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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Fifth Circuit

Report Required by the Ethic~

in Government .4ct qf 1978

(s u.s.c, app. ff 1o1-111)

3. Date o[Rt~port 03/29/2010 6. Reporting Period 01/01i2~39 [] Final 12/31/20b

I 1. Per~om Reporting 0axt ratine, gust, middle initial) Haynes, Catbarma D.

5a. Report ~ (check apprt~fia~ type) 4. Titk (A-,-ticle H1 judge~ igdieate active or slmior status; magistrate judges i~dicate full= or part-tinae) Date ] Nomination, Circuit Judge .~ Annual [] taitial

7. Chamber~ or Ogl~ce Addr~ ] 100 Comlllerce Street Rm. 1452 Da/la~, TX 75242

5b. [] Amended Report 8. On t~e bash of the infomafion c~ntained in thh Rtp~t and any modifications pcx~aining thereto, it is, in my opinion, in compliance with applicable law~ and regulatinn~. Reviewing Officer Date

IMPORTANT NOTES: the instructions accomi~nying this form must be followe~ Complete allparts, checking the NONE box for each part where you have no t~tmttable information. Sign on lastpage~

I. POSITIONS. o~.,o.~.~ ~.,~ o~; ~ ~. ~-~ ~ f ~t~ ~~

~ NONE (No reportable positions.)

p_OSIIION
1. Director

NAME OF ORGANIZATION/ENTITY
Vickery Meadow Learning Center

3.

~/

~--~

: NONE (No reportable agreements.) I)ATE

1. 2007-09

p~TIES AND TE~IS

l]aker I~t~ 401 k PI~ (rolled over J~e 2~8; due to m~et flu~afions, a nomi~ bNance remainc~ wNch w~ closed out i~ 2009)

Haynes, Catharina D.

FINANCIAL DISCLOSURE REPORT . Haynes, Cath,rina D.

IN*me
of Per~a Reporting

Date of I~p~t I

Page 2 of 8
HI. NON-INVESTMENT INCOME. o~,~,,i~g ~a~u.,a ~,d~,.*e; ,,e p*~ ~ 7-2 ~ of fai~g i~ai~,x)
A. Filers Non-Inves~ent Income
NON~ ~o reportable non-inv~tment income.) ~ SOURCE A~ ~

03/29/2010

~C~ME Lvo~s, not s~u~s)

B. Spouses Non-Investment Income - lf you were marded duing any porti~n of the rtp~rdng year. complete this secrion~ (Dollar amount not required except for honoraria.)

~
1. 2009

N ONE (No reportable non-investment income.)

DATE

SOURCE Abq3 TYPE

Thompson & Knight law partnership income

IV. REIMBURSEMENTS _ ~o,~/o,~ ~,~o~,

~lnclude.~ tho~ to spo~e arut dependenl children: ~e~ pp. 2J-27 offding ir~tzuctiona.) [~ NONE (No reportable reimbursements.)

~
1. American Conference Lr~titute Amcrican Bar Association

DATES
4/29-30/09

LOCATION
San Francisco, CA

PURPOSE
Speak at Insurance CLE for Attorneys Speak at Young Lawyers Conference Teach at Appellate Advocacy Training for Attorneys

ITEMS PAIDOR PROVIDED

Travel, Meals, Lodging

2.

5/I 5/09

New Odeans, LA

Travel, Meals

3.

American Bar Associatron

5128-29/09

Chicago, LL

Travel, Meals, Lodging

Name o[ Ptrma R~port~g

Date of R~ ]

~CI~Page 3 of 8 DISCLOS~E REPORT !

na~ C*~.~a D.

03/29/2010

NO~ ~o reportable g~s.)

I.

3. 4. 5.

~]

NONE (No reportable liabilities.) CREDITOR DESCP~IPTION VALUE CODE

1.

3. 4. 5.

VII. INVESTMENTS and TRUSTS -i .....

NONE (No reportable income, assets, or transactions.) l~-scrit~ion of A.~cts (including trust asscm) Pla~e "(X)" after each agset exempt from prior disclosure i Income during reporting I~:riod Am~xnt [_7ode I i (A-H) Type (e.g., div., rent, or int.) Gross value at end Value Code 2 (.I-P) Value Method Code 3 [ Type (e.g, buy, sell. ! redemption) Transzctiom during ~porting p~-rlod Gain : Date ! VaJue mm/dd/~ . Code 2 Code (J-P) : (A-H) Identity of buyer/seller (if private

1. 2. 3. 4. ! 5. ! 6. 7. 8. 9. I 0.

Bank of America Accounts Janus Money Fund T.Rowe Price (TRP) Prime Reserve Fund TRP New Income TRP International Stock TRP New America Growth TRP Health Science Fund TRP Tax Efficient Equity TRP Tax Free Income Ftmd TRP Tax Free Shor~ IntcrmedJate

Interest None

PI J O J M M M M O K J L
J

T T T T T T T T T T T T
T

B A C

Interest Dividend Dividend None None None

Buy

0~02/09

Buy Buy Buy

02/02/09 02/02/09 02/02/09 J

E A A A
A

Dividend Dividcud Dividend Di~dend

Dividend

] I. British Peuoleum fill) 12.

13.

