AO IO

Rev.

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

Court or OrganL~atlon U.S. District Court
Report T~p (chtck appropriate ~/pe) ] Nomination. [] Initiil Date [] Annual [] Fin~

Report Required by the Ethi~ in Government Act of 1978 (5 U.S.C. app. [ 101-111}

1. Person Reporting (last name, first, middle Initial) Peterson, Rosa~na M.

4. Title (Atl:kle III Judge~ Indicate active or senior status; magistrate j,~ges indicate full- or part-time)

3. Date of Report 5111/2011

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judg

5b. [] AmendcdReport 7. L-hamb~r~ or Ome Address S.On the basis of~e lufo~tflon ontaln~ In this Re~ and any m~lfl~llo~ pe~alnlng tbe~ it ~ in my opinion, In ~mplla~ with appUcsble la~ and r~ulatlo~. Date

U.S. Dis~ic~ Court for the Eastern District of WA 920 W. Pdve~ide Spokane WA 99210

Rev~ewLng Ofl]cer

IMPORTANT NOTES: ~e innrucaom accompanfing ~l* form must be foilowe~L Complete all part*,
checking the NONE box for each part where yOu has~ no reportable information. ~gn on last page.

I. POSITIONS. rR,po,~,r
~ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4.

5.

II. AGREEMENTS. ~aom,,~ ~.~d,,t o,~:

~ NONE (No reportable agreements.) DATE pt~RTIES AND TERMS

Peterson, Rosanna M.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

IIl. N ON-INVESTMENT INCOME. cR.~o,~.~
A. Fliers Non-lnvestment Income ~ NONE ~o reportable non-im~ent income.)

Name o! Person Reportlug Peterson, Rosanna M.

Date o1 Report 5II 1/2011

saUCE AND ~E

I~ICOME (yours, not spouses)

B. Spouses Non-Investment Income - t/yo. ,~,e ma,,~a d~,~,t .~po,~on of the reporting)tar, complete thl~ sectlot~
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.)

DATE
1.2010 2. 3. 4.

SOURCE AND TYPE Washington State University-Teaching

IV. REIMBURSEMENTS - ~po.~,~ Zo,~,,~./oo,~,n,o~,m,n,

(lnclude.r those to spouse and dependent children; see pp. 2J-27 of filing Instructlon~ )

~]

NONE (No reportable reimbursements.) SOURCE DATES_ LOCATION

pURPOSE

ITEMS PAID OR PROVIDED

2.

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Date of Report 5/I 1/2011

~]

NONE 0go reportable g~ft~.)

SOURCE DESCRIPTION

I. 2.

4. 5.

~]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

VALUE CODE

i. 2.

4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Date otReport 5/I 1/2011

NONE (No reportable income, assets, or transactions.)

[kk-ription of As*eel Income during (l) Am~ C~ 1 (A-H) (2) T~ (e.g., div., ~t, or int.) Gro~$ vllu~ at end of rq:~"tin g Ix:riod (t) Co~k: 2 (j.p) Method code 3 Trantactions during reporting period (t) Type (e.g., b~, *ell, redemption) (2) (3) (4) Date Value Gain mm/ddtyy Coda 2 Code I {J-P) (A-H)
(5) Identity of Imyr/~ller (if private transaction)

Place "(X)" ~ ~xch ~ exempt ~ pfi~ di~lo~re

I. 2. 3. 4. 5. 6. 7.

Spokane Teachers Credit Union CO Parcel I Spokane Parcel 2 Spokane CNA whole life insurance Chase Bank Account (Y) U.S. Tr~asurles Securities U.S. Government Bonds Costco Ford Motor Co i Cannondale (Y) Allianz OCC Renaissance Fund Dreyfus Worldwide Growth Growth FundofAmexica Investment Co, of America John Hancock Lifestyle Growth Washington Mutual Investors Fund Am~cican High Income Trust (Y) None None None None None None None None None None None None None

T Sold T 05118/10 M F Robert Higdon

J J J J

T T T T

8. 9. 10. I I. 12. 13. 14. ~5. 16. 17.

