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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS
R
UDIGER G
UDIGER G
H
extends uniquely to a homomorphism : H H.
Such localization functors L
A
= H with respect to derive from modules and rings,
have there a long history and are considered in many recent papers in group theory for
non-commutative cases and in connection with homotopy theory, see e.g. [2, 17, 3]. It
turned out to be of special interest to investigate properties of A which carry over to
L
0
as shown in [17] by
Libman. In contrast to this localizations of Z are the E-rings, see [3] and by Dugas,
Mader and Vinsonhaler [8] (using [5]) there are arbitrarily large E-rings. The question
about the size of L
A of size 2
0
. Moreover assuming GCH any nite non abelian simple
group A has arbitrarily large localizations, as recently shown in [12]. From our new main
result we will see that GCH can be removed. Using stronger algebraic arguments, like
abelian centralizers of free (non-abelian) groups and the existence of large rigid families
of cotorsion-free abelian groups, we are able to avoid the old combinatorial setting (the
Hart Laamme Shelah game from [15]), hence GCH. As in [12] we will use the following
denition.
Denition 1.1. Let A ,= 1 be any group with trivial center and view A Aut(A) as
inner automorphisms of A. Then A is called suitable if the following conditions hold:
(1) A is a nite group.
(2) If A
Aut(A) and A
= A then A
= A.
(3) Aut(A) is complete.
Note that Aut(A) has trivial center because A has trivial center. Hence the last
condition only requires that Aut(A) has no outer automorphisms. It also follows from
this that any automorphism of A extends to an inner automorphism of Aut(A). A group
A is complete if A has trivial center zA and any automorphism is inner. If h A then
we denote by
h
: A A (x xh
= h
1
xh) the function which conjugation by h.
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 3
We also recall the easy observation from [12] which is a consequence of the classication
of nite simple groups:
All nite simple groups are suitable.
Also note that there are many well-known examples of suitable groups which are not
simple.
If is a cardinal, then
+
is the successor cardinal of . A partial homomorphism
between two groups is a homomorphism between subgroups accordingly. Moreover, if
U G is a subgroup of G, then the centralizer of U in G is the subgroup
c
G
U = h G : [h, U] = 1,
where [h, U] = [h, u] : u U) is the subgroup generated by the commutators [h, u] =
h
1
u
1
hu.
Denition 1.2. If / is a family of groups and G is any group, then G[/] denotes the
/-socle which is the subgroup of G generated by all copies of A / in G. If / = A,
we write G[A].
Then we have the following
Main Theorem 1.3. Let / be a family of suitable groups and be an innite cardinal
such that
0
= . Then we can nd a group H of cardinality =
+
such that the
following holds.
(1) H is simple. Moreover, if 1 ,= g H, then any element of H is a product of at
most four conjugates of g.
(2) Any A / is a subgroup of H and two dierent groups in / have only 1 in
common when considered as subgroups of H. If / is not empty, then H[/] = H.
(3) Any monomorphism : A H for some A / is induced by some h H, that
is there is some h H such that = h
A.
(4) If A
= 1
is trivial.
(5) Any monomorphism H H is an inner automorphism.
Note that the second property of (2) follows from the rst property of (2) together
with (1). Also (5) can be virtually strengthened replacing monomorphism by nontrivial
homomorphism, which is also due to (1). The group theoretical techniques derive from
standard combinatorial group theory and can be found in the book by Lyndon and
Schupp [19]. We will also use a theorem concerning the existence of complicated abelian
groups from [5]. For clarity the proof will be restricted to the case when / is a singleton.
The extension to arbitrary sets / is easy and left to the reader. The reader may also
ponder about our hypothesis that all members of / are nite. In fact it turns out that
there are many innite groups A such that / = A can not be extended to H as in
the Theorem 1.3, see [14].
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4 R
UDIGER G
i
be the other element of G L, K L. If
b
i
K we surely may assume that b
i
U as the L-part of b
i
can be absorbed into the
amalgam L. If x G G
h
then x = h
1
yh G for some y G, hence hx = yh and if
w
1
= b
1
b
n
w
2
= y
1
b
1
b
n
x, x, y G and w
1
= w
2
(2.2)
then we claim that
x, y X
1
= X
n
, and 3 n is odd. (2.3)
We distinguish various cases:
(1) If x X
n
, y X
1
then w
2
is in reduced form and has length n+2 and l(w
1
) = n
contradicts (2.2)
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6 R
UDIGER G
1
, b
n
x / L, (y
1
b
1
)b
2
b
n1
(b
n
x) is reduced of length n +1. So
l(w
1
) = n and (2.2) is impossible.
(3) The dual case x X
n
, y X
1
, y
1
b
1
/ L is similar to (2).
