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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court or Organization Eastern District of Louisiana
5a. Report Type (check appropriate type) [] Nomination. Date 171 Annual ~-1 Final

gepar, Required by the Ethics

in Government Act of 1978

I. Person Reporting (last name, first, middle initial) Berr[gan. Helen G.

4. Title (Article Ill judges indicate active or senior status; l~agistrate judges indicate full- or part-time) ArticlelIl Judge- Active

3, Date of Report 05110/2010

6. Reporting Period 01/01/2009 to 12/31/2009

[~1 Initial

5b. [] Amended R=port 7. Chambers or Office Address 500 Poydras Street, Room C-556 United States Courthouse 8. On tbe basis of the information contained in this Report and any modifications pertaining thereto, it Is, In my opinion, In compliance with applicable law~: and regulations.

New Orleans, LA 70130

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box]or each part where you hove no reportable information. Sign on last page.

I. P O SITIONS. (Reporting imdivlduat anly; see pp. 9-1~ of f!llng il~$truetion$.)

[---] NON E (No reportable positions.) POSITION
I. Member

NAME OF ORGANIZATION/ENTITY
Board of George & Jean Pugh Foundation: LSU Law School

2. ivlember

Board, Louisiana State University Law Center

5.

"
-:-"

7.% 7 ~

II. AG~E~NTS. (Reporting indiriduato.O,; seepp. 14-16 of filing i

NONE (No reportable agreements.)
DATE
1.

PARTIES AND T~RMS

Berrigan, Helen G.

Name of Person Reporting

Date of Report

PageFINANCIAL2 of 9 DISCLOSURE REPORT

Berr~., ~el~n C.

05/~0;2010

IlI. NON-INVESTMENT INCOME. ~g,o~t,.x ~.si,,~a,,.t.,,~ vo...; ,,.rp. ~z-~ ~,,~ i~trttctlon~)
A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE
1. 2009 2.21)09

SOURCE AND TYPE

LSU ~w School ; Teaching West So.ices; Book Royalties

INCOME
(you~. not s~uses) $ 1,500,00 $674.84

3.
4.

B. Sp o uses N o n- I n yes t m e n t I n co me - tf yo,, were married during any portion of the reporting ),ear, complete fhi$ sectiort
(Dollor o.u)~nl O,M required ~:cepl for honoraria.]

NONE (No reportable non-investmen income.) DAT~ I. 2. 3. 4. SOURCE AND TYPE

t. IV. REIMBURSEMENTS - ~,on,po~#o,,. lodging, food, entertain ....

(bwh~des those to spouse ot~d depet~de~t chlhlren: see PP. 25-27 oJ-filing instructions.)

NONE (No reportable reimbursements.) SOI IRCE 1.

2. 3.

DATES

LOCATION

Pl IRPOSE

ITEMS PAID OR PROVIDED

5.

FINANCIAL DISCLOSURE REPORT

Page 3 of 9

Berrigan, Helen G.

051101201

V. GIFTS. a.cr.a~,,t,.s~ ,o.~,o,,~ ~,,~ ~,..,,,~e., ~i~,~.,,; ~ ~p. :~-~ o/~ti.~ ~.~,~,,~,;0..~ [~] NONE (No reportable gifts.) SOURCE
1. 2. 3. 4, 5.

DESCRIPTION

[~

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2.

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Rcportlng

os/~o/2o~o

[ B~rri~,~n, Helen G.
NONE (No reportable income, assets, or transactions.)
Description of Asse~ (including I~g(IS~IS) Place(X)" a~ch ~sset .... pt f~m prior di~losu~ lneome during reining period O) [ ~2) ;Amount T~ (e.g., Codel div., ~nt, (A-H) orint.) [ A C A A A A A A C D C A B A B A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Rent Dividend Dividend Dividend Dividend Dividend Dividend Interest Gro~ value at end. of reporting period (0 (2) Value [ Value Code2 ~ Meth~ [ C~e 3 (J-P) ~ (Q~ J M K J L K J L M N M K L J K K K T T T T T T T T Q T T T T T T T D.

