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I. Person Reporting (last name, first, middle initial) Lake, Simeon T. 4. Titk (Article Ill judges indicate active or senior status; magistrate judgca indieam full- or part-time) U.S. District Judge (active)
5b. [] Amended Report 7. Chamber* or Office Address United States Courthou,~ 515 Rusk Avenue, R~m 9535 Houston, Texas 77002 8. On the basis of the information contained in this Report and any morliF~tion$ pertaining lhtwtto, it is, in my opinion, in compliance wi~ apgltt~ble laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instrucaons accompanying this form must be followe"f Complete all parts, checking the NONE box for each part where you ha~e no reportable information. Sign on last pag~
~
I.
NAME OF ORGANIZATION/ENTITY
Lake, Simeon T.
Date of Report
Page 2 of 9
l~ake, SimeoD T.
o3~5~olo
B. Spouses Non-Investment Income - If you were married during tiny portion of lhe rep~rllng year, cotnpl~e ~1$ sectlo~
(~l[ar amount not re~dred e~eept for ~nor~a.)
1. 2. 3. 4.
DATES.
LOCATION
PURPOSE
3.
4. 5.
Date of Repo~
Lake, Simeon T.
03/25/2010
I. 2~ 3. 4~
5.
VI. LIABILITIES. a~,~ ~,o~, o~~ ..... ~ depend,~n, children; s~ pp. 32-33 offding ~uctio~)
NONE (No reportable liabilities.) CREDITOR
I, 2. 3. 4. 5.
DESCRIPTION
VA I.UE CODE
D~te of Report
] ~, Simeon T.
03/~s/~010
NONE ~o reportable income, assets, or 9"ansactio~.) D~pfion of A~e~ [ Income during G~s ~lue at e~ Transactions d~ng re~ing ~
~ (A-H) ~
div.,~nK oriaL)
Code2 0-P)
Me~od C~c3
b~,~ll, r~e~fion)
buyer/~llcr (ifpfiva~
I. 2.
3.
A B
B
Rent Rent
Rent
N L
M
W W
W
4. 5. 6.
ren~at property #4-Houston, TX property, Washinglon Cnty, TX J.P. Morgan Chase Exxon Common Stock
A A A E
N N J PI
A C A B
B
.I K K K
L
T W T T
T
Royalty Interest, Washington County, Texas Merrill Lynch Money Mkt Acct (JR.A) AT&T Inc. Common Stock (IRA)
Novartis ADR (IRA)
IBM Corp. Common Stock (IRA) General Electric Common Stock (IRA) Intel Corp. Common Stock (IRA) Syngenta AG ADR (IRA)
B A A A
L J J
T T "1"
~eoree~ou ae~ang
Lake, Simeon T.
D~ of R~o.
03/25/2010
VII. INVESTMENTS and TRUSTS -~, .... ~u ...... a~,~ a,,a,,d~ ~h,,~ o~~t,o,,~ ~ ~ ~#~: ~ ~ s4~ o/~n~ i~
~ NONE ~o reportable income, assets, or transaction.)
.........................................................~.
D~fipfion of ~m
~[~i~ Amount ~ T~ (e.g., ~ Value C~ I div., ~n~ C~c 2 (A-H) or inL) (J-P)
-~) ~1 Val~
Mc~ Code3
o~
.....................................................
18, N~tle ~. ADR (IRA) B Dividend L
<~ .........
T
~.Y.?L ........
Fred.s, lnCo Common S~ock (IRA) Johnson & Johnson Inc. Common Stock
A A B
J K L J K .I
T T T T T T T
(~
Procter & Gamble lnc Common Stock 0RAI Washington Mutual Inc. Common Stock
24. Microsoft Common Stock (IRA) 25. 26. Air Transport Services Group, Inc. Commm~ Stock (IRA) McCormick lnc, Non-Voting(IRA)
27. 28.
A A
Dividend Dividend
K K
T T
29. Tm~t #1
30. --XCEL Energy, lnc, Common Stock A Dividend J T
A
A A
Dividend
Dividend Dividend
K
L J
T
T T
34.
Dividend
Date of Report
03/25/2010
VII. IN VESTMENTS and TRUSTS -in ..... t.. ~,~,~~o,~, fn.~.~s ,ho~ .r~o .... ~ a.~.~t ~s~; ~ ~. ~ o;m-g ~,~,,~;
~ NONE (No reportable income, assets, or transactions.)
......... ~ ........................
Dc.scdption of Assels (including trust ass~.) Place "(X)" after each asset xemptfrompriordisc|osure
~. _
buyerlseIl~-r
(O-VO ................................................................. ~ : .................................. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44, 4.5. 46. 47. 48. 49, 50. 51. --Apple Computer Inc. Common Stock --Bristol Myers Squib Co. Inc, Common Stock --Pfizer inc. Common Stock --Mit,rosofi Common Stock -Johnson & Johnson Co. Common Stock Merrill Lynch Money Fund AT&T Inc. Common Stock Abbott Labs Common Stock Trust #2 -Exxon Corp. Co~runon Stock --Merrill Lynch Money Fund --Abbott Labs Common Stock --General Electric Common Stock Pfizer Inc. Common Stock N0kiaCorp, Common Stock Wells Fargo & Co. Common Stock Kellog Co. Common Stock F A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend, K T J J K 7" "l" T Sold 10/21/09 3 A P1 ~ -I" T C A A A B A B None Dividend Dividend Dividend Dividend Dividend Dividend Dividend M L K K K L J K T T T T T T T T
F =$50,001 - $100,000
G =$100,I]O1 - $1,090,000
H [ =$1,000,001 - $5,0QJ,~)O
take, Simeon T.
[ 52. 53. ] 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 6~. 65. 66. 67,
Hospira lnc, Common Stock Procter & Gamble, Inc. Bank oflexas Account Caterpillar Inc. Fidelity Municipal Money Mkt a/e 1 shares Global Financials Sector Index I shares S&P Global -[elecom Sector Index Kraft Foods 1 shares Pacific Ex Japan Index I shares FTSE China 25 Index 1 shares Emerging Mkts Index Fd I shares S&P Latin Amer 40 Index l shar~ Global Matcria!s Index 1 shares S&P Metals & Mitring ETF Nuveen Muni Value Fund Texas Water A~sistance Board Bond B A A A A A B A A A A A A A A
None Dividend Interes~ Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest
J K J K J .~ J K J J J J J J K .I
] ]
Page g o f 9
Date of Report
Lake, Simeon 1.
03/25/2010
1 certify that all information given above (including information perlaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-dlsdosure~ l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judieial Conference regulations.
Si
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United State Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544