(4) If x X
n
, y X
1
and y
1
b
1
L then w
2
= (y
1
b
1
b
2
) b
n
x and w
1
are both
in reduced form of length n but y
1
b
1
b
2
X
2
and from w
1
= w
2
follows b
1
X
2
hence
b
1
X
1
is a contradiction.
(5) The dual case x X
n
, y X
1
and b
n
x L is similar.
(6) If x X
n
, y L then w
2
= (y
1
b
1
)b
2
b
n
x has length n and l(w
1
) = n but
x X
n
and b
n
X
n
is impossible for (2.2).
(7) the dual case x L, y X
1
is similar.
Finally we have the case
(8) x X
1
L, y X
n
L, hence b
1
b
n
= (y
1
b
1
)b
2
b
n1
(b
n
x) and both
sides are reduced of length n. By uniqueness we nd t
1
, . . . , t
n1
L such that
b
1
t
1
= y
1
b
1
, t
1
1
b
2
t
2
= b
2
, t
1
2
b
3
t
3
= b
3
, . . . , t
1
n1
b
n
= b
n
x.
From x, y G follows X
1
= X
n
and n is odd. We noted that n ,= 1, hence 3 n and
the claim (2.3) is shown.
Note that t
i
= t
iy
depends on y in (2.2) and the last displayed equations give us
t
1y
= (y
1
)
b
1
, t
2y
= t
b
2
1y
, . . . , x = (t
1
n1,y
)
bn
.
We consider the pairs (y
1
, b
1
), (t
1y
, b
2
), (t
2y
, b
3
), . . . of the last equalities. In the rst
pair the rst element may not be in L, in the second pair the second element may not
be in G, but the third pair has both these properties. If 5 n then the third pair exists
and t
3y
L, the equation above shows that
t
b
3
2y
= t
3y
L
b
3
L for all y G G
h
.
Hence
[t
3y
L L
b
3
: y G[,
by assumption (ii) of the lemma, so [L L
b
3
[. Condition (i) of the lemma implies
b
3
L, but this contradicts the reduced form of w
1
= b
1
b
n
. Hence n = 3 and
h = b
1
b
2
b
3
and from the last claim b
1
, b
3
G hence b
2
K so, as mentioned above,
without less of generality b
2
U, and if we let x = b
1
, y = b
2
and z = b
3
then (a) of the
lemma holds.
Now it is easy to show that (b) and (c) hold:
(b) We may assume (a) and that we are not in Case 1, hence h = xyz H K with
y U and x, z G L. The element h = xyz is in reduced normal form.
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 7
If c c
G
(h), then h = c
1
hc and we have
xyz = (c
1
x)y(zc) both sides in reduced normal form.
By uniqueness there are t
1
, t
2
L such that
xt
1
= c
1
x, t
1
1
yt
2
= y, t
1
2
z = zcx.
From y U, t
2
L, K = U L follows [y, t
2
] = 1, hence t := t
1
= t
2
and the last
displayed equations become
xt = c
1
x, t
1
z = zc.
Hence c = (t
1
)
x
1
= (t
1
)
z
and c
G
(h) L
x
1
L
z
equivalently c
G
(h)
x
L L
zx
. If
zx G L, then [c
G
(h)[ < by (i), and (b) holds trivially.
If zx = l L then c
G
(h) L
z
L
x
1
= L
z
, the element h becomes h = xyz =
x(yl)x
1
= z
1
(ly)z and [y, l] = 1.
From c
G
(h) L
z
, zx = l and h = z
1
(ly)z follows L
z
c
G
(z
1
(ly)z) = c
G
(ly)
z
or equivalently c
G
(ly) L. Hence c
G
(ly) = c
L
(ly) = c
L
(l) by [L, y] = 1. However
[c
L
(ly)[ = [c
L
(l)[ and (iii) implies l = 1. We derive h = z
1
yz and c
G
(y) L from
above. Obviously L c
G
(y), so c
G
(h) = c
(
y
z
) = L
z
and (b) follows.
(c) If g G G
h
, then g
1
= h
1
ch for some c G, hence h = chg and from (a) we
have h = xyz. We get that
xyz = (cx)y(zg) and both sides in reduced normal form of length 3.
Again there are t
1
, t
2
L with xt
1
= cx, t
1
1
yt
2
= y, t
1
2
z = zg and y U. As before
t = t
1
= t
2
L and hence t L, xt = cx, t
1
z = zg. We get g = z
1
t
1
z L
z
and (c)
is also shown.
We must extend -malnormal to sets of subgroups, as in the
Denition 2.5. A set L of subgroups is -disjoint in G if each L L has size [L[ =
and [L
g
L
L and g G.
Iterating Lemma 2.4 we get a
Lemma 2.6. Let L = L
1
, . . . , L
n
be a nite collection of subgroups of G such that
(a) Each group in L is -malnormal in G.
(b) L is -disjoint in G.
