AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

7. Court or Organization Ninth Circuit 5a. Report T)pe (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C app. 101-111)

I. Person Reporting (last name, first, middle initial) Ikuta, Sandra S.

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 07/27/20 6. Reporting Period 01/01/2010 to 12/31/2010

Circuit Judge

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

U.S. Court of Appeals - Ninth 125 South Grand Avenue Pasadena, Cali fornia 91105

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Rc~,oning individual only; seepp. 9-13 of filing instructions.)

D
1. 2. 3. 4. 5.

NONE(No reportablepositions.) POSITION

Trustee # I Trust # 1

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. mcpo.ing i.dividual o.ly; see pp. 14-16 of filing instructions.)
O NONE (No reportable agreements.) DATE
I. 1997 2. 3.

PARTIES AND TERMS

OMelveny & Myers Defined Benefit Plan with former law firm, no control

Ikuta, Sandra S.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting ikuta, Sandra S.

Date of Report 07/27/2011

I11. NON-INVESTMENT INCOME. (R,po.ing individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
[~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. S p o u $ e s N o n - ! n v e s t m e n t I n c o m e - lf yo u were raa tried du ring any portion of th e reporting year, complete this section~
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE self-employment earnings, freelance photographer

1.2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~

NONE (No reportable reimbursements.)

SOURCE
George Washington University School of Law 2. University of Califomia, Davis

DATES
1127/1 O- 1129110

LOCATION
Washington, D.C.

PURPOSE
Judging Moot Court competition Judging Moot Court competition

ITEMS PAID OR PROVIDED

Transportation and hotel

4/16/10-4/17/10

Davis, CA

Transportation and hotel

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting lkuta, Sandra S.

Date of Report 07/27/201 I

V. GIFTS. (Include~ thosc to spouse and dependent children; see pp. 28-31of filing instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. a.cludcs those of spouse und dependent children; see pp. 32-33 of filing instructions.)
[~ NONE (No reportable liabilities.)
CREDITOR I. 2. 3. 4. 5. Bank of America Citimortgage Union Bank Union Bank

DESCRIPTION
Mortgage on rental property, Agoura, California Mortgage on rental property, West Los Angeles, California Mortgage on rental property, West Los Angeles, California Mortgage on rental property, Santa Monica, California

VALUECODE
M M M O

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Ikuta, Sandra S.

Date of Report 07/27/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Typ~ (e.g., Code I div., rent, (A-H) or int.) Gross value at end
of reporting period

Transactions during reporting period (I) Type (e.g., buy, sell, redemption)
(2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H)

(i) Value Code 2 (J-p)

(2) Value Method Code 3

(5) Identity of buyer/seller (if private transaction)

I. 2.

ING Direct Accounts (cash equivalent) Bank of America

A A

Interest Int./Div.

J J

T T

3. Trust I -Rental Property, Agoura, California 5. 6. 7. 8. 9. 10. -50% interest in rental property, Venice, California -50% interest in rental property, W. Los Angeles, California -Investment property, Kulakai, Hawaii E E E Rent Rent Rent None E B Rent Dividend N N N N N N W W W W W T Sold Sold Sold Sold Sold Sold Closed Open 10/05/I 0 10/05/10 10/04/10 10/05/10 10/05/10 10/05/10 10/05/10 10/12/10 L L L L M L J J E B E D

-33% interest in rental property, Santa Monica, California

IRA#2 -Columbia FDS SER Tr 21st Century Fd CI A

I I. -John Hancock Classic Value Fund Class A 12. 13. 14. 15. 16. 17. -Oppenheimer Intl Bond Fund Class A -Oppenheimer Global Opportunities Fund -Van Kampen Small Cap Value FD Class A -Van Kampen Equity Tr Small Cap CI A -Pershing Government Account -CNI Money Market

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F ~$50.001 - $100.000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1.0~),0(X) K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (real Estate Only) V =O~hcr

C =$2.501 - $5,000 HI =$1.0~0,001 - $5,0~,000 L =$50,001 - $100.000 PI =$1,0~0. ,001 - $5,000,000 P4 -More than $50,000.000 S =Assessmcnl W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.000 M =SI00,001 - $250,000 P2 =$5,000.001 - $25.000.000 T =Cash Market

E =$15,001 - S50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Ikuta, Sandra S.

Date of Report 07/27/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end Transactions during reporting period

(including m.tst assets) Place "(X)" after each asset exempt from prior disclosure

reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

of reporting period O) Value Code 2

(J-P)

(2) Value Method Code 3 (Q-W)

O) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

18.

