Vous êtes sur la page 1sur 28

Rev.

p2olo

,40/0

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Cnurt or Organization United States District Court Eastern District of Virgirfia 5a, Repmt Type (check appropriate type) "~] Nominatioi~, Date [] A ...... 1 [] Final

R~vo,r Req,,i,ea by the Ethics


in Gow~rnment Act of 1978

C5 u.s.c, app.

1. Person Reporting (last l~amc, first, middic initial) P~wne, P,_oberl E. 4. Title (Article I11 judges indicale active or senior status; mngislrale judges indicatc fid]- or p~rt-time) Senior Article III Judge

! 3. Date of Report 07/30/2010 6. Rep,arting Period 01 i0112009 to 12/31/2009

[] initial

5b. [] An;ended Report 7. Chambers or Office Address Untied States District Cottrt 701 E. Broad Street, Suite 73!0 Richmond, Virgirda 23219 8. On the b~sis of the information contained in this Report and modifications pertaining thereto, il is, in my opinion, in compliance with applicable laws and regul:lt|ons. Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying thisJorm must be followed. Complete all parts,
checking the NO.NE box for each purr ~,here you have ~:o reportable it~formulion. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions,)


NONE (No reportable positions ) POSITION 1, 2. 3. 4. 5. NAME OF ORGANIZATION/ENTITY

NONE (No reportable


DATE PARTIES AND TERMS

2,

Payne, Robert E.

FINANCIAL DISCLOSURE REPORT Page 2 of 22


[ Payne, Robert E.

07/30/2010

III. NON-INVESTMENT INCOME. meltortitsg itMividttaland,ff .......


A. Fliers Non-lnvestmen/Income NONE (No reportable non-investment income.)

;.gee pp. 17-24 tf!ling i .........

"tiom.)

DATE
I. 2. 3 4.

SOURCE AND TYPE

INCOME
(yours. not spouses)

B. Spouses Non-lnvestment |lleome - If you were murried during any porlion #j rhe reporting.,ear, compfete #~is section.

~
I. 2. 3.

NONE (No reportable non-inve.~tmem income.) DATE SOURCE AND TYPE

1 V. REIMB URSEMENTS --transportation, Iodging, jbod, emertai


(hwludes Ihose It: spouse al~d d~.pcndem children: ~e ty, 23-27 q/filing instrtwtions.) ~ NONE (No reportable reimbu~wements.)

SOURC~E
I. Washington and l.ee University School of Law

DATES

LOCATION
Teach

PURPOSE

ITEMS PAIl_) OR PROVIDED


Lodging provided once a week for 12 weeks

Jalltlary.. - April, 2009 Lemglon, Virginia

2. 3. 4. 5,

FINANCIAL DISCLOSURE REPORT Page 3 of 22

GI I, TS. (Includes those, to s7 .......

anti dependent children; see pp. 28-31 of filittg instrtwtiotts.)

NON E (No reportable g~LL) SOURC~


I. 2 3. 4. 5.

DESCRIPTION

VALUE

V1. LIABILITIES. a,.-~,.~., ~,o,,.~ ......... ~ o~p~.~,.


~ NONF (No reporlable [iabilil~es.) CREDITOR
L 2. 3. 4. 5. Visa Credi~ Card

D~SCRIPTION
K

FINANCIAL DISCLOSURE REPORT

Page 4 of 22

p,,y.~, Roberl E.

0713012010

VII. INVESTMENTS and TRUSTS -- i ............ ~,,~, t ...... tim,s (lnchtdes those ~(st, ......... d a.,pe.a ..... mtd~,,: s,e pp. 34-60 ,,:ylti,,g instructio,s.)
NONE (No reportable income, assets, or transactions.)
A. Dcscriplion of.Assets (including Irusl assets) Il~ce "(X)" afler each asset excmp~ Imm prior disclosure ~ B. Income during reperlin~ peri~ D. Gross value of reporting period Va~ue Codc 2 (.I-P) Value Mclhod Code 3 Type (e.g., buy. redemption) D~le ~, Vnk~c Gain (J-P) ~. (A-H) Identity of (if private

) Amounl ~ Type (e.g., ~ Code I ~ div., rent, (A-H) ~ or into

1.

Smith Barney Mgd Mum Fund*

K N

"1 T

2.

Smith Barney Mgd Mun. Fund (48)*

SEE AT.ACHM~NT ~!I A


SEE AT[ACItM~NT ]II
SFE AT~ACHM~NT VII

3.
4

Smith Barney Rollover Acct (49)*


Nmth&Ca~Assoc.

B
C

5.
6,

SmiIh Barney MGD IRA Acc~ 16(8)*


Mallen Research L~d Pshp ] T

SEE ATqACHN:~NT VI I ,D

soil. at a gain or )ay livi~e:to,. .here xs, tn~reroce, ao mncome


~o"rep~t in the I]~. Nor i,~ a g tin o:- a divJ dend tax clef erred

IRA does

not

get,eraSe inc,~me e~ren i= the st:ock 4ith[n the

heading "B" entrie re lecti:ag di,iden{ts and ]nteri~st pa5.c within the I~.

15.
16.

