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Case: 17-51126 Document: 00514370288 Page: 1 Date Filed: 03/02/2018

No. 17-51126

IN THE UNITED STATES COURT OF APPEALS


FOR THE FIFTH CIRCUIT

JENNIFER CRAMPTON,
Plaintiff-Appellant

-v-

JON WEIZENBAUM, individually and in his official capacity, SYLVIA


RODRIGUEZ, individually and in her official capacity, and TEXAS
DEPARTMENT OF AGING AND DISABILITY SERVICES,
Defendant-Appellees

Appeal from the United States District Court


for the Western District of Texas, No. 1:16-cv-959-SS

INITIAL BRIEF OF APPELLANT

Colin Walsh
Texas Bar No. 24079538
Board Certified in Labor and
Employment Law by the Texas
Board of Legal Specialization

WILEY WALSH, P.C.


1011 San Jacinto Blvd, Ste 401
Austin, TX 78701
Telephone: (512) 271-5527
Facsimile: (512) 201-1263
ATTORNEY FOR APPELLANTS

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CERTIFICATE OF INTERESTED PERSONS

The undersigned counsel of record certifies that the following listed

persons and entities as described in the fourth sentence of Rule 28.2.1

have an interest in the outcome of this case. These representations are

made in order that the judges of this court may evaluate possible

disqualification or recusal:

Jennifer Crampton – Plaintiff/Appellant

Colin Walsh – Counsel for Plaintiff/Appellant

Robert J. Wiley – Counsel for Plaintiff/Appellant

Wiley Walsh, P.C. – Counsel for Plaintiff/Appellant

Jon Weizenbaum – Defendant/Appellee

Sylvia Rodriguez – Defendant/Appellee

Texas Department of Aging and Disability Services –


Defendant/Appellees

Susan Watson – Counsel for Defendant

Heather Hacker – Counsel for Appellees

Texas Office of the Attorney General – Counsel for Defendant

Texas Office of the Solicitor General – Counsel for Appellees

/s/ Colin Walsh


Colin Walsh
Texas Bar No. 24079538

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REQUEST FOR ORAL ARGUMENT

Appellant requests oral argument on two matters:

I.

Does the decision-makers’ discussion of an employee’s protected

activity during a termination meeting allow for a reasonable inference of

retaliation? In this Texas Whistleblower Act case, handwritten meeting

notes show the decision-makers discussed Appellant’s complaint of

violations of law to the Office of the Inspector General at a management

meeting. According to testimony by Appellant’s manager, that

management meeting resulted in the decision to propose Appellant’s

termination. Appellant contends that the district court failed to view the

evidence in the light most favorable to Appellant and to make reasonable

inferences in her favor by holding no jury could find her OIG report

caused her termination. Indeed, the district court opinion conflicts with

the San Antonio Court of Appeals decision in Torres v. City of San

Antonio, No 04-15-664, 2016 WL 7119056 (Tex. App. – San Antonio Dec.

7, 2016, no pet.).

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II.

Are complaints to elected representatives that statutorily

mandated job qualification checks are not being performed on health care

personnel sent to the homes of the sick and elderly a matter of public

concern entitled to constitutional protection? In this case, Appellant sent

a detailed packet of information to numerous public officials (e.g.,

Governor Abbott, Attorney General Paxton, Congressman McCaul, etc.)

and entities alleging violations of law and fraud by DADS that could put

the public at risk of abuse. The district court failed to analyze the

content, form, and context of Appellant’s complaints, instead finding that

her personal interest in making those allegations stripped them of any

constitutional protection. The district court’s ruling conflicts with

Modica v. Taylor, 465 F.3d 174 (5th Cir. 2006).

Oral discussion of the facts and applicable case law in this matter

would be helpful to the Court in determining what reasonable inferences

can be made by knowing the topics discussed at a meeting and the result

of that meeting as well as whether complaints to elected officials alleging

violations of law and misconduct constitute matters of public concern.

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TABLE OF CONTENTS

CERTIFICATE OF INTERESTED PERSONS .........................................ii


REQUEST FOR ORAL ARGUMENT ...................................................... iii
TABLE OF CONTENTS .............................................................................. v
TABLE OF AUTHORITIES ...................................................................... xii
STATEMENT OF JURISDICTION ............................................................ 1
ISSUES PRESENTED ................................................................................ 2
STATEMENT OF THE CASE .................................................................... 3

A. DADS discussed Crampton’s OIG whistleblower complaint in the


meeting where it decided to propose her termination. Before that,
DADS disciplined Crampton shortly after becoming aware of each
report she made that DADS was violating the law.......................... 3

B. DADS hired Crampton in December 2014. DADS thought she was


a very good employee until she started complaining about violations
of law. .................................................................................................. 9

1. Mary Jo Grassmuck, Crampton’s original manager, rated her


“commendable,” the second highest performance rating
available ........................................................................................ 9

2. Co-workers also thought highly of Crampton .......................... 10

C. Grassmuck retired in June 2015 and was replaced by Sylvia


Rodriguez .......................................................................................... 10

1. Rodriguez lacked management and subject-matter experience.


..................................................................................................... 10

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2. Rodriguez also had a reputation for holding grudges and


retaliating against employees who questioned her ................. 11

D. In September 2015, Rodriguez directed employees to stop reviewing


resumes for management changes, which violates the Texas Health
and Safety Code and the Administrative Code .............................. 11

E. Crampton felt compelled to report the violations of law she


witnessed at DADS both internally and to her elected officials ... 13

1. In September and October, Crampton engaged in whistleblower


activity and free speech when she reported to over 40 officials
that Rodriguez’s resume policy violated the law. .................... 13

2. In October, Ms. Crampton engaged in free speech when she


discovered and reported to Cindy Bourland, the department
director, that Rodriguez was forging letters by “recreating”
them and signing Grassmuck’s name ....................................... 15

F. After Crampton reported the violations of law, Rodriguez and


DADS retaliated against her ........................................................... 17

1. Hours after Rodriguez found out Crampton had both


complained to the Office of the Governor that the resume policy
violated the law and also filed a civil rights complaint, she gave
Crampton her first disciplinary write-up ................................. 17

2. A few days after Crampton’s first write-up, Bourland and


Rodriguez began inquiring about putting Crampton on decision-
making leave in an effort to force Crampton to resign ............ 18

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3. In late November, HHS Commissioner Jon Weizenbaum found


out Crampton complained to the Governor about violations of
law within DADS. He assigned Amy Tippie to deal with it .... 18

G. Because DADS did not address Crampton’s concerns and instead


retaliated against her, Crampton continued to report the violations
of law and misconduct she witnessed to the Governor’s Office and
the Office of the Inspector General ................................................. 19

H. DADS did not stop retaliating against Crampton.......................... 20

1. Weizenbaum denied Crampton’s grievance and refused to


transfer her after finding out she had complained to Senator
Kirk Watson about violations of law within DADS ................. 20

2. In March, DADS found out Crampton had complained to


Congressman Michael McCaul and to the Governor’s Office
again ............................................................................................ 21

I. Ultimately, DADS terminated Crampton because of her


whistleblower activity and the exercise of her free speech rights. 22

1. On April 1, 2016, DADS discussed Crampton’s OIG, civil rights,


and fraud complaints in a management meeting. By the end of
that meeting, DADS had decided to propose Crampton’s
termination ................................................................................. 22

2. On April 7, Crampton reported to the OIG that Rodriguez had


committed fraud by recreating letters and putting Grassmuck’s
signature on them ...................................................................... 23

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3. One week after her OIG interview regarding Crampton’s


reports, and after considering “everything that’s happened so
far,” Rodriguez fired Crampton ................................................. 23

J. After Crampton filed suit in July 2016, Rodriguez and Bourland


asked Schindler to delete evidence of the letters they “recreated”
with Grassmuck’s signature ............................................................ 24

K. In November 2017, the district court granted summary judgment. .


........................................................................................................ 24

SUMMARY OF THE ARGUMENT .......................................................... 26

I. Crampton presented competent summary judgment evidence that


DADS discussed her report of violations of law to the OIG during
the meeting where DADS decided to propose her termination.
Under applicable precedent, those facts raise an inference of
retaliation .......................................................................................... 26

II. Summary judgment should be reversed on Crampton’s


constitutional claims because letters to elected officials and outside
agencies alleging violations of law, fraud, and harm to the public
are matters of public concern........................................................... 27

III. The district court erred in denying Crampton’s motion to


supplement the summary judgment record because it failed to
analyze the four Freeman factors, which all favor allowing
admission of the declaration by Crampton’s former manager. ..... 28

ARGUMENT .............................................................................................. 29

I. Standard of review for summary judgment. ................................... 29

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II. Crampton presented competent summary judgment evidence that


(1) DADS management discussed her OIG complaint at the meeting
where they decided to propose her termination, (2) her supervisor
considered all of Crampton’s activities before terminating her, and
(3) she was written up or disciplined shortly after each report of a
violation of law .................................................................................. 30

A. Under the Texas Whistleblower Act, to prevail at summary


judgment, the employer must show conclusive proof that the
employee’s report of a violation of law played no role, however
small, in the termination decision. .................................................. 31

B. Evidence that the decision-makers considered an employee’s


whistleblower activity before making an employment decision is
circumstantial evidence of causation that defeats summary
judgment ........................................................................................... 33

C. In this case, discovery admissions, meeting notes, internal emails


and witness testimony show Rodriguez, the final decision-maker,
considered her reports in terminating her. .................................... 36

1. Rodriguez knew of Crampton’s reports to the OAG and the OIG


before she terminated her .......................................................... 36

2. The April 1 meeting notes show Crampton’s OIG report was


discussed at the meeting where the termination decision was
made ............................................................................................ 37

3. Rodriguez’s testimony that she considered “everything that’s


happened” in deciding to terminate Crampton is competent
summary judgment evidence that allows a jury to find
Crampton’s OIG and OAG reports were a factor in her
termination ................................................................................. 38

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D. Temporal proximity of less than four months between protected


activity and retaliatory acts constitutes circumstantial evidence of
prima facie causation that defeats summary judgment ................ 40

E. The district court erred by refusing to make reasonable inferences


in favor of Crampton from the fact that Rodriguez and DADS
management discussed her OIG whistleblower complaint at the
very meeting where DADS decided to propose her termination. .. 42

III. Summary Judgment should be reversed because contrary to the


district court’s opinion, Crampton’s complaint, DADS summary
judgment motion, Crampton’s summary judgment response, and
the evidence in the record all identify the precise speech Crampton
contends is subject to First Amendment and Texas Constitutional
protection........................................................................................... 46

IV. Summary Judgment should be reversed on Crampton’s First


Amendment and Texas Constitutional claims because the district
court erroneously held allegations that DADS was violating the
Health and Safety Code, fraudulently fining agencies, and forging
documents are not matters of public concern because of Crampton’s
own personal motivation in reporting them ................................... 51

A. Contrary to the district court’s opinion, Crampton’s report of fraud,


forgery, and violations of the Health and Safety Code were not
primarily motivated by a desire to save her job because she reported
it prior to receiving any formal discipline and the cover letter to the
report states she is reporting the legal violations because she does
not want someone to get hurt .......................................................... 52

B. Applying the “content, form, and context” factors to Crampton’s


reports to elected officials and the Inspector General establishes she
spoke on a matter of public concern ................................................ 53

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C. The district court misapplied this Court’s decision in Harris ex rel.