J J K K J K

T T T T T T

FINANCIAL DISCLOSURE REPORT Page 5 of 8 VII. INVESTMENTS an d TRUSTS

Name of Person Reporting Feterson, Roaanua M.

Date of RImrt 5/I 1/2011

NONE (No reportable income, assets, or transactions.)

D~cripfion of Asset~ (including trust tsse~s) Income during reporting IxHod Gross value at end of r~,~ing period Transactions daring reporting period

It)
Place "(X)" a~r each asset excmlS f~m prior disclosure Amount Code I (A-H)

(~)
Type (e.g., div~ rent, or inL)
Value Code 2

(2)
Value Method Code 3

(t)
Type (e.g., buy, sell,

~2)
Da~e mm/dd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code I (.A-H)

(.I-p)

redemption)

(~.w)
18. 19. 20. 2 I. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. SmalICap World Fund (Y) Greater Southwestern Corp Pershing Money Market (Y) TIAA Traditional CREF Stock CREF Equity Index CILEF Global Equities T-C Social Choice Eq-Rtmt T-C lntl Eq-Rtmt T-C Intl Eq Index-Rarer T-C Large Cap Gr lndex-Rtmt T-CLargeCapVal-Rtmt T-C Mid-Cap Gr-Rtmt T-CMid-Cap VaI-Rtmt T-C Sin-Cap Eq-Rtmt TIAA-CREF Equity Index Fund TIAA Real Estate None None None None None 1 None None None None None None None None None J J J K K J J J K T T T T T T T T T N M J K J T T T T T

Identity of buyer/seller (ifpti~ate transaction)

I. I.,~~me Gain Codes:

A =$1.000 0 le.~

B =11,1~1 - 1"2,~00

C -$2.501 - $S,0~0

D -~5,~1 - $15.~

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Date ~f Report 5/I 1/2011

NONE (No reportable income, assets, or transactions.)

Description of Assets Income during U) ~t ~: I (A-H) Gross valu~ at ~ of rqx~ing period VaI~e Value Code 2 Me~ (J-P) C~ 3
Transactions during repoaing period

Plac~ "(X)" ~e~ ~ch ~t exempt ~ ~ dlsclos~e

T~ (.g., div., ~ o~ i~.)

35. 36. 37. 38. 39. 40. 41.

CREF Bond Market CREFlnflLinked Bond CREFMoney Market TIAA-CREF Money Market TIAA-CREF Intl Eq Idx-lnst (X) TIAA-CREF Lg-Cap Gr ldx-lnst (X) TIAA-CREF Lg-Cap VaI-Prem (X)

None None None None None None None None : None None None D l Dis~rlbufion None None None None ] None

L L J J K J K J J K J J J K L J K

T T T T T T T T T T T T T Distributed

! 42. TIAA-CREF Mid-C~p Gr-Prem (X) 143. 44. 45. 46. 47. 48. 49. 50. 51. TIAA-CREF Mid.CapVaI-Prem (X) TIAA-CREF S~ialCh Eq-Prem (X) CILEF Growth (X) CREF Stock IRA Distribution (X) Alliance Bernsteln Wealth Mgt (X) USAA [ntl Stocks/funds (X) USAA Large Cap stock.s/fiands (X) USAA Taxable bonds & CD (X) USAA Cash/Money Market

(part)

04/22/10

T T T T I

I. Income Gain Codes:

A "$1,0~0 or le~,

B "51,001 $2~00

C -$2,501 - $5.~

D -$$,~ - $1 ~,~

(5~ Col~a C2)

U -B~k Val~

V~

W "E~

FINANCIAL DISCLOSURE REPORT Page 7 of 8 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

