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I. Person Reporting (last name, first, middle initial) Marshall Jr., Denzil P.
4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge - Active
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
5b. [] Amended Report 7. Chambers or Office Address Richard Sheppard Arnold U.S. Courthouse - B 149 600 West Capitol Avenue Little Rock, Arkansas 72201 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followecZ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
NONE (No reportable positions.) POSITION Reporter (resigned May 2010) NAME OF ORGANIZATION/ENTITY Arkansas Supreme Court Committee on Civil Practice
2. 3. 4. 5.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~
1.2010 2. 2010
3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
D
1.2010 2.2010 3.2010 4.
[
1. 2. 3. 4. 5.
PURPOSE
V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
~ NONE (No reportable gifts.)
SOURCE
1. Bar Association of Craighead County, Arkansas Ark. State University (Student Affairs, Honors Program, College of Bus., and Poll Sci. Dept.)
DESCRIPTION
Reception with local lawyers and community members celebrating my investiture Reception with faculty, students, staff, and local alumni celebrating my appointment
VALUE
$6,500.00
2.
$2,000.00
3. 4. 5.
VI. LIABILITIES. ancludes ,hose o:spouse .nd dependent children; seepp. 32-33 of filing instructions.)
[~ NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. Coming Printing Company DESCRIPTION Niche Publications & Creative LLC~debt for printing
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) .... Amount Type (e.g., C. Gross value at end orep0~ing period (:~) Value: (2) Value (1) Type (e.g., D. Transactions during reporting period (2) Date (3) Value O-P) (Q-W) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction }
1. 2.
Lot 15B, Marshall Estates, Jonesboro, AR Lot 14B, Marshall Estates, Jonesboro, AR
None None
K K
W W
(Y)
None Interest
Interest
K J
J
W T
T
6. 7. 8.
Liberty Bank of Arkansas Account DPM Self-Directed IRA, Liberty Bank of Arkansas, Custodian ---Premature Distributions --Liberty Bank of Arkansas Money Market Fund
Int./Div. F Distribution
J J K K K K J A A A
02/02/I 0 K 02/02/10 J
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or i~Ss
F =$50,001 - $100,000 J =$15,000 or less N =$250,00] - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value G ~$i 00100i 2 ~ii000;000 K =$1~i00i ~ $50,600 O =$500~001 z $1,000,000 R ~Cost (Rea! Estaie Only) V =Other ~;i ~$1 !000;00 i ~ $5;0001000 ~ ~6;001 ~ $i001000 Pi =$i~000,00I - $5,000,000 H2 --Mbre ihan $510001000 M =$100~001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$I5,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
(including trust assets) Place "(X)" after each asset exel~pt from prior disclosure
of reporting period (!) Value (2) Value /1) Type (e.g., (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
(Q-W)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
---AT&T Inc. ---Apple Inc. ---Nucor Corporation ---Pepsico Inc. ---Toyota Motor Corp. ---Visa Inc. ---J Crew Group Inc. (Y) Fidelity College Sav. Plans,~ #1 & ~ #2 (age-based) Arkansas Judicial Retirement Plan (Y) TIAA-CREF #1 ---CREF Stock ---CREF Money Market TIAA-CREF #2 ---CREF Money Market Liberty Bancshares, Inc. Stock (Y) Bank of America Fair Fund (Y) Alliance Capital Management Fair Fund (Y) A Int./Div. J T
A Int.iDiv. J T B Int./Div. K T Sold (part) 02/02/I 0 J
1. lncome GainCodeS: A ~$ii000 0r less (see Columns B 1 and D4)F =$50;001 z $100,000 2. va~ue coats J =$15;000 or ~*ss (See Columns C1 and D3) N =$250;001 - $500,000 P3 =$25,000,001 - $50,0D0,000 3. Value Method Codes Q =Appraisal (See Column C2) U =Book Value
; B ~$ii001 z $2,500 ..... G =$100,001 - $1 ;000;000 :v. :$I5,001 - $50,000 0=$500001-$1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 -$5,000 H l =$1,000;001 2 $5,000,000 L =$50,001 - $100,000 PI =$1,000;001 - $5;000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
E =$15,001- $50,000
T =Cash Market
VII. INVESTMENTS and TRUSTS -- ineome, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
35.
A Distribution
Distributed 11/08/10 J
i: Income Gain C0de~! : (See C01umns B! a~d D4) 2. Value Codcs (See Columns C I and D3) 3. Va~ue Method Codes (See Column C2)
A =$1;000 or less F =$50;001 : $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY iNDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544