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The Dilnot Report on UK social care funding and palliative care funding review in mid-2011: links and critical commentary
July-August, 2011 by Malcolm Payne, St Christophers Hospice London
Two crucial reports have come out. The first is the report on funding palliative care: The report here: http://palliativecarefunding.org.uk/wpcontent/uploads/2011/06/PCFRFinal%20Report.pdf Palliative care Funding Review (2011) Funding the Right Care and Support for Everyone: Creating a Fair and Transparent Funding System; the Final Report of the Palliative Care Funding Review. London: Palliative Care Funding Review. This report, commissioned by the Department of Health aims to arrive at a funding mechanism for palliative care. The Review has a website: http://palliativecarefunding.org.uk The second, and more important one, is the much-awaited Dilnot review of social care funding. The Dilnot Report here: https://www.wp.dh.gov.uk/carecommission/files/2011/07/FairerCare-Funding-Report.pdf Commission on Funding of Care and Support (2011) Fairer Care Funding: The Report of the Commission on Funding of Care and Support. London: Commission on Funding of Care and Support. This was also commissioned by the Department of Health and, it seems, the Chancellor of the Exchequer. It connects with the Departments social care policy statement: Policy statement here: http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/@ps/documents/d igitalasset/dh_121971.pdf Department of Health (2010) A Vision for Adult Social Care: Capable Communities and Active Citizens. London: Department of Health. It also connects with the Law Commission report on social care law, because the government will have to decide how it is going to implement the social care report, and then how the law is going to be shaped to support it.
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Law Commission report here: http://www.justice.gov.uk/lawcommission/docs/lc326_adult_social_care.pdf The Law Commission (2011) Adult Social Care (Law Com 326)(HC 941) London TSO. Isnt it interesting that nowadays all these reviews, which are supposed to be independent, have their own logos and websites, instead of being clearly being clearly the product of the Department that commissioned them? Actually The Dilnot review has a heartening message telling you how wonderful its results are, which at one time would have been addressed to the Secretary of State and pointed out how it answered the questions he asked. Now, it is a breezy personal statement from the three important people in the review to us, the public. All this, I think, is designed to say how independent these people are, suggest that they invented what they want to say, in spite of the fact that the Secretary of State actually specified their terms of reference and so had a strong influence on the answers they have come up with. Except for the Law Commission which reports to Parliament, and so its reports have a gravitas that the others dont: they are a serious bunch dont have to sell their report to the public.
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This is to recognise that the government says that it cannot afford to pay everything, as is the objective with the NHS. The information about public attitudes in the report suggests that this is a surprise to many members of the public, who see it as just like the NHS: after all they are sick and frail, isnt that healthcare? Unfortunately not, because our system distinguishes between health problems that need healthcare (NHS and free) and health problems that lead to your not being able to do everyday things in life (not healthcare and therefore you pay why should the taxpayer pay for the things that you would normally do yourself?). The public does not understand this distinction. Isnt social security and the NHS about making them feel secure when troubles come upon them? When the report talks about the problem being fear and insecurity, I think it fundamentally misunderstands this issue. The public expects the government to help them when troubles come upon them; capping the likely to cost to them and making them insure for it is not securing government help, it is opting out of taking on the troubles in the first instance. Yes, people accept that theyve got to do as much of their bit as they can, but the insecurity has to be taken by the government first, not last.
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personally developmental time of it, and they know that at worst this may go on for several years. An old girl friend of mine used to say that playing the field as a single person meant going out with people that you dont quite like well enough to hitch up with. Its the same with paid carers: you get possibly pleasant but bored and harried people whom you dont really know very well probably from a different background to you, coming into your house to do intimate things with your body or routine jobs around your house. Not enticing is it? And this is what were supposed to commit tens of thousands of our money or equity in our house to insure for? People wont go for this insurance until the quality is massively improved and they feel secure in what theyre going to get. They dont see at the moment how theyre going to manage all this, so theyll leave it in the hope that it might not be the worst for them, and if it is the worst, theyd rather have the government to complain at and some of their money going on to their children instead of being eaten up in just OK care.
