/1010 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization District Court - Western District of Oklahoma
St. Report Typ~ (check apprnpdale type)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. IOl-II I)

I. Person Reporting Oust name, tint, middle initial) Hcaton, Joe L.

3. Date of Report 05/13/201 I

~g~ j~gcs i~ca~ ~11- or ] U.S. Dis~ct J~gc Nominalion, [] Initial Dat~ [] Final [] Arm=l 5b. I--] Amtn~kd Repo~

01101/2010 12/31/2010

7. Chambers or Office Addr~s

8. On the basis o[Ihe information contained in tb||

United S~ates Courthouse 20ONW 4th Street. Room 3108 Oklahoma City, OK 73102

Report and any m~JJficatlont pertaining thereto, i~ J~ In my opinion, In compliance with applicable laws and regulations.
Date

Reviewing Oflker

IMPORTANT NOTES: ~e instructions accompanying thix form mu~t be followe~ Complete ail par~,
checking the NONE box for each part whcre yoa have na reportable information. Sign on last page.

NONE (No reportable position~.)

POSITION
I. Custodian

N~AME OF ORGANIZATION/ENTITY Custodial Account #2

3. 4. 5.

NONE (No reportable agreements.) PARTIES AND TERMS n

I. N/A 2. 3.
Oklahoma Public Employees Retirement Systmn - vested. Eligible at age 62

~
CO

Heaton, Joe L.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Ileaton, Joe L.

05113t2011

III. NON-INVESTMENT INCOME. ~,~d~U.o~o.~,~o.,~:a~, ~-:~off~;s~7

A. Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOblE (yours, not spouses)

2.
3.

4.

B. Spouses Non-Investment Income - If you were marrltd durlng an,v poraon of ~he reporang ycar, comple:~ thls ~rcti~n. "
(Dollar amotml not required except for honoraria.)

NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2. 3.

4..

IV. REI MBU RSEMENTS -,,,,~po,,.no., toag~s./ood, e,,o,,oi .... ~

(Include~ those to .vpou~e and dependent children,, see pp. 2J-27 of filing ozsmuction~. J

NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3.
4.

5.

PageFINANCIAL3 of 8 DISCLOSURE REPORT

IName .
o! Persoa Reporting

I n.,o.J L.
DESCR~TION VALUE

v. ~ NONE ~o reporcable g~.)

SOURCE

3.

5.

~
I. 2. 3. 4. 5.

NONE (No reportable liabilities.) CREDITOR D.__ESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8 VIi. INVESTMENTS and TRUSTS

NONE (No reportable income, assets, or transactions.)
A. Descril~.ion of Assets (including trust zs~ts) Place "(X)" II~er e~:h ~ exempt from prior disclosure B. Income during reporting Ix"riod (|) Amount Code I (A-H) (2) Type (e.g., dtv.. n:nt. or int.) C. Gross vttlue at end of reporting ~ (n) - Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy. salt, redemption) D. Transactions during reporting I~riod (2) (3) (4) Date Value Gain mm/dd,yy Cod-" 2 Code I (J-P) (A-H)

Dzte of Repor~ 05/13/2011

(5) Idendty or bu~,er/scller (if privtte trtns~:tio~)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

Duke Energy common stock Spectra Energy common stock Xeel Energy common stock Oil & gas working interest Smith Barney money fund (Citibank NA Bk Deposit Program) Investment Company of America Europacific Growth Fund Okla. Dev. Finance Auth. bonds (St. Jolms Health System) Bank of Oklahoma accounts 323 East Mosier Led Partnership ltd. pa~1. interest Masterpiece Properties LP - ltd. part. interes, Meadowood 11 LP ltd. pazl. int. real est. dev. Cleveland, OK Hollywood Shopping Center LLC, Norman, OK West Oaks Rentals, gen. Part. Norman, OK office bldg. Norman Construction & Paving common stock DDB Limited Partnership, ltd. part. interest Growth Fund America

B B B D A C A A

Dividend Dividend Dividend Royalty Dividend Dividend Dividend Interest None

K K
K

T T T V T T T T T U U Sold (pan) 12115110 K

J M
K

l l M
L

E D B C B

Rent Rent Rent Rent Rent None

M
J

l M T

C A

Rent Dividend

I. Ioo,r~ Gzin Code*: (See Colurms BI az~d D4) 2. Valu~ Cod~ (S~ Co~unms CI ~ DS) ] Valu~ M~hod Cod~ (S~* Colu~m C/)

A =$1.000 o lett F -$~O,001 - $100,000 J "$15.000 o I~$ N -$250,Q01 - $300,000 p] =$25,000.001 - $50,000.000 Q =Apl~c..ai~aI U -Bo~k Vtlm:

B =$!.0OI . $2.5~O G -$100,001 - $1,000,000 K "$13,O01 - 150,000 O =$500,001 - $1,000.0(~0 R =Co~l {R~zz| Estate Ordy) V =Otl~r

