FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Rendell, Marjorie O.

4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization USCA - 3CA - Philadelphia
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report

04/28/2011
6. Reporting Period 01/01/2010 to 12/31/2010

Circuit Court Judge (Active)

[] Initial

5b. [] Amended Report

7. Chambers or Office Address

U.S. Court of Appeals 601 Market Street, Room 21613 Philadelphia, PA 19106-1598

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P 0 S I T I 0 N S. (Reporting individual only; see pp. 9-13 of filing instructions.)

~-~

NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY Avenue of the Arts, Inc. Regional Performing Arts Center School of Nursing, University of Pennsylvania Estate of Gerry Harkavy

1. 2. 3. 4. 5.

Member, Board of Directors Director Member, Board of Overseers Executdx

II. AGREEMENTS. ~,or~ng individual only; seepp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.) DATE
PARTIES AND TERMS

Rendell, Mariorie O.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 0412812011

III. NON-INVESTMENT IN C O ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Fee as Executrix of Estate of Gerry Harkavy

INCOME (yours, not spouses)

$3,500.00

1.07/15/10 2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2010 2.2010 3.2010 4.2010

SOURCE AND TYPE Philadelphia Sports Media L.P. - TV Sports Commentator Commonwealth of Pennsylvania - earnings for services as Governor City of Philadelphia - pension University of Pennsylvania - Instructor

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmeng

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES 5/13/10 08/06/10-08/08/10 LOCATION Chicago, IL San Francisco, CA PURPOSE Symposium for Civic Education Annual meeting, Panal on Civic Education ITEMS PAID OR PROVIDED
Travel

1.

Jack Miller Center

2. American Bar Assoc 3. 4. 5.

Travel, lodging

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 0~/28/2011

V. GIFTS. (lncludesthosetospouseanddependentchildren;seepp. 28-31 offilinginstructions.)

D NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. Philadelphia Orchestra Academy Ball tickets DESCRIPTION

VALUE $800.00

VI. LIABILITIES. ~tncl,,ae, tho~e oZ~pou~e und dependent children; see pp. 32-33 of fillng instructions.)
]

[
1.

N ONE (No reportable liabilities.)

CREDITOR
Cape Savings Bank, Cape May, NJ

DESCRIPTION
Mortgage on rental property

VALUECODE N

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VII. INVESTMENTS and TRU ST S - income, vutue, ~ansacaons ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

IRA#1 -Adams Harkness Sm. Cap -Artio Intl Equity Fund -Baron Growth -BlackRock Low Duration Bd -Brandywine -DFA Emerging Mkts Core Equity -DFA Intl Value -DFA one year fixed -DFA US Large Cap Value -DFA U.S. Micro Cap -DFA US Small Cap Value -Dodge & Cox stock -Federated 1-3 year US Govt Sec. -Federated Gov. Ultrashort Duration -First Eagle Overseas -Hotchkis & Wiley Large Cap Value

Dividend

P1

S01d 08/i 1/10 Buy 09/17/10

K K

Sold (part) Buy (addl)

04/29/10 04/29/10

J J

Buy (addl)

04/29/10

Sold Buy

10/29/10 K 11/01/10 K

1. InCOme Gain c~i

: A~$1,000o~leS~

: B=$1,00i 752;500

C =$2,50i : $5;000

D_-$5,00! r $!5,000

E =$15,001 - $50,000

(se~c0i~Bi ~a~)=$100~i rSl,000,~0 J =$15,~ or l~s 2. Value Cod~ N =$250 ~i ~$5~ ~ (See Col ....C1 and D3) 3. Value Method C~es (See Column C2) Q =Appraisal U =B~k Value

K=$15,~1- $50,~0 0 ~$5o0,~1 : $1,~0,~0 R ~ost (Real ~tate only) V =Oth~

HI ~i~;O~ ~$5;~,~0 L =$50~001 P1 g$~;~,~i ~0 ....

: H2~M0retha~$5:~0,~o :

s =As~fii : : : : T~mh Market W =Eai~at~d

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VII. INVESTMENTS and T RU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

-Hotchkis & Wiley Mid-Cap Value -Janus Fund -Janus Overseas Fund -Metropolitan West Total Return -Morgan Stanley Inst Emerging Markets -Morgan Stanley Inst International Equity -Royce Opportunity -Royce Value Plus -Schwab Adv Cash Reserv Prem & Cash -Third Avenue Intl Value -Thomburg Intl Value -Turner Small Cap Equity I -Westcore Intl Frontier -Westcore Mid-Cap Opportunity -Westcore Mido Growth -William Blair International Growth -William Blair Lg Cap Growth

Sold (part)

