Vous êtes sur la page 1sur 10

I

~e~, J/2olo

~o,0

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
Z. Co,rt or Organization U.S. Middle District - Georgia 5a. Report Type (check appropriate lypc) [] Nomination, [] lnidal Date [] A .... I [] Final

COPY
(5 u.s.c ~pp. tot-Hi)
3. Dale of Report 05118/2010 6. Reporting geriod 0110112009 to 12131/2009

Report Required by the EthiCS, n Gover

I. Person Reporting (last name. first, middle initial) Royal, Charles A. 4. Title {Article Ill judges indicalrc active or senior status; raagistrate judges indicate full- or part-time) U.S. District Judge - Active

5b. [] Amended Report 7. Chambers or Office Address U. S. Courthouse 475 Mulberry Streel Macon, GA 31202 8. O. the basis of the information contained in this Reporl Bod an) modifications p~rtaintng therelo, it is, in my opinion, in compliance with applkable laws and regulations. Revi~wh~g Offker D~te

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parrs, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POS ITIONS. ~,po,in~ individual only; se, pp. 9-13 of ~ling i .......
[~] NONE (No reportable positions.) POSITION I. Executor

iOnS.)

NAME OF ORGANIZATION~NTITY Estate # I

NONE (No reportable agreements.)

DAT~
I.

PARTIES AND TE~S

Royal, Charles A.

Name of Person Reporting

FINANCIALpage 2 of 10 DISCLOSURE REPORT

Date of Report

Royal, Charles A. I

05/18/2010

III. NON-INVESTMENT INCOME. cRopo.i.~ individualandsp ....


A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE 1. Spring 09 2. Qrt. 09 3. Fall 1)9 4.

; see pp. 17-24 of.fillng instructions.)

SOURCE AND TYPE Mercer University School of Law West Services, Inc. (Book royalties) Mercer University School of Law

INCOME (yours, no! spouses) $2,000.00 $2,677.90 $2,000.00

B. Spouses Non-Investment Income - Ifyo~ were married daring any portion of the reporting )ear, complete this section.
(Dollar ornount not required except for honoraria.)

~-]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE First Presbyterian Day School - Math Teacher Covenant Academy - Math Teacher

I. 2009 2. 2009 3. 4.

IV. REIMBURSEMENTS .... spa.arian, iodgi.g, Sood, en,e.~i .... L


(Includes those to spathe and dependent children," see pp. 25-27 of filing instructions)

NONE (No reportable reimbursements.) SOURCE 1. 2. 3. DATES LOCATION PURPOSE ITEMS PAID OR PROV1DED

5.

FINANCIAL DISCLOSURE REPORT [ Royal, Charlesof Person Reporting Name A.

Page 3 of I 0

Date of

05~18/2010 I

NONE (No reportable g~s.) ~ DgSCR1PTION

I. 2. 3. 4. 5.

W!V,toII ~" D ~/"rm "~ r"O L,I Z~XI.~I lallllL,~o (Includes thos, of sp ....... d dependent children: see pp. 32-33 of firing i ....... tton$.)

NON E (/go reportable liabilities.) CREDITOR I. 2. 3.


4.

DESCRIPTION

VALU~ CODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 10 VII. INVESTMENTS and TRUSTS - i~ .......

N .... f Person Reporting Royal, Charles A. I 05/18/2010

t.., t ...... tlons (Includes those of sp .......

d dependent children: see pp. 34-60 of fillng ins~uctions.)

NONE ~0 reportable income, assets, or transactions.)

Descriplion of Assets

Income during

Gross valu~ at ~d

Transactions during reposing

: .....

Placc"(X)" after each asset pl f,om prior discl .....

Amount { C~c { (A-H)

T~ (e.g. ~ Vaiuc di ...... L { Cod~ 2 or int.) (J P)

[ Value [ Mmth~ Code 3 [

Ty~ {e.g., buy, sell, rcdcmplion)

I Date :~ Value ~ Gain ;: . , m~d~z~ C~ 2 I C~: I ~ (I-P) (A-H)

ldenli~ of buyer/seller

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

No~hwes~m Mural Life SunTmst Retirement Rese~e Fund MetaMorphix, Inc. Polywad, lnc. SunTrust Account #3 SunTrust Account #4 Sunlrust Account #7 SunTrast Account #9 Edward Jones Money Market Fund Estale # I IShares, Inc. - MSCI Brazil American Balanced Fund Capital Income Builder Fund Capital World Growth & Income Fund Fundamental Investors Fund Growth Fund of America Income Fund of Amefica

A B

Dividend Int.,ft.)iv. None None

L N J J J J J J J .1 K 3 T T T T T T T T T T T

A A A

Interest Interest Interest None

Dividend None

D A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J

T T T

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Royal, Charles A.

