AO IO Rev.

1/2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Southern District of New York
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) McKENNA, LAWRENCE M.

4. Tille (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 08/02/2011 6. Reporting Period 01/01/2010 to 12/31/2010

District Judge (Senior)

7. Chambers or Office Address United States District Court 500 Pearl Street (1640) New York, N.Y. 10007

5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. Cncpo,ln~ indlvidaal only; sec pp. 9-13 of filing instructions.)

1----] NONE (No reportable positions.) POSITION
1. ADMINISTRATOR

II. AGREEMENTS. me, or~ing individual only; seepp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

McKenna, Lawrence M.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/2011

Ill. NON-INVESTMENT INCOME. tRepor,lng individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income ~-] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - if you were married during anyportlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income,) DATE SOURCE AND TYPE Self-employed (awyer) ~

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~-1

NONE (No reportable reimbursements.) SOURCE DATES. LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 0

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/2011

V. GIFTS. a, cl~des tl~ose to s~o~se una depenaen, ehl/dren; see pv. :S-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a,,cludes those o:srouse una ae~,endent children; see pp. 32-33 of fillng instructions.)
NONE (No reportable liabilities.)
CREDITOR
!. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of ! 0

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/201 l

VII. INVESTMENTS and TRUSTS -i.come, valuc, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period Gross value at end of reporting period Transactions during reporting period

(l)
Place "(X)" after each asset exempt from prior disclosure
Amount Code l (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(l)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code 1 (A-H) Identity of buyer/seller (if private transaction)

Date Value mm/dd/yy Code 2 (J-P)

(Q-W)
1. CITIBANK (Checking) None K T

2. 3. 4. 5. 6. 7. 8. 9.

EMIGRANT SAVINGS BANK (Savings) UBS PAIINE WEBBER RET. MONEY FUND (now DEPOSIT ACCT)) LORD ABBETT INCOME FUND CLASS C (FUND) LORD ABBETT GROWTH OPPORTUNITIES (FUND) ALTRIA (Common) IBM (Common) BIOSONICS (Common) MCI WORLD (Common)

A A A

Interest Interest Interest None None

K K

T T Sold Sold T 09/20/10 09/20/10 J J A A

Dividend None None None

J J J J J

T T T T T
T

Sold

02/11/10 J

10. SONORAN (Common) 11. 12. 13. 14. 15. 16. 17. MERCK (Common) (Stock Invest. Plan) CISCO SYSTEMS (Common) AVAYA (Common) ASTROPOWER (Common) MONSANTO (Common) EASTMAN KODAK (Common) (Stock Inv. Plan) H.J. HEINZ (Common) (Stock Inv. Plan) A A

A Sold 02/11/10 J A

Dividend None None None Dividend None None

T T J J J T T T Sold Sold 10/11/10 J 10/11/10 J A A

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F = $ 50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000;000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R ~Cost (Real Estate Only) V =Othcr

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 -$1,000.001 - $5,000,000 P4 Morethan $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000.000 T -Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2)(l) Amount Type (.g~; Code 1 diVl, rent, (AH)~ or int.)(J-P) [ Gross value at end 0f reporting period Value Code 2 (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

18.

FEDEX(Common) (Stock Invest. Plan)

Dividend

Sold

10/11/10

19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30.

EXXON MOBIL (Common) HONDA MOTORS (Common) GOOGLE(Common) ALCATEL-LUCENT (ADR)

A A

Dividend Dividend None None Dividend Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Interest
Dividend Dividend

J J K J J J J J J J J J J J J J T T T T
Sold 09/20/20 J A

WILLIAM BLAIR 1NTL GROWTH FUNE A (FUND) DAVIS NY VENTURE FUND (FUND) T. ROWE PRICE VALUE FUND (FUND) A A

T T

Sold Sold Sold

09/20/10 09/20/10 09/20/10 J

J J

A A A

JANUS ADVISOR FORTY FUND (FUND~ A GAMCO GROWTH FUND (FUND) DWS CORE PLUS INCOME FUND (FUND) PIMCOHIGH YIELD FUND (FUND) AMERICAN CENTURY INTL (BOND) A A A A

Sold Sold
Sold Sold

9/20/10 9/20/10
9/20/10 9/20/10

J J
J J

A A
A A

3 I. ROYCE TOTAL RETURN FUND (FUND) A 32.

33. 34.

CITIBANK DEPOSIT PROGRAM

SB MONEY FUNDS CASH PORT. (FUND) DUPONT4.50 PFD

A
A A

Sold Sold

9/20/10 9/20/10

J J

A A

1. Income Gain Codes: (See Columns B 1 and IM) 2. Value Codes (See Columns C1 and D3) i 3. Value Method Codes (See Column (2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 o $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15.000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

.... E ~$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/2011

VII. INVESTMENTS and TRUSTS - i.come, value, transac,ions a.cludes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end Transactions during reporling period

of reporting period
(I) l (2) Value Value I Code 2 Method (J-P) Code 3

(l) [ (2)
~mount I Type (e.g., Code 1 ] div., rent, (A-H ) or int.)