04/29/10 J

Buy (addl)

04/29/10

Sold

09/16/10 K

Buy

08/12/10 K

2 VaueCodes (seec ....C andD3) 3. Value Method Codes (see Column C2)

K--~i5,00i ~$~0;000 J=$iS0000rless N=$250001 L$500000 0~$500001~$i000i000: : P3 =$25 000.00 -$501000~000 .... R =Cost (Real Estate ohi~) Q=Appraisal .... ~ ~Other U =Book value

1.=-$5000[ $ : M~$i00;001-$250,000 : P2--$~i000,001"$2~000,000 S~i W =Estimated :: T~CashMafket

 FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VII. INVESTMENTS and TRU ST S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE

reportable income, assets, or transactions.)

35. 36. 37. 38. 39. 40. 41. 42. 43.

-William Blair Intl Smll Cap Growth

IRA #2 -FirstEagle Global Class I -Perkins Mid Cap Value -Schwab Adv Cash Reserv Prem & Cash -Thomberg Value Fund -William Blair Growth

Dividend

Buy

04/29/10

Sold

04/29/10 J

44. IRA #3 45. 46. 47. 48. 49. 50. 51. -Artio Intl Equity Fund - Baron Growth -DFA Emerging Markets Core Equity -DFA Intl Value -DFA One Yr Fixed -Federated 1-3 Yr. U.S. Govt See. -Federated Gov Ultrashort Duration

Dividend

T Sold Buy 08/! 1/10 09/17/10 J J

A

Sold Buy

10/29/10 K 11/01/10 K

E =$15,001 - $50,000 2. Value Codes (See Columns C1 aod D3) 3. Value Method Codes (See Column C2) J =$15,000 Or .... P3 =$25.000.001 - $50 000~000 Q--Ap~isai U ~B~k ValUe ~i5;00i ; $50.000 L P1 =$1i~;00! ~ $5i000;0001 P4 --M6re than $50i000i000 S =Assessment ..... W ~Estimated : ~ --$i00.001 - $250.000 P2 =$5,000,001 : $25,000,000 T =Cash Market

R :=Cost (Real Estate Only) V ~0ther

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VII. INVESTMENTS an d TRU STS - i.co~e, vat.e, trans~aions a.cludes those of spouse ~.d dependent children; see pp. 34-60 of filing instructions.)

NONE

(No reportable

income, assets, or transactions.)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-Hotchkis & Wiley Large Cap Value -Janus Overseas -Metropolitan West Total Return -Morgan Stanley Intl Equity -Royce Opportunity Fund -Royce Value Plus -Schwab Adv Cash Reserv Prem & Cash -Third Ave Intl Value -Turner Core Growth -Turner Small Cap Equity -Westcore Mid Cap Opportunity -Westcore Midco Growth Sold 09/16/10 Buy 08/12/10

IRA #4 -Adams Harkness Small Cap Growth - Brandywine Fund -Dodge & Cox stock

Dividend

2. va|ue codes
(See Columns CI and D3) 3. Value Method Codes

J =$15i0oo 0~ less
Q =Appraisal

K =$15,0ol, $50,000
R =Cost (Real Estate Only)

N --$250,001 - $500,000 ..... O:=$500~00i. $ i,000.000

(See Column C2)

U =8ook Value

V --Other

D =$5,001 - $15.01~0 C =$2,50~ - $5;000 H i =$1.000,001 - $5,000,000 H2 =More than $5,000,000 .... L =$50.001 - $100.000 PI =$1,000.00i -$5,000,000 P2 =S5;000;001 P4 =More than $50.000.000 S =Assessment T =Cash Market W =Estimated

E --$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VII. INVESTMENTS and TRU STS - income, vuiue, ~n.suctions ancludes tho~e nI~pouse ~nd dependent children; see pp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)

69. 70. 71. 72.

-Morgan Stanley Intl Equity -Schwab Adv Cash Reserv Prem & Cash

Artio Intl Equity Fund

None None A B A B A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None B Dividend K K L K L K K K J J J L T T T T T T T T T T T T

Sold Sold (part)

08/11/10 K 04/29/10 : K

A C

73. Baron Growth 74. 75. 76. Beckman Coulter Coca Cola DFA Emerging Markets Core Equity

Sold (part)

04/29/10 J

77. DFA Short Term Muni Bond I 78. 79. 80. DFA Tax Managed Intl Value DFA Tax Mgd US Mktwide Value DFA Tax Mgd US Targeted Value

81. DFA US Micro Cap 82. 83. 84. 85. Dodge & Cox Stock Federal Natl Mortgage Assoc. Federated Short Term Muni Bond Fund

Sold (part)

