Académique Documents
Professionnel Documents
Culture Documents
i/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S,C. app. I01-111)
Nomination,
[] Initial
5h. [] Amended Report 7. Chambers or Office Address 219 FEDERAL BUILDING AND U.S. COURTHOUSE DETROIT, MICHIGAN 48226 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~]
Cohn, Avern L.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~]
2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
V. G IFTS. a, ciudcs ,i, ose to spou,e ,nd dependent chUdr~n; s~ ~. 2S-~ ~ of filing instructions.)
NONE (No reportable gifts.) SOURCE
I.
DESCRIPTION
VALUE
2. 3. 4. 5.
VI. LIABILITIES. anau~es tl, os~ olspo.s~ .ha a~p~n~nt children; se r~. ~24~ of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period
O)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(t)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
1NTEL CORP 2. 3. 4. 5. PROCTER & GAMBLE (FORMERLY GILLETYE) ROYAL DUTCH PETROLEUM SCHLUMBERGER, LTD. SIGMA ALDRICH CORP. KIMBERLY CLARK 7. 8.
~9.
D A C B A C A B C A B B B C
Dividend Dividend Dividend Divider~d Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None
M K L M L L L M L K L L L L K L N
T T T T T
T T
T T T T T T
Donated (part)
WALT DISNEY CO. QUALCOMM INC BOEING ARCHER DANIELS MIDLAND RAYTHEON NEW JOHNSON & JOHNSON PEPSICO
LOCKHEED MARTIN ROVI CORP, FORMERLY GEMSTAR INTL ISHARES TR RUSSELL 2000 VALUE INDEX FUND ISHARES TR MSC1 EAFE INX FD
13 D
Dividend Dividend
1. Income Gain Codes: (See Colunms BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2)
A =$1,000 or less F =$50.001 - $100,000 J =$15,000 or Ies s N =$250,001 - $500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K = $15,001 o $ 50,000 O =$500.001 - $1,000,000 R ~Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$ 50,001 - $ 100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $ 50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
(1)
Amount Code 1 (A-H)
C2)
Type (e.g., div., rent, or int.)
CI)
Value Code 2 (J-P) Value Method Code 3
(4)
Gain Code 1 (A-H)
C5)
Identity of buyer/seller (if private transaction)
(Q-W)
18. 19. 20. ISHARES TR S&P MIDCAP 400/BARRA VAL ISHARES S&P MIDCAP 400/BARRA GR IDX BAXTER INTL C B C Dividend Dividend Dividend None B C A B B C Dividend Dividend Dividend Dividend Dividend Dividend None A C D C D B Dividend Dividend Interest Dividend Dividend Dividend M N N M M N
T T T T
M L L M
T T
Donated (part)
21. EMCORGROUP INC. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. PRAXAIR INC ISHARES TR MSCI EMERGING MKTS INDX FUN D ISHARES RUSSELL 2000 GROWTH INDX FUND CHUBB CORP IBM DREYFUS/LAUREL FDS TR PRM EMRGN MK 1 DREYFUS/LAUREL FDS TR PRM EMRGN MK 1 ISHARES MSCI EX-JAPAN INDEX FD DODGE& COX INTL FUND JP MORGAN TAX AWARE REAL RET FD ISHARES TR RUSSELL 1000 VALUE INDEX FD EATON VANCE MUT FDS TR MANNING &NAPIER FD INC EQUITY SERICES
L M M
Buy (addIt
05/28/10
1. Income Gain C0dcs: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method (odes (See Colunm C2)
A *$ 1,000 or less F =$50,001 - $ 100,000 J = $15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $St).O00.t)00 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$ 100,001 - $ 1.000,000 K = $15.001 - $50,000 O =$500,001 - $1,0003)00 R ~-Cost 1Real E~.tate Only) V -Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L -$50,001 - $ 100,000 PI -$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimalcd
=$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 =Cash Market
E =$15,001 - $ 50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) N M M N N T T T T T D. Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd!yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
MANNING & NAPIER FD INC WORLD OPP SERIES JP MORGAN ASIA EQUITY FUND ARTIO GLOBAL INVT INTL EQ FD TROWE PRICE NEW ASIA ED
C A C B E
Buy
01/15/10 N
Buy (addl)
12/20/10
40.
41. 42. 43. 44.
