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Simulation Model file 1.

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It will be useful to provide a simple Matlab/Octave example simulating a BPSK transmission and reception in Rayleigh channel. The script performs the following (a) Generate random binary sequence of +1s and -1s. (b) Multiply the symbols with the channel and then add white Gaussian noise. (c) At the receiver, equalize (divide) the received symbols with the known channel (d) Perform hard decision decoding and count the bit errors

(e) Repeat for multiple values of

and plot the simulation and theoretical results

Figure: BER plot of BPSK in Rayleigh fading channel When compared to the AWGN case, around 25dB degradation due to the multipath channel (at the point). This is both good and bad: bad because we need to spend so much energy to get a reliable wireless link up (in this era of global warming), and good because we signal processing engineers are trying to figure out ways for improving the performance.

Transmitter and receiver: we had discussed that MSK uses two frequencies which are separated by and phase discontinuity is avoided in symbol boundaries. In that post, we had discussed MSK as a continuous phase transmit signal and showed that phase changes through 0, 90, 180 and 270 degrees. In this post, we will discuss MSK transmission as a variant of offset-QPSK technique. Further, we will discuss the receiver structure and show that bit error rate with coherent demodulation of MSK (using time) is equivalent to that of BPSK modulation. The channel assumed is AWGN.

MSK transmitter
Using bit-sequence and the explanation provided in the excellent paper Minimum shift keying: A spectrally efficient modulation Subbarayan Pasupathy, IEEE Communications Magazine, July 1979 as a reference, let us proceed as follows: a) Consider a 8 bit sequence which is BPSK modulated as [+1, +1, -1, -1, -1, +1, +1 , +1] having symbol duration of . b) The same sequence can be sent over QPSK modulation, where even bits are send on I-arm and the odd bits are send over Q-arm. To keep the same data rate, the bits on the I/Q arm are send for symbol periods.

Figure: Transmission of BPSK/QPSK modulation c) Now, a variant of QPSK called offset-QPSK (O-QPSK) can be generated by having a relative delay between the I-arm and Q-arm by symbol period .

Note: The advantage of O-QPSK is that phase of the signal can jump at a maximum of only 90 degrees (when compared to 180 degrees in QPSK). Having a smaller phase jump ensures that the spectrum of the waveform is cleaner even when there are distortions in the transmitter. d) Researchers have found that they can make the phase transitions zero, if rectangular pulse shapes used in O-QPSK are replaced by sinusoidal pulse shapes i.e by using ! and on the I and Q arm respectively. This is also known as Minimum Shift Keying (MSK)

Figure: Transmission of O-QPSK/MSK modulation Assuming that the carrier frequency is , the MSK transmission can be written as , where are the even pulse sequence (send on the I arm) and are the odd pulse sequence (send on the Q arm). Using trigonometric identities, the above equation can also be written as,

, where and

. We can see that MSK can indeed be visualized as a form of frequency shift keying (FSK), where the two frequencies are and .

Note: This equation is comparable to that described in the post Simulating MSK transmission The MSK transmitter block diagram is shown below

Figure: Block diagram of MSK transmitter

MSK Receiver
The receiver for the MSK transmission can be constructed as follows: a) Down convert the RF signal to I and Q arms by I/Q down conversion b) Multiply the I and Q arms by c) Integrate over the a period of d) On I arm, perform hard decision decoding on the integrator output at every bits to get the even and respectively

e) On Q arm, delay by time to get the odd bits

, perform hard decision decoding on the integrator output at every

The block diagram is shown below:

Figure: MSK receiver block diagram

Simulation Model
The Matlab/Octave script performs the following (a) Generate random binary sequence of +1s and -1s. (b) Group them into even and odd symbols (c) Perform rectangular pulse shaping on the even and odd symbols, delay the odd symbols by

(d) Multiply the even and odd symbols by

and

respectively and transmit

(e) Add additive white Gaussian noise (AWGN) for the given value of (f) Multiply the I and Q arm by and respectively and integrate over period

(g) Using the I arm, recover even bits by performing hard decision decoding on integrator output every time (h) Using the Q arm, recover even bits by performing hard decision decoding on integrator output delayed by time every time (i) Count the bit errors

(j) Repeat for multiple values of

and plot the simulation and theoretical results.

