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A HISTORY OF THE CYBERNETICS MOVEMENT

IN THE UNITED STATES


Stuart A. Umpleby
The George Washington University
Washington, DC 20052 USA
umpleby@gwu.edu

be changed to “Cybernetics: Circular Causal and


Feedback Mechanisms in Biological and Social
ABSTRACT Systems.” In this way the meetings became known as the
Macy conferences on cybernetics.
Key events in the history of cybernetics and the American
Society for Cybernetics are discussed: The origin of In subsequent years cybernetics influenced many
cybernetics in the Macy Foundation conferences held in academic fields – computer science, electrical
the late 1940s and early 1950s; the pursuit of different engineering, artificial intelligence, robotics, management,
interpretations of cybernetics by several professional family therapy, political science, sociology, biology,
societies; the reasons why the U.S. government supported psychology, epistemology, music, etc. Cybernetics has
or did not support cybernetics in the 1950s, 60s, and 70s; been defined in many ways: as control and
early experiments in cyberspace in the 1970s; communication in animals, machines, and social systems;
conversations with Soviet scientists in the 1980s; the as a general theory of regulation; as the art of effective
development of second order cybernetics in the 1990s; organization; as the art of constructing defensible
and increased interest in cybernetics in Europe and the metaphors; etc. The term “cybernetics” has been
U.S. in the 2000s due at least in part to improved associated with many stimulating conferences, yet
understanding of the assumptions underlying the cybernetics has not thrived as an organized scientific field
cybernetics movement. within American universities. Although a few cybernetics
programs were established on US campuses, I know of no
The history of cybernetics in the U.S. is viewed from the degree programs or departments of cybernetics in the US
perspective of the American Society for Cybernetics at the present time.
(ASC). Several questions are addressed. Why was the
ASC founded rather late, in 1964, about 10 years after the Relative to other academic societies the meetings on
Macy Conferences ended? Why has the ASC remained cybernetics tended to have more than the usual conflict,
small (300 or 400 members at its peak)? Why are there probably due to the wide variety of disciplines
currently no departments or institutes of cybernetics in represented by those in attendance. Indeed Margaret
the US? How has thinking about cybernetics changed Mead wrote an article “Cybernetics of Cybernetics” in
during the sixty year history of cybernetics in the US? the proceedings of the first conference of the American
Since most professionals in the US now spend a few Society for Cybernetics in which she suggested that
hours a day in “cyberspace,” why do most of them know cyberneticians should apply their knowledge of
nothing about cybernetics? communication to how they communicate with each
other. (Mead, 1968)
KEYWORDS: Cybernetics, Government, Cyberspace,
ASC, Experiments INTERPRETATIONS OF CYBERNETICS

Not everyone originally connected with cybernetics


THE ORIGIN OF CYBERNETICS continued to use the term.

