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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization USDC, EASTERN DISTRICT OF LA 5a. Report Type (check appropriate type) [] Nomination. [] Initial Date [] Annual [] Final

in Government Act of 1978

1. Person Reporting (last name, first, midd|c inltial) AFRICK, LANCE M. 4. Title (Article llI judges indicate active or senior status; magistrate judges indicate full- or part-time) FULL-T1MEU.S. DISTRICT JUDGE

3. Dste of Rel~rt 5/0512010 6. Reporting Period 01/01/2009 to 12/31/2009

7. Ch amber~ or Ofi~ce Address 500 POYDRAS STREET ROOM C-405 NEW ORLEANS, LA 70130

5b. [] Amended Report 8. On the b~lis of the Information contained In this Report nnd any modifications pertalninK thereto, it Is, in my opinion, in compliance with applicable laws ~nd regulations. Reviewing Officer Date

IMPORTANT NOTES: The iustructions accompa,ylng thls form must be followed. Co,nplete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. c~,~,o,;,~ i,,db,ia, al only; .*eepp. 9-13 of firing instructlonsJ


[~ NONE (No reportable positions.) POSITION
I. 2. 3. Executive Committee Member and President-Elect "fn~tee Director

NAME OF ORGANIZATION/ENTITY
Allstate Sugar Bowl Trust #1 Africk Family Foundation, Inc.

r-.~

. ..: ~~"" ;

H. AG~EMENTS. (Reporting indlviduul onty; see pp. 14-16 o/fiting in~r, ctions.)

f~;

~
1.

NONE (No reportable agreements.)

PARTIES AND TE~S

Africk, Lance M.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

r,~me of ~er~o. R~,ort~.~


ArRICK, LANCE M.

u~,, or a~po.
5/05/2010

A. Fliers Non-Investment Income NONE ~o reportable non-investment income.) SOURC~ AND TYP~
(youm, not spouses) I. 2. 3. 4.

B. Spouses Non-Investment Income - tf j,ou were marrled during atly l~ortion of the reporttng year, complete thi~ sect]or~
(Oollar artmunt not required ~cepl for honoraria,)

1--"]

NONE (No reportable non-investment income.) DATE SOURCE AND T~PE


Lynn Luker and Associates, LLC - wages Brown Sims, PC - wages Porter Malouf PA - legal fee Jacques F. Bezou, PLC - legal fee

1. 2009 2. 2009 3. 2009 4. 2009

IV. REIMBURSEMENTS -,~...po.~o,,, to,~g~..~, fooa, o,,,~,~ ........


(Includes thosc, m spouse and dependent children: see pp, 25-27 ufjqling instructions.)

[~]

NONE (No reportable reimbursements.)


~ DATE~ March 13-15, 2009 LOCATION Biloxi, MS PURPOSE Bench Bar Conference ITEMS PAID OR PROVIDED registration, hotel accommodations

1. 2. 3. 4. 5.

New Orleans Bar Association

Page 3 of 9

,~,vmc~ Lar~c~ m.

5/o5ao~o

NONE (No reportable g~s.) SOURCE DESCRIPTION ~

1. 2.

3.
4. 5.

NONE (No reportable liabilities.) CR[DITOR DgSCRIPTION VALU~ GODE

2.
3. 4. 5.

FIiNANCIAL DISCLOSURE REPORT Page 4 of 9

~,.oa~e.o~ Reporting

DateoFRepor[

AFRICK~ LANCE M.

5/0512010

VII. INVESTMENTS and TRUSTS -*,co.., ,,,,t,,e,.,,,,s,,.,,,,,s a.et,,~cs a, oso oI*p ...... ~ aepend~nt chiMrem stt pp. 3~t-60 oIfiting b,structions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assc~ (including |r~st assets) Place"(X)" after each asset B. Income during 1 reporting period (2) !--(I) Amount Type (e.g., ! (A-H) or int.) C. Gross value at end of reporting period (l) (2) Value t Value I (J=P) Code 3 (Q.W) T T Sold (part) Sold (pan) Buy Whitney Holding Co. Louisiana Local Gov. Enviro (Municipa[ Bond) Krispy Kreme Donuts, Inc. R!vIA Tax Free Fund, Inc. (UBS) A B A Dividend Interest None Dividend K J J M T T T T Sold (pan) Buy Sold (pan) Buy Sold (part) Sold (pa~) Sold (part) Buy Sold (part) 01102/09 01102/09 01/06/09 01126/09 01/27/09 01/28/09 0~02/09 J 02/23/09 J 03/24/09 J J J J J 08/] 0/09 12/21/09 1~10/09 J J J B A [ ii t (I) I Type (e.g., I ~ redemption) D. Transactions during reporting period (2) i (3)I (4) Date } Value Gain mmtd&yy Code 2 Code 1 (J-P) . . (5) Identity of (if prlvate trans~efion)