If 0 m n, K
i
= U
i
L
i
, M
i
= K
i
L
i
G (i m) and
H
0
= G, H
m
=
G
M
i
: i m for m ,= 0,
then the following holds for m n.
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8 R
UDIGER G
G
M
m+1
= H
m
L
m+1
K
m+1
= H
m
L
m+1
(L
m+1
U
m+1
). (2.4)
(i) If h H
m
L
k
and m + 2 k n, then (i) holds by induction hypothesis. Hence
we also may assume that h H
m+1
H
m
and suppose for contradiction that
[L
k
L
h
k
[. (2.5)
The assumptions of Lemma 2.4 hold, hence we may apply (a) of the lemma and can
express h = xyz with x, z H
m
L
m+1
and 1 ,= y U
m+1
. From (2.5) and Lemma 2.4
(c) follows L
k
L
h
k
L
z
m+1
, hence L
k
L
h
k
L
z
m+1
L
k
. From k ,= m + 1, (2.5) and
hypothesis (b) we get the contradiction
[L
k
L
h
k
[ [L
k
L
z
m+1
[ < .
(ii) From (2.4) we have a canonical projection : H
m+1
H
m
with ker = U
m+1
.
If 1 i ,= j n and h H
m+1
such that L
h
i
L
j
H
m+1
has size at least , then also
[L
h
i
L
j
[. But h H
m
contradicts the induction hypothesis for (ii).
(iii) Let
h H
m+1
G such that [c
G
(h)[. (2.6)
If h H
m
G, then the induction hypothesis applies and (iii) follows. We may assume
that h H
m+1
H
m
. By Lemma 2.4(a) we have h = xyz with x, z H
m
L
m+1
and
1 ,= y U
m+1
. From Lemma 2.4(b) follows
x = z
1
and c
G
(h) = L
z
m+1
, (2.7)
hence h = y
z
. If z G, then (iii) is shown. Otherwise z = x
1
H G. We want to
derive a contradiction, showing that this case does not happen.
By Lemma 2.4(c), (2.6) and (2.7) we have c
G
(h) G G
h
L
z
m+1
= c
G
(h), hence
c
G
(h) = G G
h
= L
z
m+1
(2.8)
Hence we have that
[L
z
m+1
[ = [G G
z
[ (2.9)
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 9
and by induction hypothesis from (iv) for z in place of h we nd an l m such that
z G
L
l
K
l
H
m
. Now we apply Lemma 2.4(a) to write z = abc with a, c G and
b U
l
. From (2.9) and Lemma 2.4(c) we get G
x
G L
c
l
. Using c
G
(h) G
x
G L
c
l
and (2.6) we also have c
G
(h) L
c
l
L
z
m+1
, hence = [L
c
l
L
z
m+1
[ which contradicts (a).
(iv) Let h H
m+1
G and [G G
h
[. Again, if h H
m
then (iv) follows by
induction hypothesis, hence we may assume that h H
m+1
H
m
. By Lemma 2.4 (a)
we have h = xyz with x, z H
m
L
m+1
and 1 ,= y U
m+1
. If x, z G then
h = xyz G
L
m+1
K
m+1
and by induction hypothesis also (iv) follows. We may assume
that x, z G is not the case, so without restriction let z / G. From Lemma 2.4(c)
follows
G G
h
L
z
m+1
H
m
. (2.10)
If w G G
h
then w
z
1
L
m+1
G. By hypothesis on h we derive that also
[G G
z
1
L
m+1
[ (2.11)
Now, using (2.10),(2.11) and the induction hypothesis (iv) for H
m
, we nd 1 l m
such that z G
L
l
K
l
H
m
. Using Lemma 2.4(c) for c
1
in place of h and (2.11) there
is z
such that G G
c
1
L
z
l
, hence
G G
c
1
L
m+1
L
z
L
m+1
and l ,= m+ 1.
Finally we apply (2.11) once more. By Lemma 2.4(a) we get the contradiction on
cardinals [L
z
l
L
m+1
[ < .
The last Lemma 2.6 extends to innite sets L. We have an immediate
Corollary 2.7. Let L be a collection of subgroups of G such that
(a) Each group in L is -malnormal in G.
(b) L is -disjoint in G.
If K
L
= U
L
L, M
L
= K
L
L
G and H =
G
M
L
: L L, then the following holds.
(i) Each L is -malnormal in H for L L.
(ii) L is -disjoint in H.
(iii) If h H G and [c
G
(h)[, then there are g G, L L and r U
L
with
h = r
g
.
(iv) If h H G and [G G
h
[, then there is L L such that h M
L
.
Similar to polynomials over a eld K which are elements of K[x], we will say for a
group G that
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10 R
UDIGER G
and
w
3
(x
3
) = t
1
x
3
u for some t, u, t
G
1
.
(2) If also w
2
= w
3
, then w
1
(x) = x
u
for u G
1
.