5!11/2011

Section VII. line 1: Spokane Teachers Credit Union interest decreased to an mnount that is nol reportable Section VII, line I0: Caaaond*le stock Ix-came wo~llaless Section Vll, line 17: This asset was exchanged for a different asset which is llst~d on this report Section VII. line 18: This asset was exchanged for a different asset which is listed on this report Section VII. line 19: Greater Southw~tern hecarr~ wo~lhless Section Vll. line 46: This was a one time dislribution from an IRA. but the IRA accounl still r~tains value Section VII. line 47: Alliance had not ,appca~d on the previous ycaga r~port Section VII, line 48: This was n~wly acqub~d in the asset exchange involving the American High lnt~r~t Trust and the Small Cap World Fund Section VII. line 49: This was newly acquired in the asset exchange involving the American High Inlerest Trust and the Small Cap World Fund Section VII. line 50: This was newly acquired in the asset excluange involving th~ American High Interest Trusl and the Small Cap World Fund Section VII, line 51: This was newly created with the funds previously in the Pcrshing aceotmt

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Date of Report 5111/2011

I certify that all Information given above (Including information pertaining to my spouse and minor or dependent children, if any) Is accurate, ~rue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory prov~ions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 el. seq., $ U.S.C. 7353, and Judicial Conference regulations.

Slgnatur~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAL~IFW_,S OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL A[~D CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circte, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

I. Person Reporting (last name, first, middle initial) Paterson, Rosanna M. 4. Title (Article 111 judges indicate active or senior status; magistrstc judges indicate full- or part-time)

Report Required by the Ethi~ in Government Act of 1978 (5 U.S.. app. I01.111)
3. Date of Report 8/22/2011 6. Reporting Period 01/01/2010 to 12/31/2010

2. Court or Organization U.S. District Court

5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

U.S. District Judge

5b. [] Amended Repor~ 7. Chambers or Office Address 8. On the basis of the Information contained in this Report and any modifications pertaining thereto, It is, in my opinion, in compliance with appikable laws and regulatlona. Reviewing Officer Date

U.S. District Court for the Eastern District of WA 920 W. Riverside Spokane WA 99210

IMPORTANT NOTES: The instructions accompanying this form must be followed~ Complete all parts,
checking the NONE box for each part where you have no reportable informatiom Sign on last pag~

NONE (No reportable positions.) POSITION

I. Z 3. 4. 5.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. ~R~o.i~g ~nmp~duat onl.v; see pp. 14-16 of fdln~

NONE (No reportable agreements.)

PARTIES AND TERMS

I.

Peterson, Rosanna M. A

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Peterson, Rosanna M.

Date of Report 8/22/2011

IlL NON-INVESTMENT INCOME. me~o,,Ing indl~idaaiand s~oas; see pp. iV-Z4 o/~iing ins,,uetlon~)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.) DAT_E SOURCE AND TYPE

INCOME (yours, not spouses)

2.

3.
4,

B. Spouses Non-Investment Income - ~f you .~ married daring any portion of the reportlng year, complete this sectlon
(Dollar amount not required e~ccept for honoraria.)

HONE (No reportable non-investment income.) .SOURCE AND TYPE

1.2010 2. 3. 4.
Washington State University--Teaching

IV. REIMBURSEMENTS - ,,~,~portotion, lodgl~g.~ood, entertalnmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing ins~sctlons.)

[~]

NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Peterson, Rosnnna M.

Data of Report 8/22/2011

V. GIFTS. a,~,d~ ,~o,e ,o ,~ome and

NONE ~o reportable g~s.)

dependent cMld, en~

SO~CE
I. 2. B. 4,

VI. LIABILITIES. anc~ud~, #,o,e o~o~ o,d dependent children; ,ee pp. 32-3J of filing in~trnction~)
NONE Ogo reportable liabiliti~.)
CREDITOR
!. 2. 3. 4. 5,

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Peterson, Rosanna M.

Date of Report 8/22/2011

NONE (No reportable income, assets, or transactions.)

