FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

I. Person Reporting (last name, first, middle initial) Marshall Jr., Denzil P.
4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time) District Judge - Active

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization Eastern District of Arkansas

5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 05/05/2011

6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address Richard Sheppard Arnold U.S. Courthouse - B 149 600 West Capitol Avenue Little Rock, Arkansas 72201 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followecZ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of J?ding instructions.)

NONE (No reportable positions.) POSITION Reporter (resigned May 2010) NAME OF ORGANIZATION/ENTITY Arkansas Supreme Court Committee on Civil Practice

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of f!ling instructions.)

NONE (No reportable agreements.) DATE
1.2010

PARTIES AND TERMS

David Newbern0 John J. Watkins, me, and West Services, Inc., publisher of Arkasnas Civil Practice and Procedure. Royalty division and co-author obligations.

Marshall Jr., Denzil P.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Marshall Jr., Denzil P.

Date of Report 05/05/2011

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE
State of Arkansas, Court of Appeals Judge Salary West Publishing, share of royalties from Arkansas Civil Practice and Procedure

INCOME (yours, not spouses)

$48,247.00 $3,758.00

1.2010 2. 2010

3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

D
1.2010 2.2010 3.2010 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Arkansas State University, salary for part-time teaching and part-time work in admissions office Jonesboro Public Schools, wages for substitute teaching Niche Publications & Creative LLC, magazine publishing and graphic design (gross)

IV. REIMBURSEMENTS --transportation, lodging, food~ entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

[
1. 2. 3. 4. 5.

NONE (No reportable reimbursements.) SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Marshall Jr., Denzil P.

Date of Report 05/05/2011

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
~ NONE (No reportable gifts.)
SOURCE
1. Bar Association of Craighead County, Arkansas Ark. State University (Student Affairs, Honors Program, College of Bus., and Poll Sci. Dept.)

DESCRIPTION
Reception with local lawyers and community members celebrating my investiture Reception with faculty, students, staff, and local alumni celebrating my appointment

VALUE
$6,500.00

2.

$2,000.00

3. 4. 5.

VI. LIABILITIES. ancludes ,hose o:spouse .nd dependent children; seepp. 32-33 of filing instructions.)
[~ NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. Coming Printing Company DESCRIPTION Niche Publications & Creative LLC~debt for printing

VALUE CODE None

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Marshall Jr., Denzil P.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) .... Amount Type (e.g., C. Gross value at end orep0~ing period (:~) Value: (2) Value (1) Type (e.g., D. Transactions during reporting period (2) Date (3) Value O-P) (Q-W) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction }

1. 2.

Lot 15B, Marshall Estates, Jonesboro, AR Lot 14B, Marshall Estates, Jonesboro, AR

None None

K K

W W

Niche Publications & Creative LLC

(Y)

Mineral Rights, Arkansas and Jefferson Counties, AR

Regions Bank Accounts A A

None Interest
Interest

K J
J

W T
T

6. 7. 8.

Liberty Bank of Arkansas Account DPM Self-Directed IRA, Liberty Bank of Arkansas, Custodian ---Premature Distributions --Liberty Bank of Arkansas Money Market Fund

Int./Div. F Distribution

Redeemed (part) Buy (addl)

01 / 12/10 01/13/10 02/04/10 02/08/10 07/01/10 07/02/10 Ol/l l/l 0

J J K K K K J A A A

11. 12. 13. 14. 15.

16. 17.

Buy (addl) Redeemed (part) Buy (addl) Redeemed (part)

---Fidelity Overseas Pacific Basin Fund

---Vanguard Fixed Income Securities Fund ---Vanguard Index Trust 500 Fund

Sold Sold Sold

02/02/I 0 K 02/02/10 J

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or i~Ss
F =$50,001 - $100,000 J =$15,000 or less N =$250,00] - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value G ~$i 00100i 2 ~ii000;000 K =$1~i00i ~ $50,600 O =$500~001 z $1,000,000 R ~Cost (Rea! Estaie Only) V =Other ~;i ~$1 !000;00 i ~ $5;0001000 ~ ~6;001 ~ $i001000 Pi =$i~000,00I - $5,000,000 H2 --Mbre ihan $510001000 M =$100~001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$I5,001- $50,000

P~ ~M6~e th~n s~0~0o0;ooo

s --Assessment W =Estimated

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Marshall Jr., Denzil P.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)