ATTACHMENT VII A This is a Smith Barney Rollover IRA account (48). The assets in it are purchased and sold, along with the assets of many others who hold similar accounts, in the discretion of the account managers at the brokerage firm. However, I have the authority to veto a particular purchase if it would create a conflict of interest in a pending action over which I am presiding at the time of purchase. This IP~ account has been reported every year since 1992 (the initial report) in a method authorized by the Committees staff (e._=_g_= letter to Judge Magill dated October 8, 1997). That authorized method reported no details on individual stocks in the IRA account. I continue to believe that the approved format used since 1992 is appropriate. However, by letter dated October 29, 1997, Judge Magill advised that ~it would be helpful if you provided transaction information (the date and value code) for each purchase or sale of each asset in the account." Although that information is not, I think, required, it is being provided to be helpful. Hence, the format for reporting on this IRA account differs from that used in the years from 1992 through 1997. As reported in 2006, all stocks in a similar account (49) were sold or transferred into this account. See 2005 Report, Attachment VII B. Account No. 49 is now a self-directed IRA and is the subject of Attachment VII B hereto.

FINANCIAL DISCLOSURE REPORT Page 5 0f22

r~ ......fPerson Reporting

Date ,ffReport

p,,yne, Robert E.

07/30/2010

\111.1N VESTMENTS and TRUSTS -- , ....... ~, value, ,ransattitms (b, ch, des tl osv of ~T .......... d del, eml ...... hiUren; seepl,. 34.60 o~f!ling ittstructions.)
~ NONE (No reportable income, assets, or transactions.)
...............................................A. Description of Assets (including trust assets) Place "(X)" after each i~sscl cxemp~ from prior disclost~rc ~ .................... 13. Income during [ ~ reposing period ~ ...... C. ; Gross value at end I of reporting period Value Met ~o~ ~ Code 3 , i D. Tamsaelions durin~ rcp~rting period I Type (e.g., buy, sell, redemption) Gain ~ D~lc ~ k aiuc ~ mm/ddiyy ~ Code 2 Code I " (J-P] ~ (A-H) ~ Identity of buyerlscllc~ 0fpriwte trans~,cfton)

~ Amount [ Type (e.g., ~ Value ~ Code 1 ~ div., ret~t, Code 2 ~ (A-II) :. or int.~ ~ (J-P)

~ I

18.

Coviden Ptc

A I

Dividend

T T

19.

Seagatc Tech

I
J J A ~ Dividend Dividend J T T Buy 04/0 ]/09 J

20. : 2 I. 22.

Weather ford lntl Noble Co& Tyco Elec Ltd

23. 24. 25.


26.

Tyco lml Ltd UBS ASM 1_, Hldg


AOL Inc.

A A A

Dividend Dividend Dividend

J .I J
J

T T T
T T "f

Buy

05/05/09

27. 28. 29.

AT&T Inc. A[cor SA

Dividend

.r j

A A

Dividend Dividend

Buy Buy

08/31/09

A A

Alco~ SA Air P~od & Chetn Akamai Tech Akamai rech Akamai Tech

J J

T T

0/01/09

30. 31. 32. 33.

Dividend

J J J J 2" Buy 08,/I 8/09 J A

T T T

Buy

07/I 0/09

A A

Buy Buy

07/14/09 07/30/09

J J

34

Akamai Tech

I
~ concOa Code " " ~: A = 0~orcs $,

FINANCIAL DISCLOSURE REPORT Page 6 of 22

~ .....

fPerson Repar,ing

Da,eofReport

Pavne Rober! E,

07/30/2010

VII. INVESTMENTS and TRUSTS --i.~ ......... ~.,,,, ........ ,io,,.,. (Inch, des those ~f sp .......... I depellde.t children; see l,p 34-601~fi
NONE ~0 reportable income, assets, or transactions.) Descriplion of Assets (includin~ In,st assets) Placc"(XFaftcr each asset exempt trom prior d~sclosorc ]ucome during reporting pcrmd Amount Type (e.g., t.~dc I i dtv.. rent. Value ~ Code 2 [ Value [ Mcfl~od

buy, sell,

]nmff6~yy I Code 2 ] Code 1

buyer/seller

35. 36. 37. 38. 39. 40. 41. 42. 43. 44, 45. 46. 47. i"~ g. 49. 50. 51.

Akzo Nobd Akzo Nobel At~ria Gp Amazon.corn Am Exp Co Amgen Inc. Anadarko Petro Axa SA BNP Paribas Bk of Am Corp Bk of Am Corp Bk of Am Coq~ Bk NY Mellon Bayer AG Bed Bath & Beytmd Berkshire ttathaway Biogen ]del

A A A

D~vidend Dividend Dividend

J J J J

T T

Buy Buy

01/I2/09 02.;I9/09

J J

A A

T T T T T T T T T T T T T T Buy 03!05/09 J A Buy Buy Buy 05!20,09 05!28/09 1/05109

Dividend

J J

A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend DNidemt Divide,~d Dividcnd

J 3 2 J 2 J .~ J .! J J

FINANCIAL DISCLOSURE REPORT Page 7 of 22 VII. INVESTMENTS and TRUSTS -- ~ ...........

Pay,c, Rohert E. ~

07/30/2010

~,,,, t ....... tions (Inc&,des tl .......

,f spouse and dependent children; see pp. 34-60 oJf!lit,g instroctions.)

NONE (No reportable btcome, asseLr, or transactions.) Description of.Assets (includiag Itust assets) Place "(X)" after each asset exempt from prior disclosure Income during ~po~ing period ~Amount [ T~c (e.g., C~e 1 div.. rent, (A-H) ~: or int.)

of reporting period [ Value [ Value ,. Type (e.g., Code 2 (J-P) [ Code3 ~ redemption) Date ~ Value ! Gain ~ (J-P) {A-H) ~ /deutityof (i~pffvatc

~ 52. ~ 5~. 54. 55. 56. ~}7. 58. 59. 60. 61. 62. 63, 64.

