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FINANCIAL DISCLOSURE REPORT

FOR CALE~AR YEAR 2009
2. Court or Organl-ation Untied States District Court 5a. Report Type (check appmprlate type) [] Nomination, [] Initial Darn [] Annual [] Final

Re~rt R~.i,~a by a,e E,mes

in Gov~me~ Act of 197~

0 u.s,c, app. ~ 1o1,110

3. Date of Report 05104/2010 6. Reporting Period 01/01/2009 to

I. Person Reporting (l~s~ name, first, middle initial) Brody, Anita B. 4. Title (Article Ill judges indicate active or senior status; magisaate judges indicate f~ll- or part-tlme) U.S. Dis~tJudge

12/31/2009

7, Chambe~ or Office Addres~ United States Courthouse Independence Mall West Philadelphia, PA 19106

5b. [] Amended Repmt 8. On the basis of the information contained In this Report a~d any modifications pertaining thereto, it i~, In my opinion, In compliance with applicable law~ and regulations, Reviewing Officer Date

IMPORTANT NOTES: ~he instructions accompan)~ng this form must be followe,~ Complete all parts,
checMng the NONE box for each part where you have no reportable information. ~ign on last page.

NONE ~o reportable positions.) POSITION NAME OF ORGANIZATION~N~

Board of Visitor, Columbia Law School ~ T~t Under Agreement of T~t ........ ]~

1. 2, 3.

Member T~e T~s~

NONE ~o reportable agreements.) ~ PAg~ES AND TE~S ~r ....

.~

1. 2.

Brody, Anita B.

FINANCIAL DISCLOSURE REPORT

Page 2 of 8

[ N .... f Person Reporting

[ Brody, Anita B.

I I

Date of Report 0510,~f2010

IH. NON-INVESTMENT INCOME. tre~,o,~ In~~.t u~,pou,,: see r~,. iZ-2 of fdin, tnstructlons4
A. Fliers Non-lnvestment Income NONE 0Vo reportable non-investment income.) DATE
1. 2009 2. 3. 4.

SOURCE AND TYPE

Commonweal~ of Pennsylvania-pension

INCOME
(yours, not spouses) $30,691.00

B. Spouses Non=Investment Income - i/you w~,~ married during a~y portion of the reporttng year. complete thL~ section.
(Dollar amount not required r_rcept for honoraria.) [] NONE (No reportable non-investment income.)

DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -t,~o.~,

(Includ~ ~ose to s~e and ~nden~ chil~en: ~e~ pp. 25-27 offding ~t~ctio~.)

NONE ~o reportable reimbursemencs.) ~ ~

M~h 27, 2009

LOCATION
New York, NY

~
~tl. B~ A~. F~e~on

ITEMS PAID OR PROVIDE~

Trans~atio~ ~ging & Meals

1.

New Yo~ Inte!leet~l Prope~ Law As~ciafion

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name ,of Person Reporting

Date of Report

I ~o~y, A,,Jt- B.

o~/o~/2oJo

NO~ ~o repomable ~ DESCRIPTION

1. 2.
3. 4.

5.

NONE ~o reportable liabiliti~.) ~ DESCRIPTION

I. 2.

3. 4. 5.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting . Brody, Anita B.

Dale of Report 05/04/2010

Page 4 of 8

VII. INVES TME NTS an d TRUSTS -~,,~,,,,~ ,~,~, r,~,,.,,,~o~ t~,,,~,~,-, ,~o,, ~f ~,o~ o~ ,~,~,,do,, ~n,~,~,,; ~,o ~,~,. s~.~o o/s~u,,~ ~,,~,~,~o,~
NONE (No reportable income, assets, or transactions.)
A. Descfil~ion ofA~ (including trust ~ssets) Place "(x)" after each assel exempt from prior iisclosure I Ii I B. Iacom~ during repoz~ag period (2) O) Amoura Type (e-R., Code I I div., r,mt, (A-H) or int.) C. Gross v~ue at end of reporting period O) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, red~nption) (2) (3) (4) Dat~ Gain Value mmldd/yy Code 2 Code I (J-P) (A-II) I (5) Identi~y or buyer/seller (if private tr~ction)

1, 2. 3. 4.

Brokerage Aeeotmt # l - Covanta Holding Corporation formerly Danielson Holding-cs - Dupont-common stock - NABORS-common stock B None Dividend None L K K T T T Sold (part) 10/I 6/09

5. 6. 7.
8. 9. 10. 1 I, 12. 13. 14. 15. 16.

- National Asset Bank-common stock - Royal Palm-common stock - Source Capital-common stock
- Third Avenue Value Fund - Third Avenue Small Capital Fund-mutual fund - Third Avenue Real Estate Fund-mutual fund - Third Avenue Intl Value FD - Butler County PA - Bond - JP Morgan TR I1 Money Market Fund Bank Accounts Wachovia - bank accounts Dime Savings-bank account A A

None None B
E B B B El

J J K
O M M M K J

W T T
T T T T T T Sold 10/16/09 K

Dividend
Dividend Dividend Dividend Dividend Interest None

(p~)

Interest Interest

K J

T T

17.

