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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
[] Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
Edward R. Roybal Federal Building and Courthouse 255 East Temple Street Suite 660 Los Angeles, California 90012
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
POSITION
I. 2. 3. 4. 5. Trustee Trust # 1
NAME OF ORGANIZATION/ENTITY
II. A GREEMENTS. meroni,,g inuividu~t onO,; se~ rr. ~-~ o.t:ati,,g instruc,io,,~)
[~] NONE (No reportable agreements.) DATE PARTIES AND TERMS
Kin_q, Geor_qe H.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income
~]
2. 3. 4.
B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
o ~Jlr|~.~o (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
DESCRIPTION
VALUE
VI. LIABILITIES. (includes those olspouse ,nd dependent children; see pp. 32-33 of f!ling instructlon~)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes tho.~e of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent,
(A-H) or int.)
Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J N J L J T S T T T
Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P)
(4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)
In Trust # 1 Financial Credit Union-FCU (In Trust #1) Real Estate Prescott, AZ Wells Fargo Savings Universal Life Insurance (State Farm) (Y) Adventrx Pharmaceuticals Inc. (DC) Ajisen Holdings Ltd. (Misnamed in 2008 Ajiseu Ramen~ Andre Juice Co. Ltd.~ Yantai North) Anhui Expressway~ Applied Energetics Asian Environment Holdings Ltd. 6AZO (Australian Dollar Futures) 6AZO (Australian Dollar Futures) Bangkok Bank Public Co. Ltd. Bangkok Dusit Medical Services Co. Ltd Bank of America Bank o f America Beijing Capitol Airport Co. Ltd.~
A D A B
A A A
Sold
11/03/10
Sold
11/03/10 J
Buy
11/16/10 L
10/14/10 L
L L J
1. Income Gain Codes: (See Colunms BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N-$250,001-$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O $500,001-$1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L -$50,001 - $ 100,000 PI $1,000,001-$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2=$5.000,001-$25,000,000 T ~Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
(A-H)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 !. 32. 33. 34.
BHPBilliton Ltd. Chaoda Modem Agriculture Holdings China Blue Chemical Ltd. China Foods Ltd China Overseas Land & Investment Ltd. China Water Affairs Group Ltd. 6CHO (Canadian Dollars Futures) 6CHO (Canadian Dollars Futures) CLFI (CrudeOil Futures) CLFI (Crude Oil Futures) CLZ0 (CrudeOil Futures) CLZ0 (Crude Oil Futures) CLZ0 (Crude Oil Futures) Dongfong Electric~ Dongfong Electric ~ A A A Dividend Dividend Dividend None None None L L T T None ] A A A A A Dividend Dividend Dividend Dividend Dividend None T J J T T
Sold
01/05/10 K
Sold Sold (part) Sold Buy Sold Buy Sold Buy Buy Sold (part) Sold (part) Sold Sold Buy
10/25/10 01/19/10 11/30/10 02/04/10 01/13/10 11/17/10 11/18/10: 11/16/10 11/17/10 11/17/10 10/06/I 0 10/21/10 11/03/10 03/15/10
J J J J J L L L L L J J J L
A B B
I. Income Gain Codes: (See Columns B I and 134) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N-$250,00I -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100,001 - $1,000,000 K $15,001-$50.000 O $500,001 - $1,000,000 R =Cost (Rcal Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 -$5,000,000 P4 More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market
E =$15,001 -$50,000
VII. INVESTMENTS and TRUSTS - i.co.,e. ,,,,t,,e. ,ra.~.cao.~ a.ct.de~ tho~e q.Vo..~ a.d av.a~,,t c~,ita.n~ ~ ~. 34-60 of filing instructions,)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" aftei" each asset exempt from prior disclosure B. Income during reporting period (2) (1) Amount Type (.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
ESZ0 (S&P mini Futures) ESZ0 (S&P mini Futures) ESZ0 (S&P mini Futures) ESZ0 (S&P mini Futures) 6EZO (Euro Futures) 6EZO (Euro Futures) 6EZO (Euro Futures) Fidelity Cash Reserves GFFI (Feeder Cattle Futures) GFF I (Feeder Cattle Futures) Hainan Meiland Airportiil " A HEZ0 (Hogs Futures) HEZ0 (Hogs Futures) HGF1 (High Grade Copper Futures) HGFI (High Grade Copper Futures) HGZ0 (High Grade Copper Futures) Hung Kong Aircraft Engineering Co. Ltd. A A
None None
L L L L M M M Rollover to Broker # 1
None
Buy Sold
M K
T T
Buy
Buy Sold
12/03/10 11/24/I 0 11/03/10 11/30/10 11/23/10 12/10/10 12/01/10 11/I 6/10 11/03/10
L L J K K M L L J
A
Dividend None
None
Buy Sold
None Dividend
Buy Sold
I. Income Gain Codes: (See Columns B 1 and D4) 2. ValueCodcs (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F -$50.001 - $100,000 J $15.000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K=$15,001-$50,000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V =Other
C ~$2,501 - $5,000 H 1 =$1,000,001 - $ 5,000,000 L=$50,001-$100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H 2 = More than $ 5,000,000 M $100,001-$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - i.come, v.t.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
O)
Type (e.g., buy, sell, redemption)
(2)
(3)
(J-P)
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60.