BIackrock lnc Blackrock Inc Br Am Tobacco Broadcom Co~ CVS Carcmark CVS Caremark CVS Caremark CVS Caremark Cablevision Sys Capital One Finl Celegene Corp Celgene Corp Celgene Corp CentuD, Tel lnc Chubb Corp Cisco Sys Coca Cohl

A A A

Dividend Dividend Dividend

J J J J

T T T T T T T T T T T T T T T T T

~uy Buy Buy

03/27/09 04/08/09 06/20/09

J J J

A A A

A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend l)ividend Dividend Dividend Dividend

J J J J J J J J J J J J

guy Buy Buy Buy

05/28/09 11119/09 11/20/09 1 !/24/09

J J J J

A A A A

Buy Buy Buy Buy

01130109 05/28i09 10/12/09 10/16/09

J J J J

A A A A

i65
66. 67. 68.

Dividend

FINANCIAL DISCLOSURE REPORT Page 8 of 22


VII. INVESTMENTS and TRUSTS -

Payne, Robert E.

07/30/20 l0

NONE (No reportab!e income, assets, or transctctions.) Dcscriptior~ of Asscts (including truest nssets) Place "(X)" after each asset exempt from prior disel~x.lurc I Inct me during ~ Grc~ss value a! el~d [ reporting period "lransaclio~,s duling rel~r~ing period

..... ~ii ............. .....i~T- ......... iiT ......!-~;- i% i-~,,i ......... i.~i ......... ]?F -~-_ i,T
Code I Type (c.g., Method i buy sell. div., rent, Cede 2 (AI) eriot.)(JP)Code3[redemption)i; (Q-,,v) i A A A A A A A A A A A A Divideod Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J ] ] J J .r ] J J 2 J J J J ] J T T T T T T T T T T T T T T T T T Buy Buy 01/09/09 0li14109 .1 J A A Buy ~?,uy Buy Buy Buy Buy 02/05/09 ! 03/06/09 04/30/09 05/05/09 05/08/09 05/21/09 J J 2 J ] J A A A A A A Buy Buy Buy 01,12109 01/23/09 J ] A A Immidd/),y i Code 2 i Code l buycriselle, (ffprivatc g(l-P) [ (A-I,) trartsaclion) i

ALL STOCKS HELD AS OF 12


69. 70. 7i. 72. 73. 74. 75. 76. 77. 78. 79. 80. : 81. 82. 83. 84. 85. Comcast Carp Co. Fin. R.ichemont Co. Fie. gicbemont Conoco Phillips Cree inc. Deutsche Post Deutsche Post Deutsche Post Deutsche Post Deutsche Post Deutsche Post Devo, Energy Wal~ Disney Co. Dish Network DirectTV Dolby Labs Dolby Labs

/09

FI.NANCIAIL DISCLOSURE REPORT

~,,~,.orP ...... Repor,i,,~ Payne, Robert E.

[
[

D.,e,,rRepor,
07/30/2010

Page 9 of 22
VII. ]NVESTMENTS and TRUSTS --~ .......... ...................... ~T ..........................
Description of Asse~s tincludingtrus~ assets) Place"(X)" after each asset exempt from prior disclosure

t,,~, t ....... tians (Includes tl .....

~7 ........... I dependent children; .seeVp. 34-60 of filing instructions,)

~ NONE (No reportable ilTeott~, assets, or transactions.)

~ ....... hl ............ ~ ................ -6~ ................................


~ Income during ~po~ing peri~ ~ .................... (l~ (2) [Amotmt ~ 1~ (e g, ,, Code I r dlv. rent (A-H) ~ orint3 ] Gross v~luc al cnd ] of reporting period ~ ............ ........................... (I) (I) ~ {2) ~ J Va c Vahc I Type (e.g.. : Code 2 Mclhud ~ buy, sell, Code3 ~ redcm ion) (J-P)
Q-W)

~. ........................

Transactions dnring rcporfing ~i~ (2) (3) {4) .......................... ~5~ : Date Value [ Ga n ldentityof t mffdd!vy C Jde 2 Code t buyer/seller ~ ~1-~ !A-It) (ifprvac
~ [ ] range u ~)

86. 87. 88. 89. 90, 9~. 92. 93 94. 95. 96. 97 98. 99.

E.ON AG Ebay Inc. El Paso (:oq~ Electronic Arts Electronic Arts Enagas SA Enagas SA Enagas SA Europ. Aero Def Expedia lnc Exxon Mobil Fanuc Ltd Fanuc Ltd Fanuc ktd

Dividend

J J

T T T T T T T T T T T T "I" T T T T

Buy

03/06/09

A I

I
Buy Buy Buy Buy Bny Buy Buy 03/25/09 02/1 I/(19 08/19/09 04/30!09 05/21/09 08/03/I)9 12! 1509 J J .I 3~ J J .~ A A A A A A