GOLDMAN SACHSTR
XSPRADA CORP SER B CONV PFD BELLEVILLE NORTH VENTUREBELLEVILLE, M1 HUNTINGTON GARDEN APTS.OAK PARK, Ml HUNTINGTON GARDEN APTS.
Dividend
None None
N
L L L L
T
T U U U
E F
Rent Distribution
LANCASTER HILLS APTS. CO.SOUTHFIELD, MI LANCASTER HILLS APTS. CO. FRANKEL-NODLEHS- BLOOMFIELD HILLS, MI BLOOMFIELD VILLAGE SQUAREBLMFLD HILLS, MI BLOOMFIELD VILLAGE SQUAREBLOOMFIELD HILLS, MI FERRIS PARKTOWERS-LANSING, MI FERRIS PARK TOWERS
F G
M M K J J L L
U U U U U U U
B F E A
I. I~come Gain Codes: (See Columns 01 and D4) 2. Value Codes (See Columns C I and I)3) 3. Value Melhod (odc,~ (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250.001 - $500.000 P3 ~.$25,000,001 - $50,000.000 O =Appraisal U =[]OOk ViIhle
B =$1.001 - $2.500 G =$100,001 - $1,000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5,000 HI =$1,000,001 -$5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000.000 S =Assessment W =Eslimatcd
D =$5,001 - $15,000 H2 =More than $5,000,000 M -$ 100.001 - $250.000 P2 -$5,000,001 - $25,000,000 T -Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRU STS -i.come, v.lue, ,r..s.etio.s anct.des those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
O)
Amount Code 1
(2)
Type (e.g., div., rent,
O)
Value Code 2 (J-P)
(~)
Value Method Code 3
(A-H)
or int.)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(Q-W)
52. 53. FERRISPARK TOWERS BELLEVILLENORTH MARSHBELLEVILLE, MI VENTUREBELLEV1LLE, MI DIXIE PROPERTIES DIXIEPROPERTIES-WATERFORD, MI DIXIE PROPERTIES BLOOMFIELD PLAZA, LLCBLOOMFIELD HILLS, MI BLOOMFIELD PLAZA, LLC BLOOMFIELD PLAZA, LLC GGPLIMITED PARTNERSHIP-MULTI STATE GGPLIMITED PARTNERSHIP GGP LIMITED PARTNERSHIP EATON NURSERY SALESBIRMINGHAM, MI EATON NURSERY SALES WOODFORD APT. HOTEL CO.BLOOMFIELD HILLS, MI WOODFORD APT. HOTEL CO. NORTH HILL CENTER, LLCROCHESTER, MI E B Distribution Rent L L U u
54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67.
A E E G B G A B G E E C B E
Interest Rent Distribution Rent Interest Distribution Rent Interest Dividend Rent Distribution Rent Distribution Rent
M M M N N N N N N K K K K N
u u U U u u U U u u u U u u
I. Income Gain Codes: (See Colunms B I and D41 2. Value Codes (Sc Columns CI and D31 3. Value Method Codes (See Column C21
A =$1,000 or less F =$50,001 - $ 100,000 J -$15,000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$ 100,001 - $ 1,000.000 K = $15,001 - $50.000 O =$500,t)01 - $1,000,000 R = Cost (Real Estate Only) V ~ Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (i f private transaction)
68. 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84.
