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,40 I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court (Conn.)
5a. Report Type (check appropriate type) ] Nomination, Date
[] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~,~" 101-111)

I. Person Reporting (last name, first, middle initial) Thompson, Alvin W.


4. Title (Arlicle Ill judges indicate active or senior status; magistrate judges indicate full- or pan-time)

3. Date of Report 5/I 1/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge - Active

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

United States District Court 450 Main Street Hartford, CT 06103

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe"t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P 0 S I T I 0 N S. ~R,po,i,g inalvlauat o,ly: seo p~,. 9-13 of fillng instructions.)


~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. me, o,lng indivla.at only; see pp. 14-16 of fillng instructions.)
~-] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Thompson, Alvin W.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting Thompson, Alvin W.

Date of Report 5/11/2011

11I. NON-INV ESTMENT INCOME. t R,por~ng indivlduot and spouse; see pr~ 17-24 of ~ling i~s,ru,~o,~ )
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B.. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~--~

NONE (No reportable non-investment income.)


DATE

SOURCE AND TYPE


East Hartford Public Schools

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) D NONE (No reportable reimbursements.)

SOURCE
I. ABA/Section of Business Law ABA/Section of Business Law ABA/Section of Business
Law

DATES
January 14-17, 2010

LOCATION
Indian Wells, California

PURPOSE
Midwinter Council Meeting

ITEMS PAID OR PROVIDED


Travel, lodging and meals.

2.

April 23-25, 2010

Denver, Colorado

Spring Meeting

Travel, lodging and meals.

3.

August 6-10, 2010

San Francisco, California

Annual Meeting

Travel, lodging and meals.

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Thompson, Alvin W.

DaleofRepo~ 5/11/2011

V. GIFTS. anclud,~ ,hose ,o spot, and derend~n~ childre,; s~e pp. 2S-3 ~ of filing instruction~) NONE (No reportable g~s.) SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

V I. LIABILITIES. anclude~ ,ho~e o/~po,se and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Thompson, Alvin W.

Date of Report 5/I 1/2011

lue, VI I. INVESTMENTS and TRUSTS - inc ...... transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (I) Transactions during reporling period (2) (3) (4) Value Date mm/dd~,y Code 2 (J-P) (5) Gain Code I (A-H)

Place "(X)" after each asset exempt from prior disclosure

Type (e.g.,
buy, sell, redemption)

Identity of
buyer/seller (if private transaction)

Rollover IRA, T. Rowe Price* 2. 3.


4.

None A A A Dividend Interest Dividend

O J K J

T T T T

Redeemed (pan)

01/07/10

.* Continued in Part VIII

Vanguard Tax-Managed Growth Income Fund Webster Bank Accounts Nationwide: Whole Life Policy*

* Continued in Part Vlll

5.

10.
11.

12. 13. 14. 15. 16.


17.

I. Income Gain Codes: (Scc Columns BI and D4) 2. Value Codc~ (See Columns CI and D31 3. Value Method Codes (See Column C21

=$1.000 or less =$50.001 - $100,000 =$15.000 o less =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal =Book Value

B =$1,001 - $2,500 G =$100,001 - $ 1.000.000 K =$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Olher

C =$2.501 - $5,000 Ill =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5,000.000 P4 =More than $50.000.000 S =Assessm~.mt W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000.001 - $25.000.000 T =Cash Markel

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Thompson, Alvin W.

Date of Report 5/I 1/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andlcatepartofreporO


Part VII.

Line I - Held in three common funds


- T. Rowe Price Small Cap Fund - T. Rowe Price Value Fund T. Rowe Price Spectrum Income Fund

Line 4 - Inadvertently omitted from prior reports.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporling Thompson, Alvin W.

Date of Repor~ 5/1 I12011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Alvin W. Thompson

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544