Dividend

J J J

A A A .4. A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Di videltd

,1 J J J .! d 3 .1 J J J J

f3uy Buy [~t, l~ try Buy Buy

! 2/t 5/09 01!13109 01/14/09 08/27/09 01120109 01f20/D9

100. Firsl Solar lnc 101 Fluor Corp 102. Forest Labs

FINANCIAL DISCLOSURE REPORT Page 10 of 22

Name ,t)f l"evso.n Reporting

Dale of RepOrt 07/30/2010

.
/ Pavne, Robert E. ~

VI I. INVESTMENTS and TRUSTS - ~ ............. ~,,,,, ........ ,~,,,,~ atwludt~v those of spouse and dependent children; see pp. 34-60 tflling ins
NONE 6~0 reportable income, ~wsets, or transactions.) Description of Assct~ (including trust asse~s) ~cc " X~" zfter eac ossc exempt Item pr,o, d,sc}osurc Income during reporting period Amoun T~e (e g L.odc { ~ d~v.,rent, (A-tI) ; or in!.) Gross value at end ~ of reporting period Vatc Code 2 ~ (.M) Vate . Method ~ Code 3 I Type (e g : buy. sell, :: redemption)

Transactions during reporting period

Date Value [mnddd!yy [ Code 2 (J-P)

Ga~ Code } (A-H)

buyer/seller (ifprivntc

103. France Telecom 104. Freeporl McMoran 1{15. General Elec 106. Genzyme Corp 107. Givaudan SA 108. HSBC Hldg 109. Hallisburton Hldgs 110. Hewlett Packard

A A A A

Dividend Dividend D~vidend Dividend

3 J J J J

T T T T T T T T Buy 12109/09 Buy Buy Buy 08/06/09 12103/09 04./06/09 J J J A A A Buy 01/20]09 J C

A A A A A A A A. A A A A

Dividend Dividend Di\ider)d Dividend Dividend Dividend D~\,idcnd Divkiend Divide~d Dividend Dividend DJvidelld

J J J J .! J

I11 Hmne Depot 12. Intel Corp 13. IBM 14. JP Morgan Chase 15. Johnson & Johnsot~ 16. Juniper Networks 17. Kimberly Clark 118. Kr;tli Foods 19. L3 Coltill)

T T

,I J .1 J J

"I T T T T

Buy Buy

10/20/09 02/09{09

FINANCIAL DISCLOSURE REPORT Page 1 I of 24

N ..... fP ..... Rept, rting

Date of Repnrlr

Payne, Robert E.

07/30/2010

NONE (No reportable income, assets, or transactions.) Dcscdplion of Assets (inclnding trusl assels) Place "(X}" after each a~et exempt ltom prior disclosure Income dnring reporting period [Amount [ Type (e.g.. ~ Code I [ div., rent, ~ (A-H) ~ or int.) ~ Gross value al end o[ reporting period Value Code 2 (J-P) Valuc Mc0~od ! Code 3 ~ transactions dnring r~orting peri~

Type (e.g.,
boy, sell.

redemption)

[ Date Value Gain mm/dd/yy ~ Code 2 [ Co~lc I [ (J-P) (A-II)

Identity of buyer/seller (if private lransaction)

12~. Liber[y Global ~ 121. Liberty Media ~

J J J A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J .I J J J J

T T T T T T T T T T T T T Buy I 1/|0,;09 J A Buy Bny Buy Buy Buy 02/06/09 02/t9/09 05/~8/09 08/27/09 10/22/09 ~ J J J J J A A A A A Buy 01/30/09 J

122. Liberly Media Sta~ !23. Lindc AG 124. Linde AG 125. Lmde AG

126. L~nde AG 127. Loews 128. I29. Lorillard Marsh & McLennan

30 Mcl)onalds Corp !3!. Merck & Co. 132. Microsoft 133 Mitsubishi UFJ 134. NASDAQ Omx 135 Natt Oilwell I36. News Corp

T T T

Buy

12102/09

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Paync, Robert E.

Page ] 2 of 22

07/30/2010

VII. INVESTMENTS and TRUSTS - ~ ............. t,,,,, transactions (Inchdes Ihase ors1 ........... d aepe,,ae,,t children; seepp. 34-60 oJyiling itt~tructi,,,.~.)
NONE (No reportable income, assets, or transactions.) Description of Assets (including trt~st assets) Place "(X)" after cacl~ assc~ exempI eom pdor disclosure neomc during re~aing period [Amoant : : T~ (e.g., dw., rent, Gross value at end r of reporting period V~luc Value C~ 2 t Method Type {e.g., buy. sell.

Transactions during reporling period

Date ~ Value ~ l~dd~y i

G~in [

ldentily of

ALL STOCKS HELD AS OF


137. Novami~ AG 138. Novards AG 139. Nucor 140. Nucor ~141. Nucor ~I42. Nucor 143. Nvidia 144. Pall Corp 145. 146. Pepsico Pfizer A [ A A A A A A A A A A Dividend Dividend Divide,d Dividend Dividend Dividend Dividend Dividend Dividend Dividend 3 J 3 J J J ] J ] J J J ,I J 3 A Dividend J T T T T T T T T T T F T T T T T Boy Buy Buy Buy Buy Buy Buy Buy Buy Buy Bny DNidend ] T Buy

12
07/3!/09 08/27/09 02/27/09 07/06/09 09/10/09 09/I 1/09 J ] J ] A A A A

147. Phi/il~ Morris Intl 148. Precision Drilling 149. }recision Drilling 150. Precision Drilliag 151. P~ecision Drilling 152, Proctor& Gamble 153. Qualcomm Inc

01/t2/09 J A A

04123/09 J 104/30/09 06/10/09 05/28i09 10/06/09 J J J

A A A

FINANCIAL DISCLOSURE REPORT Page 13 of 22

~.~e of P~.~s~,, Repor,i,~ Payne, Robert E.


