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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. C~url or Organlzatlou US District Court. SC, eND
5a. Report Type (check appropriate type) [] Noninaadon. Date [] Armual [] Final

Report Required by the Ethtcs

m Gmernment Act of 1978

t5 u.s.c, app. ff io1-ii1)

3. Dale of Repot~ 05/I 1/2010
6. Reporttag Period 01/01/2009 to 12/31/2009

1. Person Reporting (]asr creme, first, middle initial) BARKER, SAP.All E.

4. Title (.article iii judges indicate active or senior stattzs: magistrate judges indicate fidl- or part.time) ACqIVEARTICLEII]

[] Initial

~b. [] Amended R~a 7. Cbambe~ m" Office Address 46 EAST OHIO STREET, ROOM 210 INDIANAPOLIS. IN 46204 8. On the ba~l~ orthe Ii~foruttt]on cuntalned |n thla Report and any modilication, pertMning thereto, It I% in my opinion, in compliance with ~pplic,ble law~ and regulation*. Date

Re*~ew~ing Officer

IMPORTANT NOTES: The instruc~ons accompanying this form mus~ be fallowed Complete all parts,
checking the NONE bax for each part where you have no reportable information: Sign on la~tpag~

1. POSITIONS. ~,~,~.~ individual only; ,eepp. 9-13 of fding i ......

~ NONE 6Vo reportable positions.) POSITION
t. President 2008-2009. Immediate-Past President. 2009

tlons.)

~[AME 0|: O[~GANIZATION/ENTITY

Feden~l Judges A~ociatitm

2. 3. 4. 5. 6.

Director 2009-2009 Director 2008-2009 Director/Member of the Corporation, 2008-2009 Board of Advisors 2008-2009 l)irector 2008-2009

Clarian Health Partners, Inc. (non-profit) Indiana ttistorical Society Methodist ttealth Cnoup Inc. (non-profit) Spirit and Place, Community Fesitval Advanced Science attd Technology Adjudication Resource Centt-~r, Inc. (ASTAR)( formerly E[NSIlAC)

I1. AGREEMENTS. (R,porting indivldual only: setpp. 14-16 of filing in,truction,.I

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

-:

3.

Barker, Sarah E.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

~R, sa~ .... Ir~ r~. a~,~.g .....~.

~5~ ~/20m

I1 I. N ON-INVESTMENT INCOME. mwo~n.g indi*4dual and sp ....

A. Filers Non-Inves~ent Income NONE ~o reportable non-investment income.)

; secpp. 17-24 of filing ins~aiont)

SO(IgCE AND TYfE (yours. not s~uscs) I. 2. 3. 4.

B. Spouses Non-Invest ment Income - lf )~, ~r ma~ed d~ring a~l, poaion of the re~ng ycar, compile th~ (~llar amount not r~uired ~c~t for honoror[a.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.)

DATE

SOURCE AND "I~E

IV. REIMBURSEMENTS llt~ch~dta thoJe ~o s~ose ond depend~t ~bildrer~, ~et" pp 25-27of filing insr~ctions )

NONE (No r~T~rtable reimbursements.)

~
I. Federal Judges Association

~
02/5-6,,2009

LOCATION
Washington ~

PURPOSE
Professional ~ciation aclivity ~w school s~ch Exec. ~d ~d meetings Congessional r~tton

I~MS PA~ OR PROVIDED

Tmm~on, meals, lod~ng

2. 3. 4. 5.

Marquette Univ~ity Federal Judges Ass~iatton Federal Jud~ca A~ia6on

4/13-15/20~ 5/1 ~/2~9 911 (-1712009

Milwat~ Wi~comin W~ugton ~ Washington ~

T~s~tion. meals, lodging Tmns~lion, meals, lodging Tm~lion, me~s, lodging

Name of Person E. FINANCIAL DISCLOSURE REPORT [ BARKER, SARAHReporting Page 3 of 7

Date of Repor~

~-~

NONE (No reportable g~s.)

SOURCE

DESCRIPTION

VALU~

2. 3.
4.

5.

VI. LIABILITIES. a~,d~ ,ho,, o/,~ .....

~ NONE (No reportable liabilities.)

d d~endent children; see pp. 32.33 0/~i.g i ....doni)

CREDITOR

DESC~PTION

VALII~ CODE

2.

SEE "~DI~ONAL ~FO~TION FOR E~LANATIONS"

3.
4.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

~ .... fP .... Reporting BARKER, SA.tLM1 E.

D.teorRepor~ 05!1112010

NONE ~o reportable income, assets, or transactions.)