61.
Hong KongDollars Humana Hyflux Ltd. Broker #1 (IRA) lshares SilverTr Ishares(SLV) Ishares SilverTrlshares (SLV) lshares SilverTr Ishares (SLV) lshares Silver Tr Ishares (SLV) Ishares SilverTr lshares (SLV)
Kerry " Properttes Ltd. ~:: ~ ~:~Y~ "~ A
L J J O J
T T T T T
(part)
Sold
11/16/10 K
J J J J L
Dividend
J J
T T Buy Buy Sold (part) 02/04/10 05/21/10 01/05/10 11/03/10 11/19/10 I 1/19/10 I 1/01/10 J J K J K K K
62. 63.
64.
Market Vectors ETF TR Gold Miners EFT (GDX) Market Vectors ETF TR Gold Miners EFT
(GDX) Market Vectors ETF TR Gold Miners EFT
None None
(GDX)
65. Meilan Airport Co Ltd
~i~ ~.
Dividend
66.
None
67.
68.
Futures)
None
Buy
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (Scc Column C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250.001 - $500,000 P3 $25,000,001-$50,000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$ 50,001 - $100,000 P I =$ 1,000,00 t - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
King, George H.
VII. INVESTMENTS and TRUSTS - inco,.e, vaJae, transactions (includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (ArH) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period (l) Type (e.g., buy, sell, redemption)
(2)
(3)
(J-P)
(4)
(A-H)
NGZ0 (Natural Gas Dec. 2020 Futures) NQZ0 (E-Mini NASDAQ 100 Dec. 2010 Futures) NQZ0 (E-MiniNASDAQ 100 Dec. 2010 Futures) NQZ0 (E-MiniNASDAQ 100 Dec. 2010 Futures) NQZ0 (E-Mini NASDAQ 100 Dec. 2010 Futures) NQZ0 (E-Mini NASDAQ 100 Dec. 2010 Futures) Pershing Government Account (Broker# 2) Petroleo Brasileiro
Powershare DB Multi Sect Com TR Powershare DB Ag FD Com Uni Prime Fund-Capital Reserves-Money Market. (Broker # 2) Progen Pharmaceuticals Ltd Ordina~ Shares IAIN (DC) Proshares TR Ultra Short S&P 500 FD
Sold None None None Buy Buy Buy Sold Sold B A Dividend Dividend None None None None None None M J T T Sold Buy Buy Sold Sold None Buy Sold Sold
B Rolled into # 78
01/05/10 K 01/05/10
01/05/10 02/10/10 J
Proshares Tr Ultra Short Finis (SKF) Proshares Tr Ultra Short Finis (SKF) Proshares Tr Ultra Short Finis (SKF) Proshares TrUltra Short Finis (SKF) Proshares Ultrashort Lehman Bros. 20 yr (TBT)
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 $25,000,001-$50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G -$ t 00,001 - $ 1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H t =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =M ore than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, ,,atue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96.