/ 07/30/2010

NONE (No reportable income, assets, or transactions.) A. Description of Assols (including m~t a~ts) Pl~cc"(X)"aficr c~ch asset exempt from prio~ disclosm ~, Incoi~ during rc~rti.~ period Amounl ]Type (e.g.. ~ Code I ~ d .... en. or int.) ~ (A-H) c. ! Gross value al end } of reporting period ! Value ~ Code 2 [ (J-P) V~luc [ Me od Code 3 1 T~nsactions during relmrting period

Type (e.g., , Dale I Value [ Gain ~

Idcotilyof transaction

ALL STOCYS HELD AS OF 12


~154. Raytheon ~t~. Reed Elsevier A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividcml Dividend Divide.d J J J J J J J J J J J 3 J J J 3 A Dividend J ~ T T T T "F T 7 T T T T T T T T 13uy Buy Buy Bny Buy 06/06/09 08/27/09 01/29/00 [02/19i09 05/28/09 J A Buy Buy Bny Buy Buy Buy Buy 05/20/09 07/09/09 ~/t 1/09 09/29/09 03/27/09 03/10/09 03/24/09 ~" J A J J J ~ J A A A A A

i 156. Reed Etsevie~ 157. Reed Elsevier . Rexam PIc

~ 159

Roche Hldgs

160. Rolls Royce Gp 161. Rolls Royce Gp 162. Royal Dutch Shell

163. Sandisk Coq~ 164. Sanofi-Avcntis il65. Sanofi-Aventis 166. Schwab Chas 167. Schwab Chas 16~. Scripps Network 169, Seats Hklg i70. Sempra Energy

(See Cotumns B! anti D4} 2. Valt~c Codc~

F ~$50,001 - sta0,000 J =$1.5,000 or less

G -$100,001 - $1.000,~hl K =$15,001 - $50,000

tll =$1.fgl0,00! . $5,00fl.,000 L ,=$50,001 - S 10O.l~lt]

112 =Mole thuu $5,000,090 M =$IOO,001 - $250,00D

FINANCIAL DISCLOSURE REPORT Page 1 4 of 22

i N..,. of Perso. Reporti.g ~>,~, Robert E.

Date of Report

07/3012010 [

VII. INVESTMENT5 and TRUSTS --~ ............. ~ .............


NONE (No reportable income, assets, m" trartsaczions.) Description of Assets (including Ir~isI assets) Place "(X)" after :ach asset ..... ptfrompfiordiscl ..... } Income during ~ reporting period A~olm[ 7ypc {e.g., Code [ ~ div ..... t, or int.) [~A-H) ~ A A A A A A A A A A A A A A A A A D~v~d~n4 Dividend DMdend Dividend Dividend Dividend Dividend DMdend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend DMdend J T [ Gross vak~e al end of rcp~ging period Valu~ [ Code2 ~ (J-P) : ] J J J J J J J J J J J J J / Vaiuc [ Method ~ Code3 I (Q-W) T T T T T T T T T T T T T "1 Buy 05/08/09 J A ~ D. Tmnsactitms during re~rting period

Ty~c (.g. buy, sell, rcdcmplit)n)

Dale ! V~}~: I Ga ~ [m,~dd/yv ~ Code2 ~ Code I ~ (J-P} ~(A-H) [ ~ [ ~ 02/04;09 07110/09 01/13/09 01/19/09 02!05/09 03/06t09 03/24/09 08/27/09 10/13/09 05111/09 1/06/09 ] ] J J J J a J J J J A A A A A A A A A A

IdB]l Iyo~ buyer/seller (if private transaction)

ALL STOCKS HELD AS OF 12


~7]. Sh~n-E~s[~ Chem 172. Shin-Elst~ Chem 173. Singapore Airls 174. Singapore Airls 175. Singapore AMs B~y Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

176. Singapore Aids 177. Singapore Airls I78. Snare Rete Gas !79. Sham Retc Gas 180. State Street Corp 181. State Street Co~ 182. Suncor Energy 183. ~T NV !84. "[arge~

[lSS

Technip

186. TeletBnica SA 187. Texas Instruments

I. Income Gain Codc~

A =$1.000o{ less

H .$I,Om - $2,5{X)

C =$2,501 - 55,t~}0

D =$S,0(ll - $15,000

E =$13,001 - $50,00{)

FINANCIAL DISCLOSURE REPORT

Page 15 of 22
] Payne, Robert E.

07/30/20!0

NONE (No reportable income, assets, or transactions,) A. Dcscriptioo of Assets (including trust assets) Place "(X)" after each assm excmp~ fi-om prior disclosure ! ! 13. llK:onle during reporting period C. Gross vahle ai cl~d of reporting period Vahtc Code 2 {J-l:) D. Tral sac t ns duri "~g rept*rting period

{Amounl ! Type (e.g.. Code t [ div., rent. (A-H) i or ird.) i ] A Dividend

Vain,:

188. Time Warner I 189. Tokyo Elec. 190. Tokyo Elec. 19 I. Total SA

ALL ST()CKS HELD AS OF 15


J J ] A A A A A A A A A A A A A [ A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Divklend Divideod Dividend Dividend Dividend f)ividcnd J 3 J J J J J J J J J ] J ] T T T T T T "I T T T T T T T T T T t3uy Buy Boy 03120109 ~ ~ 03/27/09 12102/09 J J J Buy Buy Boy 051117119 0512[{/09 10116/09 J J J Buy Bny 01721109 02/05/09 J J

|Mcthod / Code 3 (Q-W~ [

"type (c.g., buy, sell, redemption)

] Date Vahtc ]mm?dd/yy j Code_2 i (JP) !

