII. ]NVESTMENTS and TRUSTS --~ .......... ...................... ~T ..........................
Description of Asse~s tincludingtrus~ assets) Place"(X)" after each asset exempt from prior disclosure
~. ........................
Transactions dnring rcporfing ~i~ (2) (3) {4) .......................... ~5~ : Date Value [ Ga n ldentityof t mffdd!vy C Jde 2 Code t buyer/seller ~ ~1-~ !A-It) (ifprvac
~ [ ] range u ~)
86. 87. 88. 89. 90, 9~. 92. 93 94. 95. 96. 97 98. 99.
E.ON AG Ebay Inc. El Paso (:oq~ Electronic Arts Electronic Arts Enagas SA Enagas SA Enagas SA Europ. Aero Def Expedia lnc Exxon Mobil Fanuc Ltd Fanuc Ltd Fanuc ktd
Dividend
J J
T T T T T T T T T T T T "I" T T T T
Buy
03/06/09
A I
I
Buy Buy Buy Buy Bny Buy Buy 03/25/09 02/1 I/(19 08/19/09 04/30!09 05/21/09 08/03/I)9 12! 1509 J J .I 3~ J J .~ A A A A A A
Dividend
J J J
A A A .4. A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Di videltd
,1 J J J .! d 3 .1 J J J J
100. Firsl Solar lnc 101 Fluor Corp 102. Forest Labs
.
/ Pavne, Robert E. ~
VI I. INVESTMENTS and TRUSTS - ~ ............. ~,,,,, ........ ,~,,,,~ atwludt~v those of spouse and dependent children; see pp. 34-60 tflling ins
NONE 6~0 reportable income, ~wsets, or transactions.) Description of Assct~ (including trust asse~s) ~cc " X~" zfter eac ossc exempt Item pr,o, d,sc}osurc Income during reporting period Amoun T~e (e g L.odc { ~ d~v.,rent, (A-tI) ; or in!.) Gross value at end ~ of reporting period Vatc Code 2 ~ (.M) Vate . Method ~ Code 3 I Type (e g : buy. sell, :: redemption)
buyer/seller (ifprivntc
103. France Telecom 104. Freeporl McMoran 1{15. General Elec 106. Genzyme Corp 107. Givaudan SA 108. HSBC Hldg 109. Hallisburton Hldgs 110. Hewlett Packard
A A A A
3 J J J J
T T T T T T T T Buy 12109/09 Buy Buy Buy 08/06/09 12103/09 04./06/09 J J J A A A Buy 01/20]09 J C
A A A A A A A A. A A A A
Dividend Dividend Di\ider)d Dividend Dividend Dividend D~\,idcnd Divkiend Divide~d Dividend Dividend DJvidelld
J J J J .! J
I11 Hmne Depot 12. Intel Corp 13. IBM 14. JP Morgan Chase 15. Johnson & Johnsot~ 16. Juniper Networks 17. Kimberly Clark 118. Kr;tli Foods 19. L3 Coltill)
T T
,I J .1 J J
"I T T T T
Buy Buy
10/20/09 02/09{09
Date of Repnrlr
Payne, Robert E.
07/30/2010
NONE (No reportable income, assets, or transactions.) Dcscdplion of Assets (inclnding trusl assels) Place "(X}" after each a~et exempt ltom prior disclosure Income dnring reporting period [Amount [ Type (e.g.. ~ Code I [ div., rent, ~ (A-H) ~ or int.) ~ Gross value al end o[ reporting period Value Code 2 (J-P) Valuc Mc0~od ! Code 3 ~ transactions dnring r~orting peri~
Type (e.g.,
boy, sell.
redemption)
J J J A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J .I J J J J
T T T T T T T T T T T T T Buy I 1/|0,;09 J A Buy Bny Buy Buy Buy 02/06/09 02/t9/09 05/~8/09 08/27/09 10/22/09 ~ J J J J J A A A A A Buy 01/30/09 J
122. Liberly Media Sta~ !23. Lindc AG 124. Linde AG 125. Lmde AG
126. L~nde AG 127. Loews 128. I29. Lorillard Marsh & McLennan
30 Mcl)onalds Corp !3!. Merck & Co. 132. Microsoft 133 Mitsubishi UFJ 134. NASDAQ Omx 135 Natt Oilwell I36. News Corp
T T T
Buy
12102/09
Page ] 2 of 22
07/30/2010
VII. INVESTMENTS and TRUSTS - ~ ............. t,,,,, transactions (Inchdes Ihase ors1 ........... d aepe,,ae,,t children; seepp. 34-60 oJyiling itt~tructi,,,.~.)