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It is commissioned by both the Department of Health and the Treasury, so its clearly a money thing, deriving from a widespread politico-economic view that we know we cant afford this but we know sooner or later well have to do something: please tell us something we want to hear. I think the starting point is clearly: we cant afford this, rather than how are we going to do this well? and Dilnot will be successful to the extent that those with power think it helps them to afford this entirely dislikeable responsibility. The Report is signed by Dilnot, an economist who used to run the ultra-independent Institute of Financial Studies; he already has a CBE: the K is obviously coming along soon, or the lord if hes prepared to be not too independent in his thinking. The other two signatories are (Lord) Norman Warner, the former civil servant, director of social services (but not a social worker) and Labour minister in the Lords and (Dame) Jo Williams, who actually is a social worker, former director of social services, former director of Mencap and only a week or two ago apologising on the telly on behalf of the Care Quality Commission, of which she is chair, for some failure or other there are so many). So heavy duty, appointed to be clearly independent of the present governments interests, knowledgeable about how it works from several different points of view. Also the lead, Dilnot, is clearly not from the sector, so theyre hoping for a fresh look, another sign of George (the Chancellor) and Andrew (the Health Secretary) saying please, please, please tell us how to get out of this mess without spending any money.
Terms of reference
The terms of reference also have their interest: finance is clearly the issue and the worry is clearly protecting middle England from having to sell their houses to pay for their care: thats the political issue, not really the quality of care. Note, too, the fourth term about making sure it fits in with the (rapidly changing) scenario about financial regulation of the new NHS: this has got to fit in with privatisation and government control of finances. There are four terms: how best to meet the costs of care and support as a partnership between individuals and the state; how people could choose to protect their assets, especially their homes, against the cost of care; how, both now and in the future, public funding for the care and support system can be best used to meet care and support needs; and how its preferred option can be delivered, including an indication of the timescale for implementation, and its impact on local government (and the local government finance system), the NHS, and if appropriate financial regulation. Then, in the management way of these things, they are given four criteria for success in their model, and they do refer to these fairly consistently in the report, so theyre clearly important: Choice, fairness, value for money, sustainability.
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extensive paid care for her husband to substitute for her. There was no way the local authority was going to pay for that, so they did almost nothing. What is made available should, says Dilnot, follow the desired outcomes for carers in the National Carers Strategy. This strategy has been refreshed, presumably by the new government; the concept of refreshing a strategy (click the icon on your browser to refresh the page when it gets stuck) is a new one on me, and shows how computer language infects every form of marketing activity remember I see the Dilnot report as marketing what the government wants you to think. Links to carers documents below. In case you think these wonderful objectives in the Carers Strategy are going to change the life of carers by well-planned and active interventions, let me just reprint the outcomes for you; they are seriously vague and aspirational (airy-fairy, as my mother would have said): Carers will be respected as expert care partners and will have access to the integrated and personalised services they need to support them in their caring role. Carers will be able to have a life of their own alongside their caring role. Carers will be supported so that they are not forced into financial hardship by their caring role. Carers will be supported to stay mentally and physically well and treated with dignity. Children and young people will be protected from inappropriate caring and have the support they need to learn, develop and thrive and to enjoy positive childhoods. So dont be looking for any progress from the Dilnot proposals there. I think the only way assessment and support and information is going to be better is if carers assessments are done by an independent body (Im thinking about some of big society social enterprises, perhaps run by carers organisations and employing their own social workers, providing assessments independently and then providing advocacy to ensure the local authorities toe the line). But Im afraid that cuts in legal aid funding suggest that the government is not looking for anyone who is poor and has needs to be able to enforce their rights, and I suspect that their aim in getting social workers to set up independent social enterprises is to cut the costs of providing basic services, not use the independence to generate greater demands on local authorities. Not much hope for carers there.
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If you want to see the unrefreshed document and other things go here: http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuida nce/DH_085345 There are also separate strategies for Northern Ireland: http://www.dhsspsni.gov.uk/ec-dhssps-caring-for-carers.pdf; this is quite old and there is an updating website (not quite up for refreshing in NI, it seems): http://www.dhsspsni.gov.uk/index/hss/ec-community-care/ec-carers.htm for Scotland: http://www.scotland.gov.uk/Publications/2010/07/23153304/22 and for Wales: http://wales.gov.uk/topics/health/publications/socialcare/carers/;jsessionid=9FfnTXGF8vvyX 3yVJ34hyrH3YzWc8fQDJBGyxtpYBJ3QNT98WNhr!1215994767?lang=en (there are a series of annual reports in Wales: links from this site). Interestingly, the Scotland document specifically proposes developing advocacy services for carers (see this page: http://www.scotland.gov.uk/Publications/2010/07/23153304/22), and this really is about advocacy if carers are dissatisfied; this is the meaning attached to advocacy in the NI report too. The only UK comment on advocacy (although the consultation showed that carers wanted advocacy) is advocacy so that people understood how good personalisation is for them. Thats not advocacy, thats telling people whats good for them. My impression is that its only the Scots who are interested in advocacy. The England government seems to think: Lets make sure the carers cant really press what they want and need.