TIAA Retirement

DISCLOSURE REPORT

Name of Person Reporting [ Brody, Anita B.

Date otReport 05/04/2010

Page 5 of 8
VII. INVESTMENTS an d TRUSTS -,.co.,., ..t.., transactton~ anct~ta th ....
D NONE (No reportable income, assets, oi" transactions.)
A. Des~ptlon of Asset~ (including trust ~) Place "(X)" al~er each asset exemptfrompdordisclo~a~r I B. Income during t~lmorting period (I) Amotu~ Codel (A-H) (2) Type (e,g., div.,rent, or int.) C. Gross value at end of rq~3ttin8 p~riod (I) Value Code2 (l-P) (2) Value Metho~ Code 3 (I) Type (e.g~ buy, sell, redemption) D. Transactions during t~-porting period (2) (31 (4) Date Value mm/dd/yy Code2 (J-I)

f .~,~. and dependent chltdren see pp. 34-60 of flltng btctructlons.)

Gain Codel (A-H)

(5) Identity of buyerlseller (if private

(Q-W)
18. M~ulife (formerly John H~cock Life) None K T

~ns~caon)

19. 20. 21. 22. 23. 24.

25.

Trust #1 - Reserve Fund Primary Portfolio - Third Avenue Small Cap Value Fund - Third Avenue Real Estate Value Fund - Third Avenue Intl Value Fund - Third Avenue Value Fund lnc
- JP Morgan TR II Money Market Fund

D~vidend

26.
27, 28. 29. 30. 31. 32. 33. 34.

[Trust#2
- Vanguard Federal Money Market Fund - Vanguard Emerging Markets Stock Index Investor Shares - Vanguard Mid-Cap Index Fund Investor Sha~a - Vanguard Total International Stock Index Fund IRA #3 - Vanguard Total International Stock Index Fund - Vanguard Wellington Fund Admiral Shares - Vanguard Equity Income Fund Admiral Shares

Dividend

Buy (addl)

12/24109,

Dividend

PI

T Distributed (part) 01/21/09 K

I. Income Gain Code~. (Se Colum~ B l aa, d D4) 2. Value Cod~ (See Colura~ CI In~ D3) 3. Value Mlb0d Codes (See Cohnm C2)

A ~I.IX)0 ~" leu F -$.5~001 - $100,000 .I --~ I $,0~O or le~ N -~$250.001 - $ ~,000 P3 -g25.0~O,0Ol - $50,000,0~O Q -A~f~] U -Book Value

B ~ 1.001 - $2,~0,0 G ,.$ I O0,0(q - $ 1.0O.000 K ~-$ IS,O01 - $$0,000 O ~500,001 - $1,0~O,000 R "~o~ (R~al Fa;tare Only) V -Ocher

C -$Z501 - ~5,1X~O H I ~$1.000,{X)I - SJ,O00,0OO L =$50,O01 - $I 00.000 PI =$1,000,001 - $5,000,000 P4 =Mm~ d~ml $50.000.000 S W-E~im~ted

D ---~5DOI - $15.000 H2 ~M~n~ Ilum 15,000.0~0 M ~$100,001 - $250,000 P2 ~$5.00~.001 - $25,000,000

E -$1 ~,001. $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

VII. INVESTMENTS and TRUSTS -

r~.,., otP .... Reporting Brody, Anita 8.

DateofReport

05/04/2010

NONE ~o repomable income, ~sets. or tr~s~tiom.)

& ~i~ of As~ (~cl~ing ~t ~) P~ "(~ ~ ~ch ~t ex~pt ~m pfi~ dhclosu~ B. In~e d~ng ~ing (0 (2) Am~nt Co~ I (A-H) (I) T~e (e.g., div., ~n~ or ~L) V~e (J-~ ~ D.

(2) Value C~ 3 (Q-W)

(0 T~ (~g., r~ion)

(2~ (3) (4) Da~ Value Ga~ (J-P) (A-H)

(5) Idenfi~ of (if pilate ~tion)

35.

- Vangu~d ~set All~ation Fund Admiral

Sha~s
36. - Vm~d Mid-~p I~ex ~d A~i~ S~rcs - Vang~d P~me Money Market F~d Buy ~/15/09 M

37.

38.

Buy

10/29/09 K

39.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 7 of 8
] Brody, Anita B.

05/04/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~~,~,~,~oZRepor,)

1) Asset reported in Part VII, page 4, line 17, for "IIAA Retirement," is retirement funds for which I have no control of its investments and am not provided with any information on the earnings from this account. I am only provided with an account value which is reported in Part VII, 2) Assets reported in Part VII, page 5, lines 31-40 of prior year reporl under Trust #3, were distributed in 2009 to a new trust pursuant to my responsibility as trustee of I estate. I am not the beneficiary or have any control over these assets. 3) Asset reported in Part VII, page 6, line 37, was purchased with roltover funds received from a non-reportable retirement account

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

~.~,~ of P~tr~on Reporting Brody, Anita B.

V.tcofReporl
05/IM/2010

I certify that all Information given above (Including Information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and omplete to the best of my knowledge and belief, and that any Informatlon not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of glft~ which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulation~.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFI[ AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544