AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization USDC FOR THE NO DIST OF CALIF
5a. Repor~ Type (check appropriate Ope) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..6ff 101-111)

I. Person Reporting (last name, first, middle initial) WILKEN, CLAUDIA 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time)

3. Date of Report 05/15/201 I

6. Reporting Period 01/01/2010 to 12/31/2010

US DISTRICT JUDGE, ACTIVE

5b. [] Amended Report

7. Chambers or Office Address 1301 CLAY STREET OAKLAND, CA 94612

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ,~ith applicable laws and regulations.

Reviev, ing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete a/l parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. mevorti.# individual only; seepp. 9-13 of filing instructions.)

D

NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY
TRUST #3 TRUST #4

1. 2. 3. 4. 5.

TRUSTEE TRUSTEE

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
NONE (No reportable agreements.) DATE
1. 2. 3.

PARTIES AND TERMS

Wilken, Claudia

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting WILKEN, CLAUDIA

Date of Report 05/15/201 I

III. NON-INVESTMENT INCOME. ( ne~o,a.g indi,id,al ond spo,se : see pp. 17-24 of filing instructions.)
- A. Fliers Non-Investment Income

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf ~,ou were married dmqng any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

[-~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

SALARY FROM GOVERNMENT EMPLOYMENT

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE_
STATE BAR OF CALIFORNIA

DATES
2/19/10-2/21 / 10

LOCATION
YOSEM tTE, CA EDUCATION

PURPOSE

ITEMS PAID OR PROVIDED

MEALS AND LODGING

3, 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting \VILKEN, CLAUDIA

Date of Report 05/15/201 !

V. GIFTS. a,clud~ ,ho~e ,o ~po,s, a,, d,ren,ent cl, ild, on: se, r. 2S-31 olfiling instructionsO NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

V I. L I A B I L I T I E S. an~lud~ those o/~,ous~ an~ de,~n~n, ~hildren; see pp. 32-33 of filing instruction&) NONE (No reportable liabilities.) CREDITOR
I. 2. 3.
4.

DESCRIPTION

VALUECODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting WILKEN, CLAUDIA

Date of Report 05/15/201 I

VII. INVESTMENTS and TRUSTS - i.co~e. ~ol~e, ,,~,~oa~o,~ ancl~de$ ,hose olspo.se an~ ~ependon, children; see pp~ 34-60 of filing instructions)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting p~riod (1) (2) ] Amount Type (e.g., Code 1 div., rent, (A-tl) or inL) Gross value at end of reporting period (0 Value Code 2
(J-P)

Transactions during reporting period (1) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(2) Value Method

Code 3

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Wells Fargo Bank accounts Schwab US Tsy Money Fd Schwab CA Muni Money Fd IRA #I: Wells Fargo Advantage Govt IRA #1: Fidelity Equity Income Fd IRA #1: Dreyfus International Stock Index Fd IRA #I : Dreyfus Small Cap Stock Index Fd IRA #2: Schwab US Tsy Money Fd IRA #2: Schwab Value Advantage Fd IRA #2: Dodge & Cox Income Fd IRA #2: Dreyfus International Stock Index Fd IRA #2: Janus Fund IRA #2: Vanguard 500 Index Fd IRA #2: Wells Fargo Advantage Govt Sec IRA #2: Ishares Tr Russell 2000 IRA #2: Ishares S&P Midcap Index Fd IRA #3: Schwab Deposit Account

A A A A A A A A A B B A B C A A A

Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest

J J K J K J J J L K L J L M K K K

T T T T T T T T T T T T T T T T T Open 03/31/10

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Colum~ CI and D3) 3. Value l4ethod Codes (See Column C2)

A =$1.000 or less F =$50.0~1 - $100,000 J =$15.000 or less N $250.0~1 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1.000.000 K =$15.13(11 - $50.000 O =$500.001 . $1.000.000 R ~ost (Real Estate Only) V =Other

C =$2.501 - $5,000 Ill =$1.000.0~1 - $5,0(~.000 L =$50.001 - $100.1300 P I =$1,000.001 - $5,000.0~0 P4 =More than S = Assessm,"~t W =Estimated

D =$5.001 - $I 5.000 112 =More than $5.090.000 M =$10~.001 - $250,000 P2 =$5.000.001 - $25,000.000 T ~h Market

E $15,001-$50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting WILKEN, CLAUDIA

Date of Report 05/15/201 I

VII. INVESTMENTS and TRUSTS - i, come, value, ~a,~actlo,~ anc~ude~ thos, o/spause and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting i~riod Gross value at end of reporting period Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value m~dd/yy Code 2 (J-P)

0)
[ Amount [ Code I [ (A-H)

(2)
Typ~ (e.g., div., rent, or int.)

O)
Value Code 2 (,LP)

(2)
Value Method Code 3

(5)
Gain Code I (A-ll) Identity of buyer/seller (if private transaction)

18.

Schwab Value Advantage Fd Schwab US Tsy Money Fd

A A

Dividend Dividend None None None J J J T T T

Closed
Closed

07/26/10 07/26/10 01/25/10 01/25/10 04/07/10

K J J J J

20. 21. 22. 23.

Trust #3: Schwab 529 Aggressive Trust #4: Schwab 529 Moderate Trust #4: Schwab 529 Moderate

Buy (addl) Buy (addl) Buy (addl)

I. Income Gain Codes: (see Columns BI and D4) 2. Valt~ Codc~ (See Columns CI and D3) 3. Value Method Codes ISce Column C2)

A =$1.000 or less F=$50.001 - $100,000 J =$15.000 o~ less N =$250.001 P3 =$25.0OO.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,0O I - $ 1.0~0.000 K =$15.001 - S50.000 O =$500.001 - $1.000.000 R =CoS~ (Real Estate Only) V =O~her

C -$2,501 I11 =$1.000.001 - $5.000.000 L =$50.0~1 PI =$1,000.001 - $5.000.000 P4 ~More thzn $50.00~.000 W =Estimated

D =$5.001 - $15.000 112 =More than $5.0~0.000 l,t =$1t~.001 - $250.000 P2 -$5.000.0OI - $25.000.00(I T -Cash Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting WILKEN, CLAUDIA

Date of Report 05/15/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting \VILKEN, CLAUDIA

Date of Report 05/15/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S]

CLAUDIA WILKEN

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544