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Committee on Financial Disclosure Administrative Office of the Courts S uite 2-301 One Columbus Circle, N.E Washington, D.C. 20544 Re: Financial Disclosure Report for Calendar Year 2009
Dear Sir/Madam:
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In accordance with your filing instructions, please find enclosed one (l) original and
three (3) copies of my Financial Disclosure Report for Calendar Year 2009. The computer audit picked up three lines on Part VII, the explanations for which I will highlight in this cover letter.
The first is Line 12: American Movil Common Stock. The audit picked up the fact that the date of purchase is listed as January 8, 2008. As the comment in Part VIII indicates, when performing nly yevrly rcvicw, I reahzed that I had inadvertently omitted the American Movil stock from last years report. Accordingly, I have listed ~t in this years report, confirming that
the date ofpt,rchase was actually January 8, 2008, not during the 2009 calendar year.
The second involves Line 39. Last year on this line, I reported a holding in Investment Company of America. The stock is owned by a dependent~, who is no longer dependent. 1 have explained this in the comment.
Committee on Financial Disclosure May 6, 2010 Page 2 The third involves Line 46. Last year, 1 reported holdings in American Capital Income Builder Mutual Fund on Lines 17 and 46. The Fund was sold in its entirety on December 18, 2009. The sale for both Lines 17 and 46 is reported on Line 17. Because the 2008 report will reflect a holding in American Capital hacome Builder Mutual Fund and there would be no explanation for what happened to the holding in Line 46, I have added a note to clarify that the sale of the holding on Line 46 is fully reported in Line 17. Thank you for your attention to this matter. Ve~ t~uly yours,
jotn~ A. Woodcock, Jr. Chief United States District Judge JAW/mrs Encs.
, Rev. 1/2010
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I. Person Reporting (last name first, m~dle initial) Woodcock, John A 4. "rifle (Article Ill judgc~ indicate act[,.t or sen:or status.
IMPORTANT NOTES: The in~truc~ions accompanying this form must be followed. Complete all parts,
checAing the NONE box far each part where you have tlo reportable information. Stgn on lasl page.
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f P .....Reporting
Wooacock, John A.
II1. NON-INVESTMENT INCOME. ~ncpor,,,g i,,zi~,~,,o~..,,. .....: see pp. 17-24 offihng mstru, ) ....... t A. Fliers Non-investment Income
~ NONE (.~ reportable non-investment income ) DAT~
I 12:3 I,09 2 3
4
INCOME
$168,171 37
Spouses Noll-| nvestment I ncome - tf }ou were marrted during at~)" portum oJ the repornng tear, comp&te hi~" section ~
NON (No repo~ table lIOIl-Illt~C,qlll~Ht II~CODIe ) DATE SQUR(E AND TYPE
LOCATION
PURPOSE
4 5
Date of Report
woodcock, Zohn A.
o5,06nOlO
DESCRIPTION
VALUE
2 3.
(including Iru3l assets) Ila~e "(XF altcr cach assel exempt from prior disclosure
I of ~porllng period (U ~) ~ Value ~ Value Code 2 " Mclhod ~J-PJ ~ Code 3 j (Q-~V) K J I K J T T T T 3"
(23 (3~ ~4~ Date Val~e Gau~ mmldd,yy [ Code 2 ~ Co~e I (J-P) (A-ID ~ ,
Merck C~mamon Stock Inndcx Iotcmattonal Common Stock ~]oemg Common Stock 4 5 6. 7 g 9 10 II 12 3 14 15 16 17. k~,~,o~lMt)bd (ommon Stock General Electric (-~munon Stock The Growth Fund of Amet "x.n~cucan C,qptt:ll Income Budder ,:_ ~sco ( amman ,-;icrck ,MctL~le Common Stock Wells [argo Cortmlon Stock Pov.e~share.*, Wdderhdl Clean Energy Porlloho Frontier Commumc,~tions Common Stock Mltsul Common Stock - ADRs Apple, Inc Common Stock Morgan Stanley B,u~k Deposits (Commen0 .~..meucan Nttl\ tl S,~. (Of/IlllOll Stock
D~vidend None
Dtwdcnd None
I)~:,tdcnd
J K K K N .I
T T
B A
Dp,~dcnd Dw~dend
L K
Dtv~dend
Sold
12;Ig 1:)9
Page 5 of 12
05/06/201
VII. INVESTMENTS and TRUSTS --l ............. t ............ io,,, (In,It,des those o/sp ......... d depend ..... hddren; see pp 34-60 of filbtg i
NONE ~ reporl~tble income, assets, or transactions)
--
~ ..........