(1)
Type (e.g., buy, sell, redemption) Date Value I Gain mm/dd/yy Code 2 Code 1

(Q-W)
35. 36. 37. 38. 39. 40. 41, 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. FIRST ENERGY (Common) KRAFT (Common) LSI LOGIC (Common) DREYFUS PREMIER EMERGING MARKETS (Fund) PIMCO TOTAL RETURN FUND (FUND) PHILIP MORRIS (Common) ALLIANZ 8,375% (BOND) HARDING LOEVNEREMERGING MARKETS (FUND) LORD ABBETT DEVELOPING GROWTH (FUND) LORD ABBETTAFFILIATED (FUND) CITIGROUP 8.50% (PFD) FIRST BANKPUERTO RICO (CD) CAPMARK BANK (CD) CITIGROUP, INC. ALABAMA POWER (BOND) ENTERGY TEXAS (BOND) STERLING SAV. BK. (CD)
A A Dividend

(J-~~

Identity of buyer/seller (if private transaction)

J J J J J J K J J
J

T T T T T T T T T
T

Dividend

None

Dividend

Sold Sold

09/20/10 09/20/10

J J

A A

Dividend

Dividend

Dividend

Dividend

Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold

09/20/10 09/20/10 09/20/10 09/20/10 09/20/10 09/20/10 07/30/09 08/09/10 08/9/10 08/9/10

J J J K K K K K K K

A A A

Dividend

Dividend

Interest

K K K K K K K

T T T T T T T

Interest

A A A A A A

Interest

Interest

Interest

Interest

Interest

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1,000,001 - $ 5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H 2 =More than $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E 2515,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/201 I

VII. INVE STMENTS and TRUSTS - i.co.,e, vat.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period

(l)
Value Code 2 (J-P)

(2)
Value Method Code 3

Place "(X)" after each asset exempt from prior disclosure

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mrrddd/yy Code 2 Code 1 (J-P) (A-H)

(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. ,63. 64. 65. 66. 67. 68. NORTHSHORE COMNTY. BK. (CD) AM. ELEC. POWER (BOND) AM. EXP.FSB (CD) UBS PACE GOVT. FIXED INC. (FUND) UBS PACE INTER. FIXED INC. (FUND) UBS PACE STRATEGIC FIXED INC. (FUND) UBS PACE SMALL/MED VALUE (FUND) UBS PACE MONEY MARKET (FUND) UBS PACE HIGH YIELD (FUND) UBS PACE INTL EQUITY (FUND) UBS PACE MUNI. FIXED INC. (FUND) GROWTH FUND OF AMERICA (FUND) IBM (Common) PACE STRATEGIC FIXED INC. (FUND) UBS SMALL/IVIED CO. GROWTH EQUITY FUND UBS LARGE CO. VALUE EQUlTY FUNE UBS INTL EMERG. MARKETS EQUlTY FUND A A A A A A A A A A A Interest Interest Interest Interest Interest Interest None Interest Interest None Interest None Interest Interest None None None
K T

(5) Identity of buyer/seller (if private transaction)

Sold Sold Sold

08/9/10 08/09/10 8/9/10 J A

J J J J J J J J J J
J

T T T T T T T T T T
T

Sold Sold Buy Buy Buy Buy

09/20/10 2/1/10 09/20/10 09/20/10 09/20/10 09/20/10

J J

A A

J
J

1. Income Gain Codes: (See Columns B I and 194) 2, Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K = $15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1.000,001 - $5,000,000 L =$ 50,001 - $100,000 PI -$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More thar~ $5,000,000 M =$100,001 - $250,000 P2 =$5,000.001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/2011

VII. INVE STMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 Method (JP) Code 3 .... (Q-W) Transactions during reporting period

(I) (2)
Place "(X)" after each asset exempt from prior disclosure
Amount Code 1 (A-H) Type (e.g., div., rent, or int.)

(1) Type (e.g., buy sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80.

UBS GLOBAL FIXED INCOME FUND DOM. RES. INC. VA. BOND UBS BANK USA DEPOSIT ACCOUNT PACE INTLEMERGING MARKETS PACE LARGE CO. VALUE (FUND) PACE LARGE GO. GROWTH (FUND) A A A A

None None Interest Dividend Dividend Dividend

J K K J J J T T T

Buy Buy Buy Buy Buy Buy

09/20/10 08/12/10 09/20/10 08/31/10 08/31/10 08/31/10

1. Income Gain (odes: (See Columns B 1 and D4) 2. Value Codes (See ColumnsC 1 and D3) 3. Value Method Codes (See Column (2)

A =$1.000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$ 1.001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of Report.)

The estate listed in I.l has no assets.

FINANCIAL DISCLOSURE REPORT Page 10 of 10

Name of Person Reporting McKENNA, LAWRENCE M.

Date of Report 08/02/201 I

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544