Figure: BER plot for MSK transmission/reception in AWGN channel

Observations
1./ The BER with MSK is identical to BER with BPSK modulation. This is because MSK demodulation in the above simulation is performed by integrating the received symbol over time . 2./ Note that it is indeed possible to demodulate MSK by observing only over time and

demodulate it as a FSK with two carriers at and . If such a demodulation is performed, then the BER with MSK will be 3dB poorer (comparable to FSK demodulation) when compared to BPSK modulation.
File3.m

Simulating Minimum Shift Keying Transmitter:


Minimum shift keying (MSK) is an important concept to learn in digital communications. It is a form of continuous phase frequency shift keying . In minimum phase shift keying, two key concepts are used.

(a) The frequency separation of the sinusoidals used for representing bits 1s and 0s are where is the symbol period. (b) It is ensured that the resulting waveform is phase continuous.

Motivation of continuous phase


we have understood that the minimum frequency separation for two sinusoidals having zero phase difference to be orthogonal is , where is the symbol period. However, it can be observed that at each symbol boundary, there is a phase discontinuity. The presence of phase discontinuities can result in large spectral side lobes outside the desired bandwidth. Hence the need for having a frequency modulated signal which is phase continuous.

Phase growth in MSK


To ensure continuous phase, the phase of the carrier of the MSK signal is , where is the symbol period, corresponds to -1 for bit 0, +1 for bit 1 respectively. The corresponding carrier signal is.

Figure: Phase transition diagram for MSK

File4.m

bit error probability for coherent demodulation of binary Frequency Shift Keying (BFSK) along with a small Matlab code snippet. Using the definition provided in Sec 4.4.4 of in binary Frequency shift keying (BFSK), the bits 0s and 1s are represented by signals and having frequencies and respectively, i.e.

, where is the energy , is the symbol duration and is an arbitrary phase (assume to be zero).

The two frequencies

and

are orthogonal, i.e.

and

. Simple transmit-receive block diagram for binary frequency shift keying (FSK) can be as shown below.

Figure: Block diagram of FSK modulation and coherent demodulation For analyzing the bit error rate with coherent FSK demodulation, let us compare the signaling waveform used by binary FSK when compared with binary PSK. The distance between the energy of the signaling waveform for: (a) binary phase shift keying (BPSK) is (b) binary frequency shift keying (BFSK) is (uses antipodal signaling) (uses orthogonal signaling)

Figure: Orthogonal and antipodal signaling Using similar mathematical formulation used for BPSK, but with the distance between the signals reduced by half, the bit error probability for coherent binary frequency shift keying is

. For obtaining the same bit error rate as BPSK, binary frequency shift keying requires around 3dB more . More details on the bit error curves with orthogonal and antipodal signals is discussed in Sec 3.2.5

Simulation Model

The code performs the following: (a) Generation of random 1s and 0s (b) Converting bits to appropriate frequency (c) Passing through Additive White Gaussian Noise channel (d) Demodulation at the receiver (e) Counting the number of errors.

Figure: Bit error probability with coherent demodulation of frequency shift keying

File5.m Finding the symbol error probability for a QPSK (4-QAM) modulation scheme.

Figure: Constellation plot for QPSK (4-QAM) constellation The scaling factor of is for normalizing the average energy of the transmitted symbols to 1, assuming that all the constellation points are equally likely.

Noise model
Assuming that the additive noise follows the Gaussian probability distribution function,

with

and

Computing the probability of error


Consider the symbol The conditional probability distribution function (PDF) of given was transmitted is:

Figure: Probability density function for QPSK (4QAM) modulation As can be seen from the above figure, the symbol area in the hashed region i.e. . Probability of real component of the red region) , where greater than 0, given was transmitted is (i.e. area outside is decoded correctly only if falls in the

the complementary error function, Similarly, probability of imaginary component of (i.e. area outside the blue region). . The probability of . Total symbol error probability being decoded correctly is,

. greater than 0, given was transmitted is

The symbol will be in error, it atleast one of the symbol is decoded incorrectly. The probability of symbol error is, .

For higher values of , the second term in the equation becomes negligible and the probability of error can be approximated as,

Simulation Model
Simple Matlab/Octave script for generating QPSK transmission, adding white Gaussian noise and decoding the received symbol for various values.

Figure: Symbol Error Rate for QPSK (4QAM) modulation Observations 1. Can see good agreement between the simulated and theoretical plots for 4-QAM modulation 2. When compared with 4-PAM modulation, the 4-QAM modulation requires only around 2dB lower for achieving a symbol error rate of .