NORTHHILL CENTER, LLC. BLOOMFIELD PLAZA I1 LLCBLOOMFIELD HILLS, MI BLOOMFIELD PLAZA II LLCBLOOMFIELD HILLS, MI BLOOMFIELD PLAZA II LLC MANISTEE MI SCHOOLS BOND MICHIGAN MUN BOND AUTH GENESEEE COUNTY MI BOND KING COUNTY WA BOND SAN ANTONIOTX BOND INDIANA STATE FIN AUTH BOND REGIONAL TRANS DIST COLORADO BOND ANCHORAGE ALASKA BOND RUTHERFORD CNTY TN BOND KING&SNOHOMISH CNTY WA BOND ILLINOIS STATE BOND UTAH STATE BOND OLATHE KANSAS BOND
A A F E D D D C C D D D D D D D D
Interest Interest Rent Distribution Interest Interest Interest Interest Interest Interest Ir~terest Interest Interest Interest Interest Interest Interest
N K K K
U U U U Redeemed 05/03/10 M C
N N M
T T T Redeemed 02/01/10 M A
M M M M M
T T T T T Redeemed 12/01/10 M A
M M
T T
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and I)3 ) 3. Value Method (odes (See Column C2 )
A =$1,000 or less F =$50,001 . $190,00~ J =$15.000 or less N = $250.001 - $500,000 P3 =$25.000.001 - $5(I.000.000 Q =Appraisal U = Book Value
B =$1,001 - $2,500 G =$100,~01 - $1.090,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V = Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100.000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E ~$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - i.co,,.e, valu., transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
I--] NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) M M M M
M
Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)
WESTCLARK, IND BOND OHIO STATE BOND STATE OF TEXAS- TECH COLLEGE BOND STTAMMANY PARISH LA BOND FRISCO, TX BOND NY STATE BOND CONDOMINIUM-CHARLEVOIX,MI. ~2~HOLDINGS
D D C B
B
T T T T
T
M M
T W
Dividend None
K K K K A A
Dividend None
A A
99. PROCTER& GAMBLE 100. PROCTER & GAMBLE 101. PROCTER & GAMBLE
I. Income Gain Codes: (See Columns 131 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Colunm C2)
=$1.000 orlcss ~$50.001- $100.000 =$15.000 orlcss =$250.001. $500,000 P3 =$25.000.001 - $50,000.000 Q=Appraisal =Book Value
B =$1.001- $2,500 G=$100.001- $1,000.000 K=$15.001 - $50.000 O ~$ 500.001 - $ 1,000,000 R :Cost {Real Eslale Only) V = Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50.001 - St00,000 P I =$1,000,001 - $ 5,000,000 P4 =More Ihan $50,000,000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 =More~an $5,000,000 M=$100,001- $250,000 P2 555,000,001 -$25,000,000 T =Cash Markcl
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
(1)
Type (e.g., buy, sell,
redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
102. CATERPILLAR 103. CATERPILLAR 104. CATERPILLAR I05. FEDEX 106. FEDEX 107. AMER1CAN EXPRESS CO 108. APPLE 109. COSTCO WHOLESALE 110. COSTCO WHOLESALE 111. COSTCO WHOLESALE 112. COSTCO WHOLESALE 113. GOGGLE INC 114. GOGGLE INC 115. GOGGLE INC 116. GOGGLE INC 117. GOGGLE INC 118. GOGGLE INC
Sold (part) Buy (addl) Sold (part) Buy (addl) Sold (part)
05/16/10 08/09/I 0 08/09110 05103110 05/05/10 05/05/10 02/04/10 04/29/10 05/05/10 05/12/10 12/30/10 03/24/l 0 05/26/10 05/26/10 07/27/10 07/27/I 0 08/04110
K O O K K K K J J K K K O O O O O
Dividend None
c A D
Dividend None
J J J
T T T
Sold (part) Sold (part) Buy (addl) Sold (part) Buy (addl) Sold (part)
Dividend None None None None None None None None None
A C
Sold (part) Buy (addl) Sold (part) Buy (addl) Sold (part) Buy (addl)
I. Income Gain (odes: (See Columns B I and D41 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (See Column (2)
A =$1,000 or less F =$50.001 - $ 100.O00 J =$15,000 or less N =$250,001 - $5OO,000 P3 =$25,111hq.0OI - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $ I,O00,000 K =$15,001 - $50,000 O =$500,001 - $ I,OO0,O00 R = Cost (Real Eslale Only) V =Other
C =$2,501 - $5,000 H 1 =$ I.OO0.001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 . $5,000,000 P4 =More than $50,000,000 S -Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 offillng instructions.)
