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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2, Court or Organization District Court - WDNC
5a. Report Type (check appropriate type) [] Nommatton, [] Init,al Date [] Annual [] Final

aeport I~equtred by the

in Government ,~ct of 1978

(5 us.c opp b"

3. Date otr Report

L Person Reporting (last name, fi~L. m|ddle imtial) Wh~mey, Frank D,

4. Title (Amcle Ill judges indicate acttve or scmor status, mag~stram judges indicate lull- or partOme) Dtstnct Judge-Aetive

5/10/2-010
6. Reporting Period 01[01/2009 to 12/31/2009

5b. [] Amended Report 7. Chambers or Office Address Charles P.. Jonas Federal Bidg 401 W. Trade St, Room !95 Charlotte, NC 28202 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it Is, in my opinion, m compliance with ~pphcable lairs and regulattons. Reviewing Officer

Date

IMPORTANT NOTES: The instructions" accompan~ing this farm mast be followed. Complete atl parts, checMng the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~or,ln~ individual only; see pp. 9-13 of fihng tnstrt, ction~.)
~ NONE (No reportable positions )

PO{;I"IION
I Member

NAME OIa ORGANIZATION/ENTITY

Whitney Propertms LLC ~%~*~~ Trust #1 Estate # I Festwal m the Park, lnc (IRC 50t(c)(3))

Power of Attorney Trustee 4 5 Adm~rnstrator D~rector

II. AGREEMENTS. (r,~,,,,,,,g ,,,a,~,d,,~ on~,:.r~,.~,~,. 14-16 of fihng instruction,.)

~ NONE (No reportable agreements) DATE PARTIES AND Tg~IS

DISCLOSURE REPORT
Page 2 of 7

I~me

of Person Re~r~|ng

Date ~f Repo~

[ Whitney, ~rank D.

IIl. NON-IN~STMENT ~COME. (Reporting individual and spouse; zee pp. 17-24 of filing i~tructions.)
A. Fliers Non-Investment Income
NONE (No reportable non-investment income )

DAT~

SOURCE AND TYPE

IN.ME
{y~urs, n~ spouses)

2 3 4

B. Spouses Non-Investment ]ncome - if you were marrted during ~ny portion of the reportiog year, complete thi~ section.
(Dollar amount no1 requzfed c-~ccpt fi~r honor ar~o)

~
I 2009 2 2009 3. 4

N ONE (No reportable non-znve+tmenl income.) DATE SOURCE AND TYPE

Self-employed k~tchen designer

South End K~tchens LLC - sala~

IV. REIMBURSEMENTS - transportation, lodglng, food, entertainment.

(Includes those to spouse aml d~,pendent chtldren, see pp 25-27 ~filmg m~tructton~ )

NONE (No reportable reimbursements.) SOURCE

[ 2 3 4 5

DATES

LOCATtON

PURPOSE

ITEMS PAID OR PROVIDED

FINAN CIAL DISCLOSURE REPORT

[ Name of Person Reporting

Date of Report 5/10/201 0 Whitney, Frank D,

Page 3 of 7

V. GIFTS. a.ct.aes
NONE (No reportable gifts)
SOURCE I 2 3 4 5 DESCRIPTION VALIJ~

VI. LIABILITIES. a.,.~u,s tno~ of ~p ...... ~ u~p,.a~,~ ,.nuu,,,; ~, pp. ~.~ qlui,z ~,~,,.,go.~.~

~
1 2 3

N ONE ~0 reportable liabiht~es.)

CREDITOR Bank oF America Bank otAmer~ea He~rs of J~ B Sp~ve~ and Leola F. Sp~vey ~ESCRIPTION Loan on Re~lal P~openy ~1, Da~idson, NC (Pa~ VII, Line I) Loan on Remal Prope~y ~ I., Sunset Beach, NC (Pa~ VII, Line 3) Loan on Rental P~ope~ #2 & #3, Sunset Beach, NC (Pa~ VII, Lin~ 4 & 5)) VALUE CO~E M N No~e

4 5

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Wh they, Frank D.

