AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization United States Court of Appeals, Fifth Circuit
5a. Report Type (check appropriate type) ] Nomination, Date
[] Annual [] Final

Report Required by the Ethics in Go ~ernrn en t Act of 1978 (5 U.S.C. app. ~L#" 101-111)

I. Person Reporting (last name, first, middle initial) Southwick, Leslie H. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/13/201 I

6. Reporting Period 01/01/2010 to 12/31/2010

Circuit judge, active

[] Initial

5b. [] Amended Report

7. Chambers or Office Address 245 East Capitol Street Room 222 Jackson, MS 39201

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRepor~.g indlvidoal only; see ,~,. 9-13 of filing instructions.)

NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of f!llng instructions.)
NONE (No reportable agreements.) DATE
1. 2. 3.

PARTIES AND TERMS

Southwick, Leslie H.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Southwick, Leslie H.

Date of Report 05/13/201 I

III. NON-INVESTMENT INCOME. rRepo,-,ing ind,iduoi ondspouse; see p~ IZ-24 of ~iing lns,ru,ion~)
A. Fliers Non-Investment Income [~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

W.S. Quinn CLU -- salary

I. 2010 2. 5. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertal.ment.

(Includes those to spouse ond dependent children," see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE

1. Univ. of Alabama

DATE~S
March 24-25, 2010

LOCATION
Tuscaloosa, AL

PURPOSE
Judge final round moot court competition Speaker at Bankruptcy Conference Attended International Human Rights Law Seminar Spoke at Red Mass luncheon Spoke at seminar

ITEMS PAID OR PROVIDED

Food, lodging, transportation

2.

Center for American and International Law Aspen Inslitute

April 1-2, 2010

Piano, TX

Food, lodging, transportation

3.

June I 1-13, 2010

Greentree, NY

Food, lodging, transportation, tuition

4.

St. Thomas More Society

August 29, 2010

Dallas, TX

Food, lodging, transportation

5.

Admiralty and Mari0me Institule

Oct. 15, 2010

Houston, TX

Food, ~odging, transportation

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Southwick, Leslie H.

Date of Repor~ 05/13/201 I

~]

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

I. 2. 3. 4. 5.

Vl. LIABILITIES. a.ct.des tho,e of spo.,. .nd dependent children; see pp. 32-33 of filing instruction.t)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Southwick, Leslie H.

Date of Report

05/13/2011

VII. INV ESTM ENTS and TRUSTS -income, vogue, .o~aOio~ ana~d~ ,ho. olsp ......dependent children; see pp. 34-60 of filing instructions,) d
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
Place "(X)" after each asset

B. Income during reporting period I 11) (2)

Amount Type (e.g.,

C. Gross value at end of reporting period O)

Value

Transactions during reporting period (])

Type (e.g.,

(2)
Value

exempt from prior disclosure

Code I
(A-H)

div., rent,
or int.)

Code 2
(J-P)

Method
Code(Q.W)3

buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H)

(5) Identity of buyer!seller (if private transaction)

I.
2.

Berkshire-Hathaway - A common (Y)

First National Bank Group, Inc. common None M T

3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17.

Parcel # 1, severed mineral interest, Hidalgo County, Tx Parcel # 2, severed mineral interest, Hidalgo County, Tx Parcel # 3, Hidalgo County, Tx 2001 appraisal Citizens National Bank State Bank and Trust account MetLife Bank CD Jackson National Beneficiary Account Principal Financial Variable Life-- Govt and Hq Bond Principal Financial Variable Life-- Large Cap Growth Principal Financial Variable Life-- Large Cap S&P 500 Principal Financial Variable Life-- MidCap Blend Principal Financial Variable Life-- LargeCa Blend Principal Financial Variable Life-SmallCap Blend TrustmarkNational Bank Account Metropolitan Bank, formerly Bank of the South CD A D D A D A

None None None Interest Interest Interest Interest None None None None None None Interest Interest

J J M N L M J J J J J J J J M

Q Q Q T T T

T T T T T T T T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codc~ IScc Columns CI and D3) 3. Value Method Codes (See Cohmm C2)

A =$1,000 or less F =$50,001 - $100.000 J -$15.01X) or Ic~s N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000,000 K =$15.001 - $50,000 O =$500,001 - $1,000.000 R ~Cos~ (Real Estate Only) V -Olher

C =$2,501 - $5.000 Ill =$1.000,001 - $5.000.000 L =$50.0~1 - $100.000 PI -$1,000.001 - $5,000,000 P4 =More Ihan $50,000,000 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5.000,001 - $25.000.000 T =Cash Markcl

E =$15.001 - $50.0~3

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Southwick, Leslie H.

Date of Report 05/13/201 I

VlI. INVESTMENTS and TRU STS - inco,~o. ~a~,o. ,,o~o,lo,~ anc~ud~ ,hose of ~po.~e o~d do, onden, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period

(I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period

(I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) (I) Type (e.g., buy, sell, redemption)

Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P} (5) Identity of buyer/seller (if private transaction)

Gain Code I (A-tl)

18. 19. 20. 21.

Metropolitan Life Ins. Co. annuity Regions Bank CD M&F Bank Public Employees Retirement System of Mississippi C C

None Interest Interest None

N M M L

T T T T

I. Income Gain Codes: (See Colamns BI and IM) 2. Value Codes ISee Columns CI and D3) 3. Value Mclhod Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =SI5.000 or less N =$250.001 - $500.000 P3 =$25.0~0.001 - $50.0~.000 Q =Appraisal U =Book Value

B =$1,001 - $2.50~ G =$100.001 - $1.000.000 K =$15.001 - $50.000 O -$500.001 - $1.000.0~ R ~Cost (Real Estate Only) V =Olho"

C =$2.501 - $5,000 Ill =$1.000.001 - $5.000.000 L =$50.0OI - $100.0OO PI =$1.000.001 - $5.000.000 P4 =More than $50.0~0.000 S :Ass~ssmenl W =Estimated

D =$5.001 - $15.0~0 112 =More than $5.000.1)00 M =$100.001 - $250.0~0 P2 =$5.0~1.0~1 - $25.000.000 T =Cash Markcl

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Southwick, Leslie H.

Date of Report 05/13/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part Vll, Line I, stock given : . :, : .. &~_,z.~j on 8/16/10 Part VII, Line 3, value is based on a 2001 appraisal Part VII, Line 4, value is based on a 2001 appraisal Part VII, Line 5, value is based on a 2001 appraisal Part VII, Line 6, bank account shown on previous reports was closed, but CD maintained

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Southwick, Leslie H.

Date of Report 05/13/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Leslie H. Southwick

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544