IBM
Mnturola (!,lOT)

14. 15. 16. 17.

Pfizer (PFE) Franklin Mutual Sha~es Class Z Janus Fund TRPCapital Appreciation (X)

A D A A

Dividend Dividend Dividend Dividend

J N M J

T T T T Buy ! 02/05/09 J

FINANCIAL DISCLOSURE REPORT Page 5 of 8

[ s~e o, v~,n a.~,~t~g

Haynes, C,,tharina D.

t~,. ot a.po,~
03/29/2010

VII. ENVESTMENTS and TRUSTS - ~oo,~ ~uo. ~o,~,~,~ a,c~,,~, ,~o,, ot~ .... a d~atndtnt chil~en: s~t pp. 34~0 offiling hnxtr.ctla~t~)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust a.~e~,~ Place "[X)" aff .... basset exempt from prior disclosure B. [ncome during i reporting period i il)-~ ~2) iAm,ou~.t [ Typ~:(e.g., Cede 1 [ dJv., rent, C. [ [ Gross value at e~d of reporting period (1) <2) i {1) VMue Va~u= Typetg.g., Code 2 Method buy, sell, : (~W) l g. 19. 20. 21. 22. 23. 24. 25. 26. Vaoguard TM Small Cap US EE Savings Bond TRP Retirement 2020 (IRA) "IRP Retkement 2030 (IRA) Thompson Knight Partnership Equity Baker Botts 401k Plan (AIM Liquid, Fidelity Mag., Fid. Grow) TX Emp. Ret, Plan (Fid IJS Bond, Vangu~d, Inst. Van, Growth) Yhompsou Knight 401K (Vanguard Well, Van. Inst., Stable Val. State ofTx. JudicialRetirement Equity Texas County & District Retirement System
TRP Small Cap. Value (X)

D. Transactiors du~ng rep~rting period (2) (3) ] (4) Date i ValueI Gain mm/dd/yy : Code 2 Code 1 i (5) Idenfi.ty~f buyerlseller tzamactiou)

TRP Equity Income Vanguard PElT Fund Vanguard SO0 Index Fund

B C D

Dividend Dividend Dividend

L M M

T T T Buy Buy Buy (addq) 08/24/09 02/02/09 03/03/09 J K J

A C A C

Dividend Dividend Dividend Dividend None None

M L K. M L

T T T T U Closed 11/13/09 J Rolled over to line Spinoff (from [rite 27) I I/13109 J Rolled over from Line 27

27. 28.

A D C A
A

Dividend Dividend Interest Interest

Dividend

M O I, J
J

T T T T
T

: 29. 30. 31,

32.

33. 34.

TRP Financial Services (IRA)(X) TRP Global Stock (IRA)(X)

A A

Dividcnd Dividend

l K

T T

FINANCIAL DISCLOSURE REPORT

!N ....
Haynes, Ca~ariaa D. 03~91201
a,,, ~ .... ao~ a~ctuae~ ~os~ ofsp ...... a

Page 6 of 8
~I. ~S~S and TRUSTS
- ~ .....

NO~ ~o repo~ab& income, ~sets, or ~a~ac~o~.) ~cfipfion of A~ ~me d~g G~ v~ue at ~

exewgt~mpfior~lo~

[C~el : ~v.,m~ (A [I) [ or int.)

I C~e2 : (J-P)

I Meth~ [ buy, sell, C~e 3 [ ~empfion)

~d~yylC~e2 / (J-p)

C~I (A-H)

buyer,seUer (ffpfiv~

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48.

~P M~aTel~o~uni~fio~ 0~)~) TRP New Era (tRA)(X) TRP Spectrum Growth 0RA)(X) TRP Spectrtnn Income {1RA)xcX) TRP Sumrmt Cash (IRAXX) US i Savings Bonds(X) Cha~c Bank Account Chase Bonds IRA (X) PEBCX (IRA)(X) PCRCX 0RA)(X) PCRAX liRA)(X) Aroegy Bank Citibank Capital One t~ank

A A A B A A

Di~dend Divideod Dividend Dividend Interest Interest None

J J .I K N J K

T T T T T T T Sold 06/15/09 K Bonds matm-ed; rolled Buy 06/15/09 K Roll over fi~ra line 42

A A A A B C 1.]

Interest Dividend Dividend Dividend haterezt Interest Integer K K J M M M T T T T T T

Open ()pen Open

01/30/09 02/13/09 0~23/09

L !Vl M

FINANCIAL DISCLOS~ ~PORT Page 7 of 8

[Nzme
of Person RcDortin~,

Date of Rep~

VIH. ADDITIONAL INFORMATION OR EXPLANATIONS.

11. and VII.: I recuse from cases in which Baker Botts is either a party or represents a party. i1., III., and VII.: I recuse from cases in which Thompson Knight is either a party or represents a party.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

l certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true~ and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the prnvision~ of 5 LI.S.C. app. 501 et. seq., S U~.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KI~OWINGLY AND WILFUI.LY FAi~SIIqES OR FAII.S TO FILE THIS REPORT MAY BE SUBJECA" TO CIVIL AND CRIM:IbiAL SANCTIONS (5 LI.S.C. app. 104)

FILING INSTRUC~ITONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative O[fice of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544