05118/2010

NONE (No reportable income, assets, or transactions.)

i .........
~

A. " ............................... ~; ......


Description of Assets (including t~st Place"(X)"aflereachasse~ exempt from prior disclosure Income during

cf .................................... fi~ ................


Gross value at end Value C~e 2 Value Meth~ (Q-W) T~c.g. buy. sell, T~nsactions during reposing pe~od

jAmount[ d[v., ~n~ Code I ~ F~e[e.g., ,, A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend None A 13 Dividend Dividend None A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend

....... ~ ............... 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32 33. 34. Investmenl Company of America Fund New Perspective Fund New World Fund Seaspan Corp Alcoa, lnc Atlas Energy Resources 13erkshire Ilathaway Inc DowChemical Co DuFont E I De Nemours Co Exeli~is Inc General Elecmc General Eleclric General Electric General [ilechi IShares Inc MSCI Singapore ISharcs lac MSC1 Sweden Mead We~t Na Co Corp

Date ~ Value ~ Gain "m~dd,~. ~ C~e 2 ~ Code I t (j_p) . (A-H) ~ ~ I

Identi~of buyer/seller (if private I~nsncron)

J J

T T

J K K M K K L

T T T T

T T Sold Buy Buy Sold 01."28/09 03,04109 03/09/09 07/13/09 J K D I L A

J K K

T T T

FINANCIAL DISCLOSURE REPORT Page 6 of 10 VII. INVESTMENTS and TRUSTS - ~. .......


F--]

Name of Person Reporting Royal, Charles A.

Date of Report 05/18/2010

~.e,

tion$ (Includes those of sp ...... d dependent children; $~epp. 34-60 of filing inslrucrior~.) t ......

NONE (No reportable income, assets, or transactions.)

1,i ..................... ~ ....... ~ .............. ~, .......


Description of Assets
(including trust ......)

Oi .......

Income during
ry_port_in~_pe_r_i_od._

i Gross value at end


_~_ ?.f.r_ep_orti~n_g p~n.od _

Transactions during reporling period

exemp! frornprior disclosure


.. ..............

i Code I
ii (A-H)

div..rent,
or int.)

~,Code 2 i Method
OP) ........ _ !1 Code(Q.W) ]

buy. sell. redemplion)

mm/dcVn, Code 2
(J-P)

Code I
(A-H)]

buyer/seller lransalion)(if plivate

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Penn West Energy Reneso]a LTD Reahn Pharmaeeulieals San Juan Basin Royalty Trust TICCCapital Corp TlCCCapital Corp TICC Capital Corp Sadia SA ADR Seagate Technologies American Oriental Bioengineering Corn Annaly Capital Mgrnt Inc Anworth Mtg Asset Corp Babcock & Brown Air Lid Centurytel Inc Chesapeake Energy Corp China Sunergy Co Ltd FranceTelecom

Dividend None None J J K T T T

Sold Buy Buy

06/30/09 06!30/09 06/30/09

J J J

Dividend None None None None None None

Sold Sold J J K J K J 3 K K J T T T T T T T T T T Sold (part) Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

04/27/09 07107109 10/07/09 03/05/09 02/10/09 04/17/09 :02/11/09 12/17/09 12/17/09 07/30/09 07/30/09 06/30,/09 07/30/09

J J J J J J J J J K K J K

A A A

B A

Dividend Dividend None

B A

Dividend Dividend None

Dividend

I. Income Gain Codes" (See Colurnns BI and D4) 2. Value Codes (See Colun~ns [.1 and D3) 3. Value Method Cod~s (See Column C2)

A :$1.000 or less F =$50,0~1 - $100,000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25.000,O01 - $50.D00,000 O =Appraisal U =Book Value

