Académique Documents
Professionnel Documents
Culture Documents
~,. ~/20m
.~o ~o
~ Annual
~ Final
fib. ~ Amended Repo~ 7. Chamber~ or Office Address U.S. District Court 3 12 North Spring Strec~ Los Angelcs, CA 90012 8. On the basis of lhe information contained in ~his Report and any modifications perlainin~ ~here~o. it is, in my opinion, in compfiance ~ith applicable laws and regulalions.
Dale
IMPORTANT NOTES: The instructionx accoml,ato4ng this]brm must be.followed. Complete all parts. checking the NONE box for each part r~here you have no reportable information. Sign on tast page.
I. POSITIONS. m,,o~a,~,
~ NONE ~Vo r~:~ortablepositions?
PQSIT1ON
1. Member, Board of T~stccs
~AM~OF ORGANIZATIQN/ENTITY
No.on Simon Museum
2. Trustee
Tnts~ ~ I
4.
,." :
--<
:i ?
Pfaelzer, Mariana R.
o~.,oru~o,,. 514."2010
DATE
I. VARIOUS
INC~E
(.yours, no~ spouses)
g~ 73.60800
B. Spouses N on-Investment i ncome - If.van were married during an "!,ortism ~Fthe reportitr.~, year. complete thi.s t~ction. ~ NONE 0Vo reportable non-investment income.) SOURCE AN]) TYPE
1\:. REI M B U RSEM ENTS ...... . ..... i,,., ~,,d~i.x ~,,,,,~ ......... i
NONE L~"o re!~ortahl(: ,eimbu~avement.v.)
SOL2RCE
DATE~
LOC-2TION
PURPOSE
3.
4. 5
Pfaelzer. Mariana R.
5/4/2010
])ESCRII?.TION
\ALLIE
4. 5.
NONE (No reportable :iabiiiliea...~ CREDITOR [)ES(~ "RIPT ON" VALUE. CODE
2. 3. 4. 5.
of Pe ...... Reporting
DzteofReoort 5!4/2010
VII. INVESTMENTS and TRUSTS - i ........ ~=,,., ........ ~,,,., ,J,,ao~,.~,h,,.,,, ~i.,-, ........... ~.,,e,,a ...... ~,~ ..... ,,,.~,..~-~o
NONE L~;o reportable income, assets, or transaction3.)
(1}
(2~
11)
(2)
~li
~t
131 ....
I 2 3 4. {. 5
C D
A ~ G
~
6. 7 8. Wells t;argo Cuglodv Account g I -header - Zemth National Insurance Co. Common -Shares Wells Fargo CA Tax-Free Money Market Fund ~ IO. i1 12 ~3. 14. 15. I~, - CA State 5.0% ~;1:09 - ("A Sta,c 5.0% 3"l/Oq- }{] (.,k State 50% 2,1/09 {{{{{{{{ ] - (A S,mc a q", 2:109 - CA Infrastructure & Econ 50% 10iI.q)9 - CA Slate 5.0.,, &ti09 - CA Sta~c 5.0% 4q."09-
D A D D C C ( 1) C C
Dividend Dividend lnlercsl Interest interest In,crest Imcr~sl Interest Interest Imsres~
M M
"I
! 0~01 ."09 03/O1/O9 03"01/0) 2.1 i09 ~ 2."1..09 10.q IlY 6."1.09 4/I/09~
L M 1. i_
L L
Date of Report
Pfaelzer, Mariana R.
5;4/2011.t
II. IN ESTMENI S and TRUSTS - i,,,. ......... J,,c., ....... ,io,,, (Includes th ...... [sp ...... a dependent ct, ildren: see pp. 34-60 ,qfiting i ........ ions.)
NONE (No reportahle income, assets, or tranxact~ons.) . D,
18 19. { 20. 21. 22. 23. 24. 25. 26. 27. i 2g. 29. 30. 31.
