- JIFIN JAMES

REGULATORS IN INDIA

Reserve Bank of India

Ministry of Finance

Securities and Exchange Board of India(SEBI)
FRDA)
National Housing Bank (NHB)

National Bank for Agriculture and Rural
Development (NABARD)



Ministry of Corporate Affairs (MCA)

Pension Funds Regulatory and Development
Authority (PFRDA)

Insurance Regulatory and Development
Authority of India (IRDAI)

Company Affairs (DCA)

Reserve Bank of India

RBI is the Central Bank of India.

It was established on 1st April 1935.

By RBI act - 1934.

RBI is the apex institution to regulate monitory
and financial system of the country.








Securities and Exchange Board of India (SEBI)

SEBI was established with statutory powers on 12
th

April 1992.

The objective of SEBI is to protect the interests of
investors in securities and to promote the
development of, and to regulate the securities
market.

Ministry of Finance

Ministry of Finance is the ministry of the
Government of India

deals with the taxation, capital market, capital
market, financial legislation, centre and state
finances, and union budget.

It studies the overall trend of economy and
formulate and legislate rules and regulations
accordingly.
It is a Indian Government ministry charged with
monitoring the Companies Act 1956 and other acts
related to private sector.

I t is responsible for regulation of Indian
enterprises in service and industrial sector.

The ministry administers various acts such as
Companies Act 1956, The Competition Act 2002
and The MRTP Act 1969, Company secretaries Act
etc.

Ministry of Corporate Affairs (MCA)



Insurance Regulatory and Development
Authority of India (IRDAI)

The IRDAI was formed on 1999.

IRDAI is introduced to end the monopoly of
state owned companies and to give Insurance
Regulatory Authority power to control the
insurance sector.

The authority is a body corporate named
insurance regulatory and development authority
having perpetual succession and common seal.
Objectives of Financial Regulation

The following are the major objectives of
financial regulation:-

Financial stability- to ensure protection and
enhance stability of the financial system and
the economy.

Prevention of malpractices- aims at the frauds
and crimes relating to financial system.

Consumer protection-ensure protection to the
consumers and the various players in the
economy.

to bring confidence in the financial system
and the economy.


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-JIFIN JAMES