Académique Documents
Professionnel Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ~.~ 101-111)
7. Chambers or Office Address RM. CH-133 U.S. COURTHOUSE 150 CHARDON AVENUE SAN JUAN PR 00918-1758
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
Fuste, Jose A.
DATE
2. 3. 4.
B. Spouses Non-I nvestment I ncome - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
I. 2010 2. 3. 4. 5.
~]
SOU RCE
DATES
LOCATION
PURPOSE
2. 3. 4. 5.
V. GIFTS. ancl,,des those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a.cl.des those of spo,se and depende.t chUdre,; ,ee p~,. 32-33
~ NONE (No reportable liabilities.) CREDITOR
I. BANCO POPULAR DE PUERTO RICO CITIBANK, PUERTO RICO CITIBANK, PUERTO RICO BANCO POPULAR DE PUERTO RICO LINE OF CREDIT
of filing instructions.)
DESCRIPTION
VALUE CODE
K
2. 3. 4.
J J K
5.
VII. INVESTMENTS and TRUSTS - income, value, transactions anctudes those of spoa~e and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 Type (e.g., buy, sell, redemption)
Transactions during reporting period
(2) (3) (4) Date Value ! Gain mm/dd/yy Code 2 i Code I (JP) i (A-H) ~
(Q-W)
I. GINNIE MAE BONDS AMERICAN FUNDS GROUP: EUROPACIFIC GROWTH FUND 3. 4. 5. 6. 7. 8. 9. 10.
D
C B A A A A A A A A B
Interest
Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest
L
L K J M K J J J J K K T T T T T T T T T T T T T T T T Sold (part) Sold 03122/10 K D
(p~)
AMERICAN FUNDS GROUP: EUROPACIFIC GROWTH FUND AMERICAN FUNDS GROUP: EUROPACIFIC GROWTH FUND AMERICAN FUNDS GROUP: SMALLCAP WORLD FUND JOHNSON & JOHNSON (COMMON STOCK) SAVINGS ACCT. (CARIBE FEDERAL CREDIT UNION)
CHECKING & SAVINGS ACCT. (DANCe POPULAR)
03/22/10
CHECKING & SAVINGS ACCT. (BANCO POPULAR) SAVINGS ACCT. (BANCO POPULAR DE P.R.) CHECKING & SAVINGS ACCT. (BANC(3 POPULAR P.R.)
12.
C A B B A
L K K L K
AMERICAN FUNDS GROUP: EUROPACIFIC GROWTH FUND AMERICAN FUNDS GROUP: CAPITAL WORLD G+I
SAVINGS ACCT. (BANCO POPULAR)
1. Income Gain Codes: {See Columns B I and EM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes [See Column C2)
A 551,000 or less F -$50.001 - $100,000 J =$15,000 or Icss N ~$250.001 - $500.000 P3 $25.000.0~ I - $50,000,000 Q :Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1,000,0~0 R :Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1.000,001 - $5,0~O.000 L -$50,001 - $100,000 PI =$1.000.001 - $5.000,000 p4 =More Ihan $50.000,00~ S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M $100.001 - $250,000 P2 =$5,000,001 . $25,000,000 T =Cash Market
E =$15,001 - $50.0~0
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after cinch asset exempt from prior disclosure
reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period (0 (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) K J L T T T Redeemed K L K L T T T T T Sold Redeemed K L T T Sold J K T T Sold O) Type (e.g., buy, sell, redemption)
Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I
(J-P) (A-H)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
LEHMAN BROS. 1993 GRANTOR TRUST CORP BOND WESTMORELAND MUNI. BOND NORTH YORK COUNTY SCHOOL DIST. MUNI. BOND ST CLAIR CO. SCHOOL DIST MUNI BOND HOUSTON TX ISD PUB FAC CORP. MUNI BOND FOOTHILL EASTERN TRANSP. MUNI. BOND NORTH ADAMS COMMUNITY SCHOOLS MUNI BOND ELLIS CTY. GENERAL OBLIG. BOND AMERICAN FUNDS GROUP: AMCAP FUND AXA ROSENBERG US SMALLCAP FUND DUPAGE CTY FOREST PRESERVE BOND GTATLANTIC & PACIFIC TEA(PREFERRED STOCK) CHICAGO ILL GEN OBLIG MUNI BOND PR CONSERVATION TRUST MUNICIPAL BOND PR MORTGAGE-BACKED & US GOVT SECURITIES FUND INTL HOSPITALITY ASSOC., CLASS A PREF SPEC PSHIP INTEREST GATEWAY TR INDEX PLUS FUND
A A B B B C B C A A A B C A A
Interest Interest Interest Interest Interest Interest Interest Interest Dividend Dividend Interest Dividend Interest Dividend Dividend None
12/01/10
04/12/10 I 1/01/10
J K
08/01/10 J
Dividend
04/12/10 J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ISce Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 or less F =$50.001 - $I00,000 J =$15.000 or less N =$250.001 - $500,000 P3 -$25.000.001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100,001 - $1,000.000 K -$15.001 - $50,000 O -$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Olhcr
C =$2.501 - $5,000 HI =$l.000.00l - $5.000.000 L :$50.001 - $ 100.000 PI =$1.000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =E~limaled
D =$5.001 - $15.000 H2 -More than $5.000.000 M = $ 100.001 - $250,000 P2 =$5.000.001 - $25,000.000 T =Cash Market
E -$15,001 - $50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during repoxaing period
O)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
(i)
Type (e.g., buy, sell, redemption)
(5)
Identity of buyer/seller (if private transaction)
35.