B :$1.091 - $2.500 G =$100.001 - $l.000,OOO K =$15,00! - [50,000 O =$500,001 - $1,000.000 R ~Ct)~t (Real Estate Only) V =Othe~

C =S2,S01 -$5,000 H I =$I.000,00} - $5,000,0(R) L -$50,0OI . $I00.{X~ PI =$1,000.O01 - $5.000,000 P4 =More Ihan $50,000,000 S ~Assessmenl W -Estimaled

D :$5.001 - $15,000 H2 -More than M -Sl00.001 - $2S0,000 P2 ~$5,000,0OI T =Cash Market

E r$1S,001 - $5(~.O00

N ....f Person Repor~ng

O.te u~ R,por!

Page 7 of 10

05n8~0~o

VII. INVESTMENTS and TRUSTS - i ....... t.,. gransact~ons (lnludes those of sp ...... d a~endent childrcn; see pp, 3#-60 of filing lns.~cgio~.)
NONE ~o reportable income, assets, or transactions.) A,
Dcsc~p~ion of Asse~ (including tru~l aSSClS)

B.
lnom during

C,
Gro~ value at end

D.
Transactions during re~ing p~od

reposing ~ri~

of re~ng pefod

Place "(X)" aft ..... hassel


cxempl from prior disclosure

T~te.g..
div., rent,

Va~=~ ] va~
Code 2 (J-P) ~ Method Code 3 (Q-W)

t~e(e.~..
buy. sell. redemption)

O~te i V~u I Gain


mngd~ ] Code 2 ~ Code 1 I (J-P) : (A-H) I ~ ~ 10/19/09 10/30/09 07/30/09 02/10/09 12/I 7s09 01,Q9/09 12/17/09 12/17/09 12/17/09 02/~/~ t2/17/09 J J J J K J J K J K B A buyer/seller (if private Iransact~on)

~ 52. 53. 54. 55. 56. 57. 58. 59, 60. 61. 62. 63. 64. 65. 66. 67. 68.

F~ance Telecom B~: Br~ie Foods H~lo~ne ~he~peutics Inc Linn Energy LLC MFA Fine lnc Microsoft Co~ M~crcn Technology Inc Neahstar Realty Fin Co~ Pa~omar Medical Technologies Inc Pfizer Inc Power One Inc AI]~ Energy Inc At!~s Amer I~c AI]~ Energy Resources Seattle Genetics lnc Silicon Image Ine Sun.st Bank Inc

A "A

Dividend Dividend None J K J K J J J K J K J J J J K T T T T T T T T T T T T T T T

Sold Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy

B A A

Dividend Dividend Dividend None None None

Dividend None

Dividend None None None None

Buy

10,20/09

Buy Buy Buy

07/30109 12/17/09 02/27/09

J J

Dividend

FINANCIAL DISCLOSURE REPORT

Page 8 of 10

Name of Person Reporling

Dale of Repor~

05/18/2010 [ Royal, Charles A.

VII. INVESTMENTS and TRUSTS - incomo, va~.e, , ..... tions (Includes those of spoa .... d dependent children; see pp. 34-60 of f!ling instruction.~.)
NONE ~o reportable income, assets, or transactions.)
Description of Assets (including t~st assc~s) Gross valu~ al end of reporting pc~od T~nsactions during rc~ing period

~ Incom~ during ~ reposing period

(Q-W)

"

transaction)

69. 70. 71.

WSP Holdings Ltd Willies Pi~line Pa~n~s YingliGreen Encr~ Holding Co A

None Dividend None

J K K

T T T

Buy Buy Buy

12/17/09 07/30/09 02/27/09

J K

FINANCIAL DISCI.OSURE REPORT Page 9 of I0

N .... ~P ..... R~po,-~.,g noyal, Char~es A.

v,,t.o~a,~po. 05/18/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (t,,,tita,epan ofgepo,~)


I. POSIFIONS I have no beneficial interest in the estate. There are no assets owned by the estate. There have been no acquisitions, dispositions or capital gains. This response includes now and a| all times during the reporting period.

PageFINANCIALI 0 of 10 DISCLOSURE REPORT ] IX. CERTIFICATION.

Name of Person Repor/ing Royal, Charles A.

Date of Report 05/18/2010

I certify that all information given above (Includfng Information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withhePd because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regula0ons.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECTiO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544