-CNI Charter Lg Cap Val Eqty-lnst

Buy Sold (part)

10/12/10 10/15/10 10/12/10 10/12/10 10/12/10 10/12/10

K J L M M J

20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

-CNI Charter Lge Cap Grwth-lnst -CNI Charter Corp Bond Fd-lnstl -CNI Charter Govt Bd Fd-lnstl CI -CNI Charter High YId Bd FD-lnstl Brokerage Account #1 -500 Index Fund Inv -Small-Cap Index Fundlnv American Funds VCSP/ColIege America 529A -Growth FundofAmerica -The Investment Company of America -Washington Mutual Investors Fund -The Bond Fund of America Brokerage Account #2 -First Allied Securities, Inc. Money Market Account -Oppenheimer California Muni Class A Open End Fund None Dividend T B A B Dividend Dividend Dividend K K L T T T

Buy Buy Buy Buy

Closed Sold (part)

12/15/10 09/15/10

J L

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes Sec Column C2)

A =$1,000 or less F =$50.001 - $100.00~ J =$15,000 or less N =$250.001 - $50~,000 P3 =$25,000,0~1 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,099 R =Cost (Real Estalc Only) V -Other

C =$2.501 - $5.000 HI =$1,000.001 - $5.090.000 L =$50,001 - $ 100.000 PI =$1,000,001 - $5,090,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D :$5.001 - $15.000 H2 =~.tore than $5.000.000 M =$ 100,001 - $250.000 P2 =$5,0~0,001 - $25.000.000 T -Ca,h Market

E :$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting lkuta, Sandra S.

Dale of Report 07/27/2011

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior dislosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div.,rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemplion) (2) (3) ] (4) Date Valueii Gain mm/dd/yy Code2 [ Code 1 (J-P) [ (A-H) [ Sold Sold Sold Sold Sold Sold 10/04/10 10/04/10 09/15/10 09/15110 09115/10 09/15110 09116/10 09/16/10 10/15110 09116/10 09116/10 L L L K K L J K J L N A C D D (5) Identity of buyer/seller (ifprivate transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-Van Kampen High Yield Muni CI A -Van Kampen Amer Franchise Fund Class A -Oppenheimer Intl Diversified FD CL A -Fidelity Advisor Leveraged Co. Stock CL t -Fidelity Advisors New Insights Fd CI T -Fidelity Advisors Small Cap Fund Class T -CNI Money Market Account -CNI Charter Lg Cap Val Eqty-lnst A A

None None None None None None Dividend Dividend J K T T

Open Buy Sold (pan)

-CNI Charter Lge Cap Gwth-lnstl -CNI Charter Cal Tx Exmpt Insti Flexible Variable Universal Life Ins Incentive Life -Eq/Common Stock Index -EQFLarge Cap Value Plus -Eq/Equity 500 Index -EQ Mid Cap Value PLUS -Eq/BlackRock Bsic Value Equity

A B A

Dividend Dividend Dividend

L N M

T T T

Buy Buy

I. I ncomc Gain Codes: (Se Columns B I and D4) 2. Value Codeg (sec Columns CI and D3) 3. Value Method Codes (Sec Column C2)

A =$ 1,000 or less F =$50,0OI - $100.000 J -$15,000 or less N =$250,0OI - $500.000 P3 =$25.000.0OI - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G -$ I00,O01 - $1.000.000 K =$15,001 - $50.000 O =$500,001 - $1,0OO.0~O R =Cost (Rcal Estate Only) V -Other

C = $2,501 - $5,000 H I =$1.0~O,001 - $5.000,0OO L -$50.001 - $100.000 PI =$1.000.001 - $5,000.1~OO P4 =More than $50,000.000 S =As:,c~sraenl W =Esfimaled

D =$ 5.001 - $15,000 H2 =More than $5.000.0OO M $100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,0OO

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Ikuta, Sandra S.

Date of Report 07/27/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions,)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 (Q-W) Transactions during reporting period

(I) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) i (4) Value i Gain Code 2 i Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

52.
53.

-Eq/Black Rock International Value

-EQ.FLarge Cap Growth Plus

54.

SeriesEE U.S. Savings Bonds

Interest

I. Income Gain Codes: (See Col urans B I and IM ) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codcs Isec Column C2)

A =$1,000 or less F = $ 50.0~ I - $ 100.000 J $15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G = $ 100.001 - $ 1.00~.0~ K $15.001 - S50.000 O =$500,001 * $1.0~0,0~0 R Cosl ~Real Estatc Only) V =Other

C =$2,501 - $5,000 H I = $ 1,000.001 - $ 5.000,000 L =$50,001 - $100,009 PI =$1,00~.0~1 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D ~$5,001 - $15,000 H 2 = More tha n $ 5.000.000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Ikuta, Sandra S.

Date of Report

07/27/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)

Part VI, Line 2: I have reported a value code for the entire mortgage amount, although I have only a 50% ownership interest. Part VI, Line 3: I have reported a value code for the entire mortgage amount, although I have only a 33% ownership interest Part VII, Lines 5 and 6: I have reported the gross value of my 50% interest. Part VII, Line 8: I have reported the gross value of my 33% interest.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

IX. CERTIFICATION.

Name of Person Reporting Ikuta, Sandra S.

Date of Report 07/27/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowiedge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Sandra S. Ikuta

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544