File6.m

Bit error rate simulations using OFDM (Orthogonal Frequency Division Multiplexing)
modulation. In this post, we will discuss a simple OFDM transmitter and receiver, find the relation between Eb/No (Bit to Noise ratio) and Es/No (Signal to Noise ratio) and compute the bit error rate with BPSK.

OFDM modulation
Let us use the OFDM system loosely based on IEEE 802.11a specifications. Parameter FFT size. nFFT Number of used subcarriers. nDSC FFT Sampling frequency Value 64 52 20MHz

Subcarrier spacing Used subcarrier index Cylcic prefix duration, Tcp Data symbol duration, Td Total Symbol duration, Ts

312.5kHz {-26 to -1, +1 to +26} 0.8us 3.2us 4us

Cyclic prefix
In an OFDM transmission, we know that the transmission of cyclic prefix does not carry extra information in Additive White Gaussian Noise channel. The signal energy is spread over time whereas the bit energy is spread over the time i.e. . Simplifying,

Frequency spread
In OFDM transmission, all the available subcarriers from the DFT is not used for data transmission. Typically some subcarriers at the edge are left unused to ensure spectrum roll off. For the example scenario, out of the available bandwidth from -10MHz to +10MHz, only subcarriers from -8.1250MHz (-26/64*20MHz) to +8.1250MHz (+26/64*20MHz) are used. This means that the signal energy is spread over a bandwidth of 16.250MHz, whereas noise is spread over bandwidth of 20MHz (-10MHz to +10MHz), i.e.

Simplifying, .

Relation between Eb/No and Es/No in OFDM


Combining the above two aspects, the relation between symbol energy and the bit energy is as follows: . Expressing in decibels,

Simulation model
The attached Matlab/Octave simulation script performs the following: (a) Generation of random binary sequence (b) BPSK modulation i.e bit 0 represented as -1 and bit 1 represented as +1 (c) Assigning to multiple OFDM symbols where data subcarriers from -26 to -1 and +1 to +26 are used, adding cyclic prefix, concatenation of multiple symbols to form a long transmit sequence (d) Adding White Gaussian Noise (e) Grouping the received vector into multiple symbols, removing cyclic prefix, taking the desired subcarriers (f) Demodulation and conversion to bits (g) Counting the number of bit errors

Figure: Bit Error Rate plot for BPSK using OFDM modulation

Can observe that the simulated bit error rate is in good agreement with the theoretical bit error rate for BPSK modulation i.e. .

File7.m
MIMO with Zero Forcing equalizer
We had discussed three Single Input Multiple Output (SIMO also known as receive diversity) schemes Selection combining, Equal Gain Combining, Maximal Ratio Combining and a Multiple Input Single Output (MISO, also known as transmit diversity) scheme Altamonte 21 STBC. Let us now discuss the case where there a multiple transmit antennas and multiple receive antennas resulting in the formation of a Multiple Input Multiple Output (MIMO) channel. In this post, we will restrict our discussion to a 2 transmit 2 receive antenna case (resulting in a 22 MIMO channel). We will assume that the channel is a flat fading Rayleigh multipath channel and the modulation is BPSK.

22 MIMO channel
In a 22 MIMO channel, probable usage of the available 2 transmit antennas can be as follows: 1. Consider that we have a transmission sequence, for example 2. In normal transmission, we will be sending slot, and so on. in the first time slot, in the second time

3. However, as we now have 2 transmit antennas, we may group the symbols into groups of two. In the first time slot, send and from the first and second antenna. In second time slot, send and from the first and second antenna, send and in the third time slot and so on. 4. Notice that as we are grouping two symbols and sending them in one time slot, we need only time slots to complete the transmission data rate is doubled ! 5. This forms the simple explanation of a probable MIMO transmission scheme with 2 transmit antennas and 2 receive antennas. Having said this, some of you will wonder the two transmitted symbols interfered with each other. Can we ever separate the two out? The rest of the post attempts to answer this question.

Figure: 2 Transmit 2 Receive (22) MIMO channel

Other Assumptions
1. The channel is flat fading In simple terms, it means that the multipath channel has only one tap. So, the convolution operation reduces to a simple multiplication. For a more rigorous discussion on flat fading and frequency selective fading 2. The channel experience by each transmit antenna is independent from the channel experienced by other transmit antennas. 3. For the transmit antenna to receive antenna, each transmitted symbol gets multiplied by a randomly varying complex number . As the channel under consideration is a Rayleigh channel, the real and imaginary parts of are Gaussian distributed having mean and variance .