Cybernetics as a field of scientific activity in the US 1. The cybernetics of Allen Turing and John von
began in the years after World War II. Between 1946 and Neumann became computer science, AI, and robotics.
1953 the Josiah Macy, Jr. Foundation sponsored a series Turing formulated the concept of a Universal Turing
of annual conferences in New York City on the subject of Machine – a mathematical description of a computational
“Circular Causal and Feedback Mechanisms in Biological device. He also devised the Turing test – a way of
and Social Systems.” The chair of the conferences was determining whether a computer program displays
Warren McCulloch of MIT. Only the last five “artificial intelligence.” The related professional societies
conferences were recorded in written proceedings. These are the Association for Computing Machinery and the
have now been republished. (Pias, 2004) After Norbert American Association for Artificial Intelligence.
Wiener published his book Cybernetics in 1948, Heinz
von Foerster suggested that the name of the conferences
2. Norbert Wiener’s cybernetics became part of electrical of Games and Economic Behavior, and Shannon and
engineering. This branch of cybernetics includes control Weaver, The Mathematical Theory of
mechanisms from thermostats to automated assembly Communication. These three books defined a new
lines. The Institute of Electrical and Electronics science of information and regulation.
Engineers, including the Systems Man and Cybernetics
Group is the main professional society. The principal EARLY 1950s
concern is systems engineering.
In the early 1950s more Macy conferences were held.
3. Warren McCulloch’s cybernetics became second order This time proceedings were published with Heinz von
cybernetics. McCulloch chaired the Macy Foundation Foerster as editor. Meanwhile the first commercial
conferences. He sought to understand the functioning of computers were manufactured.
the nervous system and thereby the operation of the brain
and the mind. The American Society for Cybernetics has LATE 1950s
continued this tradition. It is the only one of the three
groups that seeks to promote cybernetics as an In the 1950s the CIA was concerned about the possibility
interdisciplinary field. of brain-washing and mind control. Under the code name
MKUltra some experiments with LSD were conducted at
Other, smaller groups can be identified. For example, a Harvard University and elsewhere. Some of the money
control systems group within psychology was generated for this research was said to have come from the Macy
by the work of William Powers (1973). Biofeedback or Foundation, but the foundation may have simply been a
neurofeedback is a subject of investigation by researchers conduit for CIA funds. In one incident, a CIA employee
in medicine and psychology. The Santa Fe Institute has was given LSD without his knowledge. Apparently he
developed simulation methods based on the idea of thought he was going mad and dove out a window of a
cellular automata. hotel in New York City. The first version of the film The
Manchurian Candidate is based on the concerns about
I shall now recount about sixty years of the history of the mind control that existed in the 1950s. According to the
cybernetics movement in the US, divided into five year film The Net, Ted Kacynnski, the Unabomber, when he
intervals. My focus will be on the third group, was a student at Harvard, was an experimental subject of
McCulloch’s cybernetics. these mind control experiments.

EARLY 1940s Early checkers playing programs were written and raised
the possibility of artificial intelligence. In 1956 at a
In 1943 two landmark papers were published. Warren conference at Dartmouth University people interested in
McCulloch and Walter Pitts wrote, “A Logical Calculus studying the brain and people interested in creating
of the Ideas Immanent in Nervous Activity.” (McCulloch, computer programs parted ways. Thereafter the people
1965) This article sought to understand how a network of interested in cybernetics and the people interested in
neurons functions so that we experience what we call an artificial intelligence had little interaction.
idea. They wanted to present their explanation in
mathematical form. Following a sabbatical year working with Arthuro
Rosenblueth and Warren McCulloch, Heinz von Foerster
Norbert Wiener, Arthuro Rosenblueth and Julian Bigelow founded the Biological Computer Laboratory at the
published, “Behavior, Purpose, Teleology.” (Buckley, University of Illinois.
1968) They observed behavior, which they interpreted as
purposeful, and then sought to explain how this EARLY 1960s
phenomenon could happen without teleology, using only
Aristotle’s efficient cause. Also in the early 1940s In the early 1960s several conferences on self-organizing
Wiener worked on the radar-guided anti-aircraft gun. systems were held, one of them at the University of
Illinois’s Allerton Park. (von Foerster and Zopf, 1962)
LATE 1940s As a result of an invitation made at this conference, Ross
Ashby moved from England to Illinois. The work on
In the late 1940s the early Macy Conferences were held self-organizing systems was a forerunner to the field of
in New York City. They were attended by scientists study now called complexity.
including Norbert Wiener, Julian Bigelow, John von
Neumann, Margaret Mead, Gregory Bateson., Ross Although the Macy Foundation Conferences ended in
Ashby, Grey Walter, and Heinz von Foerster. By 1949 1953, the American Society for Cybernetics (ASC) was
three key books were published: Wiener, Cybernetics: not founded until 1964. This seems rather late. Actually
Or Control and Communication in the Animal and the founding of the ASC was in part the result of the Cold
the Machine, Von Neumann and Morgenstern, Theory War. During the Presidential campaign in 1960, when
John F. Kennedy was elected, there was talk about a Science Foundation (NSF) grant for an Electronic
“missile gap” between the US and the USSR. Not long Information Exchange for Small Research Communities
thereafter there began to be talk of a “cybernetics gap.” (EIES). The BCL group moved into cyberspace.
Some people in the Soviet Union thought cybernetics (Umpleby, 1979; Umpleby and Thomas, 1983) This
would provide the theory they needed to operate their group, discussing General Systems Theory, was one of
centrally planned economy. Consequently the Soviet nine experimental communities. For three years in the
government generously funded cybernetics research. late 1970s cyberneticians and systems scientists across
Some people in the US government then feared that the the US and a few in Europe communicated with each
US might fall behind in a critical area of research, if the other using email and computer conferencing via dumb
US did not also fund cybernetics research. terminals and, initially, 300 baud modems. The long
distance telephone charges were paid by the grant. When
In Washington, DC, a cybernetics luncheon club was the grant ran out, there was disappointment that our
meeting. The participants included Paul Henshaw, universities would not pay the communications charges.
Atomic Energy Commission; Carl Hammer, Univac; Jack Indeed it took almost fifteen years before costs declined
Ford, CIA; Douglas Knight, IBM; Walter Munster; Bill sufficiently to permit regular email communication
Moore, lawyer. This group founded the American Society among academics.
for Cybernetics (ASC). The founding ceremony was held
at the Cosmos Club in Washington, DC. A grant from For a few years there was a rival organization, the
the National Science Foundation helped the Society to American Cybernetics Association (ACA) in
establish the Journal of Cybernetics (now called Philadelphia, due to a conflict with the ASC officers in
Cybernetics and Systems). A conference on the social Washington, DC. The two organizations came back
impact of cybernetics was held at Georgetown University together a few years later through the efforts of Barry
in 1964. (Dechert, 1966) The first conference arranged Clemson, Doreen Steg, Klaus Krippendorff and others.
by the ASC was held at the National Bureau of Standards The reorganized society used the ASC name and the
in Gaithersburg, MD. (von Foerster, et al., 1968) ACA by-laws. But the society remained small, usually
having less than 400 members.
LATE 1960s
EARLY 1980s
Social movements in the US – against the Viet Nam war
and for civil rights, women’s rights, and the environment As a result of being the moderator of the on-line
– produced a time of student activism on campuses. In discussion group, Umpleby was elected president of
terms of research it was a productive period for the ASC. A planning conference in 1980 charted a new
Biological Computer Laboratory (BCL) at the University direction for the Society. (Umpleby, 1981) ASC began
of Illinois. holding conferences again and reestablished connections
with its former journal, now called Cybernetics and
EARLY 1970s Systems.