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So it seems to me that carers strategies are stuck, need further refreshing and the Department of Health needs to click on the icon. #
Palliative care funding, Dilnots funding proposals and the future of end-oflife care
Reading the Palliative Care Funding Review alongside the other reports, Dilnot especially, the surprising thing about it is how old-fashioned it seems. The reason for this is, I think, that it is trying to do what nobody else is thinking about, or has thought about for quite a while: get the government to fund a service more. The reason for trying to do this, and for the government having commissioned the report presumably, is that the Conservatives have been fairly upfront in saying they want to fund hospices, particularly childrens hospices, properly. This is largely founded on the same sentiments that get big charitable donations for hospices and other palliative care services such as Macmillan and Marie Curie nurses; it is recognisably a good thing. So there is a bit of a policy impetus and an opportunity there. It seems a sensible move to grab the opportunity and see if we can get a bit further with palliative care funding. Moreover, the ConDems know that there is a lot of charitable money coming into hospices and they want to encourage services that achieve this; its part of the big society agenda. So you could argue that palliative care is getting the reward for its big society achievements over the decades. However, knowing that the money is there probably means that the government
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dont want to spend any more on them; rather they would like to get more out of them; that is also the big society agenda. I dont think it is an unmitigated political good that the government has recognised the amount of charitable money coming into palliative care. If I were Andrew Lansley, Id be looking at how I could get that money transferred into funding my mainstream healthcare services. After all, people are usually happy to donate charitably to a hospital or a local healthcare service that they find useful: I dont know that they particularly care whether their local hospice or home nursing service is run by an independent organisation so long as it is doing the job. Some years ago I remember giving a donation on the retirement of my GP for a new local hospice that, it turned out, was actually part of the local general hospital. It got its funding with no problem, and I suspect the same would be true if the NHS went all-out to define extra end-of-life care bits in its mainstream services and get charitable donations for them. So there is a risk that moving along the path of greater involvement in the mainstream NHS will lead to greater incorporation of independent provision into a dominating NHS commissioning process. In the end that might vitiate the independence that has served palliative care so well in maintaining its creativity and lightness of foot. The social work historian in me is reminded of the cause and function debate in social work in the 1930s: once youve stopped being a movement to achieve something innovative, you shift into becoming part of the functions of the state, and a bit of pizzazz is lost in favour broader security of provision. But, I hear you say, isnt Dilnot also trying to get the government to pay more for a service? Hasnt the main criticism been that it will cost the government billions when austerity is the order of the day? Yes, but Dilnot is addressing an issue that is widely recognised as a major social issue of the day, that the government has to do something about. Although, as Ive already said in a previous post, the real problems will still not be here for a decade or more, so the government can follow the grand tradition in dealing with difficult issues and frisbee Dilnot into the long grass without difficulty. Another thing about Dilnot, thats not true for the palliative care funding review, is that its helping the governments money problems because although Dilnot will cost more, it will tie co-payment into the social care system, so that it will become the publicly-accepted norm that people will make contributions for their care. This would be a great political achievement. They already make contributions of course, but Dilnots research shows that it is not widely accepted. The political gain in implementing Dilnot will be that the whole adult social care system would be set up to achieve public recognition that we as individuals have all got to pay for our social care, and, on top of that, weve all got to pay more than we have been assuming we are going to pay. And as the years go on, I have no doubt that the system will be tightened so that we will all have to pay even more as individuals; that process has been going on since the mid-1980s, when the care home system was privatised. The palliative care funding review is not offering that to the government: it wants to incorporate free social care into palliative care, when Dilnot is taking social care the other way into people paying more for what they get. The fear must be that if Dilnot is implemented, tying social care funding into palliative care provision will lead to creeping acceptance of social-care-style co-payment for end-of-life care services, rather than the NHS
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assumption for free at the point of delivery. So its understandable that the palliative care funding review is trying to be very clear that this should all be done on an NHS basis. However, I think there is an opportunity open to the government here of saying: Well, were moving into end-of-life care here, not specialist palliative care, so its more appropriate for it to be like social care. My suspicion is that such a view might eventually (after the next election, say) not only be applied to end-of-life care but to all sorts of what is currently community healthcare provision: Its all a bit like social care, isnt it? No reason that people couldnt pay something towards it. I hope not, but I suspect so; the more so because I hear from the financial pages of my newspaper about the possibility of an L-shaped recession (austerity is going to go on for ever). Moreover, the palliative care funding review is saying that there is wide inequity in the provision, so that the whole thing should be more coordinated and coherent. We can all agree with that, but any astute civil