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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization 6th Cir. Ct. of Appeals 5a. Report Type (check appropriate type)

Report Required by the Ethics

in Government Act of 1978

0 v.s.c, app ~ ~o/-~0

3. Date of Report 06/14/2010 6. Reporting Period 01/01/2009 to 12/31/2009

i~ Pers0n R~pOrting (last name, first, middle initial) Batehelder, Alice M, ~. Title (Article HI judges indicate active or senior status; magistrate judges indicate hill- or pan-time) active

15b, [] Amended Report 7. Chambers or Office Address

Nomination. Initial []

Date Annual

[] Final

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in no opinion, in compliance

~! ~iN~i~!

I Reviewiog Officer

Date

IMPORTANT NOTES: The instructions accompanying this form mast be followecL Complete all parts,
checking the AONE box for each part where yoa have no reportable information. Sign on la~tpage,

I. POSITIONS. ~,a,,g individual only; seepp. 9-13 of filing instructions.)

[~ NONE (No reportable positions.) POS]T1ON I. 2. member member NAME OF ORGANIZATION/ENTITY National Conference of Bar Exaa-niners -- Constl Law Drafting Committee intellectual P~operty Law & Technology Advisor2,, Council of the Univer~sity of Akron School of Law Cleveland Chapter Bd. Of Advisers -- Federalist Society Board of Trustees -- Grove City College -- see note 5

3, 4,

member member

I1. AGREEMENTS. :n,~,a~#i, ai,ia,~o,ty:~ee~:. 14-16offilinginstructions.)

~ NONE (No reportable agreements.)

~: .

~.-~:..~
~ :.:,

~: ~ ~

~
~rq

PARTIES AND TE~

~ ~--

[~

2.

FINANCIAL DISCLOSURE REPORT

Page 2 of 9
[ Batche|der, Alice M. 06/]4/2010

III. NON-INVESTMENT INCOME. ~e~or~n~ ~ndi~ld,,,~ ~d~o,~e; ~pp. ~Z-2 ol, l~ in,t, ucaon.~.~
A. Filers Non-lnvestment Income NONE (No reportable non-investment income.)

DATE
t, 4/30-5/2 2. 1 I/5-8 3. 4.

SOURCE AND TYPE

National Conference of Bar Examiners National Conference of Bar Examiners

INCOME
(yours, not spouses) $3,000 $3,000

B. Spo ~1 seI $ NorloIi~vestmeng Income - if you were married during any portion of the reporting year, complete th[q section. (Dollar amount not required e.xeept for honoraria.) [---] NONE (No reportable non-investment income.) DATE 1. jan - dec 2, jan -. dec 3. 4. OPERS -- pension Ohio [louse of Representatives -- salary, SOURCE AND TYPE

1V. REIMBURSEMENTS -,,~,~,ortatio~. ~oa~i~g, food, e.,.rt~i ..... ~

(Includes those It, a~)oose attd depe~tdenl children; see pp. 25-27 oJJiling Instruction&) [~ NONE (No reportable reimbursemems.) ~ 1, National Conference of Bar Examiners Grove City College Alliance Defense Fund Liberty University School of Law National Conference of Bar Examiners DAT..~ Apr. 31) - May 2 LOCATION Seattle. WA PURPOSE Con Law drafting comm. ITEMS PAID OR PROVIDED transportation, lodging and food

2. 3. 4.

May 15 - 16 August 4-6 Sept. 25-26

Grove City PA Scottsdale, Arizona Lynchburg, VA

commencement speaker seminar presentation judge moot court

lodging and some food transportation, lodging and food transportation, lodging and lbod

5.

Nov. 5-8

Grand Canyon, AZ

(:on Law drafting comm.

transportation, lodging and food

FINAN CIAL DISCLOSURE REPORT

N~me of Person Reporting Batchelder, Alice M. ] Date06/t4/2010 of Report

Page 3 of 9

V. GIFTS. (~nctudes those to spouse an4 de~ndem ch~dre.; ~e p~ 2s-~z of filing instructions,)

~
1. 2. 3. 4. 5.

