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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Cour~ or Organization Northern District California So. Report Type (cheek appropriate tyl~) [] Nomination, Date [] Annual [] Final

Repo~ Req.ired ~y the Ethics

in Government Ac of 1978

(~ u.s.c, opp. ~ lOt.Hie

3. Dae of Report 05/16/2010 6. Reporting Period O|/01/2009 to 12/31/2009

1. Person Reporting (last uamc, first, middle initia|) Ware, James 4. Title (Article III judges indicate active or senior slatus; magislrat~ judges indicat~ full- or part-timr) Active District Judge

[] Initial

5b. [] Amended Report 7. Chtmber~ or Office Addre-,~ U.S. Courthot~se 280 South First Street San Jose, California 951 t3 g. On the basis of the information enntained in thl* Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable law* and regulations.

Reviewing Officer

Dale

IMPOR TA NT NO TES;" the instructions accompanying this form mast be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable informatiom Sign on last page.

NONE ~o reportable position.) POS~ION NAME OF ORGAN~ATION/ENTITY

No~he~ District P~cti~e Prog~

I. Pr~idem of Bo~d

4.

lI. AGREEMENTS. (Reporting indi~,idual only; see pp. 14-16 of fdlng instructions.)
NONE (No reportable agreements.) DATE
I.

PARTIES AND TERMS

Ware, James

FINANCIAL DISCLOSURE REPORT

Page 2 of 6

Name of Person Reporting

Date of Report

05/16/2010
]

[ Ware, James

III. NON-INVESTMENT INCOME. ~.~g

A. Fliers Non-Investment Income NONE ~o reportable non-inv~ent income.)

SO~CE A~ T~E
(yo~s, not spo~s) I, 2009 2. 2009 Santa Clam Unive~i~-Net Compensation a~ Lec~mr Lincolc Law School -Net Compensation as Lec~rer $3,5~.~ $4,000.~

3.
4.

B. Spouses Non-Investment Income - If you were married daring any portion of the reporting year, complet~ this sectio~
(Dollar a~nl ~l required ~cept for honoro~o.)

NONE (No reportable non-investment income.)

SO~CE AND TYPE

1, 2~9 Co~ of S~ Clara - Sala~

2. 3.
4.

IV. REIMBURSEMENTS -t.~po.a,~o~.lo~g~g, Zoo~ a.~e,o~...~n~

(Includes those to s~e and de~ndent chiM~: see pp. 25-27 of filing instotctio~.)

NONE ~o reportab& reimbursements.) ~

1. 2.

LOCATION

ITEMS PAID OR PROVIDED

3. 4.
5.

FINANCIAL DISCLOSURE REPORT IName of Person Reporting Page 3 of 6 Ware, Jame~

Date of Report

05/1612010 I

V. GIFTS. (Includes r~ose to spouse and delwndent children: see plt 2a-3! of fding instructions.)
[] NONE (No reportable gifts.) SOURCE DESCRIPTION

2. 3. 4. 5.

VI.
~

t~ stxD t~,l t lr,~. (tnctud~s tho~ of so ....

and de~ndent children; see pp. 32-33 of faing instructs.)

NONE (No reportable liabilities.) ~REDITOR ~ VALUE CQDE

I. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 4 of 6

w~r~, James ]

05116/20!0

VII. INVESTMENTS and TRUSTS -/,,~o,.., v.tu.,~a.io~ a.~l.d., so,. o/,~,~ ~ a.r..a.~ ~dren~ s~ pp. 34-50 offing in~acaons.)
NONE (No reportable income, ~sels, or transacHo~.)
A. D~crip~on of A~e~ (incl~ing ~t ~e~) B. l~ome during re~ng ~riod C. Gro~ value at e~ of r~ng ~ri~ D. Transaefi~ dur~g re~ing ~fi~

Pla~"(X)afler~ch~t ex~pt ~om prior disclos~e

Ampul Ty~{~,g., C~e I [ dry., ren~

Value Code 2

t Value
[ Me~

~ype(e.g.,
buy, sell,

~ate Mon~-

_.

(~)~ orint.)

I c~e3 ..~.Z"w) (J-e)

re.eruption)

Value ] Ga~ / C~ 2 IC~e I [

Id~tiwf buyer/~ller

Day

(JP) [~

~tion) (ifp.vate

~.
2. 3. 4. 5.

Morgan Stanley-Treasu~ Secu~ties ~un~

Morgan Stanley-Dividend Growth Securities USAA Aggressive Growth Fund USAA Growth Fund General Motors-common stock

8
B B B A

Dividend
Dividend Dividend Dividend Dividend

J
I I 1 J

T T T T T

12.

14. 15. 16. 17.

Column C2)

U =Book Value

V ~h~

W =Eaima~

FINANCIAL DISCLOSURE REPORT

~ ....

f Person Reporting

Date of Report

Page 5 of 6

ware, James

05/I6/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Lecture compensation net of travel and material expenses

FINANCIAL DISCLOSURE REPORT

N.~eofre.oa Reporting

Date of Report

Page 6 of 6
IX. CERTIFICATION.

Ware, James [

05/16/2010

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my Imnwledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from outside employment add honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 50I et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO I~NOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS ($ U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts
Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544