servant will know that making everything coordinated and coherent will probably mean that there will have to be more of it. This is because places that have not got much will have to be brought up to the more usual level of provision. The more of it will cost money, and so there will be upward quality creep very desirable from the point of view of patients and palliative care services that want to improve their offering (the Reviews perspective), but not so good if youre George Osborne and trying to save money. Balanced against this, the Review offers some possibilities to meet the governments present preoccupations. First, by coordinating effectively it has been made clear by some of the Marie Curie projects used here as case studies that you can do a lot to provide a more comprehensive service in an area without too much cost push, by facilitating more efficient delivery of care. However, if I were an NHS commissioning group, Id be worrying about stimulating too much demand that I couldnt meet in straitened times. Second, and I think the major advantage that the Review can offer the Chancellor as he views the Olympic volleyball finals from his study window in number 11, if you can really get palliative care going well in home care and other community settings, you can take some financial heat off the hospitals because its absolutely clear that effective community end-of-life care more or less stops the unnecessary emergency admission of dying people to hospital care. Which brings us back to social care, because a lot of that community provision is going to be in residential care homes and require integration in community social care provision, and I think the detail of how social care will knit with what the Review proposes is unclear. One of the important aspects of that is that the Review mixes together palliative care for people with advanced illness (a relatively limited provision) and broader end-of-life care (a universal requirement) with the aim of getting end-of-life care more accepted into the mainstream of community social and health care. The problem is that these are fundamentally different animals: what I think we should be about is knowledge and skill transfer. We need to transfer knowledge and skill from palliative care, so that end-of-life care can build up its knowledge and skill resources to provide what in many areas is a fundamentally new aspect of their generalised services. This is less about service funding and more about development work. Doing this will take away the resource pressure that arises from unnecessary hospital admission, as the Review rightly says. But it should also reduce the need for palliative care services, because better general end-oflife care provision in social and health care will reduce the need for specialised palliative care
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except where there are complex advanced illnesses and complex social circumstances to deal with. Putting these two together, as the Review does, makes clear the connections, but I think it does not make the argument that palliative care is the senior service. It is currently the service with the expertise, but as a service once it transfers its expertise, the need for the specialist resource has to be looked at in relation to its more limited specialist role within the wider non-specialist provision. So to some more detail.
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end of life and, even more wonderfully from a politicians point of view, they would prefer it. The last two items point to a virtuous circle: we could save money if we did what people like: better than a slap in the face with a wet gurnard (youre supposed to be enjoying unfamiliar fish dishes so as to preserve endangered fish stocks; get the behind me codfish, and look with favour but according to BBC Good Food, not with flavour on scorpaeniform fishes in the family triglidae). What is not clear is that savings in accident and emergency would pass to fund better end-oflife care: they are more likely to pass into the hands of Mr Osborne. So better end-of-life care might have to be funded from existing resources in palliative care.
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getting frailer in the community and mainly being looked after in social care will not get the palliative care money because nobody will be thinking clearly about their end of life. There is evidence that many people in care homes who pay for themselves do not get a lot of attention from professionals; for example social workers do not review them regularly because the local authority is not paying. So they might not get assessed. Alternatively, what may happen is that there will be a demand from adult social care departments for GPs to make this assessment, or ticklists will be set up for social care staff to go through to do the assessment. This could mean that the decision-making for people outside healthcare will be more rocky and inconsistent than the Review assumes. This feeds into my next point. This system is a big incentive to put people on the palliative care money as soon as possible in their illness career. I reckon there will be phasing drift. Social workers, care home managers, and other commissioners will put people on this extra money as soon as they can. Who will the commissioners be? GPs and their friendly local hospital doctors and other healthcare professionals will be running the commissioning show, so there will be a financial incentive to get their hands on the palliative care money, and speed up the shifts to the later and more lucrative stages of the palliative care money. This means that people might be progressed up the levels of care quicker than necessary; not a good outcome for the psychology of patients in my view. Care home proprietors and social care staff will realise that if they can get someone on the palliative care money they will get enhanced funding and, if the Reviews recommendations are accepted, anyone they get onto palliative care funding will get free social care for which they would otherwise have to pay. The report specifies various scales that will have to be completed for assessing the funding group, but as I frequently point out, scales are just forms filled in by human beings; they are not evidence. The people filling in these forms, and the people they are filling them in about, will have a strong financial incentive to look for reasons for extra funding for this patient.
