Comptroller of the Currency Administrator of National Banks US Department of the Treasury

Mastering the Basics

A Directors Challenge
2011 Workshop Locations
Indianapolis, IN March 28-30 Charlottesville, VA April 11-13 Kansas City, MO May 16-18 Minneapolis, MN October 3-5 Destin, FL November 14-16 Oklahoma City, OK December 5-7

2011 OCC Director Workshops

OCC Director Workshops

Mastering the Basics
A Directors Challenge
The success and even some failures of financial institutions can often be attributed to the effectiveness or ineffectiveness of their directors. A broad knowledge of the financial services industry and the confidence to ask questions of management, auditors, and examiners will best enable directors to fulfill their duties and responsibilities successfully. This workshop combines lectures, discussions, and exercises designed specifically for directors of national community banks and federal savings associations. Discussion topics include: OCC structure and communication channels for directors Roles of the board and management Board committees and best practices Significant board activities, including compensation and succession planning CAMELS, specialty ratings, and composite ratings Report of Examinationyour blueprint for action Managing risk with board reports

Safe and sound banking requires good directorsmen and women with a sense of responsibility, curiosity, and competence. It also takes skills and knowledge specific to the business of banking. This workshop provides a solid foundation for success in this critical role.
Jennifer Kelly, Senior Deputy Comptroller for Midsize/Community Bank Supervision

Communicate With the Regulators

You will interact with instructors who are experienced examiners from the OCC. They are seasoned professionals who regularly assess risk management systems and meet with senior managers and directors to discuss their findings and evaluations. They will share their experiences to help you improve your knowledge and skills. Enrollment is limited to 35 directors per workshop to allow open and targeted dialogue. Pre-course reading materials will be provided to enhance your workshop experience.

Who Should Attend

This workshop is geared primarily to outside directors of national community banks and federal savings associations that have assets less than $1 billion. Management directors could also benefit from attendance. Directors of new national community banks and federal savings associations are encouraged to participate in this workshop.

Meet the Instructors

Tom Munz
Assistant Deputy Comptroller, Central District

Polly Robinson
National Bank Examiner, Southern District

Dave Baker
Assistant Deputy Comptroller, Western District

Lori McNulty
National Bank Examiner, Central District

Mark Diller
National Bank Examiner, Central District

Agenda
Attire is business casual.

Reception

This workshop is a great educational tool for both new and seasoned directors. I found it beneficial to discuss trends and hot topics with seasoned OCC staff and other attendees.
Reaction From Past Participant

A reception will be held from 5:30 p.m. to 7:30 p.m. Monday evening. Attendees can meet informally with OCC faculty. Hors doeuvres and beverages will be served.

Workshop
Monday 11:30 a.m. Registration Opens 1:00 p.m. Introduction and Program Overview Understanding the Regulatory Structure Differentiating Board and Management Roles Understanding Board Responsibilities Industry Hot Topics Adjourn Reception

5:15 p.m. 5:30 p.m. Tuesday 7:00 a.m. 8:00 a.m.

Continental Breakfast Activities of Effective Boards Operating in a Regulated Environment Overseeing the Audit Function Deciphering CAMELS and the Report of Examination Adjourn

12:00 p.m. Lunch 1:00 p.m. 5:00 p.m.

Wednesday 7:00 a.m. Continental Breakfast 8:00 a.m. Working With Examiners Using the Uniform Bank Performance Report Managing Board Information

12:00 p.m. Adjourn

Scott Schainost
Assistant Deputy Comptroller, Northeastern District

Kim Scherer
National Bank Examiner, Western District

Randy Ryskamp
District Counsel, Southern District

Ralph DeLeon
National Bank Examiner, Banking Relations Division

OCC Director Workshops

Mastering the Basics Workshop Registration Form

Comptroller of the Currency Administrator of National Banks US Department of the Treasury

Part 1
March 28-30, 2011 Indianapolis, IN April 11-13, 2011 Charlottesville, VA May 16-18, 2011 Kansas City, MO October 3-5, 2011 Minneapolis, MN November 14-16, 2011 Destin, FL December 5-7, 2011 Oklahoma City, OK

Please register online at www.cmpmeetings.com/occ, fax registrations to (336) 644-6205, or mail to CMP Meeting Services Registration Center, 3505 Vernon Woods Drive, Summerfield, NC 27358, USA. You must be on the board of directors of a national community bank or federal savings association. Registrations will be accepted on a space-available basis only. A wait list will be established for all locations at which sessions are at maximum capacity. Registration fee for the workshop is $100 per participant. All cancellations must be in writing. Cancellations will be accepted by e-mail to regcenter@cmpmeetings.com, or fax notification to (336) 644-6205. If a cancellation is received less than one month before the workshop, no refund will be issued. Completion of this form in its entirety is required for conference registration. Registration is not complete until you receive your confirmation letter in the mail.

