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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) PLATT, THOMAS C.


4. Title (Article IIl judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization EASTERN DISTRICT OF NEW YORK


5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual ] Final

3. Date of Report 04/25/2011


6. Reporting Period 01/01/2010 to 12/31/7010

U.S. DISTRICT JUDGE (SENIOR)

5b. 1---] Amended Report

7. Chambers or Office Address


U.S. DISTRICT COURT P.O. BOX 9014 CENTRAL ISLIP, NEW YORK 11722

8. On the basis of the information contained in this Report and any


modifications pertaining therct% it is~ in my oplnion~ in complial~ce with applicable laws and regulaffons.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)


[~] NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Trustee

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. rRevorting individual only; seepp. 14-16 of f!ling instructions.)


~] NONE (No reportable agreements.)
DATE_

PARTIES AND TERMS

Platt, Thomas C.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting PLATT, THOMAS C.

Date of Report 04/25/2011

III. NON-INVESTMENT INC OME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~-]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Trustee (Commissions -~

INCOME (yours, not spouses)


$8,994.00

1.04/16/10 2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmen~


(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

NONE (No reportable reimbursements.) SOURCE Employment Law Seminar DATES March 16, 2010 NYC LOCATION PURPOSE Conference ITEMS PAID OR PROVIDED
H,T, F, L

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting PLATT, THOMAS C.

Date of Report 04/25/2011

V. GIFTS. andudcs those to spouse and dependen, children; see pp. 28-31 of filing instructions.)

~
1. 2. 3. 4. 5.

NONE (No reportable gifts.)


SOURCE DESCRIPTION

VALUE

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of f!ling instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting PLATT, THOMAS C.

Date of Report 04/25/2011

v.t.e,, VII. INVESTMENTS and TRUSTS -~e,.... .....cao.s a.d.,~s those oS

~]

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets)
Place "(X)" alter each asset exempt from prior disclosure B: Income during reporting period ~1) : Amount Code l (A-H) (2) Type (e.g. div., rcnt~ or im.~ C. Gross value at end oreporting.period : D. Transactions during ~epo~ting period

(1.) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W) T T T T T T T T T T T T T T T T T

(1) Type (e.g., buy, sell, redemption)

(2) O) Date : Value mm/ddiyy Code 2 (J-P)

(4)
(A-H)

(5)
(if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17.

Allstate Corp. Common Stanley, Black & Decker Common (name "Stanley" added) Canadian Pacific (Ltd.) Common Cenovus Energy, Inc. Conoco Philips Direct TV Group Inc. Discover Financial Services Dupont de Nemours Common E1 Paso Corp. Common Encana Corp. Common Exxon Mobil Common General Electric Common Halliburton Co. Common Hartford Fin. Serv. Group Common Host Hotels & Resorts IBM Common International Paper Co. Common

A A A B D

Dividend Dividend Dividend Dividend Dividend None

K K K L M J J K K L P1 O PI J J M K

A A A B E E D A A C A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

L income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Colunms C I and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

13 =$1;001 - $2;500

C =$2,501 - $5,000

D =.$5,001 -$15,000

E =$15,001 - $50,000

G --$100,00i ~ $1,000,000 K =~5,oo~ .$50,000

H 1 --$1,000~00i ~ $5;000;000 L =$~o oo~ = $i0~;000

H2 =More than $5 000 000 ........


M =$100,001 - $250~000

o ~$5oo,ool- $~;ooo,ooo
R =Cost (Real Estate Only) V =Other

P1 ~$1;ooo ool ~ $~;ooo ooo


P4 =More than $50,000,000 S =Assessment W =Estimated

n =$5,oo0~ool

T --Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 8

N ame of Person Reporting PLATT, THOMAS C.

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~]

NONE (No reportable income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

ITT Industries Common Morgan Stanley Common News Corp. Ltd. Preferred Pepsico Common Progress Energy Common Sears Holding Starwood Hotels Common Sun Trust Common Yum Brands Common UBS (Paine Webber) Cash Fund Chase Bank US Series H Bonds IRAs - Chase ******** Trustee - Trust~ Direct TV Group Inc. Du Pont De Nemours

A A

Dividend Dividend None

J K J M J J J J K PI J L J

T T T T T T T T T T T T T Redeemed 04/20/10 K

C A

Dividend Dividend None

A A A B A B B

Dividend Dividend Dividend Int./Div. Interest Interest Interest

(part)

Dividend

P1

1. Income Gain C0d~s: (See Columns BI and D4) 2. Value Codes (See Columns Cf and D3) 3. Value Melhod Codes (See Column C2)

A ~$i;000 ~ i~

B =$1,00t ~ $2,500

C =$2,501 - $5,000 HI --$ ;000,001 = $5 000 000 L =$50i001 - $100i000 : el =$i~000,00i:: $~;0661~66 P4 =More thah $50 000i060 S =Assessment w =Estimated

D =$5,001 - $15,000 H2 =Mrrelthan $5i000 000 i M --$100~001 ~ $250~000 P~:~$~I~00;001 !:$25 0061000 : Y:~Ca~h ~rket

E =$15,001 - $50,000 :

F =$5o,ool- $1o0;o0o
J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

G =$1oo,001 - $1,000,0o0
K =$15,001 - $50~000 O =$500,001 - $ 1,000;000 R =Cost (Real Estate Only) V =Other

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting PLATT, THOMAS C.

Date of Report 04/25/2011

VII. INVESTMENTS and TRU STS -income, vatac, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)

35. 36.

Exxon Mobil Corp. Genl Electric Co

37. Intl Paper Co 38. 39. 40. 41. 42. 43. 44. 45. News Corp. Ltd. Pepco Holdings, Inc. Raytheon Co CL A Xcel Energy Inc. (formerly Nthn States Power Minn) UBS (Paine Webber) RMA-Govt Cash Fund U.S. Treasury Note

income Oai~ Cbd~s: ~S~ ~;IU~ B i ~d 2. Value Codes (See Colums CI and D3) 3. Vatue Method Codes (See Colum C2)

A=$i 000 0r tess ; F :$501001 i ~i~0~0O0 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001- $50,000,000 Q =Appraisal U =Book Value

B=$i ool ~ $~i~00 : K =$15~00~ . $50,000 O =$500~001 - $1 000 000 R =C0si (Real Estate Onty) V =Other

: c =$2;:501 -$5,000 ~i ~*l ~0 00i ~ ~000,000 L =$50~001 ~ $ 00 000 PI =$i 000~001: $5~000;000 P4 =More th~a $50,000~000 S =Ass~ssmen( W =Estimated

D =$5,001 - $15,000 . =More ~an ~51000;000 ...... M =$i00;0012 $250 000 :~ ~$51000,001 $25,000 000 T ~CaSh Market

E =$15,001 -$50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting PLATT, THOMAS C.

Date of Report 04/25/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.dicotepart of report.)


With reference to Parts I, III and VII (lines 32-43), this Trust was terminated on November 17, 2010. The balance of the assets were distributed on March 31, 2011. The Trust need not be reported again. VII: Investments and Trusts: Lines 32-43: A couple of years ago, Committee rep agreed with me, trust assets need only be disclosed - no further details required.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting PLATT, THOMAS C.

Date of Report 04/25/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature:

S/THOMAS C. PLATT

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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