At a meeting of the American Society for Cybernetics in A series of meetings with Soviet scientists was started as
1974 in Philadelphia Heinz von Foerster introduced the a way to bring leading American scientists together to
term “second order cybernetics.” (Von Foerster, 1979) review fundamentals (in particular to discuss second
The Mansfield Amendment, which was an attempt to order cybernetics). (Umpleby, 1988; Umpleby and
reduce campus unrest caused by the Viet Nam War, cut Sadovsky, 1991) The meetings were funded by the
off government funds for research not related to a American Council of Learned Societies and the Soviet
military mission, including research at BCL. (Umpleby Academy of Sciences. These meetings were quite
2003) The Biological Computer laboratory closed, and productive for exchanging views; however, a controversy
Heinz von Foerster retired and moved to California. with the Soviets arose over the participation of Vladimir
Lefebvre, a Soviet émigré. Prior to glasnost and
LATE 1970s perestroika Lefebvre’s theory (1982) of two systems of
ethical cognition was disapproved of by the Soviet
In the late 1970s no meetings of the American Society for government. However, during the unraveling of the
Cybernetics were held. The people connected with BCL USSR Lefebvre’s work was used by people in the
attended meetings of the Society for General Systems governments of both the US and the USSR to prevent
Research, which a few years later changed its name to the miscommunication. (Umpleby, 1991) Lefebvre’s work is
International Society for the Systems Sciences. now being further developed through annual conferences
organized by the Institute of Psychology of the Russian
Stuart Umpleby, who graduated in 1975 and moved from Academy of Sciences in Moscow. Lefebvre’s theory of
the University of Illinois to The George Washington reflexive control is being used by psychologists and
University in Washington, DC, received a National educators to help with the psychological and cultural
issues involved in the social, political, and economic known as second order cybernetics or constructivism.
transition in Russia. Some people wanted to move from a period of
revolutionary science to a new period of normal science.
(Umpleby, 1990) One way to understand the change is to
LATE 1980s say that the period of engineering cybernetics lasted from
the mid 1940s to the mid 1970s. The period of biological
Members of the American Society for Cybernetics began cybernetics or second order cybernetics lasted from the
offering tutorials on first and second order cybernetics mid 1970s to the mid 1990s. And the period of social
prior to systems conferences. See Table 1. They were cybernetics began in the mid 1990s.
seeking to make a scientific revolution. (Umpleby, 1974) (http://www.gwu.edu/~umpleby/Conceptual_Systems.txt)
The second Soviet-American conference was held in
Estonia. Due to glasnost and perestroika the original
topics (epistemology, methodology, management) were LATE 1990s
expanded to include large-scale social experiments.
Symposia on the transitions in the former Soviet Union
At a conference in St. Gallen, Switzerland, in1987 the continued to be held as part of the European Meetings on
members of the American Society for Cybernetics Cybernetics and Systems Research. These meetings are
decided to focus their attention almost exclusively on held every two years in Vienna, Austria. The symposia
advancing second order cybernetics. (Umpleby, 1987) brought together scientists from East and West.