Gain Code I ~A-|I)

Identityof buycri~llcr (if private transactmn)

9
A A

192. -fravelers Cos t93. Onilever Pie 194. 195. Unilever PIc United licalth

A A A

196. Vertex Phanm 197. Vinci

198, Voda lone 199. Walmart Stores 200. Wellpoin!

201. Wells Fargo 202. Yahoo inc. 203. Yahoo lnc, 204. Yahoo Inc.

A A A

FINANCIAL. DISCLOSURE"

~ R EPORT

[ Name of Person Reporting


|[ Payne, Rol,erl E.

[
I

Date of Report
07/30/2010

Page 16 of 22
VII. INVESTMENTS and TRUSTS =-; ........... ;,.,, , ...... ao.~ a,,cmae, mo,e ojsp ......... a a,p~,,a,,,~ d~ita~,,,;
NONE (No reportable income, assets, or transactions.) Description of Asscls (including trust assets) Placc"(X)"afiereachasscl ~ ]nc0me during reporting period Gross value at end ~ of reporting peri,d Value (J-Iq [ Value / C~c 3 ~ (Q-W) T T r Type(e.g.. ~ rcdcmplion) ] Transactions during reposing period

~,nount Ty~(c.g, ~ (A-H)~ ~ o~int.)

Date

[Value [Gain ~

ldcntilyof transacuon)

~ 205. Vue Yuen .206. Zurich Finl

A A

Dividend Dividend

J J

Buy Buy

02/05/09 08/03/09

J J

A A

. NOTE:. ~ ..... 207.


208.
209. ,210. AFLAC "21 ]] Allied Irish ~[s ~212. Ahria 213. Amazomcom 2~4. Anadarko Petro 215. AOL Inc. 216. ASML l-Hdgs 217. AT&T Inc. ~18. AT&T tnc. 219. Atlas Copco 220. Avery Dennison 221. ~XA SA

ManV holdinq~ ha-re bee own~d be~o~.e 2019 bu~ 2009. Where tha- occured, only th~ 20(9 buz in detail.

were ~dded. to ~s described

A],L ST(~CKS ~,OLD AS OF 1,:/31 09


A D~vidend Sold Sold A Dividend Sold Sold A Div{dend Sold Sold Sold A A A Dividend Dividend Dividend Sold Sold Sold Sold A Dividend I Sold 01/22/09 ~01/20/09 04/21/09 04/21/09 I0/12/09 12/I 0/09i ] ] ~ ] A A A A B

~ 07/3 II09 J 05/14/09 t0/08/09 01/23109 03/06/09 08/27/09 J J J J J

FINANCIAL DISCLOSURE REPORT .Page 1 7 of 24 \111. INVESTMENTS and TRUSTS --i ..........

r~.me of Person Reporting

Date of Report

07/30/2010 I Payne, Robert E. I


lue, tr ....... ions (Includes tht,se o/sp .......... d dependent childre#; se,,l,P. 34-60 ,~littg inst,uctions.) t

NONE (No reportable income, asse~s, or transactions.)


Description of Asse~s (including ,ust .... ts) Place "(X)" ~ficr each asse~ exempt from prior disclosure Income during ~ reporting period Amotml jTypc ~ Code ![div., rent, ~ (A-H) [ o Gross value

~ ~

Code 2

Method ~ buy. selL. (Q-w)

m~dd~yy }Codc 2 } Code I

buyeriseller

ALL STOCKS SOLD AS ~-F~2~31-/0-9 .................


222. AXA SA A Dividend Sold ]t/l]!09 ] A

--3. Bae Systems PIc 224. Bk NY Mellon 225. Bayer AG 1 226 Bayer AG 227. BNP Paribus
228. Boeing Inc

Dividend

Sold Sokl

08/03/09 01/20/09 02/04!09 1!i25109 I 1/02i09


10/29/09

A A A
A

Dividend Dividend Dividend


Dividend

Sold Sold Sold


Sold Sold

J J J
2

A
A

229. British Awways [ 230. British Am Tobacco i 231. British Am Tobacco

A A

Dividend Dividend

05!08/09 01112109

.!

Sold Sold

J J J

A A I

A A

Dividend Dividend

09129/09 01/21109

~ 232. Capilal One Ftnl 233. Cenlury Tel Inc.

Sold Sokt

Dividend

07101109

~_ "~3 5. (hOOt Ltd

Soki A Dividend Sold Sold

03!23/09

A A

I236.

Co. Fin. Roscmont

0. ,~9A)9 05120/09

J J

237. Credit Suissc

A A

Dividend Divktend

[~

38. CrediiSuisse

Sold

04130109

FINANCIAL DISCLOSURE REPORT Page 1 8 of 22

. N ...... rp ..... Repo,|i,,g Payne, Robert E.