DESC~PTION

VI. LIABI LITI E S. ancludes ~os~ oJsp ......d dependent children; see pp. :12-33 o]~iling instructions.)
[] NONE (No reportable liabilities.) CREDITQR ]. 2. 3. 4. 5. 6. 7. 8. 9. 10. II, 12. 13. 14. Old Phoenix Natl Bank Old Phoenix Natl Bank Old Phoenix Natl Bank Old Phoenix Natl Bank Old Phoenix Natl Bank Otd Phoenix Natl Bank Old Phoenix Nall Bank First Natl Bank of Wyoming Famaers Savings Bank Old Phoenix Natl Bank Matthew Akers Old Phoenix Natl Bank Old Phoenix Natl Bank Old Phoenix Natl Baak unsecured note Mtge/Note on Property # 12 Mtge/Note on Property # 17 MtgeitNole on Properly # 19 MtgelNote on Property # 1 Mtge/No~e on Property # 5 Mtge/Note on Properly g 21 Mtge/Note on Property # 23 MlgeiNote on Properly # 9 Mtge/Note on Properly fl 6 Mtg/Note on Property #20 Mlg/Note on Property #8 Mtge/Note on Property #14 MtgeiNote on Property #11 DESCRIPTIO~N VALUE CODE L K L K L K J L L j K L L L

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Batchelder, Alice M. 06/14/2010

VII. INVESTMENTS and TRUSTS - i~ ......

I~e, transactions (lnclades those of spouse and dependent children; .seepp. 34-60 of fi!ing instructions.)

--~ NONE (No reportable income assets, or transactions.) Description of Assc~ (including t~st Pine: "(X}" after each asset exempt from prior ~islos~ Income during Amount Code I (A-H) ~ or int3 Gross valu~ at end T~nsaclions during rcpo~ing period

I. 2. 3. 4.

2. Brokerage Accounl # I -- 1~ account -see note 2 - I~ asset: Wells Fargo Bank Deposit Sweep Account - ~ ~et: iSHA~S TR 13 yr Trezs Inde~ Fd - I~ ~sset: iSHA~ S&P Midcap 400 ~alue Index Fund - I~A asset: iSHA~S S&P Midcap 400 Gro~h Index Fund

Dividend

none

6.

- IRA asset: iSHARES TRUST MSCI EAF~ Index Fund - I~ asset: iSHARES IBOXX Investment Grade Co~ Bond Fund

-~~s: isiA~zs s&~ }~ Value ...........

lndex Fund Index Fun~ ~ 10. tl. 12. 13. 14. "~5. 16. i 17. 3. Brokerage Account ~ 2 -- I~ Account -see n~te 2 - IRA assel: Wells Fargo Bauk Sweep - IRA ~set: iSHARES S&P Midcap 400 Value Index Fund - I~ asset: iS[IARES S&P Midcap Growlh Index Fund - 1~ asset: iSHARES TRUST MSCI IAFE Index Fund - I~ asset: iSHARES BO~ Investment Grade Co~. Bond Fund - IRA asset: iSHARES TR"I3 yr Tre~ Index Fund - I~ asset: iSHARES S&P 500 Value Index Fund A Dividend K T n~ne

FINANCIAL DISCLOSURE REPORT Page 5 of 9

I Batehelder, Alice M.

06/14/201

NONE (No reportable income, assets, or ~ansactions.) D~cription of ~sets (including I~st ~sets) Place"~)"a~er~l .... ~ exempt f~m prior dlsclosu~ Income during re~ing peri~ Amount] Ty~(.g., Code I [ div., rent. ~ Gross value at ~nd ~ of reporting period ] Value ) Cod~ 2 [ V.lue [ Me~od Ty~(e.g., Transactions during r~rting period

buy, s~.,

Date ~Value ]Gain

[denlityof

[ 18. [ ~ 19. ~ 20 21. [ 22. 23, 24. ] 25.

