Vous êtes sur la page 1sur 10

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Bloch, Alan N.


4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization USDC/WDPA


5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 04/25/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Senior U.S. District Judge

15b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

Suite 8370 700 Grant Street Pittsburgh, PA 15219

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)


D NONE (No reportablepositions.) POSITION
1. Member, Ameritus Board of Directors

NAME OF ORGANIZATION/ENTITY
Make-A-Wish Foundation of Western Pennsylvania (non-profit corporation)

3. 4. 5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Bloch, Alan N.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting Bloch, Alan N.

Date of Report 04/25/2011

IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~ NONE ~o reportable non-investment income.)
DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~


(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

~-]

NONE ~o reportable reimbursements.)

SOURCE
Academy of Trial Lawyers of Allegheny County

DATES
10-6-2010 to 10-8-2010

LOCATION
Farmington, PA

PURPOSE

ITEMS PAID OR PROVIDED

Attend the Annual Retreat Room and meals

3. 4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting Bloch,

Date of Report 04/25/2011

Alan N.

V. GIFTS. ancludes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. andudes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DE S CRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Bloch, Alan N.

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ~2) ~l) Amount Type (e.g., Code 1 div.. rent. (A-H) or into C. Gross value at end of reporting period (t) Value Code 2 (J-P) (2) Va ue Method Code 3 (Q-W) (t) Type (e g, buy, sell, redemption) D. Transactions during reporting period (2) (3) " (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-p) (A-H)

Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Pa. Horsham Township Sewer Authority Philadelphia Pa. Gas Works Bond (12th Series) Pa. State Higher Education Facility Bond Pa. State Higher Education Bond Montgomery County Bond Philadelphia IDA Airport Bond Philadelphia Authority Bond Pa. Turnpike Bond (Series B)

A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest J K J J K K K T T T T T T T J T J J J J T T T T

Redeemed 01/04/10 Redeemed (part) 05/17/10

J J

Redeemed 11/15/10

Redeemed 11/15/10 J

Lewistown Borough Water Authority Bond A Pine Richland School District Bond Sto-Rox School District Bond A A

Redeemed 01/04/10 J Redeemed 07/I 5/10 J

Stroudsburg Penn Area School District Bond B Pa. State Higher Educ. Assistance Agency A A B B B

(B/E)

Harrisburg PA Parking Authority Bond Pa. Turnpike B/E OY Bond Pa. State Finance Auth. Beaver Cty. Bond Fairview School District Bond

i lnc0me Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A --$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $ 1,000,000 K -$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 HI =$1,000,001 = $5,000,000 L =$50,001 - $100,000 P I =$1,000,00 i : $5,000,000 P4 =More than $50,000,000 S =Assessment w =Estimated

D =S5,001 - $15,000 : H2 =More than $5~000~000 M =$100~001 ~ $250;000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

N ame of Person Reporting Bloch, Alan N.

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" al~er each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g.. div.,rent, or int.) C, Gross value at end: of repoSing period (1) Value Code 2 (J-P) (2) D. Transactions during reporting period (5) Identity of buyer/seller (if private "aansaction)

(2) (3) (4) (!) ..... Type (e.g~; Date Value [ Gain Value Method ..... buy~sell,: : mm/dd/yy Code 2 Code 1 Code 3 redemption) (J-P) (A-H) (Q-W)

18. 19. 20: 21. 22.


23.

Adams County Bond Dauphin County Bond Delaware Cty. IDA Sub. Water Authority Bond Mt. Lebanon School District Bond Lower Merion School District Bond
Altoona PANTS Series A Bond

A A A A A
B

Interest Interest Interest Interest Interest


Interest

J J J J J
K

T T T T T
T

24. 25. 26. 27.


28.

All, Cty. Hosp. Dev. Auth. Bond (Mercy Hospital) Philadelphia PA Auth. (Series B) Bond Scranton PA Gen. Obligation (Series B) Bond Norristown School District Bond
Gateway School District Bond

B B A A
A

Interest Interest Interest Interest


Interest

K K J J
J

T T T T
T

29. 30. 31. 32. 33. 34.

Meyersdale Area School District Scranton Penn School District Bond Economy Pa. Municipal Sewer Authority Abington School District Bond Pa. State Ref. Project (I st Series) Bond Fairview School District (Series B) Bond

A A A A A A

Interest Interest Interest Interest Interest Interest

J J J J K J

T T T T T T

1~ Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 3 =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2~500 G =$] 00,001 - $1,000,000 K ~$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1=$1,000~00 ! - $5;000,000 L =$50,001 - $I00,000 P 1 =$ 1,000,001 - $5,000~000 P4 =More than $50,000,000 S =Assessment W =Estimztcd

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$I00,001 - $250,000 P2 =$5,000;001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting BIoch, Alan N.

Date of Report 04/2512011

VII. INVESTMENTS and TRU S TS - income, valae, transactions (Includes those of sp ....
~-~ NONE (No reportable income, assets, or transactions.)

and dependent children; see pp. 34-60 of filing instructions.)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46.