- CA State Dco Water Res Power 5.5% - CA State 6% !2q*09 -~ - CA State Economic 5% 7/ :{N - ~ - Riverside CA Sewer Roy 7% g;l/09 - Fresno CA Unified School t)ismc~ 4.5% 5/t/I 0 -~ - CA S~tc 4.0% 6/1)10 - CA State 4.0% 2/1 ~10 - CA State 4.0% I i/Ill0 -~ - CA Statc 5.0~, 21 0 - (TA Stale 5.0% 2.lgl I - CA State 5.75% ~. 1/I I -I - CA Stale 5.75% 10.,"l.](J - C~N Slate 5.0% 4q q 0-: - CA State ..... ,,, =. hi0 ]
B C C B B C C B (" B (" C C D
tntcrcs~ lalcrest lmcrcs{ tntercsl Interest Interest Ialerest Interest lnmrcs~ lntcrcs~ interest Interest l,tcrest Interest
06/15/09
6;15109 6q 5/09
M M
34.
("
Into es
Sold
6/15!09
"
I)a,<ofReporl
~l~l,.r. M,ri..a R,
.V4,20~0
VII. INVESTMENTS and TRUSTS - i ......... ! ............. ions anelude~ th ..... sI~ ....... d &Tend .... I, ird ......... pp. 34-60 of filing i ........ tio,s:,
~] NONE (No reportable income, assets, or transactions.)
c ................
(I~ ~ (2~ ~I) 12)
r> ..................
,~3~ ~4} ............. ~5) ~
tran~mtitm)
- CA S~atc 5 75Z, 5;I/a~~ CA Ntam l)cpamncn~ Watc~ 5.5% 5.q 10 - CA State Economic 5 .... 5" ~ ,o / 0C ~ D C B B C C D D D B D C
lnlcrcs~ lntcrest Jntercsl [nteresl lnteresI interest Interest interest lmcresl Interest lnlcrcst Interest Imeresl lnteresl h,mrcsl M [ Sold 6,~5,09 L M M M M T ... T T T Sold 61509 M N M M T T T Sold Sold Sold 04/)1i09 0/t5/U9 6115/09 L M M Sold (,"15i~ M
--
- CA Stme Ecom~mic 5.25% I/l/I } - CA State Economic 5,0% 111/II - Elk Grove CA Fin 5.0% 9/1ll0 - Los Angeles CA Muni 5.0% tlI/I I - Los Angeles CA WT 5.0% 7!t..10 - LA. (TA Antelope Valley Cou~ho~se ~.....~.,~ I 1il/10 _. Sacramcnlo (A Cil~ Fina Aut Cap Impt 5 45%6/t719~ - (A Stmc 5%- 12/1.:10CA SImc 3% - 3: l .... - CA Stale 5%-4.qql - ;} {{1 .. 1 ...... 6!1/31 -
--
51
C"
Intc~csl
Matured
I( .1/00
D~,e0f.ep,,r~
5/4/2010
VII. INVESTMENTS and TRUSTS -- ~ ........ ~ ............. ,~,,,., lncludes tho~e t~f sp ....... d dependent children: see pp. 34-60 ~[:~ling i ........ ion.,.)
NONE (?~o reportable income, assets. ~;r mun.~actions.)
Descnp~ m oAssets Inc(,mc during (.)~()s~ vah~e z[ end Transacuon$ during repot n~ period
ka~uc ~. ~de 2
~Mtle Method
[denm~. o~ buycr.selteT
152.
A [, ; In[crcs~ L T
53.
54
D B
Intcres~
55.
Intcrcs~
Sold
6/15/09
56.
r~
lmercs~
Sold
)4i~ 9!09
57.
lmcrc~
58.
59.
C
E
Interest
Interest
M
()
T
T
60
Interest
~6t. 62.
C ("
tntercsl
Matured
07/01!09
Im~r~st
Maturcd
8/17~09
63. 64.
Intcrcs~ Imc,cs,
N M
T 3
65.
lmcrcs~
66.
67.
C
C
lntcrcst
Interest
M
M
T
T
68.
Imcrc~t
N ...... fP .....