Proof. Note that it is enough to consider G = G
1
x
2
) x
3
). Write w
2
(x
2
) = t
1
t
n
with t
i
G
1
x
2
) in normal form (from alternate factors). Similarly, write w
3
(x
3
) =
u
1
u
m
with u
i
G
1
x
3
) in normal form. Then
w := w
2
(x
2
) w
3
(x
3
) = t
1
t
n
u
1
u
m
.
If t
n
x
2
) or u
1
x
3
), then w is in normal form as well. Otherwise t
n
u
1
G
1
and w = t
1
t
n1
(t
n
u
1
)u
2
u
m
is in normal form. If also w
1
(x) = v
1
v
k
with
v
i
G
1
x) is in normal form. We also may assume that v
2
x) without loss of
generality. Then writing v
i
= x
m
i
if v
i
x), we have that
w
1
(x
2
x
3
) = v
1
(x
2
x
3
)
m
2
v
3
v
k
is in reduced normal form. Hence
w
1
(x
2
x
3
) = v
1
x
2
x
3
v
3
= w
2
(x
2
) w
3
(x
3
) = t
1
x
2
(t
3
u
1
)x
3
u
3
and it follows that t
3
u
1
= 1, v
3
= u
3
and t
1
= v
1
. We get
w
1
(x
2
x
3
) = t
1
x
2
x
3
u
3
, w
2
(x
2
) = t
1
x
2
t
3
and w
3
(x
3
) = t
1
3
x
2
u
3
.
If we put t
1
= t, t
3
= t
and u
3
= u, then (i) follows.
If also w
2
(x) = w
3
(x), then txt
= t
1
xu, hence t
= u, t = t
1
. It follows that
w
1
(x
2
x
3
) = u
1
x
2
x
3
u = (x
2
x
3
)
u
as well as w
2
(x
2
) = x
u
2
and w
3
(x
3
) = x
u
3
.
The following lemma describes centralizers of nite subgroups in free products with
amalgamation.
Lemma 2.10. Let H = G
1
G
0
G
2
be the free product of G
1
and G
2
amalgamating a
common subgroup G
0
. Let A G
1
be a non trivial nite subgroup and let x H be an
element which commutes with all elements of A. Then either x G
1
or A
g
G
0
for
some g G
1
.
We repeat the short proof from [12].
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 11
Proof. Suppose [x, A] = 1, x , G
1
and h A. Express x in a reduced normal form
x = g
1
g
1
g
n
g
n
,
that is, g
i
G
1
G
0
, (1 < i n) and g
i
G
2
G
0
, (1 i < n). The relation
h
1
x
1
hx = 1 yields the following
h
1
g
1
n
g
1
n
g
1
1
(g
1
1
hg
1
)g
1
g
n
g
n
= 1.
By the normal form theorem for free products with amalgamation [19, Theorem 2.6
p. 187], this is only possible if g
1
G
1
and g
1
1
hg
1
G
0
for all h A, so A
g
1
G
0
.
This concludes the proof.
By similar arguments we have
Lemma 2.11. Let G be any group, and : G
0
G
1
be an isomorphism between two
subgroups of G. Consider the HNN-extension H = G, t : t
1
ht = (h), h G
0
). If
A is a non trivial nite subgroup of H and x H such that [x, A] = 1, then x is in a
conjugate of G.
Let pInn (G) denote the set of partial inner automorphisms, which are the isomor-
phisms : G
1
G
2
where G
1
, G
2
G such that can be extended to an inner
automorphism of G. Hence pInn (G) are all restrictions of conjugations to subgroups
of G.
Denition 2.12. In addition we will use Denition 1.1.
(1) Let A
A = AutA be xed groups such that A is suitable.
(2) / consists of all groups G such that A
A G, and any isomorphic copy of A
in G has trivial centralizer in G. That is,
/ = G :
A G, if A
= A
G, x G with [A
, x] = 1, then x = 1.
We have an easy lemma from [12].
Lemma 2.13. If G and G
are in / then G G
/.
By a well-known result of Schupp [21] any automorphism is partially inner for some
group extension. We will rene this result below. If G is any group in / and is an
isomorphism between two subgroups of G isomorphic to A, we will need that is an
partially inner automorphism in some extension G H /. This follows by using
HNN-extensions as we will show next.
Lemma 2.14. Let G / and B G be a subgroup isomorphic to A. Then there is
H / such that G H and Aut(B) H.
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12 R
UDIGER G
H
be a subgroup isomorphic to A and 1 ,= x H such that [A
, x] = 1. By Lemma 2.1
we can suppose that A
G or A
B. Suppose that A
= (A
)
g
1
N, thus A
= B since
B is suitable. Hence g
1
N is a contradiction. If n = 2, then we obtain (A
)
g
1
= (A
)
g
1
2
a contradiction unless A
N, so A
= B. So both g
1
and g
2
are in N, which also is a
contradiction. Similarly, if n 3 we have g
n1
and g
n
in N. This is again impossible.