In Washington, DC, a series of meetings on the Year


2000 Computer Problem were held with the support of
Author First Order Second Order The Washington Post. These meetings were based on
Cybernetics Cybernetics the idea that y2k could be regarded as an experiment
which would reveal the amount of interconnectedness in
Von The cybernetics of The cybernetics of our increasingly cybernetic society. (Umpleby, 2000)
Foerster observed systems observing systems
Niklas Luhmann’s writings in sociology introduced ideas
Pask The purpose of a The purpose of a such as constructivism and autopoiesis to social scientists
model modeler in Europe. (Luhmann, 1995) A Socio-Cybernetics
Working Group within the International Sociological
Varela Controlled systems Autonomous Association was established by Felix Geyer and others.
systems

Umpleby Interaction among the Interaction between EARLY 2000s


variables in a system observer and
observed In the early years of the 21 st century large conferences on
informatics and cybernetics were organized by Nagib
Umpleby Theories of social Theories of the Callaos and his colleagues in Orlando, FL. One result is
systems interaction between organizing efforts in Latin America stimulated by the
ideas and society conferences in Orlando. Annual conferences on reflexive
TABLE 1. Definitions of First and Second Order control began to be held in Moscow and may lead to the
Cybernetics founding of a Russian Association in the field of
cybernetics and systems.

EARLY 1990s In the International Society for the Systems Sciences


there is growing interest in group facilitation and
In 1990 two symposia on “Theories to Guide the Reform participation methods. (Bausch, 2004) An increasing
of Socialist Societies” were held in Washington, DC, and number of books about cybernetics appear, frequently by
Vienna, Austria. (Umpleby, 1991) These meetings were German authors. A Heinz von Foerster Society has been
the beginning of a multi-year effort both to understand the established in Vienna to further develop the ideas
changes occurring in the former Soviet Union from the explored at the Biological Computer Laboratory. A new
perspective of social theory and to use knowledge of biography of Norbert Wiener has been published.
social systems to guide the transitions. (Conway and Siegelman, 2005)

The work on second order cybernetics was also changing. The global network of universities created by the internet
The members of the ASC had worked almost twenty and the Bologna process is not only greatly facilitating
years on developing and promoting the point of view communication among scientists around the world but is
also leading to a new metaphor for the social implications developed its own language, theories, methods, traditions,
of cybernetics, an alternative metaphor to the “global and results.
brain.” (Umpleby, 2003a)
These eight dimensions have both united and divided the
systems sciences. The dimensions unite the systems
QUESTIONS ABOUT THE HISTORY OF sciences because each of the subfields of systems science
CYBERNETICS uses at least one of the new assumptions, whereas
classical science uses none. The dimensions divide the
Given the promising and exciting beginnings of systems sciences because each subfield emphasizes a
cybernetics, the outstanding scientists involved, and the different dimension or set of dimensions. Hence, issues
subsequent impact of cybernetics on many disciplines, it that are very important in one subfield are less important
is curious that the term “cybernetics” is not widely known or do not arise in other subfields. Given different
today, even though most professional people spend questions, the answers in theories and methods have been
several hours a day in “cyberspace.” Margaret Mead different. (Umpleby and Dent, 1999) Perhaps in the 21st
commented on the development of cybernetics at the first century the progress made in developing the field of
ASC conference in 1964. cybernetics in many disciplines will be successfully
integrated.
We were impressed by the potential usefulness of
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