20 min listen
What is FINRA’s Dispute Resolution Forum?
FromFINRA Unscripted
ratings:
Length:
14 minutes
Released:
Jun 19, 2018
Format:
Podcast episode
Description
FINRA operates the largest securities dispute resolution forum in the United States, with disputes resolved through arbitration and mediation. But for those unfamiliar with arbitration or mediation, it can be a confusing process.
What is FINRA arbitration? How might you end up with a case in arbitration or mediation? What’s the difference between the two? What does the process look like?
In this episode, FINRA’s Head of Dispute Resolution, Rick Berry, answers these questions and more.
For more about FINRA arbitration, visit our website.
What is FINRA arbitration? How might you end up with a case in arbitration or mediation? What’s the difference between the two? What does the process look like?
In this episode, FINRA’s Head of Dispute Resolution, Rick Berry, answers these questions and more.
For more about FINRA arbitration, visit our website.
Released:
Jun 19, 2018
Format:
Podcast episode
Titles in the series (100)
The Senior Helpline: Addressing the Unique Needs of Senior Investors: Senior investors may have unique needs that elevate the need for expedited attention with securities brokerage concerns. For three years, FINRA’s Securities Helpline for Seniors has been working to address those needs. Here’s how. by FINRA Unscripted