Harris v. Potomac County School District in dismissing Crampton’s
constitutional claim on the basis that her personal motivation in
speaking out abrogates constitutional protection .......................... 57

V. The district court abused its discretion in denying Crampton’s


motion to supplement the summary judgment record because all
four Freeman factors favor admitting the declaration from
Crampton’s former manager. ........................................................... 58

CONCLUSION ........................................................................................... 62
CERTIFICATE OF SERVICE ................................................................... 64
CERTIFICATE OF COMPLIANCE ......................................................... 64

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TABLE OF AUTHORITIES
Cases

Beattie v. Madison Cnty. Sch. Dist.,


254 F.3d 595 (5th Cir. 2001) ................................................................... 46

Binur v. Jacobo,
135 S.W.3d 646 (Tex. 2004) .............................................................. 27, 41

Branton v. City of Dallas,


272 F.3d 730 (5th Cir. 2001) .................................................................. 54

Davis v. McKinney,
518 F.3d 304 (5th Cir. 2008) ............................................................. 46, 51

Dep’t of Hum. Srvs. v. Hinds,


904 S.W.2d 629 (Tex. 1995) .............................................................. 31, 32

E.E.O.C. v. Rite Way Service, Inc.,


819 F.3d 235 (5th Cir. 2016) .................................................................. 35

Evans v. City of Houston,


246 F.3d 344 (5th Cir. 2001) ............................................................ 40, 44

Freeman v. Cnty of Bexar,


142 F.3d 848 (5th Cir. 1998) ............................................................ 28, 59

Garza v. City of Mission,


684 S.W.2d 148
(Tex. App.—Corpus Christi-Edinburg 1984, no pet.) ........................... 40

Glorioso v. Mississippi Dep’t of Corrections,


193 F.3d 517, No. 99-60147, 1999 WL 706173
(5th Cir. 1999) (per curiam) ............................................................. 35, 36

Guadalajara v. Honeywell Int’l, Inc.,


224 F.Supp.3d 488 (W.D. Tex 2016) ...................................................... 35

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Haire v. Bd. of Supervisors of La. State Univ. Agric. & Mech. Coll.,
719 F.3d 356 (5th Cir. 2013) .................................................................. 29

Harris ex rel. Harris v. Potomac County School District,


635 F.3d 685 (5th Cir. 2011) ............................................................ 57, 58

Heinsohn v. Carabin & Shaw, P.C.,


832 F.3d 224 (5th Cir. 2016) ............................................................ 30, 50

Ion v. Chevron,
731 F.3d 379 (5th Cir. 2013) ...................................................... 34, 35, 43

Modica v. Taylor,
465 F.3d 174 (5th Cir. 2006) .......................................... iv, 27, 53, 54, 55

Patton v. Harris Cnty Comm. Superv. & Corr. Dept.,


No. 14-04-00683-CV, 2005 WL 3116405
(Tex. App.—Houston [14th Dist.] 2005, pet. denied) ..................... 40, 44

Performance Autoplex II Ltd. v. Mid-Continent Casualty Co.,


322 F.3d 847 (5th Cir. 2003) ............................................................ 28, 59

Robinson v. Jackson State Univ.,


No. 16-60760, 2017 WL 6003389
(5th Cir. Dec. 4, 2017) (per curiam) ....................................................... 45

Royal v. CCC & R Tres Arboles, L.L.C.,


736 F.3d 396 (5th Cir. 2013) .................................................................. 35

Tolan v. Cotton,
134 S.Ct. 1861 (2014) .............................................................................. 29

Tomhave v. Oaks Psych. Hosp.,


82 S.W.3d 381 (Tex. App.—Austin 2002, pet. denied) ............. 27, 41, 44

Torres v. City of San Antonio,


No 04-15-664, 2016 WL 7119056
(Tex. App.-San Antonio Dec. 7, 2016, no pet.) .. iii, 26, 32, 33, 34, 39, 45

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Wichita County v. Hart,


917 S.W.2d 779 (Tex. 1996) .................................................................... 31
Statutes

28 U.S.C. § 1291 ........................................................................................... 1

28 U.S.C. § 1331 ........................................................................................... 1

28 U.S.C. § 1367 ........................................................................................... 1

Tex. Gov. Code Ann. § 554.002 (West 2015) ............................................ 31


Other Authorities

Tex. Pat. Jury. Inst. 107.4 ......................................................................... 32


Rules

Tex. R. App. Proc. 47.7............................................................................... 32

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STATEMENT OF JURISDICTION

The district court had original subject matter jurisdiction over this

case under 28 U.S.C. § 1331 because this action was brought under 42

U.S.C. § 1983. The district court had supplemental jurisdiction over the

state law claims under 28 U.S.C. § 1367.

This Court has jurisdiction under 28 U.S.C. § 1291, being an appeal

from a trial court’s final dismissal with prejudice. Final judgment was

entered on November 14, 2017. ROA.5. Notice of Appeal was timely filed

on December 13, 2017. ROA.5.

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ISSUES PRESENTED

ISSUE ONE: Meeting notes show Appellant’s complaint of violations

of law to the Office of the Inspector General was

discussed at a management meeting. According to

testimony by Appellant’s manager, that management

meeting resulted in the decision to propose Appellant’s

termination. Drawing all reasonable inferences in favor

of the Appellant, could a jury reasonably find

Appellant’s OIG complaint caused her termination?

ISSUE TWO: Appellant sent letters and a packet of information to her

elected representatives, including Governor Greg

Abbott, Attorney General Ken Paxton, and U.S.

Representative Michael McCaul. Her letters and

documents alleged DADS was violating the law in a

manner that could harm the public, specifically by

allowing unqualified workers to care for the sick and

elderly in their homes. Are her allegations speech on a

matter of public concern and entitled to constitutional

protection?

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STATEMENT OF THE CASE

A. DADS discussed Crampton’s OIG whistleblower complaint


in the meeting where it decided to propose her termination.
Before that, DADS disciplined Crampton shortly after
becoming aware of each report she made that DADS was
violating the law.

On April 1, 2016, Jennifer Crampton told Sylvia Rodriguez, her

manager, she would not quit her job at DADS. ROA.818. Crampton told

Rodriguez her actions had been reported to the Office of the Inspector

General. Id. Later that day, DADS management met to discuss the

future of Crampton’s employment with DADS. ROA.678. The first topics

discussed included Crampton’s OIG complaint and her fraud complaint:

ROA.678. By the end of that meeting, Rodriguez had decided to propose

Crampton’s termination. ROA.615:3-17. Two weeks later, Crampton

was fired. Id.

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The following timeline shows the events of April 1 were not an

isolated incident. When the events are put in chronological order, they

show Jennifer Crampton was written-up and/or disciplined by DADS

shortly after each complaint or report that DADS was violating the law.

Timeline

December 2014 DADS hires Crampton. ROA.130 at 26-27.

May 28, 2015 DADS rates Crampton’s overall performance

“commendable,” the second highest rating

available. ROA.596. She “[i]nteracts with

coworkers in a positive manner” and “[a]ccepts

constructive criticism and uses them to improve

performance.” ROA.593, 595.

September 14, 2015 Sylvia Rodriguez, department manager, directs

employees to stop checking resumes for personnel

changes at Home Health Care Agencies. ROA.169.

This policy change is widely thought to violate the

law. ROA.600:19-21 (Schindler Dep.); ROA.607-08

(Nelson Dep.); ROA.137 at 54:22-23 (Crampton

Dep.).

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Sept./Oct. 2015 Crampton sends a 56-page packet of information

to 40 or 50 elected representatives and agencies,

including the Governor, the Attorney General, and

several senators. ROA.134 at 42-43. The packet

alleges and provides evidence that DADS was

violating the law by not checking resumes and that

the public could get hurt. ROA.166-222.

October 17, 2015 Crampton tells Director Cindy Bourland that

Rodriguez is committing fraud by recreating

documents and signing the previous manager’s

name. ROA.586 at ¶¶5-6.

October 20, 2015 Rodriguez enquires about disciplining Crampton.

See ROA.343.

November 9, 2015 Early in the day, Ms. Rodriguez learns Crampton

complained to the Governor and to the Civil Rights

Office about alleged violations of law. ROA.586 at

¶¶2-3; ROA.635.

Later that day Rodriguez issues Crampton her first write-up,

putting her on a Second Level. ROA.251. There is

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no level one, which is a deviation from procedure.

ROA.288.

November 10 Bourland and Rodriguez ask if they can put

Crampton on Decision-Making Leave. ROA.639-

40; ROa.614:17-18 (Rodriguez Dep.).

February 23, 2016 DADS Commissioner Jon Weizenbaum is notified

that Ms. Crampton sent a complaint to State

Senator Kirk Watson. ROA.655.

March 2, 2016 Weizenbaum denies Crampton’s internal

grievance alleging retaliation. ROA.653.

March 22, 2016 Congressman Michael McCaul’s office sends a

letter to Crampton at her work address. ROA.658.

The letter is opened and read by DADS. ROA.662

(Admission No. 7).

March 28, 2016 Rodriguez and Bourland put Ms. Crampton on

DML. ROA.258.