Proshares Ultrashort Lehman Bros. 20 yr (TBT) Proshares Ultrashort Lehman Bros. 20 yr (TBT) Proshares Ultrashort Lehman Bros. 20 yr (TBT) Proshares Ultrashort Lehman Bros. 20 yr (TBT) Proshares Ultrashort Lehman Bros. 20 yr (TBT) Shenzhen Expressway Co. Ltd. Shangri-la Asia Ltd.~ Shimao Properties Holdings Ltd. Shui On Land Ltd.~i~ ,~ Shui On Land Ltd.~t Sinoenergy Corp. Com New A A A A A
Sold
Sold
Sold
Sold (part) Sold (part)
11/03/10 J
10/13/10 10/21/10 J J J
SPDR Gold Tr Gold Shs (GLD) SPDR Gold Tr Gold Shs (GLD) SPDR Gold Tr Gold Shs (GLD)
Buy
01/27/10
02/04/10 02/10/10
J J
100. SPDR Gold Tr Gold Shs (GLD) 101. SPDR Gold Tr Gold Shs (GLD)
05/07/10 K 05/21/10 J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 orlcss F =$50,001- $100,000 J =$15.000 orlcss N =$250,001- $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G=$100,001- $1,000,000 K =$15,001 -$50,000 O=$500,001 -$1,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501- $5,000 HI =$1,000,001- $5,000,000 L =$50,001- $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =Morethan $5,000,000 M=$100,001- $250.000 P2 =$5,000,001- $25,000.000 T =Cash Markct
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; sce pp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
Transactions during reporting period
(l)
Type (e.g., buy, sell, redemption)
(2)
(3)
102. SPDR Gold Tr Gold Shs (GLD) 103. SPDR Gold Tr Gold Shs (GLD) 104. SPDR Gold Tr Gold Shs (GLD) 105. SPDR Gold Tr Gold Shs (GLD) 106. Swire Pacific Ltd A~ 107. Telik Inc. 108. Thai Beverage Public Co. Ltd. 109. Tong Ren Tang Technologies Co. Ltd.
110. Travel Sky Technologies~ 111. Tsing Tao Brewery Co. Ltd. 112. Uni-President China Holdings Ltd ~ 113. Uni-President China Holdings Ltd 114. Univanich Palm Oil Public Co. Ltd
L J J J J
D C C C C
Sold
Dividend None
J Sold
Sold Sold
11/03/10 J
11/03/10 11/03/10 J J
B B D A C
A A A A A
Sold Sold
10/28/10
11/03/10 J
115. ZC (Corn futures) 116. ZC (Corn futures) 117. Zhejiang Expressway 118. ZL (Soybean Oil Futures)
A
Buy Sold
K K A A K
Dividend None
Sold Buy
1. Income Gain Codes: (See Columns BI and 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J=$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K= $15,001 - $50,000 O=$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V -Other
C -$2,501 - $5,000 H 1 =$1,000,001 - $5,000.000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssn~eat W =Estimalcd
=$5,001 - $15,000 H2 =More than $5,000,000 M -$ 100,001 - $250,000 P2 -$5,000,001 - $25,000,000 =Cash Markc!
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - inco,~e, v.l.e, tran.sactions (Includes those of.spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 Transactions during reporting period
O)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code l (J-P) (A-H)
(Q-W)
I 19. ZL (Soybean Oil Futures) 120. ZS (Soybean Futures) 121. ZS (Soybean Futures) 122. ZW (Wheat Futures) 123. ZW (Wheat Futures) None None Sold Buy Sold Buy Sold 11/18/I0 11/18/10 11/18/10 K L L
11/02/10 K 10/29/10 K B
I.Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A=$1,000 orlcss F =$50,001- $100,000 J =$15,000 orlcss N =$250.001- $500,000 P3 =$25,000.001 - $50,000,000 Q=Appraisal U =Book Value
B =$1,001-$2,500 G $100,001 -$1,000,000 K =$15,001- $50,000 O=$500,001- $I,000,000 R =Cost(Real Estalc Only) V =Other
C =$2,501- $5.000 H 1 =$1,000,001- $5,000,000 L =$50.001- $100,000 P1 =$1.000,001- $5,000,000 P4 =More than S =Asscssmcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100.001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001- $50,000
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544