This concludes the proof.
By the previous lemma we can suppose that if B G /, and if B
= A, then
B G as well. If C, B G, A
= B
= C and
C,
B are conjugate in G then C and B
are also conjugate. Indeed, if g G such that g
:
C
B, then C
g
B is a subgroup
isomorphic to B, hence C
g
= B by Denition 1.1
Lemma 2.15. Let G / and B
B G. Suppose that A and B are isomorphic but
not conjugate in G. Let :
A
B be any isomorphism. Then the HNN-extension
H = G, t : t
1
ht = (h) for all h
A)
is also in /.
Proof. see [12, proof of Lemma 3.5].
Lemma 2.16. Let C and B be isomorphic to A and suppose C
C G / and
B
B G. If : C B is any isomorphism, then there is G H / such
that pInn (H). Moreover, H can be obtained from G by at most two successive
HNN-extensions.
Proof. see [12, proof of Lemma 3.6].
Lemma 2.17. Let G / and suppose that G
/ or G
). Then (G G
)/N / where
N is the normal subgroup of G G
generated by g
1
g
G G
.
Proof. The group H = (GG
H
isomorphic to A and x H such that [A
amalgamating a
common subgroup G
0
. If any X G, G
, G
0
is in / such that monomorphisms from
A to X are induced by inner automorphisms of X, then H / as well.
Proof. Let A
, x] = 1.
By Lemma 2.1 we can assume that A
G
0
and x = g
1
g
2
g
n
, is written in a reduced
form of length bigger than two. Then we have g
1
: A
(A
)
g
1
both of them inside
G
0
. By the choice of G
0
there exists g G
0
such that g
: A
(A
)
g
1
. We can also
suppose that the automorphism group
A
is already in G
0
by Lemma 2.14. Hence the
composition (g
1
1
g)
: A
with A
= A
G and any x H
with [A
G and x H with [A
, x] = 1.
Now we apply Lemma 2.10.
Recall Denition 1.2 of an A-socle G[A].
Lemma 2.20. If g G /, then there is a group H /, such that G H, with
[H[ = [G[
0
and g H[A].
Proof. Suppose that o(g) = and that g , G[A]. Let A
1
and A
2
be two isomorphic
copies of A. Choose a non trivial element h A and let h
1
and h
2
be its copies in A
1
and A
2
respectively. Now dene
H = (G A
1
A
2
)/N
where N is the normal subgroup generated by g
1
h
1
h
2
. Then H / by Lemma 2.17
and moreover g H[A].
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14 R
UDIGER G
and =
+
is the successor cardinal of .
Moreover note that =
0
will be good enough in the following.
We want to apply (in Construction 3.4) the following theorem on torsion-free abelian
groups.
Theorem 3.2. For each subset X of the set (the cardinal) there is an
1
-free
abelian group G
X
of cardinal such that the following holds.
Hom(G
X
, G
Y
) =
Z : if X Y
0 : if X , Y
Remark 3.3. A proof of the theorem can be found in Corner, G obel [5, p.465]. An
abelian group is
1
-free if all its countable subgroups are free abelian.
The next section is a short description for the construction of the group H of Main
Theorem 1.3. Let =
+
be the cardinal above and assign four disjoint stationary
subsets S
i
(i = 0, 1, 2, 3) such that each ordinal is a limit ordinal of conality
cf () = if S
0
S
1
S
2
and cf () = if S
3
. Moreover, identify the group
: S
0
and let
L
1
= h
: A A
; S
1
where h
runs through all bijective maps from A to subsets of with repetitions for
each map. Finally choose an enumeration of pairs
L
2
= (y
, z
) : S
2
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 15
also with repetitions for each pair. From [S
0
[ = [S
1
[ = [S
2
[ = follows that L
0
, L
1
and L
2
exist. Now we are ready to dene H. The denition is by transnite induction.
The inductive steps are also called approximations, see Shelah [23] or G obel, Rodriguez,
Shelah [12].
The set of approximations in the Construction 3.4 is just the collection P of initial
sequences p = H
: <
p
for any
p
< of the nal group H =
<
H
. More
generally, the members of p could depend on p, i.e. p = H
p
: <
p
. Then P becomes
naturally a poset by component-wise inclusion, and any unbounded sequence in P gives
rise to a group H. This obvious generalization may be useful for other constructions, in
this case it can also be applied for nding a family of 2
satisfying the
Construction 3.4. We dene an ascending chain of subgroups H
<
H
. The chain is
constructed by transnite induction subject to the following conditions.
(i) ( = 0) Let H
0
= H
Z
A for all be the free product of innite
cyclic groups Z and
A. Hence A
A H
0
are prescribed subgroups of any
H
.
(ii) If (S
0
S
1
S
2
S
3
), then let H
+1
= H
Z.
