AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U. S. District - Southern District of California
5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~.~ I01-111)

I. Person Reporting (last name, first, middle initial) Whelan, Thomas J. 4. Title (Article Ill |udges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 04/26/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge - Senior

fib. [] Amended Report

7. Chambers or Office Address United States District Court 940 Front Street San Diego, CA 92101

8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Re, iev,ing Officer

Date

IMPOR TANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. (Repom.~ i.alviaual o.ly; seepS. 9-13 of filing instructions.) D NONE (No reportablepositions.)
POSITION
1. 2. 3. 4. 5. Member, Board of Directors

NAME OF ORGANIZATION/ENTITY University of San Diego, School of Law, Alumni Assn.

II. AGREEMENTS. (neporang ina~viaual onV; s~e p. 14-16 of filing instructions.)

D
1.1997 2.1998 3.

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS County ofSan Diego Retirement Plan - No Control State of California Judicial Retirement Plan - No Control

Whelan, Thomas J.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Whelan, Thomas J.

Date of Report 04/26/201 I

111. NON-INVESTMENT INCOME. tReporang indi,idual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

D
I. 2010 2. 2010 3. 4.

NONE

(No reportable non-investment income.)

DATE SOURCE AND TYPE

INCOME (yours, not spouses)

$42,414.00 :544,433.00

County of San Diego - Retirement State of California Judicial Retirement

B. Spouses Non-Investment Income - tf ~.ou were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

[~]

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

Diocese of San Diego

1.2OlO 2. 3. 4.

IV. REIMBURSEMENTS --,r.n~porto,~on, Iodglng, lood, e,,,e.alnmen.

(Includes those to spouse anddependent children; seepp. 25-27 off!ling instnlctions.)

NONE (No reportable reimbursements.) SOURCE 1. 2. 3. 4. 5. DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

PageFINANCIAL3 of 6 DISCLOSURE REPORT I Whelan, Thomas J.

Name of Person Reporting

Date of Report 04/26/201 !

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31of filing instruction~)
]

[
I. 2. 3.

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

4.

5.

V I. LI A B I L I T I E S. ancl.aes ,hose olspouse u,a dependent children; see pp. 32-33 of filing instructions.)
~]

[
I.

NONE (No reportable liabilities.) CREDITOR DESCRIPT|ON VALUECODE

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Whelan, Thomas J.

Date of Report 04/26/2011

VII. IN VESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ~, (I) (2) [ Amount Type (e.g., i Code I div., rent, [ (A-H) or int.) Gross value at end of reporting period D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Date mm/dd.,3,y Code 2 (J-P) (5) Identity of buyer/seller (ifprivate transaction)

O)
Value Code 2 (J-P)

(2)
Value Method

Gain Code I (A-H)

Code 3

(Q-W)
San Diego County of Credit Union
2.

Interest None

N M M K

T W T T U Distributed (part) 09/10/10 K

Real Estate, San Diego, California County of San Diego, Deferred Comp. Plan Diocese Of San Diego, Deferred Comp. Plan C A

3.

Interest Interest

4.

5.

6.

7.

8.
9.

10.

I1.

12.

13.

16.

I. Income Gain Codes: (See Colunms B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes (S,:c Column C2)

A =$1.000 or less F =$50.001 - $ I 0O.000 J =$15.000 or less N -$250.001 - $500.000 P3 =$25.000.001 - $50.0(~.000 Q =Appraisal U =Book Value

B =$1,0Ol - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.0~ O $500.001 - $1.0~O.000 R Cost (Real Estate Only) V Other

C =$2,501 - $5.000 II 1 =$1,000.001 - $5,000.000 L =$50.0~1 - $100.000 PI $1.000.001 - $5.000.000 P4 =More Ihan $50.00~.000 S =Ass~ssmcn! W =Estimated

D ~$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 ~$5.0~0.001 - $25.000.000 T ---Cash Market

E =$15,0OI - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Persoa Reporting \Vhelan, Thomas J.

Date of Reporl 04/26/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report)

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Whelan, Thomas J.

Dale of Report 04/26/2011

I certify that all information given above (including information pertaining to my sp6use and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Thomas J. Whelan

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544