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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Cooley Law School
II. AGREEMENTS. meponi.g inaiviaual only; see pp. 14-16 of f!ling instructions.)
~] NONE (No reportable agreements.) DATE
1.1982 2.1982 3.
PARTIES AND TERMS State of Michigan Defined Benefit Plan(pension) County of Wayne Defined Benefit Plan(pension)
Battani, Marianne O.
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 offiling instructions.)
A. Filers Non-Investment Income
D
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
2. 3. 4. 5.
V. GIFTS. (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a.eludes those oSspouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of sp ....
NONE (No reportable income, assets, or transactions.)
Description of Assets tlncluding trust assets)
B. Income during reporting period (1) (2) Amount Type (e g., Code I div., reni, (A-H) or int.]-
C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)
D. Transact ons during reporting period (5). (2) (3) (4~ Gain Identity of Date Value mrrddd/yy Code 2 Code 1 .... buver/seller (if private (J-p) (A-H) transaction)
1.
2. 3.
4. 5.
A A
D
Int./Div. Dividend
Int./Div.
L J
N
T T
T
Sold
12/28/10 J
6. 7. 8.
9. 10. 1 I.
-Capital Income Builder Fund C1 A -Capital Income Builder Funds CI B -Capital World Growth & Income Fund Cl A
-Capital World Growth & Income Fund C1 B -Euro Pacific Growth Fund C IA -Euro Pacific Growth Fund Cl B
-Franklin Income Fund C1 A -Fundamental Investors Fund Cl A -Fundamental Investors Fund Cl B -Hartford Capital Appreciation Fund CI A
-American Balanced Fund C1 A
Sold (part)
12/28/I 0
17.
Sold (part)
12/28/10
1, lncome Gain Codes: (See Col ....BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A =$L000 or less F =$50,001- $100,000 J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 - $50,000 000 Q =Appraisal U =Book Value
B =$1,001 - $2;500 G ~$]D0100i ~ $i,000,000 K =$15~001 ~ $50,000 O =$500,001 - $1,000;000 R =Cost (Real Estate Only) V =Other
E =$15,001 - $50,000
v, =$1;000,o01-$5,0o0~oo0
P4 =More than $50,000,000 S =Assessment W =Estimated
P~ =$51o00!00i-$25,000;000
T =Cash Market
tions (Includes those of spo ..... d dependent children; see pp. 34-60 of filing instructions.)
C. Gross value at end of reporting period (1) Value Code 2 (2) Va ue Method
D. Transact ons during reporting period (1) (2) (3) (4) Gain Type (e~g4 D~t~ i Value buyi Sell, .... mm/dd/yy : Code2~ Code 1 (J~P) [ (A-H) (5) Identity of buyer/seller (if private transaction)
-American International Growth & Income fund CI A -American Mutual Fund C1 A -Bond Fund of America C1 A -Capital World Bond Fund CI A -Franklin Small Cap Value Fund C1 A
Buy 03/29/10 J
Buy
-Growth Fund of America C1 A
08/25/10 J
-Hartford Inflation Plus Fund CI C -Income Fund of America Fund C1 A -Lord Abbett Core Fixed Income Fund C1 C -Lord Abbett Short Duration Income Fund CI C -New Economy Fund C1 A
-New World Fund CI A
Buy
12/28/10
-Oppenheimer International Bond Fund CI 2~ -VanKampen Build America Bonds Income Trust Ser #20 -Invesco Build America Bonds Income Trus~ Series # 47 -Invesco Build America Bonds Income Trus~ series # 61
Sold (part)
12/28/10
Buy Buy
08/24/10 12/28/10
K J
=$1,000 or less
B =$1,00| - $2,500
E =$15,001 - $50,000
F =$50,001 - $ t 00,000
J =$15,000 or less
N =$250,001 - $500,000
O =$i00,001 - $ii000,000
K =$15,001 - $50~000
O =$500,001 - $1,000,000
~ ~$~,o00;001 ~ $5;ooo;006
P4 ~More than $50 000 000 S =Assessment w =Estiraatcd
vz ~$5i~oo,ooi : ~5;0o0;o0o
T ~Cash Market
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Transactions during reporting period reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) of reporting period (1) Value Code 2 (J-P) (2) Value ,Method Code 3 (Q-W) (1) Type ~e~g~; buy, sell~ redemption)
4 (2) (3) ( ) Date Value [ Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H3
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45.
-Franklin Income Funds C1 A -US Treasury Bonds EDWARD JONES SINGLE ACCOUNT -Cash & money market funds -Federated Strategic Income Fund C1 A -Federated Kaufman Small Cap Fund C1 A -Federated Kaufman Fund C1 A -Lord Abbett Core Fixed Incm A -Lord Abbett Short Dur Inc Fd A Chase Bank (cash and cash equivalent) MassMutual: whole life policy A A A A A B Dividend Dividend None Dividend Dividend None Interest Dividend J K J J J J K J T T T T T T T T
Buy
03/11/10
Buy Buy
08/23/10 i J 12/30/10 J
L income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1;000 or lesg F =$50,001 - $100,000 J =$15,000 or tess N =$250,00 t - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 k $2~500 G =$100,001 - $1,000,000 K =$t5;001 -$50;000 0 =$500,001 --$1,000;000 R =Cost (Real Estate Only) V =Other
C =$2,501 -- $5,000 HI =$1;000;001 - $5;000,000 E :$~0;001 ~ $1001000 PI =$1,000,00 i - $5,000,000 P4 =More than $50;000;000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5 000 000 M =S 100,001 -$250;000 P2 =$5,000;001 = $25;000,000 T =Cash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature:
S/Marianne O. Battani
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544