(iii) If S
0
and x
H
+1
[A].
(iv) If S
1
and h
: A A
of H
or h
, then we
also put H
+1
= H
, t
)
such that t
A = h
, z
from L
2
are two elements of innite order in H
such that
y
is not a conjugate of z
, t
) such
that y
= z
t
. Otherwise let H
+1
= H
Z.
(vi) If S
3
, then we apply the Black Box 5.1 (i), (ii), (iii) in order to dene a
family F
= F
j
: j of free subgroups of rank of H
j
: (j )
given by the traps and models (H
j
,
j
,
j
) which are triples of subgroups H
j
H
, a unary function : H
j
and a partial two place function
: H
j
H
j
such that Im
j
H
j
.
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16 R
UDIGER G
j
: such that the following holds.
(1) (
j
(
j
()) <
j
(
j
( + 1)) and
(2) (
j
(
j
(2)),
j
(
j
(2 + 1))) <
j
(
j
(2 + 2)).
In this case is a total map and we dene x
j
() by
(
j
(
j
(2)),
j
(
j
(2 + 1))) = x
j
().
Let F
j
= x
j
() : < ) and F
= F
j
: j .
If this is not possible, we say that is useless and pick F
trivially from
branches as in the rst case but regardless of what and do. In Lemma 3.6
we will show that F
F
j
K
j
.
In the second step choose
H
+1
=
H
M
j
: j
be the free product with amalgamated subgroup H
. Hence H
H
+1
by the
normal form theorem, see [19, p. 187, Theorem 2.6].
(vi) Finally let H =
.
It remains to show that H meets the requirements of the Main Theorem 1.3. The
proof of condition (vi), which is based on the Black Box 5.1, will be postponed to the
next section, however all prerequisites will be established now using the following
Remarks and Notations 3.5. If S
3
and j from the Construction 3.4 (vi),
then let
j
() =
j
(
j
()), hence x
j
() H
j
(+1)
H
j
()
is free over H
j
() and the
elements x
j
() ( < ) freely generate F
j
F
. Moreover sup
<
j
() = and H
<
H
j
()
for each j . If i ,= j < , then [
j
() : <
i
() : < [ < .
First we show the
Lemma 3.6. Let H =
j
() : < .
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 17
(b) Each F
j
is -malnormal in H
and F
is -disjoint.
(c) If y, z H and z ,= 1, then y is a product of at most four conjugates of z.
(d) Any monomorphism A H is induced by an inner automorphism of H.
(e) H = H[A].
(f) If S
) = 0.
Proof. (a) Comparing with Remark and Notations 3.5 we see that each x
j
()
H
j
(+1)
H
j
()
is free over H
j
()
, hence H
j
()
x
j
()) H
j
(+1)
H
. An easy
induction shows that F
j
H
j
() : < .
(b) If g H
F
j
for some j < , then g H
j
()
for some minimal
< from
H
<
H
j
()
. If
j
() : < ) x
j
() : < )
g
= x
j
() : <
) x
j
() : <
)
g
which is a set of cardinality less then as [
or is a
limit ordinal the assertion obviously holds. So suppose
j
()
, x
j
() : < ). Hence
g H
j
()
, x
j
() :
< ) = U x
j
()) H
.
If w is an element of the left hand side of the displayed equality, then there are also
two words w
1
(x), w
2
(x) free over U such that w = w
1
(x
j
()) = g
1
w
1
2
(x
j
())g. Hence
g = w
2
(x
j
())gw
1
(x
j
()) has length 1 in U x
j
()). Write w
2
= a
1
x
t
1
a
2
x
t
n1
a
n
and
w
1
= f
1
x
s
1
f
2
x
s
m1
f
m
in normal form, hence
g = w
2
gw
1
= a
1
x
t
1
a
2
x
t
n1
(a
n
gf
1
)x
s
1
x
s
m1
f
m
has length 1 which is only possible if t
1
= s
1
= 0, so w = w
1
(x
j
()) U and the claim
follows by the induction hypothesis.
Next we consider g H
and Im
i
Im
j
. Then
x
i
() : < H
= x
i
() : <
1
and x
j
() : < H
= x
j
() : <
2
for some
1
,
2
< . As before we have F
i
F
g
j
H
= F
i
F
g
j
H
= F
i
F
g
j
H
, z
) for some S
2
and it
is y = z
t
in H
+1
, so (c) follows in this case. If y has nite order, then we can write
y = y
with both y
, y
is product of
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18 R
UDIGER G
= w
t
for some t H, hence y
= z
x
1
t
z
x
2
t
is product of two
conjugates and y is product of four.
(d) This is taken care of by the construction at stage (iv) for S
3
.
(e) If g H, there is S
0
such that g = g
, hence g H
+1
[A] by construction
and H[A] = H follows.
(f) If S
[ = 2
0
= <
+
= . Hence [S
and F
is
-disjoint in H
.