A. ~sc~ption of ~se~ (~luding ~t as~ts) PI~ "~)" a ~r each ~t exempt flora prior disclose [ L B. ~come d~g re.rig ~ T~ (e.g.. ~v.. ~nl. or [nt) C. Gross v~ue at ~d ofr~ng p~ Value C~e 2 (J-P) Value Me~od C~ 3 (Q-~ T T T~Te (e g.. buy. sell, red~pfioa) D. T~cfions ~mg

~o~t (A-H)

Date [ V~ue I (J-P)

G~ (A-II)

Id~fi~ of (ifpfiva~ ~c6on~

1. 2. 3.

lndim~apolis P~t Office Credit Union. Accost JP Moran ~ase Ba~ EuroPacific Growhh Fund. Los Angeles. CA (IRA American Funds Mutual Fund) BlackRock Global Allocation Fund, Inc., IRA (Mutual Fund) Merrill Lynch Retirement Reser,ez (IRA Caxh & Money Accounts CISCO Syste~rks, Inc.. Common Stock

B A A

Int~est Int~est Dividend

K K

B A

Dividend Interest None

L J J K J K. J

T T T T T T J" See explanatory note

~ c~ q /:?

JP Morgan Chase BarLk ltartlbrd Whole Life Franklin Ternpleton Founding Funds (FFACX) (Mutual Fund) General Electric Common Stock General Motors, Common Stock, Y Ivy GlobaINatural Resources A (Mutual Fund) (IR.A) Ivy Inlemalional Core Equity A (Mutual Fund) {IRA) Waddcll & Reed Advisors Core Investment A (Mutual Fund)(IRA) Waddell & Reed Advisors Science and Technology A (Murtml Fund) (IRA)

Interest None

B A

Dividend Dividend

ll.

/7 1~, ] ~/ 5

None A A A Dividend Dividend Dividend

J K J J

1 T T T

FINANCIAL DISCLOSURE REPORT

Page 5 of 7 B.,RK~R, SaRan r. 0S/l t/20~ 0

VII. INVESTMENTS and TRUSTS - i,~,. vo~,. ~ ....

[~ NONE (No reportable income, assets, or ~ansactions.)
A. Description of Asset:, (including trust asse~) Phce"(X)afi,rrcacha~sct exempt flora prior disclostae B. Income daring reporting period (1) [ (2) 1.4auou~t I Typ~(eg.. Code 1 i div.. rent. (A-If) or int )

.1o.~ (Includes those of spa ..... d dependent children; seepp. 34-60 of filing instrucriona.)

C. Gross walue a! end of rel:~r6ng period (2) (1) Value Value Code 2 blethod C,.:,de 3 (J-P)

D Transzction~ during report:ng period (1) Typ~:(e.g., buy. sell. redempt!cm) ,2) (3)~[~4) (5) ldentityof buyerL~ellet (if private

DaleI IV~ue [ Gain mm/d.d!yy Code 2 (ode I (J-P) (A.II)

/l/, 1~ [/~

Waddell & Reed Advisors ttigh Income A (Mutual Fund) (IRA) Iv2," RealEslate Securities A (Mutual Fund)

B A

Dividend

T T

Dividend

IRA)
Waddell ~ Reed Advisors Small Cap A (Mutual Fund) (IRA) Waddel] & Reed Advisors Asset Strategy, A (Mutual Fund) Waddell&. Reed Advisors Government Securities A (Mutual Fund) A A None Dividend Dividend K K T T "I

,]~ ~

FINANCIAL DISCLOSURE REPORT Page 6 of 7

~e.~a~. s~ ~" I

O~l ~:OlO

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Section VI: ] (no longer a dependent) has graduate educational loans which are occasionally listed, wrongfully, on --] credit report, tlowever, ---1 "~1 is the only signatory on such loans, and neither the reporting person nor--] is involved in such loans in any legal capacity. Section VII (5): "Merrill Lynch Retirement Reserves" is an aggregated and occasionally reportable, temporary accumulation of IRA cash held as re,ryes and!or swept into deposit accounts in Merrill Lynch-allied institutions. This is in essence a cash flow phenomenon which occtns to varying degrees within IRA accounts prior to dividends, etc., being automatically reinvested in the underlying holdings, wkich themselves produced the dividends. Such underlytag holdings disclosed fully elsewhere in Section .ql.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

BARKER, SAP, All E.

05,q 112010

I certify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported wa~ withheld because It met applicable ~tatutor)" provisions permR~ting non-disclosure. I further certify that earned income from outside employmen| and honoraria and the acceptance of gift~ which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference reg~zlation~.

Signature__

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY .4_ND WILFULLY FALSIFIES OR FALLS TO FILE TillS REPORT MAY liE SUBJE(T TO CIVIL AND CRIS]INAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies Io: ffommitlee on Financial Disclosme Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544