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allocated means that actually many people are not treated as eligible and phasing drift and the increased comprehensiveness of a universal end-of-life care service may mean much greater demand to deal with. Moreover back to the point that most people pay for their social care, and particularly for their care homes this proposal will be very much at odds with the way in which the government wants to take the social care funding system, which is to get people to pay more, not less. I would be very surprised if the government will go along with allowing people to opt out of their own contributions and shift the burden onto the NHS; thats not the signal that they want to give the public about being responsible for your own care. Reading the document, I do not get a clear sense of what clip-on means; the implication is that an extra sum to fund social care will be added to the palliative care money. But where is this money going to come from? NHS continuing care budgets? Or will it simply be a call on the palliative care money that you get at the different stages of your progression towards the dying phase. If so, money could actually be taken away from palliative care funding for, say, hospices, to fund social care costs. More likely, the whole thing will be lost in a translucent general budget allocation, which over time will be increasingly squeezed, so we will not be quite clear how much money is being allocated for each patient at all; it will all become very discretionary. Which goes against what the Review is trying to achieve. Finally, the main focus of the Review is on funding the end-of-life care system, but just a question about social work (which, as opposed to social care, is little mentioned in the Review), because it is not clear to me how psychosocial and social work needs will be met within a system like this. I think the intention is that formally assessed needs will be met in a coordinated system commissioned by an end-of-life coordinator from adult social care departments. When someone is defined as end-of-life care, the palliative care money will snap in, paid presumably to an end-of-life care coordination body in the area, commissioned through the healthcare system because thats the focus of the report. So where a frail older person is receiving a continuing adult social care service, for example regular reassessment in their care home or community setting, will this be pulled out in favour of a new palliative care service? I suspect an adult social care department will ask for money and if they dont get it, theyll be over the hills and far away, because, the report says that social care is being paid for by a clip-on to the palliative care money, although not (in alignment with Dilnot) accommodation costs. The Review reports that stakeholder views saw social care, along with other non-healthcare elements of multiprofessional palliative care as it is currently conceived as something that should be supported by a combination of the state and society (p 17). Its not quite clear what that society might be or how much might not be funded by the state: presumably social care and related things would not be an NHS-funded provision, but resources would be recruited from elsewhere and coordinated by the NHS service, including the voluntary sector and adult social care departments. But if this is not funded, it may well be hard to integrate comprehensively. I dont say this cant be organised, but I dont think the working together can be left to organise itself and I suspect it will mean money from the extra palliative element of the payment.
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end-of-life care system and palliative care as a specialised service for people with clearly identifiable advanced illness. As I look at the Law Commission on adult social care law, I see the proposal that there should be a legal focus on wellbeing in social care provision. It is also proposed that provision should come from a legal duty on local authorities to provide both a service user and carer assessment. It is not clear how this would interact with the single assessment for palliative care. The outcomes proposed for the legislation that an adult social care department will have to achieve are: (1) health and emotional well-being (2) protection from harm and neglect (3) education, training and recreation (4) the contribution made by them to society (5) social and economic well-being; and (6) securing their rights. These are very broadly phrased and include some aspects which would be unexpected in health care or palliative care. Many of the broader outcomes would also tend towards the things that the palliative care funding review would see as provided by society rather than the state (although this distinction is reported from stakeholders rather than pursued by the Review). However, note the inclusion of rights. The Law Commission points out that under the Human Rights legislation, people receiving care services under a well-being principle are entitled to demand their rights as follows: Among other matters, it emphasises that the Article 8 rights of disabled people to participate in the life of the community and to have access to essential economic and social activities and to an appropriate range of recreational and cultural activities. This is a quotation from a legal judgement. If we are to include social care into a palliative care service that respects patients human rights as defined in the proposed social care legislation, it will need to respond to needs very much broader than a healthcare definition of what should be provided in end-of-life care, while the Review, presumably because of its terms of reference, rather focuses on such a healthcare definition. The Law Commission assumes that a necessary outcome of a social care service is the provision of social, leisure, communication, education and training activities for patients. While some palliative care services, St Christophers pre-eminent among them, have made great strides in including arts and personal development into what they provide in hospices, care homes and in the community, this is not generally what the NHS sees itself as there to provide, and what Mr Osborne will see himself paying for. The end-of-life care provision proposed in the Review is firmly focused on financing healthcare objectives in alliance with broader NHS provision and commissioning. It is not clear that this is going to allow for the broad understanding of social care that human rights
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legislation and the proposed social care legislation requires, not to mention fulfilment of the aspirations of many in social care, and I believe also many in palliative care.