(b) If A
= 1.
Proof. (a) follows from Lemma 3.6(b). (b) is based an the denition of / and also follows
by induction on for all A
and
x K
j
such that y = x
g
.
Proof. Let be minimal such that y H
, t) is an HNN-extension. Let y = g
0
t
1
g
1
g
n1
t
n
g
n
be
given in normal form with g
i
H
H
+1
, see the Construction 3.4 and [19, p. 181]. Note that 1 n from
y , H
. Any 1 ,= x D
y
is in H
1
t
1
(g
1
0
xg
0
)t
1
g
1
g
n1
t
n
g
n
= 1.
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 19
By the normal form theorem of HNN-extensions ([19, p. 182]) either
1
= 1 and g
1
0
xg
0
A or
1
= 1 and g
1
0
xg
0
A
as in the construction.
Constructing modules with prescribed endomorphism rings, the most important con-
dition is nding elements x of the module (say H) such that x / H
, x)
, see the
strong case in [5, p.455]. Here we will also say that an element 1 ,= x H is strong
(for ) at if x is free over H
, hence
H
, x) = H
x) (4.12)
and
x / H
, x). (4.13)
In this case we also say that is strong for . If x is free over H
< .
The case (B) is the complementary case of (A) . We rst consider case (A):
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20 R
UDIGER G
H for at .
By a back and forth argument we can choose a closed and unbounded set C and
an enumeration C =
,
(2) H
and
1
(dom H
) H
(3) x
H
+1
H
. Condition
(3) follows by a new enumeration of the x
s and the H
s. Let U
is bounded in ; ( hence [U
[ ). (4.14)
If U
is unbounded and x
H
+1
H
and
y
H
+1
free over H
tells us
y
, y
) = H
).
On the other hand the strong element x
makes
x
/ H
, x
) and x
H
+1
H
.
Hence x
H
+1
is also free over H
, and , being in U
, requires
(x
) H
, x
).
Hence there is a word w
(y) over H
= w
(y
). As
we assume that U
is unbounded in and =
+
, also [U
[ = > [H
[. By a pigeon
hole argument we nd an equipotent subset U U
= w(y
1
y
2
. Clearly y is also free over H
and
i
U implies y H
, y), hence y = w
over H
. We can
summarize
w
(y) = y = (y
1
y
2
) = y
1
y
2
= w(y
1
) w(y
2
).
Also note that we have freeness
H
1
) y
2
) H
2
+1
and normal forms
w(y
i
) H
i
) (i = 1, 2),
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CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 21
and Lemma 2.9 applies. There is g H
such that
y
i
= w(y
i
) = y
g
i
(i = 1, 2), and similarly (x
i
) = (x
i
)
g
.
Using =
1
we derive
x
= (x
y
1
) = (x
)(y
)
1
= (x
)
g
(y
g
)
1
= x
g
,
hence x
= x
g
, H
) contradicts that x
s are
bounded. Hence there is a new increasing, continuous sequence E =
: < C
of ordinals such that in addition U
+1, hence U
+1
. Hence (1), (2), (3), (4)
hold for
in place of
there. In particular
and x
+1
H
is a strong
element at
.
We now want to adjust the Black Box 5.1 for application in this case (A). Let us
dene two maps
) into an
L-model as mentioned in the Black Box 5.1.
Let
() =
(, ) if and only if
(, ) = x
is partial such
that
is an
L-model M with universe . We want to consider L-submodels M = (H
) of
M = (H,
), hence M is a subgroup H
of H,
(, ) is
dened if and only if
() . As E is a cub and S
3
is a stationary set, we also nd
stationary many S
3
E, hence H
(denoted by
is an
L-model M
i
,
)
(H
). Hence H
i
is a subgroup of H with Im
i
H
i
,
i
a unary total
function on H
i
,
i
a two place function on H
i
which is dened again for (, ) if
and only if
() =
(, ) = x
+1
H
is strong for
at
.
The Black Box 5.1 predicts some j < and a strictly increasing sequence
j
() ( < )
with sup
<
j
() = ,
j
() + 2 <
j
( + 1) for all < and
j
() [
+1
) with
j
(
j
(2)),
j
(
j
(2 + 1))) = x
j
() = x
j
()
(4.15)
for all < as dened in the Construction 3.4. If F
1
= F
j
, which is freely generated
by the x
j
() ( < ), also given by the Construction 3.4, then F
1
H
follows from
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22 R
UDIGER G
and r / H
F
1
K
j
= H
F
1
(F
1
U
j
) H
+1
and U
j
H
= 1
hence c
H
(r) F
1
. Clearly r U
j
implies F
1
c
H
(r), we get the important centralizer
condition
c
H
(r) = F
1
.
