Ao 10

Roy. 1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court (Conn.) 5a. Report Type (check appropriate type) I [] Nomination, Date [] Annual [] Final

Report Required by the Ethics

in Government Act of 1978

(~ ~ZS.C. app. 101-111)

3. Date of Report 5/13/2010 6. Reporting Period 01/01/2009 to 12/31/2009

1. Person Reporting (last ~,.ame, first, middle i~fial) Thompson, Alvin W. 4~ Title (Article LL1 judges indicate active or senior st,-mss; magistrate judges indicate full- or part-time) U.S. District Judge - Active

[] lJatia!

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in tlds Report and any modifications, pertaining thereto, it Is, |n my epinion, in compliance ~th applicable laws and regulations. Re~-iewiog Officer Date

United States District Court

450 Main Street tlarfford, CT 06103

IMPORTANT NOTES: The instructions accompanying this form must be followecL Comptae all parts, checking the NONE box for each part where you have no reportable informat~on. Sign on last page.

I. POSITIONS. ,Ropo,~g ~,,u,.~,~t o~y; s,e p~,. ~-~ oy,~,~g i,~.,ao~.~

NONE (No reportable positions.)

POSITION
l.

N~ME OF OgGAN1ZATION/ENTITY

2. 3.
4.

II. AGREEMENTS. ~a,po~a~g ~a~,o~ o~.; ~, pp. 14-16 o]~fflng

N ONE ~o reportable a~eemencs.)

PARTIES AN~ TE~MS

3.

Thompson, Alvin W.

FINANCIAL DISCLOSURE REPORT , Page 2 of 7

5;13/2olo

III. NON-INVESTMENT INCOS~E. o+evo+~g +,~++,~l :,~ ++o=~e; ,e~ pp. ++-24 os~aing i.s+u~o~)
A. Filers Non-Investment Income
NONE (No reportable non-investment income.) 1DATE SOURCE AND TYp, l~ INCOME (yours, not spouses)

B. Spouses Non-Investment Income - if you were married during an.V pOrtion of ~e reporting yewr, complete thix st~tion. (Dollar amount not required except for honoraria)
]

[
1. 2009

N ONE (No reportable non-investment income.)

DAT_._~

SOURCE _AND TYPE

East Hartford Public Schools

IV. REIMBURSEMENTS - ~a,~w,~i~,~

(Includes those to spouse ~ dependent chi!~en: see pp. 25-2 Z of f!l~g ir~t~ctio~.)

~
I.

N ONE ~o reportable reimbursements~)

SOURCE
~MSecfion of B~iness Law ABA~ Committee on Disaster Response and Preparedness ABMCommittee on Disaster Response and Preparedness ABA/Section of Business Law ABA/Section of Business Law

DATES
J~uaw 15-18, 2009

LOCATION
Sconsdale, ~izona

P~OSE
Midwinter Co~cil Meeting Disaster Response and Prepaxedness Meeting Disaster Response and Preparedness Meeting Diversity in the Legal Profession Annual Meeting

ITEMS PAID OR PROVIDED

Travel, lodging ~d meals.

2.

February 11-12, 2009

Boston, MassachuseUs

Travel, lodging and meals.

3.

Jtme 13-14, 2009

Chicago, lllJnois

Travel, lodging and meals.

4.

June 18-20, 2009

National Harbor, Maryland

Travel, lodging and meals.

5.

July 30-August 3, 2009

Chicago, Illinois

Travel, lodging and meals.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

6. AB.4dSection of Business Law September 24-25, 2009

xhompso~, A~i~ W.
Philadelphia, Permsylvania National Conference for the Travel, lodging and meals. Minority Lawyer

5/13/2010

I PageFINANCIAL4 of 7 DISCLOSURE REPORT 1 Thompson, Alvin

[~ NONE (No reportable gifts.) S O_Q_U_tLC~

Name of Person Reporting

Date of Report [

"~V.

5/13/2010 [

DESCRIPTION

VALL~

2. 3. 4.

5.

VI. LIABILITIES. a, ct~ thos, os, ...... a dependent children; see pit 32-33 of filing ittstruc~ort~)
NONE (No reportable liabilities.) CREDITQI~
I.

DESCRIPTION

VAIiUE CODE

2.
3_ 4. 5.

I PageFINANCIAL5 of 7 DISCLOSURE REPORT [ Thompson, Alvin

~qI. INVESTMENTS and TRUSTS -~ .....

Name of Person Reporting

Date of Report [

W.

5/13/2010 ]

t~, transactians (Includes those of spouse and dependent children; see pp. 34-~0 of filing im~uetiom.)

[]

NONE

(No reportable income, assets, or transactions.)

[ Income during reporting period (l) I (2) Amount Type (e.g, Code 1 div., rent. (A-H) i orint.) Gross value at end Transactions dming reporting period of reporting period GainI (2) 1(3)1(4) (5) (~-- (~-(1) Identity of Value Type (e.g., Date Value Value buy~/selle* Code 2 Method. buy, sell. mm/dd.~ Code 2 (J-P) redemption) I (J-P) ,! (A-H) " transaction)(ifprivam Code3(Q.W) .* Continued in Part J A

Description of Assets (includLng mast assets) Place "(X)" after each asset exempt from p6oc disclosure

1. 2.

Rollover IRA, T. Rowe Price U.S. Govt Bond.c/Strips - TINT (P, BC Dain Rauscher) Vanguard Tax-Managed Growth Income Fund Webster Bank Accounts A

None Interest

T Redeemed 08/17/09

3. 4.

Dividend

T T

Interest

10.

12.

14.

16. 17.

FhNANCIAL DISCLOSURE REPORT

Name of Person Reporttn~

Date of Report

Page 6 of 7

[ T~omp~o.,.~ W.

s/13,~m0

VHL ADDITIONAL INFORMATION OR EXPLANATIONS. (~,,~,~.,~o/R,ro,~)

Par~ VII. Line I - Held in three common funds - T. Rowe Price Small Cap Fund - T. Rowe Price Value Fund T. Rowe Price Spec~m InCome Fund

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Tbo~p~oo, ~iu W.

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory prox~Isions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro~sions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature__

NOTE: ANY INDIVIDUAL WtlO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TItlS REPORT MAY BE SUBJECT TO CML AND CRIMINAL SANCTIONS (5 U.S.C. app. I04)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544