H) - .................... 1 (2) T~e (e.g., J Date buy, sell, r~empfion)

,3) (4) Value [ Gain (J-P)

(5, Identity of transaction)

1. 2. 3. 4. 5. 6. I 7. 8. 9. 10. I. I 12. 13, 14. 15. 16. 17.

Citigroup-Co~on Stock IBM - Common Stock T~-Continental Co~. Mutual Fund Legg-Mason Partners Fund T. Rowe Price Growth Stock Mutual Fund Dreyfous Growth & Income Mutual Fund Dreyfous Research Growth Fund - Class Z Dreyfous New Leaders Fund - Class A Liberty Financial Services N.O., LA Common Stock~ Rental Property #1 New Orleans, LAD Appraised 8/2 I/g5 Exxon Corp. Common Stock General Electric Common Stock ONEOK Common Stock Westar Energy, Inc. - Common Stock Fidelity Advison- High Yield Portfolio Class T Van Kampen - Senio Loan Fund FDCL I B Command Money Fund (Wachovia Securites)

FINANCIAL DISCLOSURE REPORT Page 5 of 9

] N .... fP ..... Repo,~i.g

I Berrtgan, Helen G.

[
[

D.,e ofaepor,
05110/2010

VII. INVESTMENTS an d TRUSTS - i.eo,,,~, ,,~,, ....... ,ions (Includes th ..... ~f sp ........ d dependent children; ~ pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description ofAssets {including tr~sl zssels) Place "(X)" ~fter each asset exempt from prior disclosure B. Income during reporting period ~Amount .~ Code I (A-H) ! Type (e.g.. div., real. orinL) C. Gross value 0t end of repoctlng period Value Code 2 (J-P) Value Type (e.g., Method buy. sell, Code3 re~emplion) (Q-W) ...... Redeemed K L J L J T T T T T Buy Buy D. Transactions during reporting peri~J - ............

Date [ Value ] Gain ] mm/dd/y), ] Code 2 [ Code I . (A-ll) I i (JP) i S----. 03/26/09 04/03/09 04/03/09 L K K A

- 7-r .........
ldenfilyof buyerlscller (ifprivale Ir~n~aclion)

IS. 19. 20. 21. 22. 23.

Bank Baroda C.D. (due 3126/09) Centinela Valley CA UN HanisCounty, TX Cultured International Paper Co. -- Common Stock ING Golden Select Guarantee Annuity Bank of America Corp. -- Common Stock A A A C A

None Interest Interest Dividend Interest Dividend

24.
25. 26. 27. 28. 29. 30. 31. 32. 33.
34.

Johnson & Johnson-- Common Stock

AT & T Common Stock Coca Cola Common Stock Dupont E.I. De Nemours -- Common Stock Fifth Third Bankcorp-- Common Slack Washington Mutual Inc. --Common Stock C~pital Income Builder-- Class A Becrigan,i~ Inc. PLC PS Plan - AT&T, Inc. Common Stock - BP PLC ADR
- Chevron Corp.

A
A A A A A A E

Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Int.,Div.

K
J J J J J K N

T
T T T T T T T

PageFINANCIAL6 of 9 DISCLOSURE REPORT I Berri~an, mien G.

]N~me

of Ptr$on Reportin~

VII. INVESTMENTS and TRUSTS - ~o.~, ~, ~,~o~ a~,,~.~,ho,,

NONE (No reportable income, assets, or tra~actions.)
Description of Assc~ 0ncluding ~t assets) ~ [ [ B. Income during ~poaing ~ C. Gro~x value al end ofreporting period D. " ....

