Académique Documents
Professionnel Documents
Culture Documents
Rev. t/20tO
!. Person Reporting (last name. first, middle initial) Huvelle, Ellen S. 4. Title (Article HI judges indicate active or senior status; magistrate judges indicate full- or part-time) US District Judge - active
[] Initial
5b. [] Amended Repor*. 7. Chambers or Office Address 333 Constitution Avenue NW Wasl~ington DC 20001 I 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re&e,virtg Officer Date
IMPORTANT NOTES: The instructions accompanyh~g this form must be followed. Complete all parts,
checking the NONE box for each part ~here you have no reportable information. Sign on last page.
POSITION
1. Board Member
NAME OF ORGANIZATION/ENTITY
Board of Overseers, Boston School of Law
~-~
I
[
Page 2 of 13
[ Huveite, Ellen S.
lII. NON-INVESTMENT INCOME. (R,po,nng individual and spouse; see pp. 17-24 of flllng instructions.)
A. Fliers Non-Investment Income NONE reportable non-investrnent income.) [~
DATE SOURCE AND TYPE (yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reporting ),ear, complete this section(Dollar amaun not required except.]or honoraria.)
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Self-employed, Partner in Law Firm
1. 2009 2~ 3, 4.
2.
Boston, MA
3.
10/9/2009-10110/2009
Boston, MA
4. 5.
D.t of Report
Page 3 of 13
lluvelle, Ellen S.
06/07/2010
V. GI FTS. aneindes ,~,o~e to s~use u,,a dependent chitdren; see pp. 2S-31 of firing instructlons.)
NONE (No reportable gifts.) SO____U_URCE DgSCRIPTION VALUE
2. 3.
4.
5.
VL LIABILITIES. anet~d,s those oys~o .....d dependent children; see pp. 32-33 of jiling instructions.)
D NONE (No reportable liabilities.) CREDITOR
L 2. 3. 4. HSBC
DESCRIPTION
blortgage on Rental Property, W~hington, DC (Part VII, Line 119)
VALUE CODE
M
5.
Date of Report
06/07/2Ol0
~o,~ anctuaes those of sw .... a ae~ndent children; see pp. 34-60 of filing ~s~rucaons.)
I Oromvalue at end
[ of reporting period I Me~ C~ 3 buy ~11, r~emption)
[ C~e I (A-H)
di ......1, orint.)
1 C~e 2 (J-P)
Morgan Stanley Active Assets Tax Free T~st American Online (now name Time Warner) Cisco Systems iShares MSCI EAFE Fund Oracle Corp Cinco TX Municipal Utility 4.0% due 911/1 ( MFS Muni Bond Van Kampen Emerging Markes Oppenheimer Developing Markets Fund Templeton DevelopingMarke~s AIM International Growth Fund Mazaulife Venture Annuity iShares Sm Cap 600 Growlh
A A
O J
T T Sold 12/14/09 K A
C A B B
M K L K K K K L L J
T T T T T T T T T T
A A A
Dividend
14.
15. 16. 17.
Dividend
None
K
K K K
T
T T .... T
A A
Dividend Dividend
2, Value Codes
J =$15,000 or less
K =$15,001 - $50.000
L =$50.1X:,1 - $100.000
M =$100,00|. $250.000
Date of Report
nu,etle, Ellen S.
06/07/2010
VII. INVESTMENTS and TRU STS -i~co.,e, ~u., ~.a,~,~o.s anctud~. ,,o.e o/sro.$~ a,a ~.~.~ ~,u~; ,,, ~. ~4~o o/~t~g ~structlons.)
~ NONE ~o reportable income, ~sets, or ~ansactions,) D~cfiplion of AS~I$ (i~luding ~st asse~) Place "(X)" exempt from prior di~los~e Income during re~ing period C~e I [ (A-~
~ of reposing p~iod
C~c 1 [ (A-~ ~
buyer/seller (ifpdvalc
18. 19. 21). 21. 22, 23. 24. 25. 26, 27. 28. 29. 30, 31. 32. 33. 34.
North Eas~ Inde~ndent Sch Dist TX 2.75 ~ due Baker Hughes Johnson & Johnson Morgan Stanley India Investment Fund Powershares Wildhill Clean Energy Whole Foods lVlarkets Wisdom Tree Large Cap Dividend ETF Eaton Vance Large Value Fund AllianceBemstein International Growth Las Vegas NV4.0% 10/01109 Montgomery Co. MD 5.0% 10/01II2 Amex Centurion Bank 2.9% 12110/09 Bear Steams Co. 7.625,/o 12/07/09 Indiana St Education 5.0% 02/01/09 Market Vectors Gold Miners Morgan Stanley Bank CD 2.9% 12/11/09 Palm Beach Criminal 5.3"75Y.o06/01/I I
C A A A
R~emed Sold
8/3/09 I ~18/09
L J
B A
Sold
192/18/091
4/29/09 12,118/09
J K
A A
A A A C B
10/I/09
L L L
A A A
D B A B C
12/11/09
U =B~k Value
V ~O~er
Date of Rel~rt
] m, vene, ~:nen s.
