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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
5h. [] Amended Report 7. Chambers or Office Address P.O. Box 1028 Cheyenne, WY 82003 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. mevorting individ.al only; ~e~ VV. 14-16 of filing instructlon~)
~] NONE (No reportable agreements.)
DATE
Brorbv, Wade
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE "
INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) ~] NONE (No reportable non-investment income.) DATE 1.11/25/10 2. 3. 4. SOURCE AND TYPE Prudential Insurance - Policy Dividend - See Part VIII
PURPOSE
V. GIFTS. ancludes those to spouse and dependent children; seepp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anaudes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
B. Income during reporting period [1) Amount Code 1 (A-H) (2) Type (e.g., div., rent,
C. Gross value at end of reporting period (1) Value Code 2 (2) Value Method (1). Type (e.g., buy~ sell~
D. Transactions during reporting period (2) . (3) (4) Date Value Gain mm/dd!yy Code 2 Code I (A-H) O-P) (5) Identityof buyer/seller (if private transaction)
1. IRA#l: 2. 3, 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. --Acadian Emerging Markets Portfolio (AEMGX) --American Century Mid-Cap Value Fund (ACMVX) --Artio Intl Equity Fund (BJBIX) --Baron Small Cap Fund (BSCFX) --Dodge & Cox Intl Stock Fund (DODFX) --Dreyfus Bond Mkt. Index Basic Shares (DBIRX) --Energy Select Sector SPDR Fund (XLE) --Federated Total Retn Bond (FTRFX) --First Natl ISE Revere Nat. Gas (FCG) --Ishares TR Barclays Agg. Bond Fund (AGG) --Ishares Trust S & P 500 Index Fund (IVV) --Loomis Sayles Bond Fund (LSBRX) --Manning & Napier World Oppty. (EXWAX) --Matthews Pacific Tiger Fund (MAPTX) --MFS IntlNew Discovery (MIDAX) --Oppenheimer Developing Mkts. (ODMAX)
Int./Div.
Buy Buy
01/29/10 06/16/10
K J
Buy Sold
06/16/10
J B
01/29/10 K
Sold
10114/10 K
Buy
Buy Buy
10/14/10
10/14/10 10/14/10 J J
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F -$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,00! - $2,500 G =$100,001 - $i,000,000 K =$15,001 - $50;000 O =$500,001 - $1~000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$~,001- $15,ooo
H2 dM0re than $51000,ooo
M --$100;001 - $250~000
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, v,l.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset B. Income during reporting period (1) Amount (2) Type (e.g, C .... Gross value at end of reporting period (1~ (2) Value Value Method Code 3 (Q-W) D, Transa~tibns during reporting period (1) ...... (2) Type (e:g.~ Date mm/dd/yy buy, sell; redemption) (3) (4) Value Gain Code 2 Code, 1 (J-P) (A~H) : (5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
--Parnassus Equity Income Fund (PRBLX) --Pimco Foreign Bond Fund (PFODX) --Pimco Total Remm Fund Class D (PTTDX) --Royce Pennsylvania (PENNX) --Royce TR Fund (RYTRX) --Schwab Cash Reserves (SWSXX) ** (X) --Sector SPDR Financial Select Shares (XLF) Buy Sold --Sector SPDR Tech Select Shares (XLK) --SPDR S& P Div. ETF (SDY) --Templeton Global Bond Fund (TPICZ) --UMB Scout International Fund (UMBWXI TRUST#l: --American Century Tax Free Bd. Inv. (TWTIX) --Davis NY Venture Fd (NYVTX) --Ishares Trust S& P 500 (IVV) Int./Div. O T Sold (part) Buy 06/11/10 K 10/18/10 J 06/16/10 10/18/10 J J A Sold 10/14/10 B Buy 10/14/10
(pm) (part)
Buy (addl) Sold
Sold
J
J
B A
1. income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 Or les~
B =$1,001- $2,500
F =$5o,oo1 - $1oo,ooo