March 31, 2016 Governor Abbott’s office contacts DADS via email.

ROA.675. The email is forwarded to Amy Tippie,

Commissioner Weizenbaum’s assistant. Id.

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April 1, 2016 Crampton tells Rodriguez that she will not resign

and that she reported Rodriguez to the OIG.

ROA.790.

That afternoon Tippie, Rodriguez, Robbi Craig in HR, and others

discuss Crampton’s fraud, OIG, and civil rights

complaint as well the letter from Congressman

McCaul. ROA678-79. At that meeting, Rodriguez

and DADS decide to propose Crampton’s

termination. ROA.615:3-17.

April 6, 2016 Rodriguez and Bourland discuss Ms. Crampton’s

complaints to the Governor. ROA.834.

April 7, 2016 Crampton reports to the OIG that Rodriguez

committed fraud by recreating documents and

using the prior manager’s signature on them.

ROA.812; ROA.839.

April 8, 2016 Rodriguez is interviewed by OIG. ROA.813.

April 15, 2016 After considering “everything that’s happened,”

Rodriguez terminates Crampton. ROA.616:1-4

(Rodriguez Dep.).

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July 8, 2016 Crampton files suit. ROA.17

Fall 2016 Rodriguez asks Laura Schindler how Crampton

found out about the recreated letters with

Grassmuck’s signature. ROA.683. Rodriguez

keeps repeating that Schindler “gave her

permissions to do what was done.” Id. Schindler

took this as threat, later writing “I am very upset

and concerned for my job.” Id.

October 2016 Rodriguez and Bourland ask Schindler to destroy

the renewal history, which included the recreated

documents with Grassmuck’s signature.

ROA.604:10-25. She refused. Id.

January 20, 2017 Schindler complains of retaliation by Rodriguez for

participating in Crampton’s complaint stating, “I

fear I might lose my job because I was asked to

answer questions for this [lawsuit.]” ROA.683.

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B. DADS hired Crampton in December 2014. DADS thought


she was a very good employee until she started complaining
about violations of law.

Jennifer Crampton was hired by Mary Jo Grassmuck as an LPII,

Licensing and Permit Specialist II, in December 2014. ROA.129-30. As

an LP II, Crampton worked in the Licensing and Certification Unit.

ROA.243 at ¶ 2.

1. Mary Jo Grassmuck, Crampton’s original manager, rated


her “commendable,” the second highest performance
rating available.

Under Grassmuck, Crampton excelled. Grassmuck rated her

overall performance “commendable,” the second highest performance

rating available, in May 2015. ROA.596. According to that evaluation,

Crampton “[i]nteracts with coworkers in a positive manner. Actively

listens to all instructions. Keeps her supervisor and co-workers informed

of work activities.” ROA.593. Crampton also “[a]ccepts constructive

criticism and uses them to improve performance.” ROA.595.

Grassmuck “never had any problems with Crampton.” ROA.704 at

¶ 6. “She was never disrespectful, snide or rude to [Grassmuck]” and

Grassmuck “never witnessed her act that way towards other people.” Id.

at ¶¶ 7-8.

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2. Co-workers also thought highly of Crampton.

According to Laura Schindler, another LPII, who trained

Crampton, she “was the only LPII that could complete the renewal

process without my assistance, only after a couple [of] training sessions,

and understood the process.” ROA.685.

Unfortunately, everything changed for Crampton when Grassmuck

retired.

C. Grassmuck retired in June 2015 and was replaced by Sylvia


Rodriguez.

When Grassmuck retired in June 2015, Sylvia Rodriguez became

the new manager. ROA.138 at 61:11; ROA.243 at ¶ 2.

1. Rodriguez lacked management and subject-matter


experience.

According to Grassmuck, at the time Rodriguez was promoted, she

“did not have enough experience as a manager or in the subject area.”

ROA.705 at ¶ 11. According to Schindler, Rodriguez “was not interested

in learning what we did [in licensing and certification], why we did it, or

how we did this work.” ROA.683. Rodriguez did “not understand the

rules and regulations” that applied to the Licensing and Certification

Unit. ROA.683.

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2. Rodriguez also had a reputation for holding grudges and


retaliating against employees who questioned her.

According to Grassmuck’s personal experiences with her,

“Rodriguez also holds grudges against employees when she does not get

her way.” ROA.704 at ¶ 13. Rodriguez’s reputation for retaliation was

so bad that Schindler feared she would lose her job simply because she

“was asked to answer questions for this” lawsuit. ROA.683.

Unsurprisingly, “[s]ince Sylvia has been the HCSSA manager the work

environment is a hostile work environment.” ROA.685.

D. In September 2015, Rodriguez directed employees to stop


reviewing resumes for management changes, which violates
the Texas Health and Safety Code and the Administrative
Code.

On September 14, 2015, Rodriguez sent an email to her

department:

Effective immediately, the Management Change Request that


are received . . . will not require a resume. . . . [W]e are not
requiring them to submit their resumes.

ROA.169. Ms. Rodriguez made it clear the directive meant “just to

stop reviewin’ [resumes], and approve [change requests].” ROA.599:23-

24 (Schindler Dep.). That is exactly what happened. ROA.599-600.

Change requests were approved without qualifications being reviewed.

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Id. Per Rodriguez’s instructions, Schindler alone approved 215 personnel

change applications without reviewing resumes for statutorily required

qualifications and prerequisites. ROA.683. According to Crampton,

4,000 applications were pushed through without the resumes or

qualifications of requested personnel changes being checked. ROA.151

at 110-111.

While this policy reduced the backlog, many people, such as

Schindler, Becky Nelson (who was team lead), and Crampton believed

this directive violated the law. ROA.600:19-21 (Schindler Dep.);

ROA.607-08 (Nelson Dep.); ROA.137 at 54:22-23 (Crampton Dep.).

According to these employees, the policy violated the law because without

resumes there was no way to check qualifications as required by statute

and regulation. ROA.599:4-15 (Schindler Dep.). Specifically, they

believed the policy violated chapter 142 of Health and Safety Code as well

as chapter 97 of the Texas Administrative Code, Title 40. ROA.600:19-

21 (Schindler Dep.); ROA.607-08 (Nelson Dep.); ROA.137 at 54:22-23

(Crampton Dep.).

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E. Crampton felt compelled to report the violations of law she


witnessed at DADS both internally and to her elected
officials.

Crampton first reported that Rodriguez’s policy violated the law

internally to Bobby Schmidt, her second level supervisor, and Cindy

Bourland, the director of the unit. ROA.166; see also ROA.399. Neither

did anything.

1. In September and October, Crampton engaged in


whistleblower activity and free speech when she
reported to over 40 officials that Rodriguez’s resume
policy violated the law.

When DADS failed to act, Crampton put together a packet of

information containing evidence showing what she believed to be

violations of law and fraud. ROA. 166-222. Crampton drafted a cover

letter and then sent that evidence to 40 or 50 different officials, including

her own elected representatives, the Governor, the Texas Attorney

General, and several congressmen. ROA.133 at 39:16-22. In her cover

letter, Ms. Crampton explains why she felt compelled to engage in this

whistleblower activity:

I believe [Sylvia Rodriguez] has jeopardized our agency, to the


point in which someone is going to get hurt. I have voiced my
concerns with Bobby Schmidt and Cindy Bourland to no avail.
. . . [W]e have done a disgrace for the people of Texas.

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ROA.166. Crampton “could no longer sit and watch this go on.” Id.

In the fifty-six page packet of evidence, Crampton detailed the

specific violations of law and misconduct she witnessed. On a copy of

Rodriguez’s email announcing the resume policy change, Crampton

wrote:

ROA.169. Farther down in the packet, Crampton again states:

Ms. Crampton detailed how the backlog regarding management

change approval could result in some home healthcare agencies not being

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checked for three years. ROA.190 (“Because the survey reps are so far

behind some of these agenc[ies] will not be checked for 3 years!!!”).1

Crampton expresses concern that some home health agencies might

be getting improperly fined because of mistakes made by DADS.

ROA.166. 2 Finally, Crampton provides print outs of several of the

statutes and regulations she believes were violated. ROA.184-89.

2. In October, Ms. Crampton engaged in free speech when


she discovered and reported to Cindy Bourland, the
department director, that Rodriguez was forging letters
by “recreating” them and signing Grassmuck’s name.

One of the things the Licensing and Certification unit does is send

out renewal notices to home health agencies. ROA.589-90. These letters

tell the agency it needs to renew its license within a certain amount of

time. Id.; see also ROA.248.

In Mid-October, Crampton found out that Rodriguez needed

someone to “recreate” several renewal letters with Grassmuck’s

signature because the originals could not be found anywhere ROA.138-

39 at 59-64. Indeed, there is no proof the letters that needed to be

“recreated” had ever been sent in the first place. ROA.847. A coworker

1 Coworker Becky Nelson agrees this an accurate and valid concern. ROA.609:1-6.
2 Ms. Schindler agrees that is a distinct possibility. ROA.604:3-8.
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asked Crampton if she could do this for Rodriguez. ROA.138 at 60:6-7.

Crampton believed these actions amounted to forgery and fraud.

ROA.586 at ¶¶ 6-7. She refused. ROA.138 at 60:6-7.

However, Schindler did “recreate” the letters for Rodriguez.

ROA.586 at ¶2; ROA.138 at 62:3-20. Both Rodriguez and Schindler

confirmed during their depositions that Rodriguez asked her to put

Grassmuck’s signature on twelve backdated letters when DADS could

not locate the originals. ROA.601:11-23 (Schindler Dep.); ROA.620

(Rodriguez Dep.). Schindler confirmed they should not have used

Grassmuck’s signature. ROA.602:13-14; ROA.603:6-7.

After Crampton learned of this, on October 17, 2015, she went

outside her chain of command and spoke to the Director of the Licensing

and Certification unit, Cindy Bourland, about Rodriguez’s actions.

ROA.586 at ¶5. As with the other violation of law, Crampton felt she had

a duty to report this because she “believed as a citizen of Texas that

Rodriguez’s actions constituted fraud against the home health agencies

since the paperwork could not be found.” ROA.586-87 at ¶7. After

Crampton reported this misconduct, Bourland discussed the issue with

Rodriguez. ROA.587 at ¶8.