04/29/10

Buy 01/28/10 (addl) Sold (part) 04/29/10

K J
A

B ~$1,001 - $2,500 G =$100,00i, $i,000~000 2. Value Codes (See Columns CI and D3) 3. Value Method C~es (See Column C2) J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value O =$500.001- $1,000.000 R -~nst (Real Estate Only) v =Other

C--$2~501 ; S5~000 1 : HI --$i.000,00i ~ $~i009,000 : Pi --Sli0O0;00i ; S =Assessment W =Estin~ated : :

D--$5.001 - $15,000 H2 =More than $5,000,~00 P2 :$~;~i001 2525;0001000 T--cash Market

E =SIS,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VII. INVESTMENTS and TRUSTS - income, vnlue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

NONE (No reportable income, assets, or transactions.)

86. 87. 88. 89. 90.

First Eagle Overseas CLI General Electric - common stock GlaxoSmithKline Hotchkis & Wiley Large Cap Value Hotchkis & Wiley Mid Cap Value

A A B A A A A A A D A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

K K K K K K

T T T T T T Sold 04/29/10 J A Buy (addl) Buy (addl) 04/29/10 04/29/10 K K

91. Janus Fund 92. 93. 94. Janus Mid Cap Value Janus Overseas Fund McDonalds Corp.

K K L K K K J L K K

T T T T T" T T T Sold (part) Buy (addl) Buy Buy 04/29/10 04/29/10 08112110 04/29/10 J J K K A Buy (addl) 01/28/10 J

95. Metropolitan West Total Return 96. 97. 98. 99. Morgan Stanley Intl Equity Royce Opportunity Fund Schwab Money Market & Cash Sound Shore

A A A A A

Dividend Dividend Dividend Dividend Dividend

100. Third Avenue Intl Value 101. -Thornburg International Value 102. -Thornburg Limited Term Muni

1. lncome Gain Codes: ,See Columns BI and D4) 2. Value Codes |See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001- $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B --$L001 - $2.500 O =$t00,001 - $1.000 000 K =$15.001 - $50.000 O =$500,001 - $|.000.000 R -~;os! (Real Estate Only) V =Other

C =$2.501 - $5.000 HI =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.001 - $|5.000 H2 =More than M =$100,001 - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50.000 "

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Inch,des those of spouse and dependent children; see pp. $4-60 of filing instructions.)
[] NONE (No reportable income, assets, or transactions.)

103. Tumer Core Growth 104. Turner Small Cap Equity 105. 106. Wal-Mart Stores, Inc. 107. Westcore Intl Frontier Fund 108. Westcore Mid Cap Value 109. Westcore Midco Growth 110. William Blair Large Cap Growth 111. William Blair Mid Cap 112. William Blair Small Cap 113. 114. Rental property in Ocean City, NJ (2000 $645,000) 115. 116. State Street Institutional Reserve 117. 118.

Dividend None

T Buy Sold 04/29/10 09/16/10 K K A

A A A

Dividend Dividend Dividend None

K K K K K K K

T T T T T T T Buy 09/17/10 K

Dividend None None

Rent

P1

Dividend

Distributed 07/15/10 (part) Distributed 09/15/10

J J

A A

2. Value Codes (See Col ....CI and D3) 3. Value Method Codes (See Column C2)

J =$15 00~ or less N =$250,00i ~ $500.000 P3 =$25;000,001 - $50,000,000 Q =Appraisal U =Book Value

K =$15,001 -$50,000 0 =$500,00i r $1,000,000 R =Cost (Real Estate Only) V =Other

~i ~$ii000;~i ~i~i~0

~!~! ~ $2~;0001000

FINANCIAL DISCLOSURE REPORT Page 11 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcatepartofrepor~)

Part IV. REIMBURSEMENTS As First Lady of the Commonwealth of Pennsylvania, I have founded the Pennsylvania Coalition for Representative Democracy (PennCORD), which is committed to improving civic learning for students in grades K-12. The other founding partners of the coalition include the Pennsylvania Department of Education, the Pennsylvania Bar Association, and the National Constitution Center. Travel in and around Pennsylvania for PennCORD is paid for by the Commonwealth or PennCORD; transportation is via state owned car, bus, or plane. Part VII. INVESTMENTS AND TRUSTS

The item listed in Section VII, on line 116, is an investment asset of the Estate of Gerry Harkavy, Deceased, of which I am the Executrix. Funds were distributed to the beneficiaries on 7/15 and 9/15, and estate was closed in 2010.

FINANCIAL DISCLOSURE REPORT Page 12 of 12

Name of Person Reporting Rendell, Marjorie O.

Date of Report 04/28/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Marjorie O. Rendell

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544