NONE (No reportable income, assets, or transactions.) Description of Assets (including trt~st assets) Place "(X)" after cacl~ assc~ exempI eom pdor disclosure neomc during re~aing period [Amoant : : T~ (e.g., dw., rent, Gross value at end r of reporting period V~luc Value C~ 2 t Method Type {e.g., buy. sell.
G~in [
ldentily of
12
07/3!/09 08/27/09 02/27/09 07/06/09 09/10/09 09/I 1/09 J ] J ] A A A A
147. Phi/il~ Morris Intl 148. Precision Drilling 149. }recision Drilling 150. Precision Drilliag 151. P~ecision Drilling 152, Proctor& Gamble 153. Qualcomm Inc
01/t2/09 J A A
A A A
NONE (No reportable income, assets, or transactions.) A. Description of Assols (including m~t a~ts) Pl~cc"(X)"aficr c~ch asset exempt from prio~ disclosm ~, Incoi~ during rc~rti.~ period Amounl ]Type (e.g.. ~ Code I ~ d .... en. or int.) ~ (A-H) c. ! Gross value al end } of reporting period ! Value ~ Code 2 [ (J-P) V~luc [ Me od Code 3 1 T~nsactions during relmrting period
Idcotilyof transaction
~ 159
Roche Hldgs
160. Rolls Royce Gp 161. Rolls Royce Gp 162. Royal Dutch Shell
163. Sandisk Coq~ 164. Sanofi-Avcntis il65. Sanofi-Aventis 166. Schwab Chas 167. Schwab Chas 16~. Scripps Network 169, Seats Hklg i70. Sempra Energy
Date of Report
07/3012010 [
Dale ! V~}~: I Ga ~ [m,~dd/yv ~ Code2 ~ Code I ~ (J-P} ~(A-H) [ ~ [ ~ 02/04;09 07110/09 01/13/09 01/19/09 02!05/09 03/06t09 03/24/09 08/27/09 10/13/09 05111/09 1/06/09 ] ] J J J J a J J J J A A A A A A A A A A
176. Singapore Aids 177. Singapore Airls I78. Snare Rete Gas !79. Sham Retc Gas 180. State Street Corp 181. State Street Co~ 182. Suncor Energy 183. ~T NV !84. "[arge~
[lSS
Technip
A =$1.000o{ less
H .$I,Om - $2,5{X)
C =$2,501 - 55,t~}0
D =$S,0(ll - $15,000
E =$13,001 - $50,00{)
Page 15 of 22
] Payne, Robert E.
07/30/20!0
NONE (No reportable income, assets, or transactions,) A. Dcscriptioo of Assets (including trust assets) Place "(X)" after each assm excmp~ fi-om prior disclosure ! ! 13. llK:onle during reporting period C. Gross vahle ai cl~d of reporting period Vahtc Code 2 {J-l:) D. Tral sac t ns duri "~g rept*rting period
Vain,:
188. Time Warner I 189. Tokyo Elec. 190. Tokyo Elec. 19 I. Total SA
9
A A
192. -fravelers Cos t93. Onilever Pie 194. 195. Unilever PIc United licalth
A A A
201. Wells Fargo 202. Yahoo inc. 203. Yahoo lnc, 204. Yahoo Inc.
A A A
FINANCIAL. DISCLOSURE"
~ R EPORT
[
I
Date of Report
07/30/2010
Page 16 of 22
VII. INVESTMENTS and TRUSTS =-; ........... ;,.,, , ...... ao.~ a,,cmae, mo,e ojsp ......... a a,p~,,a,,,~ d~ita~,,,;
NONE (No reportable income, assets, or transactions.) Description of Asscls (including trust assets) Placc"(X)"afiereachasscl ~ ]nc0me during reporting period Gross value at end ~ of reporting peri,d Value (J-Iq [ Value / C~c 3 ~ (Q-W) T T r Type(e.g.. ~ rcdcmplion) ] Transactions during reposing period
Date
[Value [Gain ~
ldcntilyof transacuon)
A A
Dividend Dividend
J J
Buy Buy
02/05/09 08/03/09
J J
A A
ManV holdinq~ ha-re bee own~d be~o~.e 2019 bu~ 2009. Where tha- occured, only th~ 20(9 buz in detail.