Dc~cripdon of AsseLs (including trust assets) Piano "(X)" a~r each asset exempt from prior disclosuro Income during r~porfing p~riod (I) (2) Type (e,g., Amount Code I div., rent, (A-H) or int.) Gross vague at end of reporting pound
Do Transactions during reporting period

-il)

(t)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2)

(3) (4) [

(5)
Identity of buyerlscllcr (ifpdvatn transaction)

Value Code 2 (J-P)

Value GainI Date mnddd/yy Code 2 [ Code I (J-P) [ (A-H)

!. 2.

Spokane Teachers Credit Union (Y) CNA whole life insurance

None J T

3.
4. 5.

Chase Bank Account (Y)

U.S. Treasuries Securities U.S. Government Bonds None None None None J J J J T T T T

6. Costco 7. Ford Motor Co

8.
9. 10.

Cannondale (Y)
Allianz OCC Renaissance Fund Dreyfus Worldwide Growth None None None None None
None

J J K K J T T T

I I. Growth Fund of America 12. 13. 14. 15. 16. 17. Investment Co. of America John Hancock Lifestyle Growth Washington Mulual Investors Fund American High Income Trust (Y) Small Cap World Fund (Y) Greater Southwestern.Corp (Y)

A F ~$50.001 J =$|5,000 or less N -S250,0OI - $500.000 P3 =S25,000,001 - $50.000.000 U -Book Vnlue

B -$1,001 - S2.500 G-S 100,0OI - $1,000.000 K=SI5.001 - $50,000 O-S500.001 - St,000,000 R =Cost (Real Estate Only) V =Other

C =S2,501 - $5.000 HI =SI.000,001 - SS.00O,000 L =$50,001 - SI00.000 Pl =Sl,O00.OO] - S5,000.000 P4 =More llusn S50,000.000 S =Ass4~sment W =Estimated

D =$5.001 - SI5,000 H2 =Mo~e than M =$100.001 - $250,000 P2 -$5,0~0,001 - $25.000,000 T =Cash M~kel

E =SI5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of g

Name of Person Reporting Paterson, Roganna M.

Dnte of Report 8/22/2011

VII. INVESTMENTS and TRUSTS- ~,,eo,,,,, value, t,ansactlons(includesthusof,pouseanddependentchlldren;,eepi~ 34-60offlilngins~ruc~ion&)

[]

HONE(No reportable income, assets, or transactions.)

Do

Description of Assets (including trust assets)

Placn "(X)" after each asset exempt from prior disclosure

Income during reporting p~riod (I) [ 12) Amount ] Type (e.g., Code ! div., rent, (A-H) or int.)

Gmss value at end

Transactions during reporting pe~od

of reporting period (I) [ (2)

Value Value

Code 2
(J-P)

Method
Code 3

Type (e.g., buy, sell, redemption)

Valuel ]Gain Date mm/dd/yy Code 2 Code I (J-P) (A-H)

(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Pershing Money Market (Y) TIAA Traditional eREF Stock CREF Equity Index CREF Global Equities T-C Social Choice Eq.Rtm! T-C Intl Eq*Rlmt T-C Intl Eq lndex-Rtmt T-C Large Cap Gr Index-Rtmt T-C Large Cap VaI-Rlmt T-C Mid-Cap Gr-Rtmt T-C Mid-Cap Val-Rtmt T-~ Sm-Cap Eq-Rtmt TIAA-CREF Equity Index Fund TIAA Real Estate CREF Bond Market CREF InPI Linked Bond None None None None None None None None None None None None None None None None N M J K J J J J K K J J J K L L T T T T T T T T T T T T T T T T

Idemity of buyer/seller (ifpfivale nmz~clion)

I. Income Gain Codes: (See Columns BI a~l I)4) 2. Value Code~ (See Colmm~ CI aod D3) 3. Valne Method Ce~e~ (See Cohar~ C2)

"A =SI,000 or less F --$50,001 - SlO0,O00 J=S 15,000 or le~s N-$250,001 P3 -$25,000.001 - 550,000,000 Q~Appraisal U =Book Value