07/30/2010

VII. INVESTMENTS and TRUSTS --~ ........... ~,,,,, rrat,sactions {Itwhtdes tl ...... ,f sp ........ d dependent childret,; see pp. 34-60
NONE (No reportable income, assets, or tra~sactio~s.)
Description of Azset~ (including Imsl a~scts) P!~cc"(X)"af, ereacl ..... t exempt from prior disclosure ~ ~ lnccm~c during r~orting period ! Gross value at end i of reporting period Transactions during reporting period

~A .....t~ T~c(e.~., i Value i Code I ~ div., rent, : Code 2

[ Value , Type~e.~., ] Method ~ buy.sell,

~ D~tc ~ Value [ Gain ~ mn~da/yy Code 2 Code I

Idcnlityof buyer/seller

i 239. C~ PIc 240. C~I Pie ~241. C~ Plc 2~2, Dell Inc. ~~43 Dell Ioc,

~ividend

Sold

01/12109

A A

Dividend Dividend

Sold Sold

04/30/09 03/16/09

J J J

A A

Dividend Dividend

Sold Sold

0!/29/09 01/30/09

244.

Dell Inc. Direct TV

A A

Dividend Dividend

Sold Sold

02/02/09

245. 246, ~

1 t/25/09 !03/06/09

E.I. DuPont de Nemours

A A

Dividend Dividend

Sold Sold

~ 247. E.ON AG ~~48 E.ON AG

10/12/09 t0/I4/09

J J

A A

Dividend Dividend

Sold Sold

~ 249. Echostar

04/08/09 04/09/09 02105109 05/08/09

250. Echostar

Dividc~ld

Sold Sold Sold

251. Electfici~e dc France .... Electricite dc France 253 254. Electr~cite de France Embnrq Co~

.J

Sold Sold A Dividend ] Sold

02/19/09 01/28/09 J

255. Ericcson Lm Tel

02/04/09

FINANCIAL DISCLOSURE REPORT Page ] 9 of 22

NameofPe ...... Reporiing

DateafRepor,

Payne, Rnber~ E.

07/30/2010

VII. INVESTMENTS am TRUSTS --i ............. h ............ tlotls attcludes those orsI .......... ddel, et,d ..... hildrel,: serpp. 34-60#filling instructio,ts.)
NONE ~Vo reportable income, assets, or transactions.) A. Description of Asse~s (includinglrus{ assctsj Place "(X)" aRer each ~ssct exempt tram prior d~losurc B. h~come dnring reporting pcfod :Amount Type (e.g. Code t [ div., rent, [ (A-H) ~ or int.) C. ~ ~ Gross value a~ end I [ ofreporfingperiod ~ Va uc ~ Code 2 (J-P) ~! 256. ~ Ericsson Lm Tel ~257. Ericsson Lm Tel [258. Expedm lnc 259. ~ Expedia tnc A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend ; Vat u ~ Mclhod Type (c.&, buy, self, "cdemption) ~ (Q-W)~~ Codcl. Sold So[d Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold SoLd F" A Dividend Sold Sold D. Transactions during reporting period

Date ~ Value ~ Gain mm/dd!yy Code 2 Code I 0-P) ,

Idenlity of buyer/seller

04/30/09 I0/01/09 09/10/09 09/11/09 12/02/09 01/30/09 0M06/09 02/07/09 04~06/09 08/07/09 05128/09 02!19/09 04/22/09 05108/09 01/12109 03/05/09 I 1/03/09

J J J J J 3 3

A A A

] 260. Expcdia lnc r 261. Gencntech :-,. Genentech

A A A

~ 263. Genentech 264. Genentech 265. Genzyme 266. Home Depot 267. Honda Motor Co

268. I ionda Motor Co 269. Honda Molor Co 270. IN(.3 Grocp 271. ING Groep 272. lntel

FINANCIAL DISCLOSURE REPORT Page 20 of 23 VII. INVESTMENTS and TRUSTS -- i ............

n.,.e of|~rso, acpor,,~


Payne, Robert E,

[
I

t)~t~ orr~|,ort
07/30/2010

1,,~, tr .......(loci.des those oJa7 ....... tio.s

a.d &.pendetzt children; seepp. 34-60 of liling instructions.)

NONE (No reportable income, assets, or transactions.)


Description o[ Assets (including In,st assets) Ptacc"(X)"aftc .... ..... } t cxcmpl from prior disck~surc Income during ~ reponin~ period : Gross vulue at end J of reporting period ] Va}uc [ Value ~ C~c 2 Mcthod ~ (J-P)/ Code3 ~ Type(c,g., ~ buy ~ll : redemption) Transactions during reporting period

, [

~An,ount~ ~ypc(c.g.. ~ Code I div., rent, ormt.) ~ (A-H)

Date Value ~ Gain m ~vd~yy ~ Code 2 J U-P) ~ (A-~)

laenlityof (ifprivntc

ALL
273. 3P ~o~sn Ch~s~ 274. KonmkH~ke ~h~]~ps A D}vk~cnd Sold A Dividend So~4 0~/20~09

0 9
04/~4]09

271 KonmH~k~ Phflips


[~76". Kon~nM~jke Rh~ps

A
A

@~v~d~nd
D~v~4end

Sold
So~4

0]/21/09
02/04/09

~ 277. Kon~H~k~ Rhfl}ps 278. Kon~nkH~k~ Ph~ps 279. Lh~de AG


280. Lor~H~[d ]n~

A A A

Div~d~n4 DN~d~n4 D~vM~n4

Sold So~4 So~


So~4

03/]0/09 03/23/09 ~9/2~/09


04/2 ~/09

284. McDonalds Coo

Dividend

Sold

03/I 1/09

285.

