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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) AFR1CK, LANCE M. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) FULL-TIME U.S. DISTRICT JUDGE

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization USDC, EASTERN DISTRICT OF LA


5a. Report Type (check appropriate type) [] Nomination, Daie [] Annual [] Final

3. Date of Report 6/10/2011 6. Reporting Period 01/01/2010 to 12/31/2010

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date

500 POYDRAS STREET ROOM C-405 NEW ORLEANS, LA 70130

IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. mepo.ing individual onty; see pp. 9-13 of filing instructions.)

~
1. 2. 3. 4. 5.

NONE (No reportable positions.) POSITION


Executive Committee Member and President Trustee Director

NAME OF ORGANIZATION/ENTITY Allstate Sugar Bowl


Trust # 1 Africk Family Foundation, Inc.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)


~ NONE (No reportable agreements.) DATE
PARTIES AND TERMS

Africk, Lance M.

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report

6/10/2011

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~ NONE (No reportable non-investment income.) DATE_ SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf yoa were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2010 2.2010 3. 4.

SOURCE AND TYPE Brown Sims, PC - wages Porter Malouf PA - legal fee

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment


(Includes those to spouse and dependent children," see pp. 25-27 offiling instructions.)

[~

NONE (No reportable reimbursements.)


SOURCE New Orleans Bar Association DATES LOCATION PURPOSE Bench Bar Conference

ITEMS PAID OR PROVIDED


registration, hotel accommodations

April 16, 2010 - April Biloxi, MS 18, 2010

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/2011

V. GIFTS. a.cludes those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those of spouse and dependent children; seepp. 32-33 of f!ling instructions.)
D NONE (No reportable liabilities.)
CREDITOR 1. 2. 3. 4. 5. Jack Africk Revocable Trust Evelyn Africk Revocable Trust DESCRIPTION Note payable for purchase of 16.67% interest in Africk Investments, Inc. Note payable for purchase of 16.67% interest in Africk Investments, Inc. VALUE CODE K K

FINANCIAL DISCLOSURE REPORT Page 4 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

B. Income during reporting period (2) (1) Amount "fype (e.g., Code 1 div.. rent, (A-H)

C. Gross value at end of reporting period (1) Value Code 2 (2) Value Method

D. Transactions during reporting period (1) (2) (3) (4) Date Value Gain Type (e:g., buy, sell, .... mm/dd/yy Code 2 Code l (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

Prudential IRA (Prudential Equity Fund) Legg Mason Value Trust

A A

Dividend Dividend

M J

T T
Sold 03/12/10

J J J J J

(part)
Sold

(part) (part)
Sold
(part)

04/16/10 09/15/10 11/24/10


11/26/10

Sold

6.
7.

Sold (part)

Whitney Holding Co. Louisiana Local Gov. Enviro (Municipal Bond) Krispy Kreme Donuts, Inc. RMA Tax Free Fund, Inc. (UBS)

A A

Dividend Interest None

L J J M

T T T T Buy Buy Buy Sold 01/04/10 01/25/10 02/22/10 03/18/10 03/19/10 03125/10 04/13/10 J
J

8.
9.

10.

Dividend

11.

12.

13.

(part)
15.

Sold Buy

(part)

16.

17.

Sold (part)

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3)

3. Value Method Codcs (See Columa C2)

A =$1,000 or less F=$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B ..... =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50~000 O =$500,001 - $ t,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000

m =s t,00o~00~ - $5,00o,000
L :$50,001 : $100;000 P l =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001- $15,000 H2 =More than $5,000,000 M=$100,00] -$250,000 P2 =$5,000i001- $25,000,000 T =Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 11

~ame of Person Reporting AFR1CK, LANCE M.

Date of Report 6/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from pribr disclosure Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W~ Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

reporting period (1) Amount Code 1 (A-H) (21 Type (e.g., div., rent, or int.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Sold (part) Buy Buy Sold (part) Sold Sold (part) Sold

04/23/10 04/26/10 04/28/10 05/03/10 05/05/10 05/18/10 05/20/10 05/24/10 06/01/10 06/02/I 0 06/23/I 0 06124/10 06/24/10 06/30/10 07/16/10 07/21/10 07/26/10

J J J J J J J J J J J J J J J J J

(pal-t)

(part)
Buy Sold

(part)
Buy Sold (part) Sold (part) Buy Sold (part) Sold (pan) Sold (part) Buy

1 lnome Gain C0deS: (see Columns B1 and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$i;000 ~r les~ F =$50,001 o $100,000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000,001 = $50,000,000 Q =Appraisal U =Book Value

B=$1,001-$21500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O=$500,001 - $1,000,000 R -Cost (Real Estate Only) V =Other

C :$2,50~ - $5,~30 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D -$5~01-$15~00 H2 -Morethan $5,000,000 M=$I00,00I -$250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct

E=$15,001-$50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions dur ng reporting period

(1.~
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(D
Value Code 2 (J-P)

(2)
Value Method Code 3

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mrrddd/yy Code 9 Code 1 (J-P) (A-H)

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
Sold 07/28/10 J

(5) Identity of buyer/seller (if private wansaetion)

(part)
Sold 08/04/10 J

(part) Sold 08/23/10


08/25/10:

