Académique Documents
Professionnel Documents
Culture Documents
1. P~n Repo~g ~t ~e, f~ mi~ i~ti~) ~O~, St~hen S. 4. Ti~e (A~le III ~dg~ in~ active or se~o~ s~ms; magis~a~judges indica~ ~ or p~-~e) C~cuitJ~ge, SeniorS~s 2. Co~ or O~aniza~ N~ Ci~uit ~ of~pea~ 5~ Re~ Type (ch~k appropriate ~pe) ~ N~i~fio~ ~ I~fial 5b. ~ Amend~Re~ 7. Chamberx or ~ce Add~ U.S. ~o~e 550 W. Fo~ S~eet, R~m 667 Boise, Id~o 83724 j & On the b~is of~e iafermafioa eoataia~ in ~i~ Repo~ and any modificatio~ pertaining the~, it i~, la my opiaio~ ~ compliance with appficable laws and Date_ ~ A~I Da~ ~ F~ 3. Date of Re~ 05/01~010 6. Repo~ng Pe~od 01101~ to !~1~
Renewing Offi~
~[AME OF ORGANIZATION/ENTITY
Boise Philhan-nonic Association & Foundation
Esther Simplot Performing Arts Center
Childrens Home Society o~o
Trott, Stephen S.
[ NameefPersoa Reporting
Date ef Report
Page 2 of 10
I
SOURCE AND TYPE
Los ~geles C0~ty ~lifomia Retirement
"Highwaymen~ LLC, R~ord Sales & Perfo~anee Fees
~COME
(yore, not $12,~.~
$2,0~.~
3.
4.
B. Spouses Non-Investment Income - If ~,ou ware married during any portion of the repotting.roar, complete thi~ sction,
(Dollar amount not required except for honoraria.)
[~
1. 2.
3. 4.
[~
NONE (No reportable reimbursements.) ~OURCE DATES LOCATION ]PURPOSE ITEMS PAID OR PROVIDED
I. 2. 3. 4. 5.
DateofRcport
XROa-r, Stephen S.
05/01/2010
V. GIFTS. (inctudes those 1o spouse and depende~ childr~-n; set pp. 2a-31 of fdlng inslructlons~)
NONE (No reportable gifts.) SOURCE I. 2. 3. 4. 5. DESCRIPTION VALUE
VI. LIABILITIES. a,,ct,,d~, ~o,, oZpo" "nd aop,,dont children; $t pp. J2-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR I. 9. 3. 4. 5. DESCRIPTION VALUE CODE
FINANCIAL DISCLOSURE REPORT Page 4 of 10 VII. INVESTMENTS and TRUSTS [~] NONE
r~ ....
fPersen Reporting I
DateofReport
TROTT, Stephen S. [
05/01/2010
A.
Dese~ption of~B
B.
~come d~ng
C.
Gro~ ~lue at end
D.
Tms~fions d~g ~po~ing pe~od
~ing ~ 0) (2)
I Amount ~ Ty~ (e.g.,
offing p~ O) ~).
Value Value
O)
T~ (e,g.,
(2)
Da~
(3)
(4)
(5)
Id~li~ of
V~ue Gain
exe~t~mpfiordi~lo~re
~C~el (A-H)
div.~L or ~L)
Code2 (J-P)
buy,~ll, r~ptioa)
~d~
Aaio GIo~ Intl F~d EQII JET~ Calamos Growth Fund Class A CVGRX Calamos Growth Fund Class A CVGRX Dodge Cox lnfl S~ Fd DODFX Dodge Cox [ntl Stk Fd DODFX Growth Fund of America Class F GFAFE Growth Fund of Amcrica Class F GFAFE Ishares MSC1 EAFE Index Fund EFA [shares Russell Iviid Cap Value Janus Adv Mid Cap Value CI I JMvAX Legg Mason Value Trust TRInc NAV LMNVX Lcgg Mason Value Trust TR lnc NAV LI~D4VX Mutual Series FD Inc Discovery Fd CL A TEDIX Pimco Commodity - Real Return Stratigic Fund - PCR1X Pimco Commodity - Real Return Stratigic Fund o PCRIX Schrocder Muni Bond Inv SMBIX
D D D D D D D D D A A D D A A A A
Divi~Bd Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J
Buy
01/15/09
(part)
Sold
09/01/09
(part)
Sold
09/01/09
Sold
(pan)
Sold Sold
J J J J
A A A
J J J J J J K
T T T T T T T
Buy
Sold (part)
09/01/09
J J J J A A
1. Incom~ Gain C.od~ (S~ Cohmmz Value ~.~o~ ($~ Columas CI Valu~ Method Cod~ (Set Colunm C2)
A --$1,000 ~ less J P.t -$25,000.001 - $_~/,000,000 Q ~Apprals~ U ~Book Value P4 ,-Mor~ than $50,000,000 S -Ass~s~men~ W ~F.~imat~l
T -Cash Market
s ....
fPer$oa Reporting
Date of Report
TROTF, Stephen S.