Philadelphia Gas Works (5th Series) Ambridge Penn Area School District Plum Borough School District Garnet Valley School District Chestnut Ridge School District Iroquois School District Philadelphia Pa. School District Southeast Delco School District State Public School Building Authority State Public School Building Authority State Public School Building Authority Philadelphia Pa. School District

A A A A A A A A A B A B A A A B B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J J J J J J J J J K J K J J K K K

T T T T T T T T T T T T T T T T T

47. Spring-Ford Area School District 48. 49. 50. 51. State Public School Building Authority Pa. State Higher Education Drexel University Philadelphia PA Water & Wastewater Series B Bond Aliquippa PA School District Bond

1. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1;000 or less F =$50,00 ] - $100,000 J =$I 5,000 or Jess N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15~001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI=$ ,000,00 -$5;000i000 L ~$50i001 - $100,000 Vl =Sl;000;001- $5,000,000 P4 =More than $50;000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2=M0retha~$5;000;000 M =$100;001 ~ $250 000 P2 =$5;000i001 L $2~i000~000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting Bloch, Alan N.

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - ineo,~e, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

Gross value at end

Transactions during reporting period

(including trust assets) Place "(X)" after each asset exempt,from prior dise!osure

reporting period (1) (2) O) Amount "lZype (e.g.. Code l div., renL
(A-H) or int.)

of reporting period (2) El) (2~ (3) Type (e.g., Value Value buy, se|l~ Code2 Method
(J-P) Code3 ~edi~mp-d0il~

(4) Date ...... Value Gain mm/dd/yy C0de 2 Code 1


(.LP) (A-H)

Identity of buyer/seller
(if private

transaction) 52. 53. 54. 55. 56. 57. 58. 59. 60.
61.

Mahanoy PA Sewer Authority Bond Mars PA School District Bond Greater Johnstown PA Water Bond Erie PA Water Authority Bond Altoona PA Area School District Bond Pa. State Turnpike Commission Bond

A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest


Interest

K J

T T Redeemed 07101/10 J

J K J J

T T T T

West Mifflin PA Area School District Bond A Pa. State Higher Education Facility College & Univ. Bond Uniontown PA Area School District Bond
Erie PA Water Authority Water Bond

A A
A

J
J

T
T

62.
63.

Altoona PA Area School District Bond


Reading PA School District Bond

A
A

Interest
Interest

J
K

T
T

Buy
Buy

01/11/10
01/11/10

J
K

64. 65. 66. 67. 68.

New Kensington PA Sanitary Authority Bond Coatesville PA Area School District Bond Reading PA School District Bond North Versailles Township Sanitary Authority Bond lnterest-PNC Bank- Checking;~ ~ Pgh.

A A A A A

Interest Interest Interest Interest Interest

J J J J J

T T T T T

Buy Buy Buy Buy

05/28/10 07/07/10 07/19/10 10/21/10

J J J

1 ~ Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15;000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1i001 ~ $2;500 G =$100100i - $1,0001000 K =$15~001 - $50,000 O =$500,001 : $1;000,000 R =Cost (Real Estate Only) V =Other

C=$2,501 - $5~000 HI =$ i000~00 ~ $~;000,000 L =$50 00i ~ $i00 000 : Pi =$i~000,00i ! $~i00~i00D ..... P4 =More than $50~0001000 S =Assess~efit W =Estimated

D =$5,001 -$15,000 H2 =Mor~ than $5~000,000 M =$100,001 ~ $250;000 P2 =$5,000i00]- $25,000,000 T =Cash Market

E =$15,001 $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting Bloch, Alan N.

Date of Report 04/25/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during

Place "CA)" after each asset exempt from prior disclosure

(1) Amourtt Code I (A-H)

(2) Type (e.g.~ div., rent, or:int.)

(1) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W)

(1) Type (e.g:, buy, sell, redemption)

(2) (3) (4) Date: Value Gain mm/dd/yy Code 2 Code 1 (J~P) (A-H)

(5) Identity of buyer/seller (if private transaction)

69. 70. 71o 72. 73. 74. 75. 76. 77.

Vanguard Pa. Insured Tax Free Fund Pimco High Yield Fund Class A Bell South 7% preferred stock J.P. Morgan Chase 7% Shares Bond Fund of America American High Income Trust First Trust Preferred Income Series 38 Unit Trust Capital Income Builder Class A of American Funds Income Fund America, Inc. Class A of American Funds

B A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K J

T T Redeemed 10/01/10 J

J J J J J J

T T T T T T Sold (part) Buy Buy Buy 10/06/10 09/09/10 11/24/10 11/24/10 J J J J

1. Income Gain Codes: (See Columns B I and D4) 2. Valuc Codes (See Columns CI and D3) 3. Valuc Method Codes (See Column C2)

A =$L000 0r le~s F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =AppraisaI U =Book Value

B =$I,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000;000 R =Cost (Real Estate Only) V =Other

=$2,501 - $5,000 1 =$1,000,00 ~ - $51000i000 =$50,001 - $100,000 1 =$ !,000,001 - $5,000,000 P4 =More than $50,000,000 =Assessment W =Estimated

=$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Bloch, Alan N.

Date of Report 04/25/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)

FINANCIAL DISCLOSURE REPORT Page 10 of 10 IX. CERTIFICATION.

Name of Person Reporting Bloch, Alan N.

Date of Report 04/25/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.SoC. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Alan N. Bloch

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, NoE. Washington, D.C. 20544

Vous aimerez peut-être aussi