C ---~L~OI - $~.000 H I =$1,000,001 - $~,,000,000 L =$50,001 - $100.O00 Pl -$1.000,001 - $3,000.000 P4 -Mo~ th.m $50,000,000 S =Az.~trm:m W =E~watt~l

O =$~i.OOt - $15.000 H2 =Mo~ Ih,m $3,1~00.000 M =St00.001 - $230.000 P2 -$5.000.001.12S.000.000 t "4S~h Manet

FINANCIAL DISCLOSURE REPORT Page 5 of 8 VII. INVESTMENTS and TRUSTS

NONE (No reportable income, assets.
A. I~scriptJon of Asse~s (i~M~ng ~ ~~) Pl~ "~)" a~ ~h ~t B. Incon~ during ~ning ~ O) . (2) A~t T~ (~.g., (A-~ : ~ int.)

Name of Person Reporting. Heaton, Joe L,

Date of Report 05113/2011

C. Gro~ v~: at end of ~ing ~n~ O) Value {J-P) ,(2) ~alu C~ ~ (~ (t) T~ (.&, ~pt~o)

D. Tmn~tio~ ~n8 ~fling ~ (2) Date (3) Val~ {J-P) (4) Gain (A-H) (~) [~n~ of (if private ~ction)

18. 19. 20. 21.. 22. 23. 24. 25. 26. 27.

ING - USA Life Ins. Co. (formally Equitable of Iowa) int.Growth & Income Fund Small Cap World Fund Individual Retirement Account #l - Amcap Fund - Investment Company of America - Smith Barney Money Funds - ca.s~ I~rt folio - A - Growth Fund of America Accoum - EuroPacific Growth Fund Individual Retirement Account #2

Dividend Dividend Dividend DiHdcnd

J J J N

U T T T

Buy Buy

12Jl5/10 12/15/10

""

Dividend

! 28.-Amcap Fund 29. 30. 31. ~ 32. 33. 34. - Investment Company of America - Smith Barney Money Funds - case portfolio - A - Growth Fund of America - EuroPacific Growth Fund Custodial Account #2 - Smith Barney money ~nd (Citibank NA Bank Deposit program)

C =$,7_:501 -

I- =$ 13.00 M -$1OO,00! P2 =$5.000,001- 525.0Q0.0~0 T ,,,Czsh Mal~{l

tit =$t.ooo..oot L -$~0.oot - St00.000 PI :$l,OOO.OOI. $~.000.000 w = E ~ m~,..,4

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name or Person R~o~iag lleaton, Joe L.

Date of Repor~ 05/I 3/2011

[~]

NONE (31o reportable income, a~sets, or transactions.)

A. Description of As~ (including trusl assets) Plac~ "(X)" aflcr e=,h as.s~ exempt from prior di~losurt B. Income during reporting p~riod C. Gross value a! end of reporting period Transactions during r~port:ng period

(t) " "(2)"

Amount Code I (A-H) Type (e.g., div., tent. or inL)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3 (q-w)

(0
Tyoe (e.g.,

OJ
Date

O) (~)
Value G~in Iden,tiq~ of buyerl~il~r (if pt%ate

b~y, s~ll. ,; m.m/dd/yy,,~ Cpfle 2 Code J. r~l~mption) (J-P) (A-H)

35. 36. 37. 38. 39. 40. 41.

- Bank of Oklahoma account - Smith Barney Large Cap Value Ftmd (now Legg Mason) - Growth Fund of America - 323 East Mosi~ LP, ltd. pro. interest Meadowood II LP, ltd. part. interest - DDB Limited Part. ltd. part. int. - Masterpiece Properties LP, ltd. pan. interest
Sold 01104110

E -$I LO01 - $~0,000

FINANCIAL DISCLOSURE REPORT

Name of Perto,, Reporting Heaton, Joe L.

Date et Report I 05/13/2011

Page 7 of 8

VIII. ADDITIONAL INFI~RMATION OR EXPLANATIONS.

I. The value of the oil and gas working interext identified.in Part VII, line 4, is based on average monthly income during the p~riod x36 months. The wells are located in Oklahoma (Folmar) and McClain (Lewis I-I I and Mooney) Counties, Oklahoma. 2. As to the custodial account shown in Part VII, filer is the custodian or co-signer of the bank account and assets in brokerage account. ~ is custodian as to limited parmership interests. Valuations of publicly traded funds are based on cost/maAet; value~ of limited pagnership interests ate ba.s~ on book value. 3. The limited pa~n~rship interests indentified in Part VII, lines 10, I I, 12 and 16 also had interest or dividend income in addition to rental income (per K-I). The properties generating t~ntaI income ar~ in Cleveland County, OK.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

N-me of Pmon Repor~ia| |leaton, Jo~ L.

05/13/2011

i certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if ,,ny) is accurate, true, and complete to the best of my knowledge and belief, and that any InformaUon not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

s/Joe Heaton

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FLE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administralive Office of the United States Courls Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544