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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Ninth Cixcut Court of Appeal~ 5a. Report T}pe (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

Repor: Required by the Ethics

in Government Act of 1978 0 u.s. c. app. tot-riO

1. Person Reporting (last name, first, middle initial) llall, Cynthia H. 4. Title (Article Ill judges indicate aclive or senior stares; magistrate judges indicate full- or part-time) Senior U.S. Circuit Judge

3. Date of Report 04/27/2010 6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] Amended Report 7. Chambers or Office Address 125 S. Grand Avenue, Suite 603 Pasadena, CA 91105 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, In my opinion, in compliance with applicable la.~s and regulations. Reviewing Officer Date

IMPOR TANT NO TES: The instructions accompanying this form must be Jbllowed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRo~ora,,~ individual only; see pp. 9-13 of filing i,tstructions.)

NONE (No. reportable positions.)

POSITION
I. 2. 3. ~"

NAME OF ORGANIZATION/ENTITY

~I

NON~ (No reporlable agreemems.) DAT~ PARTIES A~ Tg~S

1.

Hall, Cynthia H.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

nau, Cynthia II.

04/27/2010

III. NON-INVESTMENT INCOME. (Repor,i,g indmdual ond spouse; see pp. 17-2~
A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE INCOME (yours, not spouses)

B. Spouses Noll-Illveslmell| Illcome - If you w~re married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investmcnt income.) DATE I. 2. 3. 4. SOUR(TE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertai ....

(lnchugc$ those to spovae and dependent children; see pp. 2.1-27 of filing instr~*ction$.)

t.

NONE (No reportable reimbursements.) ~ I. DATES LOCATION PURPOSE ITEMS PAID OR PROVI DED

3. 4. 5.

Name of Person Reporting

Date of Rc~rt

PageFINANCIAL3 of 8 DISCLOSURE REPORT

u,u, Cynthia 11. I

04/27/2010

V. GIFTS. a-c~-~e,,ho,e to ~, ..... ~ dependent childrett; see pp. 28-31 of filing instructions.)
NONE (No reportable g~s.) SOURCE DESC~PTION VAL~

3. 4. 5.

NO~ (No re~rtable liabiliti~.) CI~DITOR DESCRIPTION

MARGIN TRADING ACCOUNT

VALUE CODE
J

I. 2. 3. 4. 5.

TD AMERrrRADE

Name of Person Reporting

Date of Report

PageFINANCIAL4 of 8 DISCLOSURE REPORT

VII. INVESTMENTS and TRUSTS - i ....
[] B.
Dcscdp~on of AS~L~ (including t~t a~ets) Place "(X)" a~er each asset exempt from prior disclosurc Income d~g ~ning ~Hed

na 1, Cynthia H.

04/27/20

e, ralue, lr ..... 1ton$ (Includes those of spo ..... d deVe.de.t childtln; see pp. 3140 of filing instructio,s.)

NONE (No reportable income, ~sets, or transactions.) C.

(2)
Ty~ (.g., div., ~n~ or inl.)

- .......................................
T~n~c6on~ d~ ~ing

G~s value at ~d

{I)
Amoun~ Code I (AdO

of re~ming O) (2)
Value Code 2 (J-P) Value Mefl~d Code 3

(I)
T~ (e.g., buy. sell, redemption)

(2)
Da~e

(3)
Val~ ~ Gain Identity of buyer/seller 0fpfvate

m~D Code 2 i C~ I (J-P) [ (A-H~

l .............................
I. LBO INVESTMENT PARTNERSHIP A Interest K T

2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13.

14,

BANK OF AMERICA BREITBURN ENERGY CO IRA AMERITRADE (AGGREGATED) -MONEY blARKET FUND -PUBLIC STORAGE INC -SOVRAN SELl: STORAGE INC -NUVEEN MULII-STRAT INC -PREFERRED PLUS TRUST -NUVEEN QUALITY PREFERRED INC -VANGUARD INTERM TEP, M TREASURY FUNI) -INSURED DEPOSIT ACCOUNI (XI A,",IERICAN FUNDS NEW
PEI~,SP F.CFIVE A

A A (2

Inlcrcst Royalty lnt./Div.

J J K

T W T Redeemed 06!02/09 J Note ;q I on Pan VIII Note t/l on Part VIII Note #1 on Pan Vlll Note #1 on Pan VIII Note #1 on Part VIII Note #l on Part VIII Note #1 on Pap.VIII Buy 06115/09 J Note #1 on Part VIII Note #1 on lart VIII

Dividend

"1"

Sold
(pact) Buy

8[13109
12123/09

M
J

(addI)
15. AMERICAN FUNDS FUNDAMENTAL INVESTORS A D Dividend O T Buy (addl) Buy (addl) 02/24/09 J

16.

05,~8/09

17,

Sold

(part)

08/13/09

PageFINANCIAL5 of 8 DISCLOSURE REPORT

Hall, Cynthia 11.