4. The channel experienced between each transmit to the receive antenna is independent and randomly varying in time. 5. On the receive antenna, the noise has the Gaussian probability density function with

with 7. The channel

and

is known at the receiver.

Zero forcing (ZF) equalizer for 22 MIMO channel

Let us now try to understand the math for extracting the two symbols which interfered with each other. In the first time slot, the received signal on the first receive antenna is,

. The received signal on the second receive antenna is,

. where , are the received symbol on the first and second antenna respectively, is the channel from is the channel from is the channel from is the channel from , transmit antenna to transmit antenna to transmit antenna to transmit antenna to receive antenna, receive antenna, receive antenna, receive antenna,

are the transmitted symbols and is the noise on receive antennas.

We assume that the receiver knows , , and . The receiver also knows and . The unknown s are and . Two equations and two unknowns. Can we solve it? Answer is YES. For convenience, the above equation can be represented in matrix notation as follows: . Equivalently,

To solve for , we know that we need to find a matrix which satisfies Zero Forcing (ZF) linear detector for meeting this constraint is given by, .

. The

This matrix is also known as the pseudo inverse for a general m x n matrix. The term, .

BER with ZF equalizer with 22 MIMO


Note that the off diagonal terms in the matrix are not zero (Recall: The off diagonal terms where zero in Alamouti 21 STBC case). Because the off diagonal terms are not zero, the zero forcing equalizer tries to null out the interfering terms when performing the equalization, i.e when solving for the interference from is tried to be nulled and vice versa. While doing so, there can be amplification of noise. Hence Zero Forcing equalizer is not the best possible equalizer to do the job. However, it is simple and reasonably easy to implement. Further, it can be seen that, following zero forcing equalization, the channel for symbol transmitted from each spatial dimension (space is antenna) is a like a 11 Rayleigh fading channel Hence the BER for 22 MIMO channel in Rayleigh fading with Zero Forcing equalization is same as the BER derived for a 11 channel in Rayleigh fading. For BPSK modulation in Rayleigh fading channel, the bit error rate is derived as,

Simulation Model
The Matlab/Octave script performs the following (a) Generate random binary sequence of +1s and -1s. (b) Group them into pair of two symbols and send two symbols in one time slot (c) Multiply the symbols with the channel and then add white Gaussian noise. (d) Equalize the received symbols (e) Perform hard decision decoding and count the bit errors

(f) Repeat for multiple values of and plot the simulation and theoretical results.

Figure: BER plot for 22 MIMO channel with ZF equalizer (BPSK modulation in Rayleigh channel)

Summary
1. As expected, the simulated results with a 22 MIMO system using BPSK modulation in Rayleigh channel is showing matching results as obtained in for a 11 system for BPSK modulation in Rayleigh channel. 2. As the Zero Forcing equalizer is not the best possible way to equalize the received symbol. The zero forcing equalizer helps us to achieve the data rate gain, but NOT take advantage of diversity gain (as we have two receive antennas). 3. We might not be able to achieve the two fold data rate improvement in all channel conditions. It can so happen that channels are correlated (the coefficients are almost the same). Hence we might not be able to solve for the two unknown transmitted symbols even if we have two received symbols. 4. It is claimed that there can be receiver structures which enables us to have both diversity gain and data rate gain. In future posts, the attempt will be to discuss receiver structures which hopefully enables us to find out approaches which will help us to keep the data rate gain, but still move from the 11 curve to 12 MRC curve. The purpose of this simulator is to give some concrete idea of how SC-FDMA system works. It does lack many realistic and sophisticated features such as channel coding, time-varying fading channel model, soft decision decoding, Directories

/papr/ : PAPR simulators. Run paprSCFDMA.m for SC-FDMA and paprOFDMA.m for OFDMA. /scfde/ : Link level simulator for single carrier with frequency domain equalization (SC/FDE) system. The simulator outputs symbol error rate (SER) for SC/FDE and OFDM. Run runSimSCFDE.m. /scfdma/ : Link level simulator for SC-FDMA system. The simulator outputs SER for localized mapping and distributed mapping. Run runSimSCFDMA.m.

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