(1)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3
(l)
Type (e.g., buy, sell, redemption)
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
119. GOOGLE INC 120. NESTLE 121. NESTLE 122. SSGA US GOV M/M FUND 123. MCDONALDS CORP 124. MCDONALDS CORP 125. MONSANTO 126. GILEAD SCIENCE 127. GILEAD SCIENCE 128. SCHLUMBERGER 129. SCHLUMBERGER 130. SCHLUMBERGER 131. SCHLUMBERGER 132. WALT DISNEY 133. WALT DISNEY 134. ANDARKO PETROLEUM 135. ANDARKO PETROLEUM A A A A A A A A None Dividend None Dividend Dividend None Dividend Dividend None Dividend None None None Dividend None Dividend None T
T
08/04/10 04/29/10
05/07/10
O J
J
O J
Buy (addl)
Sold (part)
05/05/10
05/05/10
Buy (addl) J J
T Sold
05/12/10
(part)
T Buy
(addl) Sold (part)
05/16/10
05/05/10
05/18/10
K
K A
(part)
Buy (addl) Sold
Sold
05/05/10
06/14/10
07/19/10
(part)
Sold 12/30/10 J A
(part) Buy
Sold (part) Buy (addl) Sold
J J J K C A
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See ColumnsCI and D3) 3. Value Method Codes (See Colunm C2)
A :$1.000 or less F =$50.001 - $100.000 J -$15.000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50,000.00[) Q =Appraisal U ~Book Value
=$1,001 - $2,500 =$100,001 - $1,000.000 = $15,001 - $50,000 =$500.001 - $1,000,000 ~Cosl (Real Estate Only) Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50.001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S -Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Type (e.g., Amount Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
136. PEABODY ENERGY 137. PEABODY ENERGY 138. TEVA PHARMACEUTICALS 139. TEVA PHARMACEUTICALS 140. 3M 141. BOEING 142. IBM 143. WEYERHAUSER CORP
144. PERRIGO INC.
Dividend None
O O J K J
Dividend None
A A A A
A
C A B
A
A A A
A
02/09/10
A A A
05/04/10 K 05/06/10 K
05/12/10 07/16/10 05/05/10 04129/10 05/05/10 K K K
A C
Dividend None
J J
A
I. Income Gain Codcs: (See Colunms BI and D4) 2. Value Codes ( See Columns C I and D3) 3. Value Method (odes (See (.olunm (_2)
A =$1.000 or less F =$50.001 - $100.000 J =$ | 5.000 or Icss N =$250.001 - $500.000 P3 = $25,000.001 - $50.000.000 Q =Appraisal U =Book V~,tue
B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $ 1.000.000 R =Cost (Real Eslate Only) V ~Othcr
C =$2.501 - $5.000 HI =$1.000.001 - $5.000.000 L =$50.001 - $| 00.000 P 1 =$ 1.000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D=$5.001- $15.000 H2 =More than $5.000.000 M=$100.001 -$250.000 P2 =$5.000.001- $25.000.000 T =Cash Markct
E =$15.001- $50.000
VII. INVESTMENTS and TRUSTS - i.comc, vatue, t,u.s.ctions anctudes those olspous~ und d~r~ndent children; see pp. 34-60 of filing lnstructions.)
~] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Code 2 (JoP) Gain Code 1 (A-H) Date mm/dd/yy (5) Identity of buyer/seller (if private transaction) Transactions during reporting period
(l)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
Dividend None
Sold Sold K T Buy (addl) Sold (part) J K T T T Sold (part) Buy (addl) Buy (addl) Sold (part) Sold Sold Sold (part)
B B
159. ALCON INC 160. BRISTOL MYERS SQUIBB 161. BRISTOL MYERS SQUIBB 162. CELGENE CORP 163. JOHNSON & JOHNSON
164. ROCHE HOLDINGS LTD 165. ROCHE HOLDINGS LTD 166. ROCHE HOLDINGS LTD 167. ROCHE HOLDINGS LTD 168. CUMMINS INC. 169. STANLEY WORKS
A B
A A
J J J J K J A D A
Dividend None
|. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100.000 J=$15.000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G=$100,001- $1,000,000 K =$15,001 - $50,000 O =$500,001 -$1,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
=$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 =Cash Market
E=$|5,00|- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (]) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (l) (2) Value Code 2 (J-P) Value Method Code 3 Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code l (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