FINANCIAL DISCLOSURE REPORT .Page 1 7 of 24 \111. INVESTMENTS and TRUSTS --i ..........
Date of Report
~ ~
Code 2
buyeriseller
--3. Bae Systems PIc 224. Bk NY Mellon 225. Bayer AG 1 226 Bayer AG 227. BNP Paribus
228. Boeing Inc
Dividend
Sold Sokl
A A A
A
J J J
2
A
A
A A
Dividend Dividend
05!08/09 01112109
.!
Sold Sold
J J J
A A I
A A
Dividend Dividend
09129/09 01/21109
Sold Sokt
Dividend
07101109
03!23/09
A A
I236.
0. ,~9A)9 05120/09
J J
A A
Dividend Divktend
[~
38. CrediiSuisse
Sold
04130109
07/30/2010
VII. INVESTMENTS and TRUSTS --~ ........... ~,,,,, rrat,sactions {Itwhtdes tl ...... ,f sp ........ d dependent childret,; see pp. 34-60
NONE (No reportable income, assets, or tra~sactio~s.)
Description of Azset~ (including Imsl a~scts) P!~cc"(X)"af, ereacl ..... t exempt from prior disclosure ~ ~ lnccm~c during r~orting period ! Gross value at end i of reporting period Transactions during reporting period
Idcnlityof buyer/seller
i 239. C~ PIc 240. C~I Pie ~241. C~ Plc 2~2, Dell Inc. ~~43 Dell Ioc,
~ividend
Sold
01/12109
A A
Dividend Dividend
Sold Sold
04/30/09 03/16/09
J J J
A A
Dividend Dividend
Sold Sold
0!/29/09 01/30/09
244.
A A
Dividend Dividend
Sold Sold
02/02/09
245. 246, ~
1 t/25/09 !03/06/09
A A
Dividend Dividend
Sold Sold
10/12/09 t0/I4/09
J J
A A
Dividend Dividend
Sold Sold
~ 249. Echostar
250. Echostar
Dividc~ld
251. Electfici~e dc France .... Electricite dc France 253 254. Electr~cite de France Embnrq Co~
.J
02/19/09 01/28/09 J
02/04/09
DateafRepor,
Payne, Rnber~ E.
07/30/2010
VII. INVESTMENTS am TRUSTS --i ............. h ............ tlotls attcludes those orsI .......... ddel, et,d ..... hildrel,: serpp. 34-60#filling instructio,ts.)
NONE ~Vo reportable income, assets, or transactions.) A. Description of Asse~s (includinglrus{ assctsj Place "(X)" aRer each ~ssct exempt tram prior d~losurc B. h~come dnring reporting pcfod :Amount Type (e.g. Code t [ div., rent, [ (A-H) ~ or int.) C. ~ ~ Gross value a~ end I [ ofreporfingperiod ~ Va uc ~ Code 2 (J-P) ~! 256. ~ Ericsson Lm Tel ~257. Ericsson Lm Tel [258. Expedm lnc 259. ~ Expedia tnc A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend ; Vat u ~ Mclhod Type (c.&, buy, self, "cdemption) ~ (Q-W)~~ Codcl. Sold So[d Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold SoLd F" A Dividend Sold Sold D. Transactions during reporting period
Idenlity of buyer/seller
04/30/09 I0/01/09 09/10/09 09/11/09 12/02/09 01/30/09 0M06/09 02/07/09 04~06/09 08/07/09 05128/09 02!19/09 04/22/09 05108/09 01/12109 03/05/09 I 1/03/09
J J J J J 3 3
A A A
A A A
~ 263. Genentech 264. Genentech 265. Genzyme 266. Home Depot 267. Honda Motor Co
268. I ionda Motor Co 269. Honda Molor Co 270. IN(.3 Grocp 271. ING Groep 272. lntel
[
I
t)~t~ orr~|,ort
07/30/2010
, [
laenlityof (ifprivntc
ALL
273. 3P ~o~sn Ch~s~ 274. KonmkH~ke ~h~]~ps A D}vk~cnd Sold A Dividend So~4 0~/20~09
0 9
04/~4]09
A
A
@~v~d~nd
D~v~4end
Sold
So~4
0]/21/09
02/04/09
A A A
Dividend
Sold
03/I 1/09
285.