~: .................................
Type ~e g d~ ~cnt or mt )
18 19 20 21 : 22 M~crosofi Common Stock Nor~otk Southern Common Stock Pepsico Common Stock Arnertta5 Life Insurance Corp A A A A D~:~dcnd f)~v~dcnd I)~dcud Nopc I-),x,det~d J K K L K T T T T T
25. 26 27. 28
Bangor Sa,,mgs Bank Checking Ac~.otmt ASA (Bem~udal I.TD Common Stock Heald~ Care Seiv~ce (;toup F~dehlty T, end Ftmd
A A ,.\ A
J J K K
T "F T "r
31 32 33
34
A A
D~,,~dend D~smbtttmn
J J
"1 I
[ d I,,e, t ....... tit,n," (Inch, de~ those of sp .......... depend ......hildre.; ~eel,p. 34-60 oJ filing i
0ncludmg ~ assc s) Place "tX)" attc~ each asset exempt fion~ prior d~sclosurc
! ol repomng period Value Code 2 LI-PI Va!uc Method Code3 (Q-W) Type (e g. bus sell, ~edempr~on) ~ Date Value , Ga., ~ mmdd y> Ct~d: 2 Code 1 ~ ~ [J-P) , I&-II) : Idenmy of buycrscl[c~ ~ifprtvate transat t~n)
35 36 37
DtvKteud A Dtv~dcnd J T
41
43 44
[hv~dcnd
-F
46 47
"~n~cr~an L aprlal hacomc Bulldei MuttJal kund Comment1 Legg Mason (lcarb~dge Applecmtto~ Mututa! Fund IRA A I)~ldcnd D~v~dend K K T
48 Legg Mason (lcadmdgc( apttal and Income A " " Ftmd IRA [Comment) 49 50 I 51 Eagle Bulk Slnppmg, Inc Common Stock American (.ap~tal L~d Common S~ock Commen0
None
Date of Report
Wooa~oek, Jo~,n A.
05/o6/2ol o
= .....
D~x ~dcqd
Sold
1~27/09
None |~
Sold Sold
1/30109 12118/09
Dt,~dcnd
57 58 [ 59
,~
I)w~dend
"1
60
62
164 (>5 Mcl-)onalds (. orp. (ommon ,bto,:k 66 67. 6~ IL~.M Contlreon SIock State Street Co~p. (ommon Stock Iohl~son & Johnso~ ( om~l~on SlOCk B A A A I)~, Itlet~d D~vltlet~d D~v~dcnd D~v~dc~d K 1 K K ] "1 Sold 1 I114/09 J [ A
~,,~, , ............. (1,,, I,,s,.s ,~ ...... ,I,~ ........... a d~,~.,,a~,,, ,~,i~,~,,; ~e~,V. ~.60
B C ot reposing period ~2~ -~) kalt~ (ode 3 (4) Type (c g. redcmptton) [ Date ~alue (J-P) Gain [A-II) Idcnl:y o~" 0fpr~va!e D __
tcpo~hng ~r~od
; (~) t2) (I) 12) (~) A:~oum ] yp~ (e g, Value (&-I[) or ~nt ) ~ (J-P~
i
69
(Q-~V) .................