05/01/2010
NON~ ~o reportable income, ~sets, or tra~actions.) A. Desertion of As~ (~l~g tm~ ~ts) Place ~" a~ ~h ~set B. In~ ~ng rc~ng p~d C. Gro~ value at end ofrepo~ng p~ D. Tr~sactio~ du~ng ~ing p~
O) ] (2)
~ount [ T~e (e.g.,
0)
Value
(2)
I V~oe
T~ (e.g.,
0)
@)
Date
Value
O)
(4)
Gain
(~)
Identity of
18. ! 9. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31.
TCW ~S Inc TGL~ Total Bond F~d TCW FDS Inc TGLMX Total Bond Fund TCW FDS lno TGLMX Total Bond Fund TCW FDS lnc TGLMX Total Bond Fund Vanguard Index Trust 500 Portfolio Inv Fd VFINX Vanguard Index Trust 500 Portfolio Inv Fd VFINX Vanguard Index Tr Small Cap STK Portfolio lnv NAESX Vanguard Index Tr Small Cap STK Portfolk lnv NAESX Vanguard Index Tr Small Cap STK Porlfolic Inv NAESX Vanguard Mid Cap Index Fd CL 1 VIMSX Vanguard Mid Cap Index Fd CL 1 VIMSX Vanguard Municipal Bond Fund InterTerm Vanguard Minicipal Bond Fund Inter Term VWITX Vanguard Municipal Bond Fund Intcx T~rra I VWlrX
A A A A D A A A D D A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J l I J J J .f J
T T T T T T T T T T T T T
J J J J A
(p~t)
Sold (part)
07/29109
07/29/09 09/01/09
J J
A A
(p~)
Sold
09/01/09
02105/09 03124/09
J J A
A
A A
Dividend
Dividend Dividend J T
Sold (part)
Sold
04/02/09
06/11/09
J
J"
A
A
1. Income Gain Codes: (See Columns BI and D4) 2. Value Co~s (See P_.ohmm* CI and D3) 3. Value Method Cod~ (.~e Column C2)
A =$1,000 o1 le~ F --$50,~01 - $100,000 J -~$ I =~,000 o lest N ~$250,001 - 1500,000 F3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - 11,00~,000 .K ~$15.~ I - $50,000 0 -$500,00 i - $ 1,000.000 R ,=Co~t (Real Esutt Ottly) V~
C-$2.501 - $5,000 HI ..,$1,000,O01 - $5,000,000 L ~/50,001 - $100,000 P l =$I,000,001 - $~,o00,000 P4 =Motx than S -.Ksscssn,~ W =Estin~ted
Date of Repo~
05/0~2010
VII. INVESTMENTS and TRUSTS -~o~.oo ~.t~o, ,,o~sact~o,~ a~aua,~ ~ose o~,s~.~ u.a ~o~ ~u~,~; ~o~ ~,v. ~;-~
C. Gross value at end ofreporllng period D. Tramaction~ dining reporti~g period
O)
Amount
(2)
Type (e.g.
O)
Value
(2)
Value
O)
Type (e.g.,
(2)
Dat~
(3)
Value (J-P)
(4)
Gain i (A-H) Identity of
Code l
(A-H)
div. rent,
or inL)
Code 2
(I-P)
buy, sell,
redemption)
buyer/seller
(if private
Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Short Term VWSTY Vanguard Municipal Bond Fund Short Term VWSTY Bond~ - Boise Idaho Waste Water
A A A A A A D B A
J J .1 J J J J J J
Buy Sold (part) Sold (part) Buy Buy Buy Buy Buy
J J J J J J J J A A
Janus Fund JANSX Janus Growth & Income JAGIX Artio Intl Equity Fund II JETIX Calamas Growth Fund Class A CVGRX Calamas Growth Fund Class A CVGRX Cash & Money Market - Evergreen US Gov~ Portfolio Dodge Cox Intl STK Fund DODFX
B B A A A A A A
K K J J J K J J
T T T T T T T T Sold 09/01/09 J
A
(part)
Sold
i09/01/09
TROTT, Stephen S.
05/0112010
VII. INVESTMENTS and TRU STS - into.e, ~ue. ,..n..aio.. anet.Z~s tSo.. o[~ro~ ~ dtpend~m child--; set pp, 34-60 offing
NONE (No reportable income, assets, or transactions.) A. Des~pt~n of Asse~ (incl~ing ~st ~) Pl~e "~)" aRcr ~ch ~t exempt ~om pr~r di~lo~r~ B. ~me during re~ng p~ Amount I T~ {e.g., C~ i I ~v., renk (A-It) or inL) C. Gross value at e~ of reposing Value C~e 2 (J-P) V~ue Mc~d Co~ 3 (Q.~ T T T T T T Buy 03/24/09 J Sold (part) 09/01/09 J A T~ (e.g., b~, sell, ~dempfion) D. T~t~ d~ng r~g
Date m~
Gro~h F~d American F~d - CI~s F Janus Advisers Ser Adv Mid Cap CI ! JMVAX Legg Mason Value Trust TRIne NAV LMNVX Legg Mason Value Trust TRlnc NAV LMNVX Mutual Series FD Ine Discovery Fd CL A TEDIX PIMCO Commodity Real Return PCRIX
A A D A A A
J J J J J J
58. 59.