06/07/2o10
NONE ~o reportable income, ~sets, or transactions.) A. ~iption of As~ (including ~sl as~e~) B. Income during r~oaing ~riod C. Gro~s value at end of ~orting period Value [ Vatue ~ T)~ (e g, ~empt from prior disclosure C~e I [ div., r~t, / 35. 36. 37. 3g. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. ~ydex Managed Future Strategies Fund Tulsa Co ISD 3.5% 08/01/10 WesternBank PR CD 2.75% 02/02/09 Schlumberger Time Warner Cable Time Warner Cable EMC Hewlett Packard Hewlett Packard New Frontier Netflix Amazon Bank of America Subordinated Notes Diamond Hill M S Limited Duration US Govt Tr New York St Go 51. iShares Barclays 1-3 VrTreasury Bd A B A A A A A D A None Interest Interest None Dividend Dividend None Dividend Dividend Dividend None None Interest None Dividend None None J K K J K K L J K I. K M M M T T T T T T T T T T T T T T . .. K M (Q-W) T T Redeemed Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 2/2/09 12/14/09 10/8/09 4/15/09 2/14/09 10/8/09 4/t5/09 4/17/09 10/8/09 1018/09 4/22/09 12114/09 /2114/09 3/5/09 12/14/09 L J J J J J J L J J L K M M M A ~ ~te D. Transactions during r~rting
Va ue
Gain
Page 7 of 13
Dale of Report
06/07/2ol0
[ ~uwll~, Ellen s~
VII. INVESTMENTS and TRUSTS - ~,,co,,~, ~,1,,, t .... ao,~ (Includes those of ~ottse und dependenl children; seem. J,!-60 of fili.g it~strltctlons.)
[--] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Type (e.g., div., rent, ot int.) Gross value at end~ of reporting period Value Code 2 (J-P) Value Method | Code 3 (Q-W) Type (e.g., buy, sell, redemption) Tnan,,actions during tel:rotting period
Dale mm/dd/yy
52. 53. 54. 55. 56. 57. 58. 59. 60: 61. 62. 63. 6/J,. 65. 66. 67. 68.
iShares Dj US Healthcare Shares iShares MSCI Brazil Alliance Bemstein Inll IKA #2 -Morgan Stanley Bank -iShares S&P Stnall Cap Value -iShares S&P 500 Growth -iShaxes S&P 500 Value -iShaxes Sm Cap Growth -Genzyme Corp -Walmart Stores 6.875% due 8/10/09 -Van Kampen Comstock -MFS Value -MFS lntl Growth -Calvert Large Growth -Abbott Laboratories -American Gr. Fund
A A A D
J J K O
T T T T
J J K
Redeemed
8/10/09
Date of Report
nu~elle, Ellen S.
ao.,a.a~d~,,ho,eof,~ ....
C.
of repofling period
06/07/2010
nddependentchildren;seepp. 34-60offllinglnstructt~ns.)
B.
y~ng ~ ..........
D.
~)
(2)
T~ (e.g., div., ~nL or int.)
o)
(2)
o)
T~c (e~g., buy, sell, redemption)
<~)
Dale [r~gd~yy ~
(3) ~ ~a)
Valu ~ Gain C~e 2 ~ C~e I (J-P) (A-H)
(~)
ldenti~" of buyer/seller (if private
Amour C~ 1 (A-H)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 8t. 82. 83. 84. 85.
-Amefi~n Inv. Co. -Sentinel Small Company -Delaware Small Cap Value -AllianceBemstein International Value Fund Class C -Dreyfus Premier Alpha Growth Fund Class C -l~reyfus Premier New Leaders Ftmd Class C -iShares MSCtEAFE -MS FX Alpha Strategy Plus -Eaton Vance Large Fund -Ivy Asset Strategy -iShares Barclays TIPS Bond Fund -Cap. Protected Notes on S&P 500 Index -UnderArmour -iSharesiBoxx ItY Corp. Bond Fund Active Assets Tax Free Apple Computer Dell A Interest None None O K T T Sold 12/17/09 J A Buy Buy Buy Buy 4;22/09 12/23/09 12/9/09 4/22/09 K K J K Sold Sold 12/14/09 !2/14/09 K K A A
Q ~Ap~isal
S =~egqm~mt
T =C~qh M~kc~
Date of Rel~r~
o6/ow2oIo
VII. I1NVESTMENTS and TRU S TS - ~.co.,e, ~.e, ~,.~.,.~o.s a.~t.~s ,hos~ ofs, o.s .na a~p~.d~., ehildrent seepp. 34-60 of filing ~truetio~.)