287.

289.

ATTACHMENT VII B This is a self-directed IRA (49) at Smith Barney, the capital of which all came from a cash transfer from the IRA account described in ATTACHMENT VII A.

FINANCIAL DISCLOSURE REPORT Page 21 of 24

r~ ....fP ..... Reporting

Da,eotReport

P..v,,e. Robert E.

07130120 ] 0

VII. INVESTMENTS and TRUSTS -- ~ ............ t,,~, tran~actioos (htcludes those ol sp ......... I del, o,dolt childret,; see pp. 34-60 oy~flltlg instructio,,s.)
NONE (No reportable income, assets, Or lransactions.)
~ ~ Description of Assets (including Imst assets) lncomc during reporting ~riod Gross value at end ~ of reporting period [ , i Transactions during reporting period j

exempt from tmordi~closure

Code [ + div.. rent. ~ (A-Ill ~ or int.) I ~

Code 2 (J-P) ~

+ Method i Code 3 . (Q-W) T

buy. sell. redemption)

~m~*dd/yy[+ Code 2 ~ Code I j ~ (l-P) (A-H) ~

buyer]seller (ifprivale transaction)

~ 290. Citibank NA Deposit ~ 291. Allslate Co~ 292. Wells Fargo Kayne Anderson Energy

A A

Interest Dividend

J J

Dividend l)ivigend

T T T

i293.
294.

A A A

J K J

Kaync Anderson MLP

Dividend Dividend

: 295. Western Asse~ Mgmt

296,
i 297. ~ 298. ;: 299.

300.

i 301,

302. , :03 ! 30,+.. "

306.

ATTACHMENT Vli C

In 1987, while a member of McGuire, Woods, Battle & Boothe, now McGuireWoods (the "Law Firm"), I, like all other equity partners then in the Law Firm, became a limited partner in Ninth & Cary Associates Limited Partnership ("NCA"), a Virginia limited partnership. NCA was a limited partner in One James Center Associates, a Virginia limited partnership that owned the office building in Richmond, Virginia known as "One James Center" and its associated parking deck. I never had any participation in the management of NCA. My ownership share as of December 31, 2009 was 1.29%. That share is expected to decrease over time because of my withdrawal from the Law Firm. It is not possible to affix a value to this inchoate interest in NCA. in 2005, One James Center Associates sold the building. In 2009, I received a distribution of income (Code C) from NCA which was paid from payments made by the Law Firm on its debt for furnishings financed in 1999 by NCA pursuant to a Tax Exempt Adjustable Mode Industrial Refunding Development Bond.

ATTACHMENT VII D

This is managed IRA account which has in the past been reported as American Funds Euro-Pacific Fund and which the manager has reallocated to the several funds listed on the attached pages.

FINANC.]AL DISCLOSURE REPORT Page 22 of 24


VII. INVESTMENTS and TRUSTS -- i,,~,,.re, ~1,,c, ~ .......

|)ateof~port I ~Payne, R~bert E. ..... fPe~so~ n~por~,,~ I


,io~. a.oS.aes tt,,,~e o7"s~ ........a aep.na.,, eta~a~e,,; see pp. s4-ao ,fiti,,x,
07/30./20

~ NONE (No reportable income, assets, or tra~Tsactions.)

....................... ~T ....
(including tmsl assets) Place "(X)" after each asset ..... pt fron~ prior discl ......

~
~

B.
re~rting period

C. ......
of reporting period [ Value [ Code 2 ~ Vzluc ~ Typic (c.g.~ ~.Mctho6 i buy, sell, Va ue ~ Gain ~ Date m~ddiyy ] Code 2 ]Codc I Identity buyer/seller

Amount Type (e.g. ~ Code I [ div..rcot,

307.

American CereuS, Iml Bond [laron Growth Fund

Interest

T T

308.

A A

Interest lnleresl

309. Davis NY Ventore Fund Delaware lmq Valoe Fund

J J J

T T

310.

A A

tnteres~ ]nlerest

31 ~. Drcyfi~s ~merg Mkts Fund 312. Enropacific Growth Fund 3t 3. Growth Fund of America 314. Legg Mason Growth Fund ~15. Western Asset Mgmt

A A

Interest tnlerest

T T T

J J J

A A

Interest Interest

316. T, Rowe Price Eq. lnc [,, 317 l(ovce Premier Ftmd 318 Western Asset Core
319.

A A A

Interest lnleresr Interest

J J J

T T T

FINANCIAL DISCLOSURE Page 23 of 24

Name ol Person Reporting

Date of Report

07/30/2010 [ Vayne, Roberl E, [

VII1. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 24 of 24 IX. CERTIFICATION.

N~,,,e or~erson R~porti.~ P.ync, Robert E

I Da,* ofr~e0ort 07/30/~m 0 [

1 certify that all information given above (including infi~rmation pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete ~o the best of my knowledge and belief, and thai any information not reporlcd was withheld because il met applicable statutory prnvi~ions permitting non-disclosure. I further cerlify that earoed income from outside employmenl nnd honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, a ~d Judicial Conference regulations.

Signatur~

NOTE: ANY INDIVIDUAL W]IO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MA~ BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disc[osure Administrative Office of the United States Courts Suite 2-30l One Columbus Circle, N.E. Washington, D.C. 20544

Vous aimerez peut-être aussi