Académique Documents
Professionnel Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S. C. app..~.~ 101-111)
[] Initial
7. Chambers or Office Address 900 Georgia Avenue, Room 253 Chattanooga, "IN 37402
8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Date
IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. (Reporting individual only; 5ee pp. 14-16 of filing instructions.)
~]
DATE_
Ed_qar, R. Allan
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income D NONE (No reportable non-investment income.) DATE
1.2010 2. 3. 4.
INCOME
(yours, not spouses) $3,819.00
B. Spouses Non-I nvestment I ncome - If you were married during any portion of the reporting)ear, complete this section.
(Dollar amount not required except for honoraria.)
~]
I. 2. 3. 4.
DATES
LOCATION
PURPOSE
V. GIFTS. Hncludes those to spouse and dependent children; see pp. 28-31of filing instructions.)
NONE (No reportable gifts.)
SOURCE. I. 2. 3. 4. 5.
DESCRIPTION
VALUE
Vl. LIABILITIES. ancl,,,m ,ho~e oSspou~, and d,p,nd~,, children; see pp. 32-33 of filing instructionx)
~]
1. 2. 3. 4. 5.
CREDITOR
DESCRIPTION
VALUECODE
VII. IN VESTMENTS and TRUSTS - inco,,o, ,al, e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period O) Value Code 2
(J-P)
redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
- Harbor International Fund 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17. - T Rowe Price New Era Fund - Harbor Capital App. Fund - Vanguard Mid-Cap Index Fund - CGM Realty Fund - I Shares MSCI Pacific Ex Japan Fund - Fidelity Value Fund - Fidelity Contrafund - Brandywine Fund - Fidelity Fifty Fund - Macquarrie Infrastructure Co. Trust - l-shares DJ US. Financial Services I-shares Brazil Index Fd JP Morgan Chase & Co 7.9% Bond Merrill Lynch & Co 6.15% Bond
B B A A A B A A
M M L L K K K K
T T T T T T T T Sold 01/13/10
Dividend None
K J K J
T T T
A A
Sold
01/13/10 K
Interest
I. Income Gain Codes: (See Columns B I and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {Sc Colunm C2)
A =$1,O00orless F =S50,001- $100.000 J =$15.000orless N =S250.0OI -$500,000 P3-$25,000,001-$50,000,000 Q =App~isal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1,0~).000 K -$15.001 - $50,000 O -$50~,001 - $ 1,000.000 R =Cost (Real Estate Only) V Other
C ~$2,501 - $5,000 HI =$1,009.001 - $5.000,000 L $50.0~)1 - $100,000 P4 =More than $50.000,000 S =A~scssment
D =$5,001 - $15,0~0 H2 =More than M =S 100,001 - $250,000 P2 =$5,000,~01 - $25,000,000 T =Cash Markcl
E =$15.001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and depertdent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period O) (2) O) (2) C. Gross value at end of reporting period (t) (2) (3) D. Transactions during reporting period (4) (5) Type (e.g., buy, sell, redemption)
Date mm/dd/yy
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
IBM Corp. 7.625% Bond AT&T Corp. 6.7% Bond Federated PrimeOblig Money Fund Staples, Inc. 7.75% Bond Cabot Corp. 5% Bond FedEx Corp. 8% Bond Roche Holding 7% Bond Conoco Phillips 5.75%Bond U.S. Treasury 3.375% note Canadian Govt 2% Bond Sel. Am. Shares Fund (IRA) Schwab Deposit Accounts (IRA) Artisan Midcap Fund (IRA) Baron Growth Fund (IRA) Schwab Total Bond Mkt Index Fund (IRA) Oakmark Equity Inc. Fund (IRA) Landus Intl. Fund
A B A
K K M
01/13/10
B B B B B A A A A
Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend None
L L J J J J J
A A A
I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (sec Columns C I and D3) 3. Value Mcthod Codes lSec Column C2)
A =$1,000 or less F =$50.001 - $100.00~ J =$15.000 or less N =$250.001 - $500.0~0 p3 =$25.0~0.001 . $50.000.000 Q -Apptaixal U =Book Value
B =$1.001 - $2,500 G =$I00.001 - $1.000.000 K =$I 5,001 - $50.000 O =$500.0~1 - $1,009,0~0 R -Cost (Real Estate Only) V =O~her
C =$2,501 - $5.00~ HI =$1,000,001 - $5.090,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,009 P4 More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000.000 M -$100,001 - $250,000 P2 =$5,000,001 - $25.0~0.000 T =Cash Market
E =$15.001 - $50,0~O
VII. IN VESTMENTS and TRUSTS - income, ,ol.e. transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instruction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (J) Value Code 2 (J-P) (2)
Value Method Code 3 (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value [ Gain mm/dd/yy Code 2 ] Code I (J-P) i (A-H)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