J =$15,000 or less
o =$t00,001 - $1,000,000
K =$15,001 - $50;000
C =$2,501 = $5,000 HI =$1,000,001 - $5 000;000 L =$50 00 ~ $ 00;000 PI =$1,000;001 - $5;000;000 P4 =More than $50;000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 ~More than $5~000,000 M =$i00~001 - $250,000 P2 =$5;000,001 - $25,000,000 : T =CaSh Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - income, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during report ng period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) : (13 ~ype (e.g.~: buyi Sdl, . ~ed~mpti0n) D. Transactions during reporting period (2) (3) l (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller. (ifprivate transaction)
35. 36. 3?. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
--Laudus Growth Inv. U.S. Lg. Cap Growth Fd. (LOILX) --Oppenheimer Intl Growth (OIGAX) --Parnassus Equ. Inc. Fd. (PRBLX) --Schwab Muni Money Fund (SWTXX) --Schwab Muni Money Fund Sweep (SWXXX) ** --Sector SPDR Tech. Select Shares (XLK) --Vanguard Interterm Tax Exempt Fund (VWITX) --Vanguard Short Term Tax Ex. Fd. Inv. Shares (VWSTX) --Vanguard Small Cap (VB) --Wells Fargo Advantage Bd. (STSMX) IRA #2: --Dreyfus Bond Mkt. Index Basic Shares (DBIRX) --Gabelli Small Cap Growth Fd. (GABSX) --Ishares TR Barclays Agg. Bond Fund (AGO) --Schwab Cash Reserves Sweep (SWSXX) --UMB Scout Intl Fund (UMBWX) --Vanguard Inflation Prot. Sec. Fund (VIPSX) Sold (part) Buy 10/14/10 01/28/10 J J A lnt./Div. K Buy Sold Sold 01/29/10 01/27/10 01/29/10 J J B A Buy (addl) 10/14/10 K Sold 10/14/10 K
i~ ine0nle Gain Codes: (See Columns B I and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 =$15,060 or less N =$250,00t - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$!,001 - $2;500 G =$100,001 - $1,000,000 K ~$i5,00i i $50~000 O =$500,001 ~ $ t,000i000 R =Cost (Real Estate Only) V =Other
C =$2,501 = $5,000 H 1 =$L000,001, $5 000 000 L =$50~001 = $100,000 P 1 =$1;000~001 - $5,000,000 P4 =M0r(than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =M0re than $5,000,000 M =$100;001 - $250;000 P2 =$5,000,001 - $25,000~000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, tra.sactions ancl.des those ol spouse and dependent children; see pp. 34-60 of filing instructions.)
[]
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
TRUST #2: --Schwab Cash Reserves Sweep (SWSXX) Bankers Trust (Bank Accounts) Campbell County Abstract (Stock) Campbell County Oil Royalty Clipper Fund Federal Homeowner Lending Mortgage Federal Home Loan Bank (Notes) Federal National Mortgage First National Bank of Gillette (Various Bank Accounts) Jensen Portfolio (Fund) Peoria, AZ (Bond) Prudential Insurance Co. (Stock) Rainier Small/Mid Cap Equity Fund (RIMSX) (See Section VIII) Rydex Technology Fund Wells Fargo (Various Bank Accounts) Wyo. Bank & Trust (Various Accounts)
Dividend
A D D A A B A A A A A A A A B
Interest Dividend Royalty Dividend Interest Dividend Interest Interest Dividend Interest Dividend Dividend Dividend Interest Interest
J K J J J K K L K K J J J
T W W T T T T T T T T T T
Open
04/02/10
Closed M T
05/01/10
1, lncom~ Gain 0des: ..... (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$ii000 or: less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$I,001 - $2;500 O =$100,00i ~ $1,000,000 K =$|5,001 - $50,000 O :$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$ t,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seqo, 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S/WADE
BRORBY
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544