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F. After Crampton reported the violations of law, Rodriguez


and DADS retaliated against her.

Prior to Crampton’s reports of violations of law to 40 or 50 officials

and to the department director, Crampton had never been formally

disciplined. ROA.665 (Admission No. 27).

However, mere days after learning of Crampton’s allegations of

fraud and forgery, Rodriguez began inquiring about the proper way to

write up Crampton. ROA.343.

1. Hours after Rodriguez found out Crampton had both


complained to the Office of the Governor that the resume
policy violated the law and also filed a civil rights
complaint, she gave Crampton her first disciplinary
write-up.

On November 9, Crampton received a letter at her work address

from Governor Abbott’s office. ROA.586 at ¶2. Before delivering it to

Crampton, Alyssa Sampson, a coworker, opened it and gave it to

Rodriguez. ROA.134 at 43:24-24. After Rodriguez read it, Sampson

brought the letter to Crampton, threw it on her desk and said, “Sylvia

said you could have this.” ROA.586 at ¶ 3; ROA.134 at page 43:23. At

10:30 a.m. that same day, Rodriguez also learned Crampton had filed a

civil rights complaint against her. ROA.635. After learning these two

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facts, Rodriguez put Crampton on a Second Level Reminder. ROA.251.

There was no level one.

2. A few days after Crampton’s first write-up, Bourland and


Rodriguez began inquiring about putting Crampton on
decision-making leave in an effort to force Crampton to
resign.

A few days after Crampton’s first write-up, Bourland and Rodriguez

asked if they could put Crampton on decision-making leave (“DML”).

ROA.639-40; ROA.614:17-18 (Rodriguez Dep.) (“We were just asking her

what we should do.”). DML is where an employee is given time off to

consider resigning her position. ROA.632:6-13 (Craig Dep.). DML is one

of the final disciplinary steps. ROA.299.

3. In late November, HHS Commissioner Jon Weizenbaum


found out Crampton complained to the Governor about
violations of law within DADS. He assigned Amy Tippie
to deal with it.

In late November, Commissioner Weizenbaum learned that

Crampton had complained to Governor Abbott about violations of law

within DADS and retaliation for whistleblower activity. ROA.642-43;

ROA.647. He then tasked Amy Tippie, Director of Administrative

Management Services, with addressing Crampton’s complaint. ROA.642

(“FYI- let’s discuss” with Governor’s letter attached); ROA.644. They put

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a plan in place: “If you are ok with my suggested approach, I will . . . meet

with [Jennifer Crampton] early next week (on Jon’s behalf) to discuss her

concerns.” ROA.644.

G. Because DADS did not address Crampton’s concerns and


instead retaliated against her, Crampton continued to
report the violations of law and misconduct she witnessed
to the Governor’s Office and the Office of the Inspector
General.

In late November or early December 2015, Crampton contacted the

Governor’s office again complaining that she was being retaliated against

because of the packet that she sent in October. ROA.647. Crampton also

complained that her supervisor Sylvia Rodriguez was falsely

documenting misconduct. Id.

On December 31, she brought her concerns to the Office of the

Inspector General (“OIG”), sending them the same package that she sent

to the other officials and agencies. See ROA.809-10. Again, this fifty-six

page packet of evidence alleged that Rodriguez’s directive not to check

resumes violated the law. Id. (“An email dated December 30, 2015 . . .

explaining alleged misconduct by Rodriguez.”)

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H. DADS did not stop retaliating against Crampton.

In December, Ms. Crampton complained internally that Bourland

had retaliated against her for filling an internal complaint with the

HHSC EEOC and that Bourland was actively covering up mistakes that

were leaving the unit. ROA.650. The grievance was denied by Mary

Henderson on February 8, 2015. In February 2016, Ms. Crampton

appealed directly to Commissioner Weizenbaum. ROA.651.

1. Weizenbaum denied Crampton’s grievance and refused to


transfer her after finding out she had complained to
Senator Kirk Watson about violations of law within
DADS.

On February 17, Crampton sent an email to State Senator Kirk

Watson saying, “I can show you all the things that are not being done and

now my job is on the line by trying to do the right thing.” ROA.656. On

February 23, 2016, Senator Watson’s office called Weizenbaum to discuss

Crampton’s report. ROA.655.

On March 2, 2016, days after Weizenbaum learned of the report to

Watson, he denied Ms. Crampton’s internal grievance and refused her

transfer request. ROA.651.

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2. In March, DADS found out Crampton had complained to


Congressman Michael McCaul and to the Governor’s
Office again.

On March 22, U.S. Representative Michael McCaul’s office wrote to

Crampton at her work address regarding the packet of information she

sent. ROA.658. That letter was opened and read by DADS before it was

given to Crampton. ROA.662 (Admission No. 7). On March 28, 2016,

Rodriguez and Bourland put Crampton on DML. ROA.258. On March

29, 2016, the OIG reopened their investigation based on new information

from Crampton regarding violations by Rodriguez. See ROA.811.

On March 31, Crampton complained once again to the Governor’s

office that she was being “retaliated against for writing to the OIG about

her problem” last October. ROA.667; ROA.675. Governor Abbott’s office

contacted DADS regarding the complaint. ROA.675. The office asked for

assurances that Ms. Crampton’s situation had been addressed. Id.

Tippie then cryptically emailed Robbi Craig in Human Resources about

the Governor’s email, saying “please do not share at this time.” ROA.676.

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I. Ultimately, DADS terminated Crampton because of her


whistleblower activity and the exercise of her free speech
rights.

Crampton returned from Decision-Making Leave on April 1, 2016.

ROA.818. She met with Rodriguez and Robbi Craig in HR. Id. Crampton

told them she would not quit and that she had reported Rodriguez’s

retaliation to the OIG. Id.

1. On April 1, 2016, DADS discussed Crampton’s OIG, civil


rights, and fraud complaints in a management meeting.
By the end of that meeting, DADS had decided to propose
Crampton’s termination.

After Crampton told Rodriguez that she would not quit and had

reported Rodriguez’s violations of law and retaliation to the OIG, DADS

management met to discuss Crampton’s employment. ROA.678-79. That

afternoon, Rodriguez, Tippie (acting on Mr. Weizenbaum’s behalf), Craig,

and others discussed Crampton’s OIG complaint, her fraud complaint,

her civil rights complaint, and the letter from Representative McCaul.

Id. According to the meeting notes, the OIG, civil rights, and fraud

complaints were the first topic discussed. ROA.678.

By the end of that meeting, Rodriguez and DADS had made the

decision to propose Crampton’s termination. ROA.615:3-17.

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Assistant Commissioner Mary Henderson notified the Governor’s

office that Crampton had been disciplined. ROA.681. On April 6, 2016,

documents obtained by the OIG show that Bourland and Rodriguez

discussed each allegation in Crampton’s complaint to Governor Abbott.

ROA.834-37. The next day, Rodriguez formally proposed Ms. Crampton’s

termination. ROA.263.

2. On April 7, Crampton reported to the OIG that Rodriguez


had committed fraud by recreating letters and putting
Grassmuck’s signature on them.

On April 7, 2016, Ms. Crampton sent an email to the OIG alleging

Rodriguez committed fraud by “recreating” documents DADS could not

find. ROA.839. This email was forwarded to Investigator Scott

McClellan, who interviewed Rodriguez on April 8. ROA.813.

3. One week after her OIG interview regarding Crampton’s


reports, and after considering “everything that’s
happened so far,” Rodriguez fired Crampton.

On April 15, 2016, one week after being interviewed by the OIG,

Rodriguez fired Crampton. ROA.271. In making the termination

decision, Rodriguez considered “all information. Everything that’s

happened so far. All the information. Everything that’s happened, all

the documentation that led to this decision.” ROA.616:1-4. “Everything

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that’s happened so far” would include Crampton’s complaints to the OIG,

the Governor, the Attorney General, and Congressman McCaul.

J. After Crampton filed suit in July 2016, Rodriguez and


Bourland asked Schindler to delete evidence of the letters
they “recreated” with Grassmuck’s signature.

This lawsuit followed. ROA.17. In October 2016, Bourland and

Rodriguez asked Schindler to destroy the renewal history. ROA.604:10-

13. Specifically, “They wanted all of Mary Jo [Grassmuck’s] letters

removed from the history” online. ROA.604:21-25. Because that request

violated the retention requirements for DADS, Schindler refused.

ROA.604:19-20.

Schindler now fears she will be retaliated against by Rodriguez. In

fact, on January 20, 2017 she told DADS attorney, “I fear I might lose my

job because I was asked to answer questions for this” lawsuit. ROA.683.

Schindler worries that “they [will] fire me if I speak up about what has

happened in this department”. ROA.685.

K. In November 2017, the district court granted summary


judgment.

Appellees filed a motion for summary judgment on July 7, 2017.

ROA.97. Their motion did not conclusively negate any of the above facts.

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Crampton filed her response detailing the facts described above on July

21, 2017. ROA.408.

The district court was thus presented with two conflicting versions

of what happened. The district court credited Appellees’ version of events

over Crampton’s and granted summary judgment. ROA.745.

Because we believe the district court improperly weighed the

evidence against Crampton, this appeal followed.

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SUMMARY OF THE ARGUMENT

I. Crampton presented competent summary judgment evidence


that DADS discussed her report of violations of law to the OIG
during the meeting where DADS decided to propose her
termination. Under applicable precedent, those facts raise an
inference of retaliation.

A reasonable jury could find Crampton was terminated because of

her whistleblower activity. Under Texas whistleblower law, evidence

that the decision-makers discussed protected activity in the same

meeting an adverse employment decision was made raises an inference

of retaliation. See Torres v. City of San Antonio, No 04-15-664, 2016 WL

7119056 at *4-5 (Tex. App.-San Antonio Dec. 7, 2016, no pet.).

Here, DADS management discussed her whistleblower activity at

the very meeting in which DADS decided to propose Crampton’s

termination. Additionally, when Crampton’s supervisor was asked what

information she considered in making the termination decision, she said

“everything that’s happened so far.” “Everything that’s happened so far”

includes Crampton’s whistleblower complaints to the Office of the

Attorney General and the Office of the Inspector General.