Date of Report

Page 4 of 7

5/10/20~0

NONE (No reportable income, assets, or transactions,)

A B C D

OescripOon of Assets (including tzust assets) Place "(X)" allot each ~..~et exempt from prior dtsclosure

Income dunng reporting period Amount , Code [ (A-H) Type (e.g,

dlv, merit,

Gross vaixlc at end of reporting period V,due Code 2 (J-P) ! ~aiue ~,Method Code 3 Type (e g.. buy,sell, ~xlemptton)

Trarlsarattons during reporting pertod

or mr)

I Date [ Value , Gain [mm/dd/y7 Code 2 , Code I ] (J-P) (A-H)[ ~

Identny of buycr/sellcr (if private

1 2 3 4 5 6 7 8 9. 10 II 12 !3 14. 15. 16 17

Rental Property # I, Davidson, NC Whitney Properties, LLC - Rental Property # 1, Sunset Beach, NC - Rental Propety #2, Sunset Beach, NC - Rental Property #3, Sunset Beach, NC - Bank of America business accounts (Whitney Prop LLC) Carohna Panthers Permanent Seat Ltcense Co-author book, Lexts-Nexts, Newark, NJ (no mc since2002) Bane of Amerea lnvesunent Security Money Manager Account Bank of America savmgs/checktng accts _inc~: ,,~ ~<, ,~ ~ Belk Corp Common Stock, Charlotte, NC BB&I" Equty Index Fnnd BB&T Prime Fuud Untrod Parcel Servtce Class B Fidelity Dividend Growth Standard &Poors DEP RCITS (SPY) US Payroll Savtngs Bonda

Rent None

N O PI O O K J J J

W W W W W [ W W T Closed 03/27/09 J

E E E A

Rent Rent Rent Interest None None

A A A B A A A D

Interest Interest Dlvldend Dwtdend interest Divtdcnd Dwtdend Dwidend None

J K J l K M J

T T T T T T T

FINANCIAL DISCLOSURE REPORT

~.m~ of Person Rep0rt~ttg Whitney, Frank D.

Date 0f Report 511012010

Page 5 of 7

VII. INVESTMENTS and TRUSTS -i~c"~z"e~~a~c~=a~c~"~~~"~~e~e~u~a~.~y~i~~~

NON~ ~o reportable income, ~sets, or transactions.)

.................................................~ ~ ~
(including tmsl asscks) PI:c~ "(X)" a~r ~ac~ a~ct I .... ~r,l~ng pen~ Amoral Type (~ g,

c.
of rcporlmg period Valu: V~I~

T ...................~ ..................

,
~

T#~ (e 8,

Dale IValu~ Gain ~

[dcnhty of

-Income Gain Codes

A =$1,0(~

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Whitney, Frank D.

5/I0/201

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

I. 7 8 9 I0 vii. 6. Judicial Representative to Board Legal Services of Southern Piedmont, lnc (1RC 501(c)(3)) Council Member & Treasurer Government and Public Sector Section of the North Carolina Bar Assocmt~on Advisory Member North Carohna State Bar Ethics Committee Committee Member Student Affairs Committee, UNC School of Law Board Member May 20th Society (IRC 501(cX3))

Inve~Iments and Trusts Continued A BI B2 CI C2 Di D2 D3 D4

19 Trust #1. 20 - Standard & Poors DEP RCPTS (SPY) A D~v~dend L T 21 Bank of America Power of Attorney A None J T Closed 7/20/09 J F~ducmrv Checkm8 Account 22 Estate #1 ~ ,~ passe~ away 03/09; became admm,strator 3/23/09) 23 - BankofAmencaEstateCheckmgAcc ~ ~fi~ D T

FINANCIAL DISCLOSURE REPORT

Page 7 of 7

ham. of Person R, parti~g

Oa,e at report

Whitney, Frank D.

5/10/2010

IX. CERTIFICATION.
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if an},) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provision~ of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Si

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULI,Y FALSIFIES OR FAILS TO FILE THIS REPORT M~YBE SUBJECTTO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mad s~gned original and 3 additional cap,e,,, to" Commmee on Financial D~sclosure Admimstratwe Office of the Umted States Courts Suite 2-301 One Columbus Circle, N E. Washington, D.C. 20544