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Judge Bobby R. Baldock, Chair Judicial Conference of the US Committee on Financial Disclosure One Columbus Circle, NE Washington, DC 20544 Re: Amended Page 4, Item 6 - Investments and Trusts Dear Judge B aldock: Attached are four copies (one for the original page and three copies) of the amended page 4, item 6 of the Financial Disclosure Report as you requested. Please let me know if you need anything else. Tha you. ..
~~
:.,
Kimball, Dale A.
~o :~0
1/2010
~epo~~
in Government Act of 1978 (5 u.s.c, app. ~ lOl-lJ])
1. Person Reporting (last name, first, middle initial) Kimball, Dale A. 4. Title (Article I!J judges indicate active or senior status; magistrate judges indicate full- or part-time) US District Judge, Senior
2. Court or Organization United States District Court, District of Utah 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date "t2_.3[~] Annual [] Final
5b. [] Amended Report 7. Chambers or Office Address 350 S. Main Street, :#222 Salt Lakq City, Utah 84101 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with appbeable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form mast be followetL Complete all parts,
checking the NONE box for each part where you have no reportable informatior~ Sign on last page.
NAME OF ORGANIZATION/ENTITY
Fellows of the American Bar Foundation
Utah Chapter, Federal Bar Association American lnn of Court I American Bar Associtaion Federal Judges Association , ~~-~
5. Member
r.~
PARSES A~ TE~S
Pension Plan & Profit Sharing Plan (no control except for the interest the Retirement Plan owns for me in Mt. Jordan, a Limited Partnership).
Kimball, Dale A.
Da,e of Report
Kimball, Dale A.
03/25/2010
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers ]Non-Investment Income NONE (No reportable non-investment income.) DATE
1.
INCOME
(yours, not spouses)
2.
3.
4.
B. Spouses Non-Investment Income - Xf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
1. 2009 2. 3.
4.
t.
[]
LOCATION
Columbia, S. Carolina
PURPOSE
Teaching
1.
2.
3.
4.
5.
Kimball, D,~e g.
Date of Report
03/25/20~ 0
V. GIFTS. aneluaes tho,, to sVo,se ,,~ dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.) SOURCE
1. 2. 3. 4. 5.
DESCRIPT!ON
VAL___.~__~
al~lJ-~J~lJ~lll~P~ o (Includes those of spouse and dependent children; seepp. 32-33 of filing instructions.)
DESCRIPTION
VALUE CODE
3. 4. 5.
Date of Repor!
r.imban, Dale A.
03/25/2010
VII. INVESTMENTS an d TRUSTS - i ........ lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" afte .... h asset exempt from prior di~;closure B. Income during reporting period Amount Code ! (A-H) l I. 2. 3. 4. 5. 6. 7. 8. Mr. Jordan Draper lrigation BioMeridian Coirp. (see VIII) Pension Plan & Profit Sharing Plan (see VIII) Chase Bank Parcel of real estate Zions Bank A None None None None Interest None A lnterest J J N J N J T T T T W T Type (e.g., div., rent, or int.) C. Gross value al end of reporting period Value ~ode 2 (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) D. Transactions during reporting period
01/01/09
10.
1]. 12. 13. 14. 15.
16.
17.
A =$1.000 or less
F =$50.001 - $100,000 J =$15.000 or le~s
B =$1,001 - $2.500
G =$100.001 - $1,000,000 K =$15,001 - $50,000
C =$2,501 - $5,000
HI =$ ],000,0Ol - $5~000.000 L --$50,001 - $100,000
D -~5,001 - $15.000
H2 =More tbat~ $5.000.000 M =$100,001 - 5250.000
E =$15.001 - $50.000 /
|
(See Columns CI aod 03) 3. Value Method Codes (See Colurpm C2)
N =$250;001 - $500,000
P3 =$25.000.001 - $50,000,000
PI =$ L000,001 - $5,000,000
P4 =More than $50,0~)0.000
S =Assessment W =Esfimaled
Page 6 of 6
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income liom outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Si
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W[LFULLY FALSIYIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CR/NIINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
VII. INVESTMENTS an d TRU S TS - i~,,~ ..~,,. ~.~.o~o~ a~a.~ a,o.~ of ~o~ ~ ~,~,t ~ ~, ~ ~o of ~g ~,~.~
NO~ ~o reportable ~ncome, ~se~, or wa~actio~.)
~ A. ~6pfion of~ts (including ~st ~e~) Pla~ ~(~ after ~ch ~et ex~pt from prior discrete B. ~come d~ng re~ing pe~d C. Gross valae gt ~d of rc~ng p~ D, T~ngaetio~ ~B6ng ~ing ~
(r)
~n~ C~e-I (A-H)
(2)
T~ (e.g., div, ren~ or int.)
0)
VaI~ Code 2 (J-P)
(2)
Value Me~ Code 3 (Q-W)
O)
"T~e (e.g., ~y,-~Ik ~ption)
(~)
Date ~d~
(3)
(4)
(5)
ldenti~ of b~yer/~ller (if private ~am~tion) brother
1. 2. 3. 4. 5. 6.
Mr. Jord~ Draper trigation BioMeridian Coirp. (see VIII) Pension Plan & Profit Sharing Plan (see Chase Bank Parcel of real estate-Draper City, Salt Lake County, UT A A
01/01/09
7. Zions Bank
10.
17.
Kimball, Dale A.