Finally, “a verdict for retaliatory discharge may be based upon the

immediacy of suspension or termination following a report.” See Tomhave

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v. Oaks Psych. Hosp., 82 S.W.3d 381, 386 (Tex. App.—Austin 2002, pet.

denied), disapproved of on other grounds by Binur v. Jacobo, 135 S.W.3d

646, 651 n.11 (Tex. 2004).

Here, the evidence shows Crampton was disciplined or written up

shortly after each protected complaint.

Summary judgment should be reversed.

II. Summary judgment should be reversed on Crampton’s


constitutional claims because letters to elected officials and
outside agencies alleging violations of law, fraud, and harm to
the public are matters of public concern.

Under Modica v. Taylor, letters to elected officials alleging

violations of law and potential harm to the public or fraud are considered

matters of public concern and constitutionally protected speech. Modica

v. Taylor, 465 F.3d 174, 180-81 (5th Cir. 2006). This is true even if the

letters and reports also discuss private or personal matters. Id.

Here, Crampton sent numerous letters and packets of information

to her elected officials including the Governor, Attorney General, state

representatives and U.S. representatives. Her letters alleged DADS was

violating the Texas Health & Safety Code by not checking resumes for

management changes at home health agencies. Crampton was concerned

that this practice would cause harm to the public because unqualified

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people could potentially be working for these agencies. Crampton also

alleged DADS was potentially fraudulently fining home health agencies

for mistakes DADS made.

Under Modica, those letters constitute speech on matters of public

concern. Summary judgment must be reversed.

III. The district court erred in denying Crampton’s motion to


supplement the summary judgment record because it failed to
analyze the four Freeman factors, which all favor allowing
admission of the declaration by Crampton’s former manager.

In ruling on a motion to supplement summary judgment evidence,

district courts should consider the four Freeman factors:

(1) the moving party's reasons for not originally submitting


the evidence; (2) the importance of the omitted evidence to the
moving party's case; (3) whether the evidence was previously
available to the non-moving party when it responded to the
summary judgment motion; and (4) the likelihood of unfair
prejudice to the non-moving party if the evidence is accepted.

Performance Autoplex II Ltd. v. Mid-Continent Casualty Co., 322 F.3d

847, 862 (5th Cir. 2003) (citing Freeman v. Cnty. of Bexar, 142 F.3d 848,

852 (5th Cir. 1998)).

In this case, all four factors favored granting the motion to

supplement. First, the declaration did not exist before the filing deadline

despite efforts to obtain it before the deadline. Second, the declaration

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shows material fact disputes. Third, the evidence was available to

Appellees because they had already disclosed the person as a witness.

Fourth, there has been no showing of prejudice.

Because the district court did not apply these factors or facts in

ruling on the motion, it abused its discretion in denying it.

ARGUMENT

I. Standard of review for summary judgment.

This Court reviews de novo a trial court’s grant of summary

judgment. Haire v. Bd. of Supervisors of La. State Univ. Agric. & Mech.

Coll., 719 F.3d 356, 362 (5th Cir. 2013). This Court must view the

evidence in the light most favorable to the non-movant. Tolan v. Cotton,

134 S.Ct. 1861, 1866 (2014). This Court must draw all reasonable

inferences in favor of the non-movant and may not make credibility

determinations or weigh the evidence. Id.

This Court “must take care not to define a case’s context in a

manner that imports genuinely disputed factual propositions.” Id.

Finally, this Court “must disregard all evidence favorable to the moving

party that the jury is not required to believe.” Heinsohn v. Carabin &

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Shaw, P.C., 832 F.3d 224, 245 (5th Cir. 2016) (emphasis in original);

Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133, 151 (2000).

II. Crampton presented competent summary judgment evidence


that (1) DADS management discussed her OIG complaint at the
meeting where they decided to propose her termination, (2) her
supervisor considered all of Crampton’s activities before
terminating her, and (3) she was written up or disciplined
shortly after each report of a violation of law.

On April 1, 2016, DADS management had a meeting in which

Sylvia Rodriguez, Amy Tippie, Cindy Bourland, and others discussed

Crampton’s report of violations of law to the OIG. ROA.678. By the end

of that meeting and as a result of the topics discussed, DADS decided to

propose Crampton’s termination. ROA.615:3-17. Under applicable

precedent, these facts alone allow a reasonable jury to find Crampton’s

OIG complaint caused her termination. Summary judgment should be

reversed.

To establish a claim of retaliation under the Texas Whistleblower

Act, Crampton must show she (1) made a report of a violation of law (2)

in good faith, meaning she reasonably believed the conduct reported was

a violation of law (3) to an appropriate law enforcement authority, (4)

which caused her to suffer an adverse action. Tex. Gov. Code Ann. §

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554.002; Wichita County v. Hart, 917 S.W.2d 779, 784 (Tex. 1996)

(defining the meaning of good faith within the whistleblower statute).3

In the district court, DADS challenged the first, second and fourth

elements, but “assum[ed] the OAG and the OIG are appropriate law

enforcement authorities.” ROA.113. 4 The district court granted

summary judgment based solely on the fourth element, causation.

ROA.739. In reaching that conclusion, the district court weighed the

evidence, made credibility determinations, and resolved factual disputes

in favor of Appellees and against Crampton. Because there is substantial

evidence that Crampton’s whistleblower activity was a cause of her

termination, summary judgment should be reversed.

A. Under the Texas Whistleblower Act, to prevail at summary


judgment, the employer must show conclusive proof that
the employee’s report of a violation of law played no role,
however small, in the termination decision.

The Texas Whistleblower Act uses the but-for causation standard.

Dep’t of Hum. Srvs. v. Hinds, 904 S.W.2d 629, 636 (Tex. 1995). But-for

3 When addressing state law claims under supplemental jurisdiction, federal courts
must apply state law to the substantive issues. Felder v. Casey, 487 U.S. 131, 151
(1988) )(“[F]ederal courts are constitutionally obligated to apply state law to state
claims . . . .”).
4 Because DADS assumes Crampton’s reports of violations of law to the OAG and the

OIG were to proper law enforcement authorities, Crampton limits her whistleblower
retaliation claim to the reports she made to those two agencies.
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causation is not sole cause. The Texas Supreme Court holds that the

standard simply means “the employee's protected conduct must be such

that, without it, the employer's prohibited conduct would not have

occurred when it did.” Id. The Texas Pattern Jury Instructions

recommend explicitly instructing the jury that a plaintiff “does not have

to prove the report was the sole cause of the [adverse action.]” Tex. Pat.

Jury. Inst. 107.4.

Recently, the San Antonio Court of Appeals in reversing summary

judgment stated the standard this way:

Under this standard, the [defendant] cannot negate the


causation element merely by showing that it had other
reasons for [taking adverse action]. To the contrary, the but-
for standard requires conclusive proof that [plaintiff’s report
of a violation of law] did not play a role, however small, in
the [defendant’s] decision.

Torres v. City of San Antonio, No 04-15-664, 2016 WL 7119056 at *4 (Tex.

App.-San Antonio Dec. 7, 2016, no pet.).5

5 Under Texas law, all civil opinions issued since January 1, 2003 have precedential
value. See Tex. R. App. Proc. 47.7(b); see also Tex. R. App. Proc. Cmt to 2008 change
(“All opinions and memorandum opinions in civil cases issued after the 2003
amendment have precedential value.”)
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B. Evidence that the decision-makers considered an


employee’s whistleblower activity before making an
employment decision is circumstantial evidence of
causation that defeats summary judgment.

Torres v. City of San Antonio is directly on point. In that case, the

San Antonio Court of Appeals reversed summary judgment because

“there is some evidence . . . that [defendants] considered the fact that

Torres reported [a violation of law] when considering whether to select

him for the Arson position.” Id. at *5.

Specifically, Torres, a fire department employee, reported to his

supervisor, a sworn peace officer, and to the San Antonio Office of

Municipal Integrity (OMI) that some former arson investigators were

still using arson badges to access otherwise unauthorized areas of the

police department. Id. at *1. Torres believed this violated the Texas

Penal Code’s prohibition on impersonating peace officers. Id. Later,

when Torres applied to an open arson lieutenant’s position, he was not

selected. Id. at *2. Torres presented evidence that after his interview,

the interview panel discussed his OMI complaint. Id. at *5. The ultimate

decision-maker, the fire chief, listed several reasons that Torres was not

selected, including “lack of leadership, his impulsiveness, [and] his not

understanding the chain of command.” Id. However, the fire chief also

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admitted that Torres’ “impulsivity to go to OMI without going through

the chain of command” was a factor in the non-selection. Id.

Ultimately, the San Antonio Court of Appeals reversed summary

judgment:

Although the City offered several reasons why Torres was not
selected for the position in question, we are mindful of the fact
that Torres was not required to prove that his reporting of the
fraudulent credentials was the sole reason for his non-
selection. . . . Thus, viewing the entire record in the light most
favorable to Torres, we conclude the City did not negate
causation as a matter of law.

Id.

This Court has applied the same reasoning to find but-for causation

in cases under federal law. For example, in Ion v. Chevron, an FMLA

retaliation case, this Court held that the “mention of [plaintiff’s] absence

from work [which included FMLA leave], in the litany of other complaints

about his actions, showed that [defendant] considered FMLA protected

leave in terminating him.” Ion v. Chevron, 731 F.3d 379, 391-92 (5th Cir.

2013). Significantly, Chevron argued that the reference was “merely a

factual statement, not a reason for Ion’s termination.” Id. at 391.

Rejecting that argument, this Court held:

A reasonable jury could conclude that the inclusion in the


same paragraph listing the reasons for Ion’s termination

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could indicate that his absence was also a reason for his
termination.

Id. at 392. That evidence met both the but-for and motivating factor

causation standards. Id. at 390.

In Glorioso, this court applied the same reasoning as Torres and Ion

to a Title VII retaliation claim. Glorioso v. Mississippi Dep’t of

Corrections, 193 F.3d 517, No. 99-60147, 1999 WL 706173 at *4 (5th Cir.

1999) (per curiam). 6 In Glorioso, the plaintiff complained of sexual

harassment. Id. Her supervisor then recommended she be terminated

for failing to get along with coworkers. Id. at *2. The recommendation

described “how she had complained both orally and in writing that [a

coworker] had verbally abused her.” Id. The recommendation does not

use the words “sexual harassment” or even state that the Glorioso’s

sexual harassment allegations were a reason for her termination. Id.