170. UNION PACIFIC 171. UNION PACIFIC 172. APPLIED MATERIALS 173. CORNING INC. 174. ORACLE CORP 175. ORACLE CORP 176. FREEPORT-MCMORAN 177. FREEPORT-MCMORAN 178. FREEPORT-MCMORAN 179. NUCOR CORP 180. VALE SA 181. GOODYEAR 182. CITRIX SYSTEMS 183. BMWAG 184. BMW AG 185. GOLDMAN SACHS GRP 186. GOLDMAN SACttS GRP A A A A A A Dividend None Dividend Dividend None None None None None Dividend Dividend None None Dividend None None None J T J T J T Sold (part) Buy (addl) Sold Sold (part) Buy (addl) Sold Sold Buy Sold Sold Sold Sold Buy Buy Sold Buy Sold 05/05/10 07/14/10 05/04/10 05/05/10 04/29/10 05/05/101 02/05/10 08/27/10 08/27/10 05/06/10 05/05/10 02/04/10 05/05110 02/10/10 05/06/10 07/29/10 07/30/10 J J K K J K K L L K K J J J K N N D A B A B C A A A B A
I. Income Gain Codes: ( See Columns B I and 04 ) 2. Value Codes (See Columns C I and 03) 3. Value Method Codes (See Column C2)
A =$1,000 or less F = $ 50,001 - $ 100.000 J - $15,1)00 or less N :$250,001 - $500.000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G = $ 100,001 - $ 1,000.000 K = $15.001 - $50,000 O ~$500.001 - $ | .OOO,O00 R =Cosl (Real Estate Only} V =Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50.001 - $100,000 P| =$1,000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =M ore than $5,000,000 M =$ 100,001 o $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001. $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" a~er each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) Transactions during reporting period
(l)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(i)
Type (e.g., buy, sell, redemption)
(2)
Date
(3)
Value
187. GOLDMAN SACHS GRP 188. GOLDMAN SACHS GRP 189. BOSTON PROPERTIES 190. BOSTON PROPERTIES 191. CREE INC 192. CREE INC 193. DAIMLER AG 194. DAIMLER AG 195. DEERE & CO 196. DEERE & CO 197. DEERE & CO 198. DEERE & CO 199. DEERE & CO 200. DOW 201. DOW 202. EDWARDS LIFE SCIENCES 203. EDWARDS LIFE SCIENCES A A
None None None None None None None None Dividend None None None None Dividend None None None J T
J J J J
N
Sold
05/27/10
Buy Sold Buy Sold (part) Buy (addl) Sold (part) Sold
J J J J J J J J
J A
A A
(part)
Buy
Sold
Buy
12117/10
Sold
12/17/10
I. Income Gain (odcs: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 . $100.000 .I =$15,000 or less N =$250,001 - $500,000 P3 =$25,000.001 . $50.000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 . $1,000,000 R =Cost (Real Eslale Only) V =Other
C =$2,501 - $5.000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1.000,00I - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
Vll. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. , Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy; sell, redemption) D. Transactions during reporting period (2) (3) [ (4) Valuel Gain Date mm/dd/yy Code 2 Code 1 (J-P) (AH) (5) Identity of buyer/seller (if private transaction)
204. FIRST SOLAR INC 205. FIRST SOLAR INC 206. HALLIBURTON 207. HALLIBURTON 208. MERCK 209. MERCK 210. NALCO HOLDINGS CO 211. NALCO HOLDINGS CO 212. NETFLIX 213. NETFLIX 214. NETFLIX 215. OCCIDENTAL PETROLEUM 216. OCCIDENTAL PETROLEUM 217. POTASH CORP 218. POTASH CORP 219. POTASH CORP 220. POTASH CORP A A A A
None None None None Dividend None Dividend None None None None Dividend None Dividend None None None J T J T J T
Buy Sold Buy Sold Buy Sold (part) Buy Sold Buy Buy (addl) Sold (part) Buy Sold Buy Buy (addl) Sold (part) Sold (part)
05/03/10 05/20/10 08/02/10 08/02/10 02/09/10 05/18/10 06/16/10 10/19/10 05/12/10 ll/19/10 I 1/19/10 06/14/10 I l/l 1/10 02/17/10 03/09/10 05/06/I0 09/20/10
K K N N J J J J J M M J J J J J J A A A B A A B A
I. Income Gain Cedes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $ 100,000 J = $15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$ 100,001 - $1.000,000 K = $15,001 - $ 50,000 O =$500.001 - $ 1,000,000 R :~ Cost (Real Eslale Only) V -Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L = $ 50,001 - $ 100,000 P I =$1.000,001 - $5,000,000 P4 -More than $50,000.000 S =Asscssmcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Markel