60. 61. 62. 63. 64. 65. 66. 67. 68.
PIMCO Commodity Real Return PCtLIX PIMCO Funds Pac hat Tola.I Return PTTRX
PIMCO Funds Pac Int Total Return PTTRX PIMCO Funds Pae Int Total Return PVIRX PIMCO Funds Pac lnt Total Return PTTRX TCW Funds Inc TGMLX Total Return TCW Funds lnc TGMLX Total Return TCW Funds Inc TGLMX Total Return Vanguard Index Trust 500 Portfolio hay Fund VFINX Vanguard Index Trust 500 Portfolio Inv Fund VFINX Vanguard Index TR Small Cap Stock Portfolio NAESX
A A
A A A A A A A A A
Dividend Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J
J J J J .1" .1" J J l
T T
T T T T T T T T T
Buy
07/30/09
Sold
(part)
Buy Sold Buy Buy Sold
J J J J
(pan)
12/07/09 J
Sold (part)
07/29109
Date of Report
PageFINANCIAL8 of 10 DISCLOSURE REPORT [ TROTT, S~ephen S. VII. INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.)
A. Dc.~cription of Ass~ (including trust assets) Plac~ "(X)" after each asset exempt from prior disclosure B. Incom~ during rep~rtJng p=riod O) (2) Amount Type (.g., Code 1 div,, rent, (A-IO or int.) C. Gross valu~ at end ofreporllng period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T T T Sold Sold (part) Sold K T 03/24/09 04/02/09 06110/09 J J J A A A Buy Buy 06/10/09 09/02/09 J J O) Type {~g., buy, sell, redemption) D. Transactior~ during r~porting period (2) O) (4) Date Value Gain mra/dd/yy Code 2 Code I (J-P) (A-H)
05/01/2010
Vanguard Index TR Small Cap Stock Portfolio NAESX Vanguard Mid Cap Index Fd C! 1 VIMSX Vanguard Bond Index VBMFX Vanguard Bond Index VBMFX Wcstem Asset Cor~ WATFX Westcm Asset Core WATFX Western Asset Core WATFX Western Asset Core WATFX IRA - US Bank Cash Equivalent
A A D A A A A A C
J J J J K K J
Sold (part)
07/29/09
1. Income Gain Codes: (See CoJurm~ B I ~ad IM) 2, Value Cad~ (~ Columm CI and D3) 3. V~ M~bod Ce~ (See Column C2)
A --$1.000 orle~ F =$50,00 t - $100,000 ..~ -$15,000 or K~g N =$250,001 - $500,000 P3 =$2S,ooo,001. $50,000,0~0 Q =Al~raisal U ~Book Val~
B =$L001 - $24.q)0 G ~$100,001 - $1,000,000 K ~$ I 5,1~01 - $50,000 0"~$5~0,0017 $1,000,000 g ~.?z~t (Real ~ Only) V -~Ottm-
C ~,2,~ 1 - $5,000 H I -$1,000,001 - $5,000,000 L -$50,0~ I - $I00,000 P1 ----$1,0~0,001 P4 -Mor~ than .~ -A~~meat W ~E4;timat~
E ~$ I 5,001 - $50,000
T ~ Marke~
Dat of Report
05/01/2010
Date of Report
Page 10 of 10
IX. CERTIFICATION.
I TROFF, Stephen S.
05/01/2010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory propulsions permitting non-disclosure, 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U,S.C. app. 501 et. seq., 5 U.S.C., 7353, and Judicial Conference regulations.
Signature_
NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
U.S. FEDERAl COURTHOUSE 550 WEST FORT STREW, ROOM 667 BOISE, IDAHO 83724-0040
Chambem of
STEPHEN S. TRO~
United States Circuit Judge ~
Judge Bobby R. Baldock, Chair Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 Re: Judge Stephen S. Trott Calendar Year 2009 Filing
i~
Dear Judge Baldock, In response to your letter of June 15, 2010, I submit the following. The asset listed on my 2008 Financial Disclosure Report on Line 44, Part VII, "Investments and Trusts," identified as "Bonds-Canyon County Idaho School," belonging to my spouse, was sold (redeemed) on July 30, 2009, with a "value" under D. "Transactions during reporting period" of"K," and a "gain" of"A." Please confirm your receipt of this information.