04/27/2010

VII. INVESTMENTS and TRUSTS -i~ ......... ~.o,~ ..... non, (Includesthose of spo ..... d aependent children; see pp. 34.~Oof f!ling inxtructfons.)
NONE (No reportable income, assets, or transactions.) Description of Assets (including trust .... ts) Place "(X}" aft ..... basset exempt from prior disclosure Income during reporting period A .... t Code 1 (A-If) Transactions during reporting period _ ~-)--Dale mm/dd/yy [Value Code I / Code 2 Gain / J-P) ] {A-It) /

Type{e.g., | Value | Value div., real / Code 2 (J-P) / Method orint.) . Code 3

{T I (} 7

| __of repo _a.ing period

Type(e.g, buy, sell. redemption)

{l}

ldentilyof buyer/seller (if private

/ {(~-w)
Buy (addl) Buy (addl) 8/18/09 12/16/09 8/13/09 12/28109 12/30/09 J J M l K

I ........... L ........

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. MONEY MARKETIAmeriuade) {X) EZCItlP SEMICONDUCTOR LTD ALCOA VANGUARD CALIF TAX FREE- INSD L TRM VANGUARD CALIF TAX FREE- CALIF MONEY MKT CITIGROUP INC COM ACACIA P, ESEARCII COIH~ (Ameritrade) WELLS FARGO ADVANTAGEFDS CA TX-FREE MONEY MARKET A A E A A A Interest None Dividend Dividend Dividend Dividend None Dividend PI M J K T T T T J T AMERICAN FUNDS EURO PACIFIC GROWTit A D Dividend N T

Sold (part) Buy (addl} Redeemed

Sold Buy (addl)

12/1/09 8/14/09

J 0

Buy (addl) Sold Buy (addl) Buy (addl) Buy (addl) Buy (addl)

1/05/09 1/07/09 213/09 3/3/09 4/~09 5/4/09

J M J J J J

I. I~-.ome Gain COd~: ~. Value (~od~

A =$1,000 or less J ~$15,000 or le~s P3 ~$25,000,001 - $50.000,000

B =$1,001 - $2.500 K ~$15,001 - $50,000

C =$2,501 - $5.000 L ~$50,001 . $100,000 P4 ~Mor than $50,090,000

D =$5.~)1 - $15,000 M =$100.001 - $250.000

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT

Page 6 of 8

Name of P ..... Reporting

Date of Report

Hall, Cynthia 11.

I
D. Transactions during reporting period

VII. INVESTMENTS and TRUSTS - in .......

A. Description of Assets (including trust assets) Place(X)" after each asset .... ptfrompriordiscl .....

~.e, , .......o.s (Includes ,host of spou, e and dependent children; see pp..1440 of firing instructions.)
C. Gross value at end of reporting period Value Code2 ,.P, Value I Type(e.g., Method redemption, [(Q_W) iI Code3,

NONE (No reportable income, assets, or transactions.)

B. Income during reporting period Amount / Type (e.g., Codel div.,rent,

! ~oy, sell, /m.~d*.lCode2 ICode,

I~JP) IAH)

/ Date I Value I Gain

bo~er~Xle~
transaclion,(ifprivate

Identi~y of

35. 36. 37. 38. 39.

40.

Sold Buy (addl) Buy (addl) Buy (addl) Buy

(addl) Sold

5/15/09 6/2./09 7/2/09 8/4/09 9/2/09

9/11/09

L J J J J
K

41.

WATERSIDE PARTNERS

lnt./Div.

I. Income Gain Cod~s: (S~-~ Colum~ BI a~d D-l) 2. Value Codes (See Columr~ CI and D3) 3. Value Method Codes (See Column C2)

A =$1.0~0 or less F o$50,001 - $100,~ J =$15,000 or Ices N -$250.001 - $50~.000 P3 ~125.000,001 - $50.000.000 Q =Appraisal U ~Book Value

B -$1,0Ol - $2,.~9 G =$100.001 - $1,000.009 K -$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =O0~er

C =$2,501 - $5,00~ HI =$1,000,001 - $5,0~0,000 L =$50,001 - $100.000 PI =$1,000.001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D =$5.001 - $15.000 H2 =Mort: tl.an $5,000,000 M =$I00,001 - $250.000 P2 =$5,000,001 - $25,000,000 T --Cazh Market

E =$15,D01 - $30.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Pcrson Rcporting

Da~e of Rep~r{

n~, Cy.~hia ~.

o4/27/2a~o

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.dicatom,~o~n~po~

#I) On part VII, the dividends and market value tbr all cash and securities oflincs 5 (MONEY MARKET FUND), 6 (PUBLIC SIORAGE INC), 7 (SOVRAN SELF STORAGE INC), 8 (NUVEEN MULTI-STRAT INC), 9 (PREFERREDPLUS TRUST). 10 (NUVEEN QUALITY PREFERRED INCI, I I (VANGUARD INTERM TERM TREASURY FUND) and 12 (INSURED DEPOSIT ACCOUNT) are presented in aggregate under line 4 lIRA AMERITRADE AGGREGAfE).

FINAnCIaL D]S~LOSLTRE REPORT P~g~ ~ of ~ IX. CERTIFICATION.

N~me of Person Reporling

])~te of Repor!

na ~, ~y.thia It. I

04~010

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pcrmitling non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~ith the pro~isions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 73~3, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL \VIIO KNO\V1NGLY AND W1LFULLY FAI,SIF1ES OR FAILS TO bILE TIllS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SAN(YIIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544