J
J

(part)
Buy

(p~)
Buy 09/24/10 J

Sold

09/24/10

(part)
Buy

Sold

09/27/10

09/28/10

Sold

(part)
Sold

09/29/10

10/19/10

(part)
Sold 10/20/10 J

(part)
Buy 10/25/10 J

Sold

10/28/10

(part)
Sold 10/29/10 K

(part) Buy
Sold (part) Sold (part) 11/23/10 J

12/01/10

12/02/10

l: l~comg Ghi~ Codes: (See Columns B 1 and 134) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,0000r less F =$50,001 - $ t 00,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 " G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Rcal Estate Only) V =Other

C =$2,501 - $5,g,00 H I =$1,000,00 t - $5,000,000 L =$50,00I - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated

D =$5,001 - $~5,000

E =$15,001- $50,000

m =More ~a.
M =$100,00l - $250,000 P2 =$5,000;001- $25~000~000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/2011

VII. INVESTMENTS and TRUSTS - i.co,.e, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Type (e.g., Code 1 div.. rent. (A-H) or int.) Gross value at end of reporting period qtansactions during reporting period

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1)
Type (e.g., buy. sell, redemption)

(2)
Date mm/dd/yy

(3)

(4)

(5)
Identity of buyer/seller (if private transaction]

Value Gain Code 2 ~ Code 1 (J-P) (A-H)

52. 53. 54. 55. 56. 57. 58. 59. 60. i61. 62. 63. 64. 65. 66. 67. 68. John Hancock Variable Annuity Merrill Lynch Priority CMA Tax Exempt Fund A A Dividend Dividend N K
T

Sold
(part) Sold

12/03/10
12/07/10

J J J M J J J J J J

(part)
Buy 12/10/10

Buy
Sold

12/10/10

12/15/10

(part)
Buy 12/15/10

(part)
Sold 12/23/10

Sold

12/21/10

(pm)
Buy 12/27/10

Sold (part)

12/3 l/l 0

Buy

01/04/10

J J J J J J

Buy

01/11/10

Sold

02/03/10

(part) Buy
Buy 03/01/10

04/05/10

Buy

05/03/10

I: Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ t00,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G =$100,001 - $1,000,000 K =St 5,001 - $50,000 O =$500,001 - $1,000,000 R :Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L ~$50;001, $100,000 PI =$i,000,00i- $5,000,000 P4 :More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100~001 - $250,000 P2 =$5,000,001 - $25,000~000 T =Cash Market

E =$15,00I- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) {1) Type (,e.g., buY, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 [ Code 1 (J-P) (A-H~ (5) Identity of buyer/seller (if private ~ansaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Certificate of Deposit Beal Bank Nevada Certificate of Deposit Bank of China Certificate of Deposit Ally Bank-UT Certificate &Deposit Ally Bank-UT Certificate of Deposit Metlife Bank, NA Certificate of Deposit Ally Bank-UT Europacific Growth Fund Class C Growth Fund of America Class C Trust # 1 (savings account First Bank & Trust) Dreyfus Liquid Assets Class I Citibank Bank Deposit Program
A A A A A A A A A A A Interest Interest Interest Interest Interest Interest Dividend Dividend Interest Dividend Interest J J J J J T T T T T K K T T

Buy Buy Buy Buy Buy Buy Matured Buy Buy Matured Matured Matured Buy Buy

07/01 / I 0 07/02/10 08/02/10 09/01/I 0 10/04/10 12/01/10 03/17/10 04/01/10 04/01/10 06! 18/10 09/16/10 10/08/10 04/01/10 04/01/10

J J J J J J J K K J J K J J

A A A

I. Income Gain Codes: (See Columns BI and 104) 2. Value Codes (See Columns CI and D3) 3.Value Method Codes (See Column C2)

A =$ ,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2 500 G =$i 00,001 - $1,000,000 K =$15,001 -$50~000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,000

~1 =$1,0o0,00! : ~5,ooo;ooo
L =$50,001 - Sl00,000 P I =$ I ,O00,OOl - $5,000;000 P4 =More than $50,000,000 S =Assessment W =Estimated

H2 ~;1~ ~a. $5~ooo,ooo


M =$ 00,00!- $250;000 P2 =$5i000,001 - $25,000,000 T ~Cash Market

FINANCIAL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/2011

VII. INVESTMENTS and TRUSTS - income, value, transaetions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period

(1)
Place "(X)" after each asset exempt from prior disclosure
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(~)
Type (e.g., buy, sel!,, red~mptiofi)

(2)
Date Value mm/dd/yy Code2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
86. 87. State of Louisiana (START Program) Africk Investments, Inc. A
C

(5) Identity of buyer/seller (if private transaction)

Interest
Dividend

J
M

T
U Buy 05/24/10 L

li Income Gain COdes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B:$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O :$500,001 - $1,000;000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,00 ii $Si0001000 L =$50,001 - $1001000 ....

D =$5,001 - $15,000 H2 ~More than $5,000,000 M ~S]00,001 : $250,000

E =$15,001 - $50,000

m =$~000 00~, $5,000;000


P4 =More
S =Assessment W =Estimated

~ =$5;000;00~ - $25,000,000
T --Cash Market

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/~2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 11 of 11

Name of Person Reporting AFRICK, LANCE M.

Date of Report 6/10/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ LANCE M. AFRICK

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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