A A B B A A A B A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend
J K J J J J J K J
T T
T T T T T T T
36. American Funds Group: New World Fund 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. MF Global Holdings Ltd. First Horizon Natl Corp. Cathay General Corp. Evergreen Equity Trust Asset Fund Oppenheimer Developing Markets Fund BarronAsset Fund Harbor Capital Appreciation Fund Evergreen Intl Fund Illinois Development Finance Authorization Muni. Bond PRFixed Income Fund Colquitt County GA Muni. Bond Private Bancorp Inc.
J J J
Dividend
Buy Sold
J J J J J
A
Dividend
Buy Sold
Dividend
Buy
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value blcthod Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250.001 - $500.0~ P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$I00.001 - $1,000.000 K =$15.001 - $50,000 O -$500,001 - $ 1,000.000 R =Cost (Real Eslale Only) V =Other
C =$2,501 - $5,000 HI -$1,000.001 - $5.000.0~0 L =$50,0OI - $100.000 P I =$1.0~0.001 - $5,000.0~0 P4 More than $50,000.000 S =As~cs.~mcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,0~0,0~O M =$100,001 - $250,000 P2 =$5,000,~O I - $25.000,000 T =Cash Market
E -$15,0~ I - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fiIing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g.. Code I div., rent, C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (1) Type (e.g., D. Transactions during reporting period (2) (3) i (4) Date Value i Gain mm/dd/yy Code 2 ~i Code I
(5)
Idemily of buyer/seller
(if private transaction)
(A-H)
or int.)
(J-P)
Code 3 (Q-W)
(J-P)
(A-H)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. i66. 67. 68. Couer DAlene Mines Corp. A Dividend Regions Finl Corp. A Dividend Netsuite Inc. A Dividend Duke Realty Corp. A Dividend Success Factors, Inc. A Dividend Nordic American A Dividend State Auto Finl Corp. Webster Finl Corp Conn A A Dividend Dividend J T Penn Natl Gaming Inc. A Dividend
Sold Buy Sold Buy Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold Buy
08/16/10 07/07/10 08/16110 07107/10 07107110 08116110 08/03/10 09/09/I 0 08/02/10 09/09/10 08/16/10 10/07/10 08/16/10 10/07/10 08/16/10 10/07/10 09/10/10
J
J
J J J J J J J J
J
J J J J J A
I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (SeeColumnsCI and D3) 3. Value Method Codes (S~c Column C21
A =$1,000 or less F =$50,001 - $100.000 J -$15,0~O or less N =$250.001 -$500.000 P3 =$25,000.001 , $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1,000.000 K : $ I 5,001 - $ 50.000 O $500.001 - $1,000.000 R =Cost ( Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1.0~0,001 - $5,000,000 L -$50.001 - $ 100.000 PI =$1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 tt2 =More than $5.000.000 M :$ 100,001 - $250.000 p2 =$5.000,001 - $25,000.000 T Cash Market
E =$15.001 - $50,0~O
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporling period
O)
Amount Code t (A-H)
(2)
Type (e.g., div., rent, or int.)
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3
(i)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
O)
Idemity of buyer/seller (if private transaction)
(Q-W) 69.
70. 71. Developers Diversified Dividend
J J
J J
72. 73. 74. 75. 76. 77. 78. 79. 80. 81.
Sonus Networks
Dividend
Buy Sold
J J J J
,I J J J
Dividend
Buy Sold
Alcoa Inc.
Dividend
Buy Sold
MB Finl Inc.
Dividend
Buy Sold
Dividend
Buy Sold
J J J A A
Dividend
Buy Sold
11/30/10 J
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Scc Columns CI and D3) 3. Value Method Codc~ (Sc Column C2)
A =$1.000 or less F $50.001 - $100.00~3 J =$15.000 or less N =$250.001 - $500.000 P3 $25.000.001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 0 =$50~.001 - $1.000,000 R =Cost (Real Eslatc Only) V -Other
C =$2,501 - $5,000 H I =$ 1.000,001 - $ 5,0~0,0~O L =$50.001 - $100,00~ PI =$1.00~,001 - $5,0~0,000 P4 =More than $50,000,000 S =Assessment W ~Eslimatcd
=$5.001 - $15,000 H2 =More than $5.1)00,000 M -$ 100.0O I - $250.000 P2 =$5,000,001 - $25,0~0,09~ =Cash Market
E =$15,001- I50,0OO
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
D
O)
Type (e.g., buy, sell, redemption)
Dividend
Buy Sold
J J J J J
J
Volcano Corp.
Dividend
Buy Sold
Dividend
Buy Sold
Dividend
Buy Sold
J J A
1. Income Gain Codes: (see Columns B I and D-I) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes lScc Column C2)
A =$1,000 or less F =$50,001 - $ 100,0~0 J =$15,000 or less N =$250,001 - $500.000 P3 $25.000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15.001 - $50,000 O = $500.001 - $1,000,009 R Cost (Real Eslalc Only) V =Other
C =$2,501 - $5,000 HI =$1.000.001 - $5.0~0.000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5,0~).000 M =$100.001 - $250,000 P2 =$5.000,001 - $25.000,000 T =Cash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S/JOSE
A. FUSTE
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544