B -$1.o01 - $2.~,o0 G -SI00,001 - $1,000,000 K-SIS,001 - $50,ooo O -550o.001 - Sl R =Cost (Real Estate Onbj) v

C -$2,501 - S5.000 HI =SI,000.001 - S5.000,000 L =$.TO.001 - SI00.000 PI ~SI,000,001 - $5.000,000 P4 -Mo~ lhan $:..~.000.000 W ~E~imated

D =S5.001 - $15.0o0 H2 =More than S5,000.000 M -$100,001 - $250.000 P2 =$5.000.001 - $25,000.000 T ~Co~E Market

E =SI5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Peterson, Rosanna M.

Date of Report 8/22/2011

VII. INVESTMENTS and TRUSTS -in~me~va~ue~transncd~ns(~n~ud~sth~se~fsp~useandde~endent~hi~dr~n;seepp~34~6~f~ng~nstructl~r~)

[--] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period ~mount I Type (e.g., 2ode I die., rent, (A-H) or int.) (I) Type (e.g., buy, sell, redemption)

Tnmsactioos during reporting pedod

Date Value Gain mm/dd/yy Code 2 Code I {J-P) (A-H)

idcntlty of buyer/seller (if private transaction)

35.

CREF Money Market

None None None None None None None None None D Distribution None None None None None

J J K J K J J K J J J K L J K T T T T T T T T T Distributed (part) 04/22/10 J T T T T

36.

TIAA-CREF Money Market

37. TIAA-CREF Intl FXl Idx-lnst (X)

38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 149. TIAA-CREF Lg-Cap Gr Idx-lnst (X) TIAA-CRE~ Lg-Cap Val-Prem (X) TIAA-CREF Mid-Cap Gr-Prem (X) TIAA-CREF Mid-Cap Val-Prem (X) TIAA-CREF Social Ch Eq-Prem (X) CREF Growth (X) CREF Stock IRA Distribution (X) Alliance Bemstein Wealth Mgt (X) USAA lntl Stocks/funds (X) USAA Large Cap stocks/funds (X) USAA Taxable bonds & CD (X) USAA Cash/Money Market

I. Income Gain Cod~: (See Colunms BI and D4) 2. Value Codes (See Columm CI and D3) 3. Valu~ Method (~1:: Cotamn C2)

A=$I.000 or le~s F-$50.001 - $100,000 J-$15,000 or less N -$250,001 - $500.000 P3 -S25.000,001 - $50.000.000 Q -Appraisal U -B~ok Value

D -$5.001 H2 =More than $5.~0,0~1 M =SI00,O01 - $250.001) P2 =$5,000,001 - $25,000.000 T --Cash Mmket

E -515.~1 $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporllng Peterson, Rosnnna M.

D,~te of Report 8/22/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Section Vii, line I: Spokane Teachers Credit Union interest decreased to an amount that is not reportable Section VIi line 10: Cannondale stock became worthless Section Vll line 17: This asset was exchanged for a different asset which is listed on this report Section VII line 18: This asset was exchanged for a different asset which is listed on this report Section VI! line 19: Greater Southwestern became worthless Section VIi line 46: This was a one time dislribution from an IRA, but the IRA account still retains value Section VII line 47: Alliance had not appeared on the previous years report Section VII line 48: This was newly acquired in the asset exchange involving the American High Interest Trust and the Small Cap World Fund Section VII line 49: This was newly acquired in the asset exchange involving the American High Interest Trust and the Small Cap World Fund Section VII line 50: This was newly acquired in the asset exchange involving the American High Interest Trust and the Small Cap World Fund Section VII line 51: This was newly created with the funds previously in the Pershing account

FINANCIAL DISCLOSURE REPORT r~Bme o~ Page 8 of 8 Peterson, Rosanna M.

IX. CERTIFICATION.

Date of Report 8/22/2011

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in ompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 (J.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N,E. Washington, D.C. 20544