(including trust assets) Place "(X)" after each asset exel~pt from prior disclosure

reporting period (1) (2) Amount Type (e.g.,

of reporting period (!) Value (2) Value /1) Type (e.g., (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(Q-W)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

---AT&T Inc. ---Apple Inc. ---Nucor Corporation ---Pepsico Inc. ---Toyota Motor Corp. ---Visa Inc. ---J Crew Group Inc. (Y) Fidelity College Sav. Plans,~ #1 & ~ #2 (age-based) Arkansas Judicial Retirement Plan (Y) TIAA-CREF #1 ---CREF Stock ---CREF Money Market TIAA-CREF #2 ---CREF Money Market Liberty Bancshares, Inc. Stock (Y) Bank of America Fair Fund (Y) Alliance Capital Management Fair Fund (Y) A Int./Div. J T
A Int.iDiv. J T B Int./Div. K T Sold (part) 02/02/I 0 J

1. lncome GainCodeS: A ~$ii000 0r less (see Columns B 1 and D4)F =$50;001 z $100,000 2. va~ue coats J =$15;000 or ~*ss (See Columns C1 and D3) N =$250;001 - $500,000 P3 =$25,000,001 - $50,0D0,000 3. Value Method Codes Q =Appraisal (See Column C2) U =Book Value

; B ~$ii001 z $2,500 ..... G =$100,001 - $1 ;000;000 :v. :$I5,001 - $50,000 0=$500001-$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 -$5,000 H l =$1,000;001 2 $5,000,000 L =$50,001 - $100,000 PI =$1,000;001 - $5;000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5;001 -$15,000 H2 -Morethan $5,000,000 M=$100,001 -$250,000 P2 =$5,000,001- $25,000,000

E =$15,001- $50,000

T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Marshall Jr., Denzil P.

Date of Report 05/05/2011

VII. INVESTMENTS and TRUSTS -- ineome, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

35.

Barrett & Deacon 401KPlan (X)

A Distribution

Distributed 11/08/10 J

i: Income Gain C0de~! : (See C01umns B! a~d D4) 2. Value Codcs (See Columns C I and D3) 3. Va~ue Method Codes (See Column C2)

A =$1;000 or less F =$50;001 : $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

n =~1,001 : *~,500 c ~2,50,- ~5,0000 ~5,001-,l~,OOO .... ~ ~i~,001- ~50,0

G =$100,001 : $1;000,000 K =$15,001 ~ $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other HI =$1,000,001- $5,000,000 L =$50,001 - $100,000 PI =$1,000,00] - $5,000;000 P4 =More than $50,000,000 S =Assessment W =Estimated H2 =More than $5,000,000 M $100,001 : $250~000 P2 =$5,000;001 ~ $25~000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Marshall Jr., Denzii P.

Date of Report 05/05/201 l

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)

Part V I estimated the cost of the two receptions based on the refreshments provided and the number of people attending; I do not know the particulars. Part Line 3: N~che Pubhcatlons & Creative LLC-- .:~ ~; dissolved her LLC on 12/31/2010. The LLC had some gross income in 2010, but expenses resulted in a net ~ loss for the year. At dissolution, recieved the LLCs assets. Line 24: DPM IRAs J Crew Group Inc. Stock---The IRA sold this stock in August 2009, but I reported the asset on my December 2009 Nomination Report because of the applicable reporting period. Line 25: Fidelity College Savings Plans---As suggested in the filing instructions, I aggregated the lndlwdual accounts for~ My Nomination Report lists the accounts separately. Line 26: Arkansas Judicial Retirement Plan---In June 2010, after I had resigned from the Arkansas Court of Appeals, I rolled over my prior contributions to this Plan into my IRA. Line 32: Liberty Bancshares, Inc. Stock---I sold this stock in 2008, but I reported it on my December 2009 Nomination Filing because of the applicable reporting period. Lines 33 and 34: Bank of America Fair Fund and Alliance Capital Management Fair Fund---In 2009, I received a few payments from a litigation-related fund and a SEC-pr0ceeding-related fund connected with investments that I had owned in years past. I reported them on my December 2009 Nomination Report because they occurred during the applicable period. Line 35: Barrett & Deacon 401K Plan---I rolled over a small clean-up distribution from my former law firms retirement plan into my IRA.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting Marshall Jr., Denzil P.

Date of Report 05/05/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Denzil P. Marshall Jr.

NOTE: ANY iNDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544