70 7~ 72 73 74 75
76
None
L;.S Bu~COtl~ Common Stock .I P Morgan Chase Commtn~ Stock Za~]~tner Holdings Common Stock
A A
J K J
I" "i T
77 ! -,~
A A
D~v~dend D~vt~.le~d
K K
T T
81
...................................
[~ ....
fP ......Reporting
DateofReport
Woodcock. aoho A.
05;06~201 0
VII. INVESTMENTS and TRUSTS - i ............. ~,,e,, ....... t ...... (Includes those af sp ........ d dependent children; s~,epp. 34-60 of ~lbtg
NONE (No reportable income, assets, or transactions.)
Type (c g. / Date VBltIe bu) sell. [ mm ddy) Code 2 ] Code i ~ rcdcmpt:on) ] {J-P) (A-H) [
~ 86 87.
A A
D~v~dend D~x~dend
T Sold
7/13/09
89.
02
93 94 95 96 97 98 r"
101 I o2
Da,eof~eporr
05/061201 0
VI I. INVESTMENTS an d TRUSTS .- i,,,. .......... ~ ............ ,io,,, (Includes tho, e vf ,p ......... I deoenaent cl, ilU ........ Pl. 34-60 of filittg i
NONE (No reportable income, assets, or transactions )
O) &mount (A-H)
(2)
(~
(2)
O)
(~)
(5)
Code 3 ~ (Q-W) ;
rcdemptmn)
(3-P)
(A-H)
(tfpn~z~e tr,msa~r~on)
Wooaeoek. dohn A.
all)d, aS
Item I I Morgan Stanle3 Bank Depomt~ became Ihe recipient of each of the stock ,ales dunng the year Accordingly, the tr:msactlons are described as a transfer It llttlllbel oltranslbr~ were made as ato~ks ~ere sold, the dale of each translcr ts not listed The total amount of the Ilai~sfers IS ~eflected in the value code.
ltelll 12 Atllertcan Mo~ i[ was purchased on Janualff 8,200~ and itlad~eoe~ll) olmtted flora tile Flnanclai Disclosure Report for last year. Item 39. lm estment Company of Amcuca, M~tcb appea~ed m past reports, ts held solely by a dependent~ who ~s no Ionge~ dependent The ml~nmt~on oa th~s fired, which appeared m prmr reports, has not been completed and wdl not appear m future reports Item 46 Item 48 Item 49 All shares m Amel~tat~ Capital Income Broider Mutual Fund welc sold on December 18, 2009 Thl~ transaction is ~epooed m Full on line 17 Legg Ma~on Apprccmtmn Ftmd is no~ known as [ egg M,t~on Clcarbndgc ,kpp~ec~atton Fund Lcgg Mason Capital and Income Fund is n~ known a~ Legg Mason Clearb~dge Cal~aal and Income btmd
Do,~ofa,.por,
05/0612010
! certify that all information given aboxe (including information pertaining to my spouse and minor or dependent children, if any) is accurate, troe, and complete to the best of my knowledge and belier; and that any informat;on not reported was withheld because it met applicable statutory provisions permittiug non-disclosure. I fi~rther certi~ that earned income from outside employment and honoraria and the acceptance of gifts ~xhich have been repurted are in compliance +~ith the provisions of 5 U.S.C. app. 501 et. seq., 5 UoS.C. 7353, and Judicial Conference regulations.
Signature
NOi-E: 4NY lb, DIVIDI.~i, WHO KNO\~cINGL~ AND WILFI~LLY FALSIFIES OR FALLS TO FILE THIS REPOR1 M4.~ BE S[IB.IECT TO (|VII AM) CRI.~,IINAL .SAN(rIONS (5 U.S.(. app. 104)
FII.ING INSTRUCTION S Mail signed onginM and 3 additional copies Committee on Financial Disclosure Administrative Office of" the Umted Struts Courts Suite 2-301 One Columbus Circle, Washington, D C. 20544