- 1~ asset: iSHA~S S&P 5~ Growth In~x Ftmd 4. Brokerage Accost # 3 -- SEP l~ Account -- see note 2 - I~ ~sset: Wells Fargo Ban~ Deposit Sweep - I~ asset: ~M, Inc. stock - I~ asset: J.M. Smucker Co. class A stock - 1~ asset: iSHARES S&P Midcap 400 Value Index Fund - I~ ~set: iSHARES S&P Midcap 4~ Gro~h Index Fund Index" I~ asset:Fund iSIIARES TRUST MSC! EAFE A Dividend K T none

: 26. ~ 27. 28. 29. 30. 31. 32, 33.

- IRA asset: iSHA~S BO~ lnves~ent Grade Co~9. Bond Fund - IRA asset: iSHARES TR 13 yr Treas Index - 1~ asset: iSHARES S&P 500 Value Index Fund - IRA ~sse~: iSHARES S&P 500 Growth Inde~ Fund 5, Brokerage Account # 4 -- see note 2 -IRA asset: Wells Fargo B~k Deposit Sweep - Account asse~: :iSHA~S S&P Midcap 400 Value Index Fund - Account assel: iSIIARES S&P Mideap 400 Growth Index Fd - Account asset: iSHARES TRUST MSCI EAFE Index Fd A Dividend J T none

FINANCIAL DISCLOSURE REPORT

Name of Person Reporlillg Batchelder, Alice M.

Date of Report 06/14/2010

Page 6 of 9

VI1. INVESTMENTS and TRUSTS - income, w~ue. t,.n~ocaon, anaua, s tho~ of ~o,~, ~,a d~m~a~t ~d~,;.~,, ,r. 3-~0 orating i~tructtons.)
NO~ (No reportable income, assets, or transactions.) A. Description of Assets (including ta~st assets) Place "(X)" after each asset exempl from prior disclosure ~ B. C. Income during G~ss value at e~d r~oning ~ri~ ~ of ~oning p~od Value Code 2 (3-P) Value " [ Type (e.g. Me~od ! buy sel ~ Code3 ~ redemption) D, T~nsactio~s during repoaing period

Amount T~e (e.g. Code I ~ div., rent (A-H) orint.)

Date ~ Value ~ Gain ~ m~d~tyy ~ C~e 2 ~ C~e [ (J-P) (A-H) ~

ldent ty of buyer/se let (

~ 35. 36. ~ 37.

- Account ass iSIiA~S BOXX Investment Grade Co~. Bond Fun - Account asset: iSHARES TR ] 3 yr Treas Index Fd - Accotmt asset: iSHARES S&P 500 Value Index Fund Index Fund

~ 39. ~40. 41. 42. ~ 44. 45. ~6. 47. 48. 49. 50. 51.

~A~ ESTATE-- see noted Prop. # I -- duplex -- Medina, Ohio Prop. # 2 -- 2-family -- Medina, Ohio (1/3 interest) Prop. # 3 -- Single family -- Medina, Ohio (I/3 interest) Prop. # 4 -- 4 duplex units -- Medin~ Ohio ( 1!2 interest) Prop. # 5 -- 2 duplex units -- Medina, Ohio (1/2 interest) Prop. ~ 6 -- 2-faro. & 3-faro. Houses -Medina, OH (I/2 in() Prop. # 7 -- Apa~men~ -- Medi~. Ohio (I/~ interest) Prop. # 8 -- 2 duplex units -- Medina OH Prop. # 9 -- Fa~ -- Lodi, Oil Prop. # I0 -- hog feeder, L~i, OH (I/5 in() Prop. # I 1 -- single family -- M~ina OH Prop. # 12 -- single family -- Medina, OH (1/2 interest) D C D C B D D D E D D Reot Rent Rent Rent Rent Rent Rent Rent Rent None Rent Rent M K K M L L N M O J M K Q Q Q Q Q Q Q Q Q W Q Q

FINANCIAL DISCLOSURE REPORT Page 7 of 9

/ Batchelder, Alice M.