Nevertheless, this Court held that the reference to her complaint was a

reference to protected activity. Id. at *6. The employer argued that

reference to the complaint was merely an example of how she did not get

6
While Glorioso was originally designated unpublished, this Court and district courts
have cited it multiple times as good law. See E.E.O.C. v. Rite Way Service, Inc., 819
F.3d 235, 243 n.6 (5th Cir. 2016); Royal v. CCC & R Tres Arboles, L.L.C., 736 F.3d
396, 403 (5th Cir. 2013); Guadalajara v. Honeywell Int’l, Inc., 224 F.Supp.3d 488, 508
(W.D. Tex 2016).
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along with coworkers, which would be a legitimate reason for

termination. Id at *6. This Court rejected that characterization, holding

the reference to her protected activity in the recommendation to

terminate creates a fact issue for the jury as to causation. Id. at *6.

C. In this case, discovery admissions, meeting notes, internal


emails and witness testimony show Rodriguez, the final
decision-maker, considered her reports in terminating her.

Here, Crampton has provided the same type of evidence the Torres,

Ion, and Glorioso Courts found created a fact issue regarding causation

and precluded summary judgment. Specifically, there is evidence in the

form of discovery admissions, meeting notes, internal emails and

testimony that Rodriguez not only knew of Crampton’s reports to the

Attorney General and the Inspector General, but that they were a factor

in the termination decision.

1. Rodriguez knew of Crampton’s reports to the OAG and


the OIG before she terminated her.

A jury could find Rodriguez knew of Crampton’s complaints to the

Office of the Attorney General and to the Office of the Inspector General.

Regarding Crampton’s complaints to the Attorney General’s office, DADS

admitted in discovery that Rodriguez knew Crampton was

communicating with the OAG. ROA. 663 (Admission No. 9). Regarding

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Crampton’s complaints to the Office of the Inspector General, there is

copious evidence that she knew. See e.g., ROA.678; ROA.818 (“Rodriguez

said Crampton claimed everything was retaliation and told Rodriguez

she had contacted the Inspector General’s Office.”)

2. The April 1 meeting notes show Crampton’s OIG report


was discussed at the meeting where the termination
decision was made.

There is evidence that her OIG complaint was considered in

terminating her. According to the meeting notes, Crampton’s OIG

complaint, as well as other complaints of violations of law, were discussed

in a management meeting on April 1, 2016:

ROA.678. According to Rodriguez’s own testimony, at that meeting

DADS made the decision to propose Crampton’s termination:

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ROA.615. This is similar to Torres, Ion, and Glorioso where evidence that

protected activity was discussed or referenced at the same time adverse

action was taken precluded summary judgment.

3. Rodriguez’s testimony that she considered “everything


that’s happened” in deciding to terminate Crampton is
competent summary judgment evidence that allows a
jury to find Crampton’s OIG and OAG reports were a
factor in her termination.

In addition to discussing Crampton’s reports on April 1, Rodriguez

testified that before terminating Crampton on April 15, she considered

everything that had happened “so far”:

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ROA.615-16. “Everything that’s happened so far” would include

Crampton’s reports of violations of law to the OAG, the OIG, the

Governor, and the 40 other officials she sent her packet of information to.

Therefore, just as in Torres, “there is some evidence . . . that [defendants]

considered the fact that [plaintiff] reported [a violation of law] when

considering whether to” fire her. See Torres, 2016 WL 7119056 at *5.

DADS has not conclusively negated causation as a matter of law. See id.

Summary judgment must be reversed.

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D. Temporal proximity of less than four months between


protected activity and retaliatory acts constitutes
circumstantial evidence of prima facie causation that
defeats summary judgment.

Temporal proximity is also evidence of causation. Patton v. Harris

Cnty Comm. Superv. & Corr. Dept., No. 14-04-00683-CV, 2005 WL

3116405 at *5 (Tex. App.—Houston [14th Dist.] 2005, pet. denied).

Under the Texas Whistleblower Act, an adverse action occurring within

90 days of a report of a violation of law creates a rebuttable presumption

that the protected activity caused the adverse action. Tex. Gov. Code

554.004(a). Even if the presumption is rebutted, “the facts that give rise

to the presumption remain for the jury’s consideration.” Garza v. City of

Mission, 684 S.W.2d 148, 152 (Tex. App.—Corpus Christi-Edinburg 1984,

no pet.).

In the Fifth Circuit, “a time lapse of up to four months has been

found sufficient to satisfy the [prima facie] causal connection for

summary judgment purposes.” Evans v. City of Houston, 246 F.3d 344,

254 (5th Cir. 2001).

Here, the chronology of events shows that within days, sometimes

hours of making a whistleblower complaint or of DADS learning of the

complaint, Crampton was disciplined. See Facts § A.

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The close temporal proximity is most striking concerning the events

of April 1, 2016. On that day, Crampton told Rodriguez that she had

made a whistleblower complaint to the OIG. ROA.818. Later that same

day, Rodriguez met with several other members of DADS management.

ROA.678 (listing meeting attendees as “Amy, Cindy, Shelley, Jill, Sylvia,

Joanna.”). One of the first topics of conversation was Crampton’s OIG

report. Id. By the end of that meeting, Rodriguez and the others had

“drafted a decision . . . . [A] Proposal for Dismissal.” ROA.615:2-5. Two

weeks later, Crampton was terminated. ROA.271.

Not only does this extremely close temporal proximity defeat

summary judgment, but it alone would uphold a jury verdict because “a

verdict for retaliatory discharge may be based upon the immediacy of

suspension or termination following a report.” See Tomhave v. Oaks

Psych. Hosp., 82 S.W.3d 381, 386 (Tex. App.—Austin 2002, pet. denied),

disapproved of on other grounds by Binur v. Jacobo, 135 S.W.3d 646, 651

n.11 (Tex. 2004).7

7In Binur, the Texas Supreme Court said, “We disapprove of decisions that hold or
imply that, if a party attaches evidence to a motion for summary judgment, any
request for summary judgment under Rule 166a(i) [no-evidence summary judgment
motion] will be disregarded” Binur, 135 S.W.3d at 651.

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Summary judgment could be reversed for this reason alone.

E. The district court erred by refusing to make reasonable


inferences in favor of Crampton from the fact that
Rodriguez and DADS management discussed her OIG
whistleblower complaint at the very meeting where DADS
decided to propose her termination.

The district court rejected all of the above evidence, holding that

the “cited evidence merely establishes knowledge of Crampton’s

complaints of alleged wrongdoing.” ROA.739. This is an extremely

narrow reading of the evidence that not only fails to make reasonable

inferences in favor of Crampton, but actually makes the opposite

inferences in favor of DADS.

First, the district court held no favorable inferences could be drawn

from the fact that the OIG report was discussed in the meeting in which

it was decided to terminate her:

Evidence Meeting notes show DADS discussed


Crampton’s OIG report at the meeting in
which it decided to propose her termination.
ROA.678; ROA.615.

Reasonable Inference: A jury could infer that the topics discussed at


a meeting were factors in the decisions made
at the meeting. As such, Crampton’s OIG
report played a role in the decision to
terminate her made during that meeting.

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District Court’s “There is no indication Crampton’s report


Inference: motivated Defendants to terminate her
employment.” ROA.739

Caselaw that conflicts “Drawing all reasonable inferences in favor of


with the Trial Court’s the nonmoving party, a reasonable jury could
inference: conclude that the inclusion of this statement
[concerning FMLA leave] in the same
paragraph listing reasons for Ion’s termination
could indicate that his absence was also a
reason for his termination.”
Ion, 731 F.3d at 391-92.

Second, the district court rejected any inferences that could be

drawn from close temporal proximity:

Evidence: Crampton told Rodriguez that she had


reported violations of law to the OIG on April
1, 2016. ROA.818. The OIG report was
discussed later that day in a meeting in which
DADS decided to propose Crampton’s
termination. ROA.678; ROA.615. Crampton
was fired two weeks later. ROA.271

Reasonable Inference: Crampton’s OIG report played a role the


decision to terminate her.

District Court’s “The timing of Crampton’s termination is less


Inference: suspect than suggested.” ROA.740.
“Defendants have offered ample evidence of a
non-retaliatory basis for Crampton’s
termination.” Id.

Caselaw that conflicts “[A] verdict for retaliatory discharge may be


with the Court’s based upon the immediacy of suspension or
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inference: termination following a report.” Tomhave, 82


S.W.3d at 386; see also Patton 2005 WL
3116405 at *5.

“[A] time lapse of up to four months has been


found sufficient to satisfy the causal
connection for summary judgment purposes.”
Evans, 246 F.3d at 254.

Finally, the district court held Crampton’s own testimony that she

was terminated in retaliation for engaging in several different acts,

including whistleblower and first amendment activity, conclusively

negated any causal connection between her whistleblower activity and

termination:

Evidence: Crampton testified, “I think I was fired from


DADS for calling Abbott, Paxton, [McCaul],
sending out all the letters that I sent out . . .
for notifying people about what was going on.”
ROA.162 at page 155:16-20

Crampton also said race and other potentially


protected activities may have been a factor.
ROA.162 at page 156:3-12; ROA.741

Reasonable Inference: Crampton believes she was terminated in


retaliation for various acts including
whistleblower and first amendment activity.

District Court’s “Crampton’s own statements undermine any


Inference: causal connection between her termination
and her reports to the OIG and OAG.”
ROA.741.
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Caselaw that conflicts The Whistleblower Act does not require sole
with the Court’s cause. Torres, 2016 WL 7119056 at *5.
inference: (“Although the City offered several reasons
why Torres was not selected for the position in
question, we are mindful of the fact that Torres
was not required to prove that his reporting of
the fraudulent credentials was the sole reason
for his non-selection.”)

“We reject Jackson State's suggestion


that Robinson's own speculation about the
reasons for his firing somehow precluded the
jury from finding actual discrimination. We
find no authority for that proposition, and
instead, it conflicts with the essence of our
retaliation inquiry: we look to the “real reason”
for the termination, not an employee's
“subjective belief” about its impetus.”
Robinson v. Jackson State Univ., No. 16-
60760, 2017 WL 6003389 at *7 (5th Cir. Dec.
4, 2017) (per curiam)

Because the district court did not make reasonable inferences in

favor of Crampton that would allow a jury to find causation, summary

judgment should be reversed.