Reporting
DaleofRepart
Page 8 of 12 VII. INVESTMEN TS an d TR USTS ~ NONE .No repottable income, assets, or transactions.l
B. C D
(~"
~2)~
~1~
~2~
~1~
(2~
~3~
~4
~5)
~9. 70 71. 72. 73. 74. 75. 76. 77. 78. 70.
- US ~rcas~w5 No~cs 3.875% - 9/15/I. - US Trcasur; Notes 3 625% 1;15:10 - US TrcasuQ_ Nom.~ 3.625% - 6/15/t0 - US Treasury Notes 4.625% - 8,31.1 I - US Treasury Notes 4 5% - 9/30.t1 I - US TreasuW Notes 4.5% - 9/30/I 1 -~
E D C D D B
N M lvl M M M
- US "rrcasu~, Notes 4.625% - 10;31!1 add~ - LIS TrcasuO" No~cs 4625% - 103i/I 1 - USTrcasu~ Noms 4.875% 7/31/11 - US TrcasuD Notes 4.875% - 7/31/I I B D B Interest lnteres~ Interest M M M T T "[ Bu? a ddl ) Bn? t~u? I addl} ~,4~09 02103,;~)9 ~16.22,(b~
- US ]rcasuQ Notes 4.875% - 4~30/I I - US Trcasu~ Notes 4.S75% - 4/30,[ I - LJS Treasury Nolcs 4.875% - 430~11 -
C C C
M M M
"l T T
I) .... fReport
Pl~e~.er, Mariana R.
5/4/201
- US Treasury Notes 4.875" ~, - 5,3 I. ] t [87. 88. - US Treasury No~cs 4.g75q. - - 5:31t ~ - tJS "lrcasu~ Notcs 5.1255b - 6/301 l ((" C ("
lntetcsl Inn:rest hne~cs~ Intercg~ Interest Imcrcst C Intcrcs~ Intercs~ [ B lmcrcs~ lntercsl
M M M M
T T T T
Buy Buy ~addl) gov " .... Buy {addf) l" Redeemed Buy Buy Buy
M M M M M M M M .
M M M M M k.1 M M
T q T T T 1 T T
M M M M
~l B [ A ,X
~ add ~ , 101. - USTreasur? Notes 0.875%, -3/31111.(1% - I.15./I 2 : 15/12 A A Intcrem j ln~ercst lmcresr M M M T T "g Buy laddl) Buy Buy ! ,20/09 331/09 __ M M ""
Pthelzer, Mariana R.
5/4/20|0
VII. INVESTMENTS a nd TRUSTS -. ~ ........ ~ .......... ,~0..~ a.~.~,,,.,~o,,, oz~, ....... ~ a~,~.a~., ~i~a .........
~ NONE (No reportable income, assets, or transactions.]
~ .................................... D. ........ C
(I) ~2~ i]~ ~ (2} ~1~ 3:, (3)
(Q W ~
Buy
I I.~20/09
- US
M M M
109, 2010 gese~,oir RD lnveslors LLC-Ma~Ian( I0 II 12. "lr~st # I- hcadcr [ I 13 - Sharcs Wclls Fargo Govt Mo~ev Market fqmd
Dividend
~ ....
fPerson Reporting
Date of Report
~f~eUer. M~,i-..,a R.
5/4,20.I
I cerlify that all information given abnve (including information pertaining to my spouse and minnr or dependent cbildren, if any) is accurate, true. and complete to the best of my knowledge and belief, and that any informalion not reported was withheld because it met applicable statarory provisions permitting non-disclosure. 1 further eerti~, that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 51}1 el. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAl, WHO KNOWtNGLV AND WILFULL~ FALSIFIES OR FALLS TO FILE THIS REPORT ~dAY BE SUBJECT TO CIVIl, AND CRIMINAL SANCTIONS (5 [!.S.C. app. 104)
FII.ING INSTRUCTIONS Mail signed original and 3 additional copies Commitzee on Finaneia! Disclosure Administrative ()ft~ce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washinglon, D.C. 20544