NONE (No reportable income, assets, or transactions.)
A. ~fiption of As~ (includiag t~1 as~) B. Income during reposing pefi~ : C. Gross value m ~nd of reposing pefi~ Value ~ V~lue C~e 2 [ M~ (J-P) [ Cod3 D. Transactions during re~ing ~ [ ~ T~ (e.g., I buy ~11, I redemption) Da~e : Value m~d~ , Co~ 2 ~ (J-P) : Gain C~e I (A~[0 Ideuti~ of bayerlseller (if private
Place "(X)" after each asset Type (e.g. Amounl [ C~e I ] div., rent, exempt from prior disclosure . (A-H) ~ or int.)
iShares MSC[ EAFE iShares S&P 500 Growth iShares S&P 500 Value iShares Small CapGrowth MS India Fund
A A B A A B
K K L K
T T T T Sold 12/17/09 J A
9~, _ Oysler Bay New York Public hnprovementsl 5.0% 92. 93. 94. 95. 96. 97. 98. 99, Van Kampen Emerging Markets Fund Van KampenComstock Oppenheimer Developing Market,s Fund Delaware Trend Fund Atlianz Cap App Calvert Large Growth MFS Value Am, Inv. Co. of Am.
K K
T T Sokt 12/17109 K A
A A
Sold Sold J K K K M M T Y T T T T
12/17/09 12/17/09
K J
A A
Dividend None
A A
100. Franklin Small Midcap Growth 101. Lincoln National American Legacy 102. Norlh Las Vegas Nv 4.35% 1110!110 C
Interest
U =H~x)k Value
V ~thcr
W =Esfimzted
Date of Report
nu~,ell~, Ellen S.
06/07/2010
NONE (No reportable income, assets or transactions.) A. Description of Assets (including trast assets) Place "(X)" after each asset cxcmp~ from prior disclosure ] Amount Code I (A-H) Type (e.g., div., rent. or int.) Value Code 2 (J-P) Value Method Code 3 Type (e.g., buy sell redemption) Da~e ! Value i Gain mm/dd/yy Code 2 , (J-P) (A-H) .Identity of
............................................ 1
103. MS Fx Alpha Plus Strat Porl 104. AIM Tax Exempt Cash Fund 105. Ba~k o f lndia 2.85% 3/I 8~008 106. Capital One Bank 4.0% 02/08/10 107. Connecticut Health Education 4.0% 7/01/IO 108. Sovereign Bank CD 2.9% 3/17/2009 09. 1st Pacific Bank CD 4.05% 2/8/2010 A B C D B C
]
None Dividend Interest Interest Interest Interest Interest None None None A Dividend M K K J L M M K K
~-~
T T Redeemed T T Redeemed T T T T T Buy Buy Buy
, ....,o.)
(if private
3/18/09
3/17/09
110. Delaware Emerging Markets I I 1. Van Kampen Small Cap Value 112. Allianz NFJ Div. Value 113. IRA#1 114. -Morgan Slanley BankYLiquid Asset Fund 115. -Delaware Small Cap Value Fund 116. ~, ~ [ ~~ 117. ] 18. Greenwood at Cleveland Park H,C 119. Rental Property, Washington, DC D B A
K K J
O .I J N
T T W W
Date of ~ep0rt
n.v~lle, ~e,, s.
06/07/20m
VII. INVESTMENTS and TRUSTS -~,co,,e. ~,t,e. t ..... c~o~ a,c~,ae, ,*ose o~,~o~ ,,d a~,a,.t ~aa,~,; ~ ~. ~-~o
NONE (No reportable income, ~set& or transactions.)
~.
Description of As~ts (includ~g t~s~ asse~) Pl~ce"(X)"afler~h~t xc ~ r~ am prior ~losure mp
(A-H)
orint.)
O-P)
(ifprivat
.......................... ~ ...............................
t ...............
120. Winslow Green Mu~I Fund t21, Retirement Account 122, -Dodge & Cox 123, -American Funds Growth Fund of Am. 124. -American Beacon Small Cap 125. -Ranier Small/Mid Cap Equity 126. -Lazard Exnerging Mkts 127. -Thornburg International 128. -Schwab Stable Value 129. -PIMCO Total Return
A E
Dividend Int./Div,
J PI
T T
Date of Report
Dirt, of Report
nnvene, Ellen S.
06/07/2010
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kmowledge and belief, and that any information not reported was ~thheld because it met applicable statutory provisions permitting non-disclosure. I further certif) that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILIN(] INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544