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
O)
Identity of buyer/seller (if private transaction)
221. REPUBLIC SERVICES 222. REPUBLIC SERVICES 223. PROSHARES ULTRA SHORT S&P 224. PROSHARES ULTRA SHORT S&P 225. WHOLE FOODS CO 226. WHOLE FOODS CO 227. US BANCORP 228. US BANCORP 229. US BANCORP 230. US BANCORP 231. US BANCORP 232. US BANCORP 233. AUTOLIV 234. CHURCH & DWIGHT 235. BAKER HUGHES 236. DEVON ENERGY 237. NATL OILWELL
J J J
A
Sold J T Buy Sold (part) Buy (addl) Buy (addl) Sold (part) Sold (part) T
T
12/02/10 J 04/14/10 05/06/10 05/12/10 06/14/10 07/15/10 12/30/10 05/05/10 05/05/10 05/05/10 J
J J J J J J
A A
J J
T J J T T
A A
Dividend Dividend
12/13/10 J 03/10/10 J
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2)
A =$t.000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250.001 - $500,000 P3-$25,000,001 - $50,0O0,000 Q =Appraisal U =Book Value
B =$|,00t - $2.500 G =$100.001 - $1,000.000 K =$15.001 - $52,000 O = $500.001 - $ 1,000,000 R ~ Cost (Rc~d Estate Only) V ~ Other
C =$2,52,1 - $5,01)0 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 -$50,000
VII. INVESTMENTS and TRUSTS - income, valne, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T T (l) Type (e.g,, buy, sell, redemption) Transactions during reporting period (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
238. ITC HOLDINGS 239. HSBC HOLDINGS 240. ALLERGAN INC 241. CANADIAN NATL RAILWAY CO 242. BARRICKGOLD CORP 243. MOLYCORP 244. PROCTER & GAMBLE BOND 245. PROCTER & GAMBLE BOND 246. NORTH CAROLINA STATE BOND 247. NORTH CAROLINA STATE BOND 248. VIRGINIA STATE BOND 249. TENESSEE STATE BOND 250. US TREASURY BILLS 251. US TREASURY NOTES 252. US TREASURY NOTES 253. US TREASURY NOTES 254. US TREASURY NOTES, NEW
A A A
J J J J J K
Buy Buy Buy Buy Buy Buy Buy Sold Redeemed Redeemed Redeemed Redeemed
08/30/10 08/18/10 11/08/10 05/05/10 05/15/10 05/06/10 05/10/10 05/18/10 03/01/10 03/01/10 06/01/10 06/16/10
J J J J J K M M M L L M A A A A A
Interest None
B B C B C
N L L N
Interest
I. Income Gain Codes: (Scc Columns BI and D4) 2. Value Codes ( See Cohlmns (71 and I)3 ) 3. Value Mclhod (odes (See Colunm C2 )
A =$1,000 or less F =$50.001 - $100.000 J -$15.000 or less N = $250.001 - $500,000 P3 -$25,000,01) 1 - $50,000,000 Q =Appraisal U = Book Vahlc
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K = $15.001 - $ 50.000 O =$50{I.0[) I - $ 1,000.000 R =Cost (Real Estate Only} V = Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 "r -Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C, Gross value at end of reporting period D. Transactions during reporting period
(l)
Amount Code I (A-H)
(2)
or int,)
(1)
(2)
Value Code 2 (J-P)
(l)
Value Method Code 3 (Q-W)
(2)
(3)
(4)
(5)
Identity of buyer/seller (if private transaction)
255. ARTSPACE, INC., BIRMINGHAM, MI 256. ARTSPACE, INC, BIRMINGHAM, MI 257. WASHTENAW CO 258. WASHTENAW CO.-WASHTENAW CNTY, MI 259. COMMERCE CENTER BLDG
A D B C
Distribution Dividend Distribution Rent None Distribution Distribution Interest Interest None A Rent
M M J J J K K K PI J K K K K K M
U U U U U U U U U U U U U U U U
260. MERCURY PLAZA SHOPPING CENTER A 261. CG&A CENTRAL MALL 262. CG&a CENTRAL MALL 263. LPC INVESTMENTS, LLC 264. LPC ENTERPRISES 265. ~.:~ : ........................ ;.. ,~:.~:~.~:~ ...... BIRMINGHAM, MI 266. BROWN ST ASSOC C A A A A B A F
267. TWENTY TWO TWENTY TWO, LLC 268. CGA&ACROSSROADS CENTER LP 269. CG&A CROSSROADS CENTER LLP 270. PACIFIC FUND LP
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columt~s El a~d D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.00t - $500.000 P3 - $25.000.001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$ I00.001 - $1.000,000 K ~$15.001 - $50.000 0 =$500.001 - $1.0~dO,000 R =Cost (Real [~slale Only) V :Othcr
C =$2.501 - $5.000 HI =$1,000.001 - $5,000.000 L =$50.001 - $100.000 P I =$|,000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,009,009 T =Cash Market
E =$15.001 - $50.000
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544