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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court, SDNY 5a. Re|tort Type Ichevk appropriate type~ [~ Nomination, l-~ Initial .... D~.te i ~"~ Atmual ~ Final

Report Required by rite Ethics


in Government Act of 1978

(5 u.s.c..pp..~161.~]t)
3. Date of Report 03/22/2010 6. Reporting Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name, first, middle initial) Stamon, Louis L. 4. Title (Arlicle lII judges indicate active or senior stares: magistrate judges indicate full- or part-time) Senior District Judge

5b. ~ Amended Repofl 7. Chamb~ or Office Addr~s ~.S. Cou~ho~c 500 Pearl Slrec New York, NY 10~7 8. On ~h bas~ of the information contained in this Report and any modificafion~ pe~aining thereto, it is. in my opinio., in compliance with applicable laws and regulations. Rev ewlng Officer Date

IMPORTANT ~TES: The instructions accompanying this ~rm must be followed. Complete all parts,
checkbtg the NONE box for each p~ where you have no rt~ortable information. Sign on l~t page.

I. POSITIONS. m*~,,-,~z,~d,v,~-oto-~y; ~pp. 9-13offihng tn~tructmn~.)


NONE (No reportablepositions.) POSITION
I. Trust # 1

... NAME OF ORGANIZ~TION/~TiTY


~ . "~

3.

""

~..)

.,

5.

NONE (No reportable agreements.) DAT.U, PARTIES AND TERMS

1. 2.

Stanton, Louis L.

FINANCIAL DISCLOSURE REPORT

!~ ....

of PtrsonReporting

DalofRepor~ 03/22/2010

Page 2 of 7

Stun,on, Louis L. [

III. NON-INVESTMENT INCOME. tRwor, i,g individual and spau.,e; see pp. 17-24 of f!ling i .......
A. Filers Non-Investment Income
NONE ~o reportable non-investment income.)

,ions.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

~CQME
(yours, not spouses)

B. SpOllSe~s Non-lnvestm ent Income - ~f y,,,, we, married during anyl,orth}n of the reporting year~ camp&re this section. (Dollar amount not required ~xcept for honoraria.)

[~

NONE ~o reportable non-investment income.)

SOURCE AND TYPE


I.

2.
3. 4.

IV. REIMBURSEMENTS -transportation. lodging.fi,od, ,,tertal


NONE (No reportable reimbursements.) SOl IRCF.. DATE~ I.OCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting

Date of Report

Stanton, Louis L.

03/22/2010

V. GIFTS. NONE (No reportable gifts.) SOURCE 1. 2. 3. DESCRIPTION VALUE

5.

VI. LIABILITIES. a,,~t,d,, ~o,~ ~/ ,~ ....... a dependent children; xee pp. 32-33 of fillng inxtructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

~ .....

IPersoa Reporting

D~teofRcpor|

Stanton, Louis L.

03/22/2010

VII. INVESTMENTS and TRUSTS - i ........ t.e, t ........ tions (Includes those orsF ........ d dependent children; scepp. 34-60 of filit,g instruction.~)
NONE ~o reportable income, assets, or transactions.)

A.
Dc~hpdon offsets (including t~t ~sets) Place "(X)" after each asset exempt from prior disclosure

B.
Income during ~ reining ~riod Am mat Type (e.g.. : CMe 1 I div.,rent. (A-H) [ or i~t.)

c.
Gro~s value at end of reporting peri~ Vak~e Code 2 (J-P) ;

D.
Transactions dung re~ing pcri~ ~ e e m~ddl)~ Code 2 : (J-P) [~ Gain Code 1 ~ (A-It) Idcnti~ of buyer,seller (if private I !

1
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15. 16. 17. Arlington NY Cent Schl Dist. Series B 4% due 12/15,13 NYS Twy Auth Hwy Bridge Rev B bonds 3.625% due 4/1113 As Trustee of Trust #I -Fed Strips -Morgan Stanley Bank -MS Global DivGrowthA -~.anguard Index 500 C E D Mg Active A~sels Tax-flee Trust MS Global Div. Growth A IIL.k-US Treas. Fed Strips zero coupon -Morgan Stanlcy Bank Chase Bank Pfizer, Inc. common Citibank accounts Vanguard Index 500 US TreasuryNote due 2115/10 NYS Dorm Auth U. of Rochester 5.25% Bonds due 7[ 1/15 B A C E C A C

Int./Div. Dividend None M M O

] Value [ T)~e (e.g., Meth~ [ buy, sell, Code 3 r~mption) [ , (o-w) T T T

None Dividend Imerest Dividend Interest Intcrest

J K K M O

T T T T T Sold (part) Redeemed (part) 3/18 8/26 K L A

Interest Interest Dividend

L N O

T T T Sold (part) 1213 I. C

2. Val~ Codes

J =~15,~ ar

FINANCIAL DISCLOSURE REPORT


Pag~ 5 of 7

N ....

fP .....Reporting

Date of Report 03/22/2010

stanton, Louis L.

VII. INVESTMENTS and TRUSTS -- i .........

t.., t ........ tions Ittcludes those of sp ...... d dependent chad .........pp. 34-60 offiling itgtructionsO

NONE ~o reportable income, assets, or transactions.)


A. Description of Assets (including m~st assets) Place "(X)" after each as~t exempt from prior disclosure B. Income during repoaing pefod Amour Type (e.g., Code 1 ~ div.,~nt, (A-I1) orint.) C. Gross valoe at end of reposing period Value Code 2 (J-P) Value M~ Code 3 ~ T)~e (e.g., [ buy, sell, redemption) D, Transact[or~ dudng reposing

Value Gain Date mm!d&~yy Code 2 : Code I (J-P) ~ (A-H)

Identity of buyer]seller (ifpfvate

IS. 19.

NYC Genl Oblign Bonds Series M NYC Genl Obtign Bonds Ser~es J

lmerest

M L

T T

Interest

20. 21. 22.

NYC MTA Rev B 11/15/33 LI NY Pwr Auth Elec Sys Bonds Series A zero coupon 6/I/2_3 NYC Trans Fin Auth C 2/1/33

Interest None

O M N

T T T

Interest

2. Valee Codes

J ~$15,~ or I~$

K =515.00

FINANCIAL DISCLOSURE REPORT Page 6 of 7

N .... fP .....Reporting

Date o[Report

Stanto,,, I,ouis I,.

03/22/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIALpage 7 of 7 DISCLOSURE REPORT LX. CERTIFICATION.

Name of Persnn Reporting

I! Date03!22/2010nt Report

[ Slanton, Louis L.

I certify that all information given above (including information pertainiug to my spouse and minor or dependent children, [f any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provishms permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of girls which have been reported arc in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Cnnfercncc regulations.

Signature

NOTE: ANV INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR AND CRIMINAL SANC~fIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original mad 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544