287.
289.
ATTACHMENT VII B This is a self-directed IRA (49) at Smith Barney, the capital of which all came from a cash transfer from the IRA account described in ATTACHMENT VII A.
Da,eotReport
P..v,,e. Robert E.
07130120 ] 0
VII. INVESTMENTS and TRUSTS -- ~ ............ t,,~, tran~actioos (htcludes those ol sp ......... I del, o,dolt childret,; see pp. 34-60 oy~flltlg instructio,,s.)
NONE (No reportable income, assets, Or lransactions.)
~ ~ Description of Assets (including Imst assets) lncomc during reporting ~riod Gross value at end ~ of reporting period [ , i Transactions during reporting period j
Code 2 (J-P) ~
~ 290. Citibank NA Deposit ~ 291. Allslate Co~ 292. Wells Fargo Kayne Anderson Energy
A A
Interest Dividend
J J
Dividend l)ivigend
T T T
i293.
294.
A A A
J K J
Dividend Dividend
296,
i 297. ~ 298. ;: 299.
300.
i 301,
306.
ATTACHMENT Vli C
In 1987, while a member of McGuire, Woods, Battle & Boothe, now McGuireWoods (the "Law Firm"), I, like all other equity partners then in the Law Firm, became a limited partner in Ninth & Cary Associates Limited Partnership ("NCA"), a Virginia limited partnership. NCA was a limited partner in One James Center Associates, a Virginia limited partnership that owned the office building in Richmond, Virginia known as "One James Center" and its associated parking deck. I never had any participation in the management of NCA. My ownership share as of December 31, 2009 was 1.29%. That share is expected to decrease over time because of my withdrawal from the Law Firm. It is not possible to affix a value to this inchoate interest in NCA. in 2005, One James Center Associates sold the building. In 2009, I received a distribution of income (Code C) from NCA which was paid from payments made by the Law Firm on its debt for furnishings financed in 1999 by NCA pursuant to a Tax Exempt Adjustable Mode Industrial Refunding Development Bond.
ATTACHMENT VII D
This is managed IRA account which has in the past been reported as American Funds Euro-Pacific Fund and which the manager has reallocated to the several funds listed on the attached pages.
....................... ~T ....
(including tmsl assets) Place "(X)" after each asset ..... pt fron~ prior discl ......
~
~
B.
re~rting period
C. ......
of reporting period [ Value [ Code 2 ~ Vzluc ~ Typic (c.g.~ ~.Mctho6 i buy, sell, Va ue ~ Gain ~ Date m~ddiyy ] Code 2 ]Codc I Identity buyer/seller
307.
Interest
T T
308.
A A
Interest lnleresl
J J J
T T
310.
A A
tnteres~ ]nlerest
31 ~. Drcyfi~s ~merg Mkts Fund 312. Enropacific Growth Fund 3t 3. Growth Fund of America 314. Legg Mason Growth Fund ~15. Western Asset Mgmt
A A
Interest tnlerest
T T T
J J J
A A
Interest Interest
316. T, Rowe Price Eq. lnc [,, 317 l(ovce Premier Ftmd 318 Western Asset Core
319.
A A A
J J J
T T T
Date of Report
1 certify that all information given above (including infi~rmation pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete ~o the best of my knowledge and belief, and thai any information not reporlcd was withheld because il met applicable statutory prnvi~ions permitting non-disclosure. I further cerlify that earoed income from outside employmenl nnd honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, a ~d Judicial Conference regulations.
Signatur~
NOTE: ANY INDIVIDUAL W]IO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MA~ BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disc[osure Administrative Office of the United States Courts Suite 2-30l One Columbus Circle, N.E. Washington, D.C. 20544