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III. Summary Judgment should be reversed because contrary to the


district court’s opinion, Crampton’s complaint, DADS summary
judgment motion, Crampton’s summary judgment response,
and the evidence in the record all identify the precise speech
Crampton contends is subject to First Amendment and Texas
Constitutional protection

To prove a First Amendment retaliation claim, Ms. Crampton must

show (1) she suffered an adverse employment action; (2) she spoke as a

citizen on a matter of public concern; (3) her interest in commenting on

matters of public concern outweighs the defendants’ interest in promoting

efficiency; and (4) her speech motivated the adverse action. See Beattie v.

Madison Cnty. Sch. Dist., 254 F.3d 595, 601 (5th Cir. 2001); see also Davis

v. McKinney, 518 F.3d 304, 312 (5th Cir. 2008) (adding citizen speech

requirement).

The district court granted summary judgment because Crampton

allegedly failed to identify “the precise speech underlying her claims.”

ROA.743. Surprising to support its ruling, the district court then

proceeds to identify the precise speech Crampton claims is entitled to

protection and even cites to the very portions of the record where

Crampton identifies that speech as the bases for her constitutional

claims.

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First, the district court lists all of the reports of violations of laws

and misconduct Crampton describes in her complaint. See ROA.743

(“Crampton’s complaint refers to numerous communications made to

various persons and agencies at various times. See Pet.[#1-4] at ¶¶36,

41, 43, 45, 46, 55-57, 59.”). While not cited by the district court,

Crampton’s complaint goes on to explicitly state which of these

complaints she alleges are entitled to protection and to whom they were

made. Specifically, under section VI, Plaintiff states the following:

ROA.28. Under section VII, Crampton states the same thing regarding

her Texas Constitutional claims. See ROA.28-29.


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Second, the district court then cites to Crampton’s response to

DADS’ motion for summary judgment, saying “Crampton’s response . . .

refers generally to her whistleblowing activity detailed above. See Resp.

[#26] at 10 (referring back presumably to the eight pages of factual

background recounting numerous reports.)”. ROA.743 (citing ROA.565).

Once again, the district court is entirely correct, but incomplete in a way

that favors DADS. Crampton does allege the reports detailed in the fact

section of her response are entitled to constitutional protection and does

refer back to that section. See ROA.565. However, the district court

implies in DADS’ favor that Crampton’s general reference to the facts

section of her response is the only detail she provides regarding the

reports. That is simply incorrect. Here is the full paragraph from

Crampton’s response the district court cites to:

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ROA.565-66. As the full paragraph in context shows, Crampton not only

generally refers to her facts section, but also explicitly details the

complaints and cites to them in the record. Indeed, Crampton even cites

to Defendants’ own Exhibit B, which Defendants themselves refer to as

“Plaintiff’s ‘Report’ to Outside Agencies.” See ROA.119.

Third, the district court cites to Crampton’s testimony that she

submitted “initial reports of alleged wrongdoing to ‘over 40, 50 people’

and she admits being unable to recall who she complained to and when.

See Crampton Dep. Tr. at APPX-0012-14.” ROA.743 (citing ROA.133-35).

As with the two prior statements detailed above, the district court’s

statement and citation to the record where this evidence is located is

correct, but it is also incomplete and misleading in favor of DADS.

According to very transcript pages cited by the district court, Crampton

sent the same packet of information to 40 or 50 people. ROA.133 at page

39:13-25. Both Crampton and DADS acknowledge that the people

included the Governor, the Attorney General, the OIG’s office and several

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congressmen. ROA.133 at pages 39-41. The packets of information were

sent out in two sets. ROA.134 at page 45:10-18. The first round was sent

out in September and October. Id. at 45:19-25. The packet of information

that was sent is referred to as Exhibit 40 in the deposition. Id. Exhibit

40 in Crampton’s deposition is Defendant’s Exhibit B to their motion for

summary judgment. See ROA.166 (see exhibit sticker). It is undisputed

that the packet of information was received by the Office of the Governor

on October 23, 2015. ROA.166 (date stamp at the top listing Oct. 23,

2016). Moreover, DADS refers to this document as “Plaintiff’s ‘Report’ to

Outside Agencies.” See ROA.119.

Therefore, to grant summary judgment on the basis that Crampton

failed to precisely identify the speech at issue required the district court

to not only ignore the contrary evidence Crampton provided and cited to,

but to also selectively credit DADS’ own characterization and concessions

regarding the evidence. Such an “approach is inconsistent with

fundamental rules governing summary judgment.” Heinsohn, 832 F.3d

at 245. Summary judgment must be reversed.

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IV. Summary Judgment should be reversed on Crampton’s First


Amendment and Texas Constitutional claims because the
district court erroneously held allegations that DADS was
violating the Health and Safety Code, fraudulently fining
agencies, and forging documents are not matters of public
concern because of Crampton’s own personal motivation in
reporting them.

The district court also held that “as a matter of law Crampton’s

speech was not directed to a matter of public concern” because “Crampton

was motivated primarily by private considerations.” ROA.743-44. 8

Specifically, the district court states that upon “close review” of the record

Crampton primarily spoke out because she wanted to save her job and

not be retaliated against by DADS. ROA.744. According to the district

court, this renders Crampton’s complaints that DADS was unlawfully not

checking qualifications for personnel changes, DADS was potentially

fraudulently fining agencies, and that her supervisor was forging

documents not matters of public concern. ROA.743-44.

8 The district court’s opinion did not address whether Crampton spoke as a citizen.
Appellee’s motion for summary judgment combined the citizen-speech and public
concern elements together and argued Crampton’s personal motivations negated
both. ROA.107. As explained in subsections IV.A-B of this brief, Appellee’s argument
is foreclosed by Modica. Additionally, Appellant addressed this issue in her
Summary Judgment Response brief. See ROA.566-67. A public employee speaks as
a citizen if the “public employee takes his job concerns to persons outside the
workplace.” Davis v. McKinney, 518 F.3d 304, 313 (5th Cir. 2008). Here, there can be
no question that Crampton took her concerns outside the workplace by going to her
elected representatives, including the Governor, the Attorney General, the OIG, and
others. See ROA.119 (“Plaintiff’s ‘Report’ to Outside Agencies.”).
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The district court’s ruling is both factually and legally erroneous.

It must be reversed.

A. Contrary to the district court’s opinion, Crampton’s report


of fraud, forgery, and violations of the Health and Safety
Code were not primarily motivated by a desire to save her
job because she reported it prior to receiving any formal
discipline and the cover letter to the report states she is
reporting the legal violations because she does not want
someone to get hurt.

The district court granted summary judgment because it held that

Crampton’s reports of legal violations by DADS were made because she

was primarily motivated by the private consideration of saving her job.

ROA.744. The district court specifically states that Crampton’s reports

came after “her initial discipline by Rodriguez,” which occurred in

November 2015. ROA.744 (citing ROA.251). This is simply not true.

According to Crampton’s deposition, she sent out her reports in

September and October. See ROA.134:10-21. According to DADS’ own

Exhibit B to their motion for summary judgment, the report to the

Governor happened no later than October 23, 2015. ROA.166 (see date

stamp). Indeed, Rodriguez learned of the report Governor’s Office before

she gave Crampton her first disciplinary write-up on November 9. See

ROA.134 at page 43:13-24; ROA.586 at ¶ 2. Therefore, Crampton could

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not have been motivated by a desire to save her job because she had not

even been written-up yet.

Second and more importantly, the cover letter Crampton sent with

the packet of information explicitly details why she is making the report:

I believe [Sylvia Rodriguez] has jeopardized our agency, to the


point in which someone is going to get hurt. I have voiced my
concerns with Bobby Schmidt and Cindy Bourland to no avail.
. . . [W]e have done a disgrace for the people of Texas.

ROA.166. Nowhere in the cover letter does she state she is concerned she

will be fired.

At the very least this creates a fact issue that a jury must resolve.

B. Applying the “content, form, and context” factors to


Crampton’s reports to elected officials and the Inspector
General establishes she spoke on a matter of public concern.

In determining whether a public employee has spoken on a matter

of public concern, this Court considers the “content, form, and context of

a given statement, as revealed by the whole record. Modica v. Taylor,

465 F.3d 174, 180 (5th Cir. 2006).

The Modica case is directly on point. In Modica, an inspector for

the Texas Cosmetology Commission sent a letter to State Representative

Roberto Gutierrez accusing his employer of inappropriate activities in the

workplace, preferential treatment of certain schools, and misuse of public

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funds. Id. This Court held that the letter contained both private

workplace issues and matters of public concern. Id. However, this Court

explicitly stated:

The existence of an element of personal interest on the part of


an employee in the speech does not prevent finding that the
speech as a whole raises issues of public concern.

Id. at 180 (internal quotations omitted). Therefore, this Court examined

the content, form, and context to determine whether the letter was

entitled to constitutional protection. Id.

First, this Court held that the content of the letter was a matter of

public concern because Modica’s letter “raised concerns about the misuse

of public funds.” Id. (citing Branton v. City of Dallas, 272 F.3d 730, 739

(5th Cir. 2001)). This Court found that even though the letter expressed

private concerns relating to management policies, “the letter’s primary

focus is [the defendant’s] malfeasance.” Id.

Second, this Court held that the form of Modica’s speech, a letter to

an elected official, “militates in favor of protection.” Id. at 181.

Specifically, this Court held that because Modica sent a letter outside the

agency and the letter focused on the impact “management had on the

public,” the form of the speech “was primarily public. Id.

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Finally, the context of the letter to the elected official “favors

protection.” Id. On this element this Court stated:

Although there is evidence of an employer-employee dispute


in the underlying circumstances, namely the reassignment of
Larry Perkins and Modica's allegations of retaliation, the
majority of Modica's concerns did not relate to this dispute nor
her job, but to the operation of the TCC as a whole.

Id.