Institution Information

Asset Size $

(Millions)

< 50 150-250 750-1B

50-100 250-500 >1B

100-150 500-750

Institution Name: ________________________________________

Institution Address: ______________________________________________________________________________________

Street ____________________________________________________________________________________________________________ City State ZIP Code

Telephone: _____________________________________________________________________________________________ Point of Contact: ________________________________________________________________________________________

Payment Information
Billing Name: ___________________________________________________________________________________________ Billing Address: _________________________________________________________________________________________
Street _______________________________________________________________________________________________________________ City State ZIP Code

Credit Card Type:

Amex

Visa

MC

Expiration Date: ____________________________

Credit Card Number: _________________________________________________________________________ Security Code: _______________________________________________________________________________ Signature of Cardholder: _______________________________________________________________________________

If other payment arrangements are needed, please contact the reservation center: (336) 451-0557 or regcenter@cmpmeetings.com.

OCC Director Workshops

Mastering the Basics Workshop Registration Form

Part 2
Attendee Information
Name: Mr./Ms./Mrs./Dr.
(Please circle one) First Name Last Name

Name on Badge: Title: Home Address:

Street City

First Name

Last Name

Director:

Inside

Outside

Other

State

ZIP Code

Daytime Telephone: Attendee E-mail: Assistants E-mail:

Fax:

Emergency Contact
Emergency Contact Name: (friend or family)
(do not use the bank phone number)

Emergency Contact Phone Number (Home or Cell):

Special Needs/Comments
If you have special needs that may affect your participation in this event, please check here. OCC will contact you to discuss your needs. If you have any comments or information concerning your registration that you wish to add, please do so below.

For workshop information, please contact (336) 451-0557. Registration Center Hours: 8:30 a.m. 5:00 p.m. ET. Registration is not complete until you receive your confirmation letter in the mail.

FOR REGISTRATION CENTER USE ONLY

CONFIRMATION NUMBER:

Dates and Locations

Indianapolis, IN March 28-30, 2011 Embassy Suites Indianapolis Hotel Reservations: (317) 236-1800 Room Rate: $91.00 www.embassysuites.com Charlottesville, VA April 11-13, 2011 Omni Charlottesville Hotel Reservations: (800) 843-6664 Room Rate: $139.00 www.omnihotels.com Kansas City, MO May 16-18, 2011 The Westin Crown Center Hotel Reservations: (816) 474-4400 Room Rate: $149.00 www.starwoodhotels.com/westin Minneapolis, MN October 3-5, 2011 Hotel Ivy Hotel Reservations: (612) 746-4600 Room Rate: $169.00 www.luxurycollection.com/hotelivy Destin, FL November 14-16, 2011 Hilton Sandestin Hotel Reservations: (850) 267-9500 Room Rate: $81.00 www.sandestinbeachhilton.com Oklahoma City, OK December 5-7, 2011 The Skirvin Hilton Hotel Reservations: (405) 272-3040 Room Rate: $82.00 www.hilton.com

Hotel room rates for each location are guaranteed until the following dates:
Embassy Suites Indianapolis, Indianapolis, IN Omni Charlottesville, Charlottesville, VA The Westin Crown Center, Kansas City, MO Hotel Ivy, Minneapolis, MN Hilton Sandestin, Destin, FL The Skirvin Hilton, Oklahoma City, OK February 26, 2011 March 20, 2011 April 25, 2011 September 9, 2011 October 14, 2011 November 4, 2011

Hotel rates for this program have been discounted. To make your reservations on a space-available basis, please contact the hotel directly. Some hotels may honor the rate before and after the workshop. When making reservations, please mention the function name: OCC Director Workshops. If you encounter difficulties in making your reservations, please call (336) 451-0557 for assistance.

Reception
A reception will be held from 5:30 p.m. to 7:30 p.m. Monday. Attendees can meet informally with OCC faculty. Hors doeuvres and beverages will be served.

Registration Fee
The registration fee is $100, payable at the time of registration. The price includes: Course materials Continental breakfasts, lunch, and reception CD of the OCCs popular telephone seminar on corporate governance Directors Toolkit, which includes The Directors Book, Detecting Red Flags in Board Reports, and Internal Controls

Special Needs
If you require special accommodations to participate in this workshop, please call (202) 874-6415.

Cancellation Policy
All cancellations must be in writing. Cancellations will be accepted by e-mail to regcenter@cmpmeetings.com, or fax notification to (336) 644-6205. If a cancellation is received less than one month before the workshop, no refund will be issued.

Questions
For additional workshop information, please call (336) 451-0557 or send an e-mail to regcenter@cmpmeetings.com.