1. 2. 3. 4. [ 5. 6. :7. ! 8. 9. 10. 1 I. 12. 13. 14. 15. 16. 17.

P~dential IRA (Prudential Equity Fund) Legg Mason Value Trust

A A

Dividend Dividend

M J

Columns CI and D3)

N *$250.00! . $500,000 P3 -$25,000.001 - $ 5 D, D00.000 U *[tr~ok Value

O *$500.001 - $1.000.00~

P t *S 1,000.001 - $$,Ot)O,O00 P4 ~Morc thar~ $50.0,50.000 \~t =Est{rnz,"ed

P2 -$5,000,001 . $25,000.rg10

Column C2)

V -Olhet

FINAaNCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting [ AFRICK, LANCE M.

Date of Report

VII. INVESTMENTS and TRUSTS - ~.co.,.. ,.~t,,~, ,~ns.c,io., a.~t.a.s,,,,,, oI,~ ...... a a,~.a,., children: seepp. 34-60 of filing Instructions.)
NONE (No reportable income, assets, or transactions.)
De~rlpfion of As~et~ (including trust ~sets) Place "IX)" a~r each ~t ex~pt from prior di~losure Income d~ng ~pooing period Amount Code I ~ (A-H) 18, 19, 20. 21. 22. 23. T~e (e.g., div., r~t, or int.) Gro~s v~lue zt e~d of repoaing period Valu~ Code 2 (J-P) Value Method ~ Tran~cfions during ~po~ing per~d

Type (~.g.. buy, sell redemption) Code(Q.W)3 Buy Sold (pan) Buy Sold (pan) Buy Sold

Date m~d~

Value ] Ga~ Code 2 Code 1 {J-P) (A-H)

Identity of buyerlseller U~acdon)(if privale

03125/09 03/25/09 ~i2M~ 05/19/09 05/2~09 05128/09 06/0~09 06/I 7/09 06/24109 07/01/09 07/17109 07/27/09 07129/09 08/18/09 08/19/09 08125/09 08i26f09 J J

J J J J J J J

(pa~) 124.
25. 26. 27. 28. 29. 30. 3 I. 32. 33, 34.

Buy
Sold Buy Sold Sold (part) Buy Sold

J J J

(~)
Sold {part) Sold (pan) Buy Sold (pan)

~. Valu: ~h~ C~=s

P3 =$25,01}0.001 - $50.000,1)00 Q ~A~isal

R ~ost (Real E~at~ Only)

P-1 ~or ~n S50,~,~ S ~As~essment

T-C~h Marka

PageFINANCIAL6 of 9 DISCLOSURE REPORT I

VII. I~VESTMENTS and TRUSTS -i.co ....... t,,~, ,r~.~acaons a.c~.s,,s a,o. olvo,,~ ~.a ~,.~.,,a~,., c/,.~,.o,,;
[---] NONE (No reportable income, assets, or transactions.) Dcseriplion of Assets (including t~st assets) Place "(X)" after each asset exempt from prior disclosure

Income during reporting period Amounl Type (e.g., , Code I div., rent, I

Gross value at end of reporting period Value Code 2 [ Value [ Method (Q-WI

[ ! Type (e.g., buy, sell,

Transaetlons darling reporting period

[ Date t Value [man/dd~yy [ Code 2

Gain Code I

Idenli~y of buyer/seller Iransactlon)

135. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. John Hancock Variable Annuity P.MA UBS Bank USA DEP Account Merrill Lynch Priority CMA Tax Exempt Fund Savings account CapitalOne Bank Citibank Bank Deposil Program Trust #1 (savings account First Bank & Trust) State of Louisiana (START Program) A A A A A A Dividend Interest Interest Interest Interest Interest A Dividend

Sold (part) Buy Buy Buy Buy Buy Sold (part) Buy Buy N T

08/28/09 09/2,.1109 10/26/09 1/23/09 ! 1/27/09 12/02/091 12/07/09 12/17/09 1224/09

J l J

M J J J J

See note #1. K J J J K J T T T T T T Matured 09111/09 J A Buy Redeemed 12/31109 , 12/31/09 J J

51. Certificate of Deposit Cou.ntr3,wide Bank,

(S~ Columns 81 and D4) 2. Val~ Ct~es (Sc Co[~n=ns CI and D]~ 3. Value hl~ ~de~ (S~ Eolt~mn C2)

F =$50.001 $100.000 1 ~$15,0D0 or less N =$~0,001 - $500.0~ Q -Appraisal U "B~k Vzhte

G ~$100.001 - $1.0~.000 K =$15,001 - $50,0~ O -$5~,001 - $1,000.0~ R ~ost (Real ~tate Only) V ~lhcr

I11 =~1.0~.001 - $5.000,000 L =~50,001 - $100.0~ PI =11,000,~1 $5,0~,~ S =As~ssme~ W ~E~limal~d

112 ~blo~ than M =$100.~1 -$~0,~ P2 =S~,~,001 - $~.~,0~ T ~ash Mark~

FINANCIAL DISCLOSURE REPORT Page 7 of 9 VII. INVE STMENTS and TRUSTS -- i~co,,,e, ,,.~,,., r ....... t;o.~ ~t,,e~ao, ,~,o,e oI*~o" .d Vope~..., c~tSa,,o; ,o. ~. ~*-~0 o~.a~,,Z i.s~*aSo~,.)
NONE (No reportable income, assets, or transactions.)
A. Description of Ass, cls (including L,usl assets) B. C. l Income during reporting period Amount[ Type (e.g., Place "(X)" after each asset exempt from prior disclosure Code I div., rent. (A.H) ~ or int.) D. Gro~s value at end of reporthag period Value Code 2 (I-P) I lnteres~ J Transactions during reporting period / Type (e.g., buy, sell, rcdemplion) Date [ Value ] Gain mm/d~y/ Code 2 Code I (A-H) (I-PI Iden.ity of buyer!seller (ifprlv~tc

I
: 52. Certificate ofDepositNational Citibank OH A

~,~lethod Code 3 ]Value

(Q-W) ] .... ....


T Matured 09/11/09 J A

transaction)

53. 54. 55. 56. 57. 58. 59. 60. 61.

~eaificate of Deposit Citibank:, NA Dreyfus Liquid AssetsClass I Certificate of Deposit Beal Bank Nevada Certificate of Deposit Ally Bank-UT Certificate of Deposit Met Life Bank, NA, European Gro~vth Fund Class C

A A A A A A

Interest Dividend Interest Interest Interest Dividend

J J J J J J

T T T T T T

Matured

09/11/09

Buy Buy Buy Buy Buy

09/I 1/09 09/11/09 09/11/09 09/11/091 12/28/09 09/11/09 12!22/09

J J J J J J

Growth Fund of Amerlea Class C

Dividend

Buy B uy

FINANCIALDISCLOSUREREPORT
Page 8 of 9

Name of Pcrsoa Reportiag

Date of Report

[ AF~C~, LXNCE ~.~.


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.aJ~o,opQ,t,iR,po,,)
1. This position was inadvertently reported in prior ye-r Financial Disclosure report. It should have been disposed of in that report.

5/05/2010

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporling

Date 5/05/20

I AFRICK, LANCE M.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if an}) Is accurate, U-ue, and complete to the be~t of my knowledge and belief, and that an) information not reported was withheld because it met applicable statutory provisions permitting non-dlsclosure. I further certify that earned income from out~ide employment and honoraria and the acceptance of gift~ which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353 and Judicial Conference regulations.

Signatur,

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIJ ,,:,, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

~" MAY BE SUBJECTTO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544