cxcmpl from prior disclosure

Co~ ] ~ div.,ren~ (A-H) or inL) L_ I

Code 2 j Method {JP) I C~e3 i t~w)

buy, sell, red~pllon)

mmldd/~ Code 2 Code I [ O-P} ~ (A-H) [

bu~ed~ller (ifpfvale

35. 36. 37. 38. 39. 40. 41. 42. 43,

-Clec~ Co~. - Consolidated Edison, Tnc - Dom{nion Resources, lac. VA New - Falrpoint Communications - Frontier Communications - Kinder Morgan Energ-yPartnem - Penn Real Estate Investment Trust SBI - Simeon Property Group Reit Inc., New SPG -Tanger Factory Outlet

44, - Teppco Partners, Ltd. Partnership 45. 46, 47. - Enterprise Products Partners EPD - The Southern Company - Ver~zon Communications Fidelity Advisor Series 1I High Yield 49. 50. 51. - Dryden High Yield LD, Inc. Class A - Pioneer High Yield LDCIassA - Van Kampem Senior Loan Fund FD Class IB A Dividend J T Merged (with line 44)

; Liqidated & became Line 46 10!26/09 J A

2 VaIucC~~

J =11S,O~ or I~n

K -$1S.001 - S50,0OO

L -SS0.~l - $100.000

M =$1~,001 -

FINANCIAL DISCLOSURE REPORT Page 7 of 9

VII. INVESTMENTS and TRUSTS - i, .........

I r~ ...... ~pc .... ~o.~.~

! Berrigan, llelen G. 05/10/2010

t,,~. tr ......tions ancluSes those orsv ..........

d dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description orAssets (including ~t as~ts) Place "(X)" after each asse{ cxempt from prior disclosure Income d~ng repo~ing ~Hod Gross v~lue al ~nd ofreponin8 peH~ T~=aclions during rcporling ~Hod

(0

(2)
Value Code 2 (J-P)

0) ~ (2)
~ Value Monad [ (Q-w)Cde 3 [~

(~)
T~e {e.g., buy, sell. r~emption)

(2)

~ .........
Idemi~ of buycdselIer t~ction)~ifprix~e

i Amounl IT)~ (e.g., [ Code [ div., rent, or int.) [~ (A-H}

(3) Date Value Gzin m~W Code 2 C~e I (I-P) [ (A-H)

52.

-Alliance Bemstein, Inc. ~D

53. 54. 55. 56. 157. 58. 59. 60. 61. 62. 63. 64.

- American Strategic Income Portfolio, Inc. - DWS Free P,.eal Estate FD 1 I SRO - ING Primeratel-R DPR - IvIFS Charter Income Trust - Pinto High Income FD - AES TRIll 6.75% PFD Cony. due 10115/2029 - Entergy Louisiana LLC 7.6% 1st Mortgage Bonds - Geogia Power Senior Note 7/1512047 - Metlife 5.875% Senior Notes due I I/21/2033 - Sherwin Williams 7.25% (7.25) Carts Tr due 2/1/2097 Smon PPTY Group. Inc., PFD 6.00%

Columns B I and D4) Columns CI and D3)

F =$50,~1 - $1 ~.~0 N -1250.00~ -

O -$ I~.001 - $I,0~.0~

HI "$1 .~0.001 - $5,~.~

112 =More th:n $5.0~,000

PageFINANCIAL8 of 9 DISCLOSURE REPORT Berrigan, ~leten c.[

05/IO;20t0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Section Vll Section VII I, 2, gs 6,7 & 8 are parts of Helen Rober~ Berrigans USE Profit Sharing Retirement Plan FBO Helen Robert~ Berrigan #s 32 - 63, List of Stocks and Bonds in Inc. PLC PS Plan.

FINANCIAL DISCLOSURE REPORT

Page 9 of 9 IX. CERTIFICATION.

N .... f Person aepor,ing

D~te tffRcp~rt

nerri~an, helen C.

OS/~O!2010

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported wa~ withheld becau.~e it met applleable xtatutory provisions permitting non-disclosure. l furfher certify that earned income from outside emplo)~nent and honoraria and the acceptance of gifts which have been reported are in compliance with tbe provlsionx of 5 LI.S.C. app. 501 et. seq., 5 D.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suile 2-301 One ColUmbus Circle, N.E. Washington, D.C. 20544