06/14/2010

NOHE ~o reportable income, assets, or transactions.) Description of Asse~ (including t~st assets) In,me during reposing ~fiod Gross value at end of reposing period Transactions du~ng reporting period

exempt kom prior disclos~e

[C~e t ~ div., ~enl,

Code ~ ! M~

buy, s11,

~d~yy Cod~ 2 [Code I

buyer/seller

52. 53. 54. 55.. ~6. 57. 58. 59. 60. 61. 62. 63.

Prop. # 13 -- Commercial bldg -- Medina OH ( 1/3 interest) Prop. # !4 -- duplex -- Medina, OH (s~c n. I ~ Sc. VIII) Prop. # 15 -- vacant lot -- Medina, OH (t/2 interesi) Prop. # 16,,~ ~:~..:~, Vacant l~d -- Medina OH Prop, # 17 -- single f~ily -- M~dina, OH Pr~p. # 18 .- single family -- Medina OH (1/2 interest) Prop. # 19 - commercial bldg -- Medina OH Prop. # 20 -- Comm. Bldg wilh apt. -M~dina OH Prop. # 21 -- duplex -- Medina OH (I12 inter~0 Prop. # 23 ] vacanl land -- Big tlo~ County, ............ MISCELLANEOUS Floating Rate Demand Note -- GE Interest Plus

E D

~en~ Rent None None

M M K M M K M M K N

Q Q Q Q Q W Q Q Q W

D C D D C A

Rent Rent Rent Rent Ront Rent

lnter~s~

FINANCIAL DISCLOSURE REPORT

N~ma of P ..... Reporting Batchelder, Alice M.

Date of Report 06/14/2010

Page 8 of 9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~di~1~,a,~ o1R~po,,)

Note I : Re: assets in Sec. VII whose value method is reported as "Q": I have again used the Medina County Auditors most recent appraisal figures. 1 am unable to provide the date of the appraisal in any of these cases because it was not provided to me. These appraisals are the basis for our real estate taxes. Note 2: Wachovia is now Wells Fargo, and all of our brokerage accounts were transferred when that change occurred. The change included moving money market cash from Centennial Money Market to something identified only as "Wells Fargo Bank Deposit Sweep" on our statements. As was the case last year. each of the funds included in our brokerage accounts is an iShares fund. My broker advised me in 2008 that: "Barclays Global Investors is the manager lbr the following positions held in yoor account: 1SHS S & P MIDCAP 400 VALUE ISHS S & P MIDCAP 400 INDEX 1SHS MSCI EAFE INDEX ISHARES INVESTMENT BD FUND ISIIS TR 13 YR TREAS IND ISHS S& P 500 VAL INDX FD ISHS S & P 500 GRWTH FD" These are still all of the positions held in these brokerage accounts. Note 3: Line 35 of See. VII -- 1 have no idea why the program still will not let me type in both the dash (which is apparently necessary to convince the program that these are all assets of the brokerage account) and the fact that this is an account asset. Hence. "account ass". Who knew? Note 4: All properties except the one on line 61 of Section VII are in Medina County, Ohio. The property on Line 61is in Big Horn County, Wyoming. Note 5: The "audit" feature advises me that I should list the assets of the entity of which l am a trustee. I am assuming that this is not true when that entity is an educational institution, and the audit has simply detected the term "trust" in the item. Otherwise, this requirement is ridiculous, and I cannot comply with it. Note 6: The "audit" feature advises nre that I have erred in reporting reimbursement from Grove city College (Part IV, line 2) because "travel from a government source should not be reported." Of all the colleges in the United States, 1 cant imagine one farther removed from the government than Gro~,e City College, but l will convey to them the view of the "audit" feature. They will be appalled.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

1X. CERTIFICATION.

Name of Person Reporting 06/]4/2010 [ Date of Repert [

/ Batehelder, L

Alice M,

! certify that all information given above (including information pertaiffing to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judidal Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544