BMW Bank 1.8 % CD Fidelity Cash Reserves Fund (IRA) Fidelity Contrafund (IRA) Spartan Total Market Index Fund (IRA) Fidelity Div Intl Fund (IRA) Fidelity Balanced Fund (IRA) Fidelity Short Term Bond Fund (IRA) Fidelity Overseas Fd (IRA) Fidelity Growth Discovery Fd (IRA) Fidelity Strategic Inc. Fd Fidelity Dividend Growth Fd Fidelity Strategic Dividend and Income TIAA-CREF Retirement Fund TRUST#I: - Fidelity Municipal Money Market Fund - Great Lakes Chem 7% - Abitibi-Consol 7.875%
A A A A A A A
K J J K J J J
T
T
A A A A
J J J L
T T T T
Buy Buy
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Method Codes (see Column C2)
A =$ I,O00 or less F =$50.0OI - $100.00~ J =$15,0~0 or less N =$250,001 - $500,000 P3 =$25,0~1,0~1 - $50,000.0~0 Q =Appraisal U =Bc~k Value
B =$1,001 - $2.500 G =$100.001 - $1.000,0~0 K =$15,001 - $50,1)00 O =$500,0~1 - $1,000,000 R =Cost (Real Estate Only) V =Olhcr
C =$2.501 - $5,0~0 HI =$1.000,001 - $5.000.0~O L =$50,1)01 - $ 100,0~O PI =$1,000,001 - $5,000,0~0 P4 =More than S =Asscssrnent W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000.0~O M =$ I 0~,0~ I - $250.1)00 P2 =$5,009,091 - $25,~.000 T =Cash Market
E =SI5.001 - $50.0~0
VII. INVESTMENTS and TRUSTS - income, ,al, e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
reporting period
(l) Amount Code I (2) Typ~ (e.g., div., rent,
(2)
Dale mtrddd!yy
(3)
Value Code 2
(4)
Gain Code l
(A-H)
or int.)
(J-P)
(A-H)
-Gen Motors Acc 7.75% - Citigroup 6.5% - JP Morgan 6.75% - Cardinal Health 6.75% - Boeing Cap 6.1%
A A A A A A A A A A B A
Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest None
J K K J J J
J J J
T T T T T T T T Redeemed
I0/01/10
57. - Am Home Prod6.9% 58. 59. 60. 61. 62. 63. - Morgan Stanley 6.75% - Caterpillarlnc. 6.55% - Hormel Foods 6.625% - Ocean Energy 7.25% - Ford Motor Credit 7.25% - Honeywell Intl 6.125%
K J J J J J J
T T T T T
66. - Bank of America4.875% 67. 68. - Boise Cascade 7.35% - U S Treasury 8.125%
1. Income Gain Codes: (See Columns BI and I)4) 2. Value Codes (S~c Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50,001 - S 100.000 J =$15.000 or less N =$250,001 - $500,{~0 P3 -$25.000,0~1 o $50,0~0.009 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1.0~.0~ K =$15.001 - $50.000 O =$500,001 - $1,000.00~ R =Cosl (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1.0~.001 - $5.1~)0.000 L $50.001 - $100.000 PI =$1,00~,001 - $5,1~0.00~ p4 =More than $50.00~.000 S =Assessment W =Estimated
D =$5.001 - $15.000 tt2 =More than M =$100.001 - $250.000 P2 -$5,0~0.001 - $25.0~).000 T ~Cash Market
E $15,001 - $50,000
(2) (3) (4) Date Value Gain mrn/dd/yy Code 2 Code I (J-P) (A-H)
(Q-W) 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. - WalMart 7.55% - Spartan Total Market Index Fund - Fidelity Div Intl Fund - Fidelity 500 Index Fund -Fidelity Mega Cap Fd First Regl Bk Call 3.7%CD Barclays Bk Del. 2.8% CD First Chicago Bk 2.0%CD TRUST #2: - Vanguard Pacific Index Fund - Vanguard European Index Fund - Vanguard Total Stock Market Index Fund - Vanguard Prime Money Market Fund - Vanguard Short Term Bond Index Fund - T Rowe Price New Era Fund John Hancock Universal Life Insurance Policy SunTrust Bank-Accounts (x) A A A A A A B A Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest J J K J J K K K
T T T T T T
A C A A A A C A
K M K K J T T T T Redeemed L K T T 02/21/10 K
Sold (part)
04108110 J
T T
1. Income Gain Codes: (See Columns B I nnd D-I) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,0DO or less F =$50,DOI - $1DO,0DO J = $15.000 or less N -$250.0OI - $500.000 P3 =$25.DO0.DOI - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$1DO.DOI - $1.000,0~ K =$15.D01 - $50.000 O =$500.0OI - $1.000.DO~ R =Cost (Real Estate Only) V Other
C =$2.501 - $5,000 HI =$1.0DO.001 - $5.000.0O L = $50,DO I - $ I DO.000 PI =$1.000.DOI - $5.000.0~0 P4 More Ihan $50,000.000 S -Assessment W =E~.timalcd
D =$5.0OI - $15.000 H2 =More than $5,0DO,000 M =$ I DO.001 - $250.000 P2 =$5.090,DOI T =Cash Market
E =$15.001 - $50,DO0
! am Co-Trustee of TRUST #1, and Trustee of TRUST #2. Vanguard Windsor II Fund (IRA) listed on line 30 on the 2009 report is listed on line 2 in this report. IRA was consoliated with FSG Bank IRA.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544