Here, the exact same considerations apply. Crampton sent the

same packet of information to 40 or 50 public officials including the

Governor, the Attorney General, the OIG’s office and several

congressmen. ROA.133 at pages 39-41. Like in Modica, the content of

the packet favors protection. The primary focus of the cover letter and

the enclosed documents is on how DADS’s policies violate applicable laws

and could result in real people getting hurt. See ROA.166-222; see also

Facts § E. Like in Modica, the form as a letter to elected officials is

primarily focused on the impact DADS’ policies will have on the public.

ROA.166 (“I believe [Sylvia Rodriguez] has jeopardized our agency, to the

point in which someone is going to get hurt.”). Finally, as in Modica the

context favors protection because the packet of evidence has to do with

the operation of DADS as a whole and how they are not following the

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laws in reviewing qualifications for personnel changes at home health

agencies. ROA.166-222. Indeed, the packet does not mention that

Crampton fears for her job or is doing it to protect herself. Id.

These factors also all weigh in favor of protection for Crampton’s

December 2015 OIG complaint, the February 2016 email to Kirk Watson,

and her March 2016 packet to Representative McCaul. Regarding the

OIG complaint, Crampton sent the same documents as the packet of

information and an email “explaining alleged misconduct by Rodriguez.”

ROA.809-10. She later supplemented her complaint to allege fraud and

forgery regarding renewal letters. ROA.839. Similarly, Crampton’s

letter to Kirk Watson seeks help because of Rodriguez’s violations of law

and “life has been very hard here trying to make sure the elderly and sick

have the right people going into their homes.” ROA. 654-55. Finally, in

March 2016, Crampton made similar complaints to Representative

McCaul. ROA.658. The primary focus of these additional complaints is

on how DADS’ violations could affect the public.

Because all of these complaints primarily focus on how DADS’

violations of law will affect the public and the customers of the agency

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they are entitled to constitutional protection under Modica. Modica, 465

F.3d at 180-81. Summary judgment must be reversed.

C. The district court misapplied this Court’s decision in Harris


ex rel. Harris v. Potomac County School District in
dismissing Crampton’s constitutional claim on the basis
that her personal motivation in speaking out abrogates
constitutional protection.

In dismissing Crampton’s constitutional claims based on

Crampton’s personal motivations, the district court relied solely on

Harris ex rel. Harris v. Potomac County School District, 635 F.3d 685 (5th

Cir. 2011). ROA.744. While that case does say “the court examines . . .

the speaker’s motivation” in determining whether the first amendment

protects employee speech, the district court takes that phrase out of

context and misapplies the holding.

In Harris, a teacher alleged first amendment violations because she

“complained [to her superintendent] about the treatment her child

received in a discreet incident.” Harris, 635 F.3d at 692. The teacher also

complained to her superintendent about her reassignment. Id. at 689. In

that case, this Court did not hold that Harris’ personal motivations in

complaining about the treatment of her child or her reassignment

rendered her complaints unprotected by the first amendment. Instead,

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this Court simply held that the complaints were personal matters. Id. at

692 (“Both matters are personal.”). In other words, this Court held that

the content, form, and context of the teacher’s speech—internal

complaints to her superintendent about her child’s treatment and her job

assignment—did not involve matters of public concern. See id.

Here, as described in the previous section that is decidedly not the

case. Crampton sent numerous letters to her elected officials and outside

government agencies. In those letters and complaints, Crampton made

allegations of fraud, forgery, and violations of the Health and Safety code.

Her letters and complaints primarily focused on the effect those

violations could have on the public. Harris is simply inapplicable to facts

like that.

Summary judgment should be reversed.

V. The district court abused its discretion in denying Crampton’s


motion to supplement the summary judgment record because
all four Freeman factors favor admitting the declaration from
Crampton’s former manager.

The district court denied Crampton’s motion for leave to file a newly

obtained declaration from Crampton’s former manager, Mary Jo

Grassmuck. ROA.736. The district court held that Crampton should

have obtained the declaration during the discovery period and her failure

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to do so required denial of the motion. Id. The district court’s ruling

relies on erroneous facts and a misapplication of the law.

This court reviews denials of motions to supplement the record for

abuse of discretion. See Performance Autoplex II Ltd. v. Mid-Continent

Casualty Co., 322 F.3d 847, 862 (5th Cir. 2003). In deciding whether to

accept additional evidence, a district court should consider the Freeman

factors:

(1) the moving party's reasons for not originally submitting


the evidence; (2) the importance of the omitted evidence to the
moving party's case; (3) whether the evidence was previously
available to the non-moving party when it responded to the
summary judgment motion; and (4) the likelihood of unfair
prejudice to the non-moving party if the evidence is accepted.

Id.9 (citing Freeman v. Cnty of Bexar, 142 F.3d 848, 852 (5th Cir.
1998)).

Here, each of these factors weighs in favor of allowing admission of

the declaration. Regarding the first fact, the reason the evidence was not

originally submitted with Crampton’s summary judgment response was

because it did not exist at that time. See ROA.705 (dated August 1, 2017).

9 These factors are used by district courts in deciding whether to accept additional
summary judgment evidence after a magistrate judge has already issued a
recommendation on a motion for summary judgment. Performance Autoplex, 322
F.3d at 862. However, these factors could equally apply to a district court’s decision
to accept new evidence in the first instance prior to ruling on a pending motion.
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Although Crampton had been attempting to obtain the declaration since

July 17, 2017 in order to meet her filing deadline of July 21, 2017,

Grassmuck did not sign the declaration until August 1, 2017. ROA.701-

05. Therefore, Crampton could not have submitted the document before

then. This factor weighs in favor of admission.

Regarding the second factor, Grassmuck’s declaration is very

important to her case. The district court would not have been able to rule

that “the evidence suggests a continued pattern of behavioral issues”

because Grassmuck’s declaration contradicts that. ROA.741. In her

declaration, Grassmuck states she “never had any problems with her,”

Crampton was “never disrespectful, snide, or rude to me . . . [and] I never

witnessed her act that way towards other people.” ROA.704 ¶¶ 6-8. At

trial, a jury would be allowed to believe Grassmuck’s testimony and could

therefore find in favor of Crampton. Further, as detailed in Crampton’s

motion for leave, the facts Grassmuck details provide evidence of pretext

in that Rodriguez has a reputation for holding grudges and retaliating

against employees. ROA.701-02; ROA.705. This factor also weighs in

favor of admission.

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Regarding the third factor, the facts revealed in the declaration

were available to the non-moving party prior to them filing their motion

for summary judgment. ROA.708. In fact, Appellees have admitted that

“Grassmuck was disclosed as a potential witness in Defendants’ initial

disclosures.” In other words, Appellees both knew Grassmuck had

relevant information and had access to it prior to their motion. See id.

This factor weighs in favor of admission.

Regarding the final factor, the motion to supplement was filed on

August 7, 2017, less than three weeks after Crampton’s response was

filed and only ten days after Appellees’ reply brief was filed. The ruling

on the summary judgment motion occurred over four months later in

November. ROA.5. Moreover, Appellees have never alleged that the

inclusion of the declaration would cause unfair prejudice. See ROA.707-

08. In any event, there is little likelihood of unfair prejudice since the

declaration simply illustrates the type of testimony that Grassmuck

would provide at trial. Further, had the declaration been available at the

time of Crampton’s filing deadline, she could have included it without

issue. See Fed. R. Civ. P. 56(c)(1)(A) (permitting declarations as part of

summary judgment evidence). As such, any prejudice could be

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adequately addressed through vigorous cross-examination during trial.

This factor also weighs in favor of admission.

The district court failed to analyze all of these factors. Instead,

the district court held that Crampton should have obtained the

declaration prior to the end of discovery. But that is unrealistic.

Crampton could not have obtained the declaration during the discovery

process because she did not know what Appellees were going to seek

summary judgment on. Indeed, Crampton had no reason to think that

Appellees would move for summary judgment on facts that their own

disclosed witnesses would dispute.

Since all of the factors favor allowing supplementation, the district

court abused its discretion in denying Crampton’s motion. Therefore, the

district court’s order should be reversed.

CONCLUSION

Crampton presented competent summary judgment evidence in the

form of meeting notes and testimony, both showing DADS considered her

whistleblower activity in deciding to fire her. Under Torres, Ion, and

Glorioso, such evidence creates a fact issue regarding causation for the

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jury. Summary Judgment should be reversed on Crampton’s

whistleblower claim.

Crampton presented competent summary judgment evidence that

precisely identified the speech she alleges is entitled to constitutional

protection. She presented evidence that she went to her elected

representatives and outside agencies with reports of violations of law

that could result in actual harm to the public. Under Modica, Crampton’s

reports to her elected officials and the outside agencies are protected by

the First Amendment and the Texas Constitution. Summary judgment

should be reversed on her constitutional claims.

Finally, the district court abused its discretion in not allowing

Crampton to submit a declaration from her former supervisor when there

was no evidence of prejudice or harm and the witness was already known

and had been disclosed by Appellees. Crampton’s motion to supplement

the record should have been granted.

In conclusion, Appellant requests this Court reverse the district

court’s grant of summary judgment and denial of leave to supplement the

summary judgment record.

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CERTIFICATE OF SERVICE

I, Colin Walsh, certify that today, March 2, 2018, a copy of the

Initial Brief of Appellant was served upon Counsel of Record for the

Appellees via the Court’s ECF system.

/s/ Colin Walsh


Colin Walsh

CERTIFICATE OF COMPLIANCE

Pursuant to Fed. R. App. P. 32(g), undersigned counsel certifies

that this brief complies with the type-volume limitations of Fed. R. App.

P. 32(a)(7)(B)(i).

1. Exclusive of the portions exempted by Fed. R. App. P. 32(f), this

brief contains 10,987 words printed in a proportionally spaced typeface.

2. This brief is printed in a proportionally spaced, serif typeface using

Century Schoolbook 14-point font in text and Century Schoolbook 12-

point font in footnotes produced by Microsoft Word.

3. Upon request, undersigned counsel will provide an electronic

version of this brief and/or a copy of the word printout to the Court.

4. Undersigned counsel understands that a material

misrepresentation in completing this certificate, or circumvention of the

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Case: 17-51126 Document: 00514370288 Page: 79 Date Filed: 03/02/2018

type-volume limits in Fed. R. App. P. 32(a)(7)(B)(i), may result in the

Court’s striking this brief and imposing sanctions against the person who

signed it.

/s/ Colin Walsh


Colin Walsh

65

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