Next we calculate the centralizer of the image r, using H
:
F
1
= (c
H
(r)) = c
H
(r) c
H
(r). (4.16)
By Corollary 3.9 there are F
i
= F
2
F
, g H
and f K
i
such that
r = f
g
. (4.17)
From f K
i
follows r = f
g
H
+1
. We derive the invariance
H
+1
H
+1
. (4.18)
Using (4.16), (4.17) and g H
, f K
i
we get
F
1
c
H
(r) = c
H
(f
g
) = c
H
(f)
g
= F
g
2
. (4.19)
Note that by denition g = g
r
depends on r and similarly F
2
= F
2r
. We want to show
that dierent rs give the same g and F
2
:
If r
1
,= r
2
and g
r
1
, g
r
2
are as above, then by (4.19) we have F
1
F
gr
1
2r
1
F
gr
2
2r
2
, hence
= [F
2r
1
F
gr
2
g
1
r
1
2r
2
[ and by the choice of F
= U
F
2
. The family U
i
: i < of abelian groups is rigid, and this
forces F
1
= F
2
and U
F
1
is conjugation by g. The claim (4.19) becomes F
1
F
g
1
,
and g H
<
H
j
()
is an element of some H
j
()
. If (, ), then x
j
()
by (4.15) is a canonical free generator of F
1
and x
j
() H
j
()+1
H
j
()
. Hence
x
j
() H
j
()+1
H
j
(+1)
and also
x
j
()
F
+1
x
j
()
: < )
g
x
j
()
: < + 1)
g
from F
1
F
1
and Lemma 3.6. From g H
j
() and x
j
()
H
j
() for all <
follows x
j
()
x
j
()
, H
j
()
). However x
j
()
is free over H
j
()
and strong for by
denition of
such that b
2
is also free over H
, b
1
). There
are many bs! And choose < such that H
b
1
, b
2
H
. Hence b
1
z, b
2
z and z are free over H
and we have
H
, b
i
, z) = H
b
1
) z).
For the words w
b
i
z
(y), w
z
(y) we get (b
i
z) = w
b
i
z
(b
i
z) and z = w
z
(z) and it follows
w
b
i
z
(b
i
z) = (b
i
z) = (b
i
)(z) = w
b
i
(b
i
)w
z
(z)
and Lemma 2.9(a) applies. We can write b
i
= e
i
b
i
d
i
, z = e
z
zd
z
with e
i
, d
i
.e
z
, d
z
H
and d
i
e
z
= 1 for i = 1, 2. Hence d
1
= d
2
= d and e
z
= d
1
. We have b
i
= e
i
b
i
d and
z = d
1
zd
z
. The same argument for (b
1
b
2
z) = (b
1
)(b
2
z) gives d = d
z
. Similarly
for b
1
1
b
1
2
z
1
also e
i
= d
1
, hence b
i
= b
d
i
, z = z
d
. We conclude that = d
for all
elements b H which are free over H
can be found in any submodel of the trap (see [5] for instance) here called
(
i
, M
i
: i < ) and (iv) is the prediction of a submodel of M, earlier ([5]) this was a
module or a group together with an unwanted homomorphism , so a pair (H, ). In
our application it will be a group together with a unary map and a partial two place
map on H.
Another preliminary remark seems in order:
We will predict ordinals from a stationary subset of (and submodels), hence the
following is actually a stationary Black Box as used in [10] for instance. The reader can
either nd a proof of the group theoretic version of the Black Box by slight modication
from these references, or adopt the model theoretic version, which then has the advantage
that it is applicable in many dierent algebraic situation (including the old ones) without
any further changes. Again the proof of the model theoretic version of the Black Box is
a natural and easy modication of the existing proofs; a nal reference will be [23].
7
3
9
r
e
v
i
s
i
o
n
:
2
0
0
1
-
0
2
-
2
0
m
o
d
i
f
i
e
d
:
2
0
0
1
-
0
2
-
2
3
24 R
UDIGER G
< =
+
as before and let S be a stationary subset of
< : cf = .
Then there is a sequence (of traps)
((
i
, M
i
) : i < ), S)
such that the following holds.
(i)
i
: (
i
()) (i < ) is an increasing, continuous sequence with
supremum (a branch):
(ii) Any two distinct branches are almost disjoint:
If i < j < , then [Im
i
Im
j
[ < .
(iii) M
i
is an L-model with a universe of cardinality which is a subset of and
Im
i
M
i
.
(iv) If M is such an L-model with universe , then there are stationary many S
with some i < such that M
i
M.
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1995.
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3
CONSTRUCTING SIMPLE GROUPS FOR LOCALIZATIONS 25
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Fachbereich 6, Mathematik und Informatik, Universit at Essen, 45117 Essen, Germany
E-mail address: R.Goebel@Uni-Essen.De
Department of Mathematics, Hebrew University, Jerusalem, Israel, and Rutgers
University, New Brunswick, NJ, U.S.A
E-mail address: Shelah@math.huji.ac.il